Paper No. _
`Filed: July 17, 2020
`
`By:
`
`Filed on behalf of:
`The Trustees of Columbia University in the City of New York
`John P. White
`Cooper & Dunham LLP
`30 Rockefeller Plaza
`20th Floor
`New York, New York 10112
`Telephone: (212) 278-0400
`Facsimile: (212) 391-0525
`Email: ColumbiaIPR@cooperdunham.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`ILLUMINA, INC.,
`Petitioner,
`
`v.
`
`THE TRUSTEES OF COLUMBIA UNIVERSITY
`IN THE CITY OF NEW YORK
`Patent Owner.
`
`Case IPR2020-01177
`Patent 10,435,742
`
`PATENT OWNER’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8
`
`
`
`
`
`
`Filed: July 17, 2020
`
`By:
`
`Filed on behalf of:
`The Trustees of Columbia University in the City of New York
`John P. White
`Cooper & Dunham LLP
`30 Rockefeller Plaza
`20th Floor
`New York, New York 10112
`Telephone: (212) 278-0400
`Facsimile: (212) 391-0525
`Email: ColumbiaIPR@cooperdunham.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`ILLUMINA, INC.,
`Petitioner,
`
`v.
`
`THE TRUSTEES OF COLUMBIA UNIVERSITY
`IN THE CITY OF NEW YORK
`Patent Owner.
`
`Case IPR2020-01177
`Patent 10,435,742
`
`PATENT OWNER’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. § 42.8
`
`
`
`
`
`
`
`IPR2020-01177
`Patent No. 10,435,742
`
`MANDATORY NOTICES PURSUANT TO 37 C.F.R. § 42.8(a)(2)
`
`Pursuant to 37 C.F.R. § 42.8(a)(2), the mandatory notices identified in 37
`
`C.F.R. § 42.8(b) are provided below.
`
`A. REAL PARTY-IN-INTEREST (37 C.F.R. § 42.8(b)(1))
`
`The Trustees of Columbia University in the City of New York (“Columbia”)
`
`is the real party-in-interest for Patent Owner.
`
`B. RELATED MATTERS (37 C.F.R. § 42.8(b)(2))
`
`Illumina, Inc. (“Illumina”) has filed a petition for IPR of U.S. Patent No.
`
`10,435,742 (the ’742 patent). The ’742 patent is asserted against Illumina in
`
`Trustees of Columbia Univ. v. Illumina, Inc., 19-cv-1681-CFC (D. Del.). U.S.
`
`Patent Nos. 10,407,458; 10,407,459; and 10,457,984 are asserted in that same
`
`litigation, and Illumina has filed IPR Petitions against those patents in IPR2020-
`
`00988, IPR2020-01065, and IPR2020-01125, respectively.
`
`a. Matters Involving Patents from the Same Patent Family
`
`Columbia asserted U.S. Patent Nos. 9,718,852, 9,719,139, 9,708,358,
`
`9,725,480, and 9,868,985 (“the ’852, ’139, ’358, ’480, and ’985 patents”) against
`
`Illumina in Trustees of Columbia Univ. v. Illumina, Inc., 17-cv-973-GMS (D.
`
`Del.). The ’852, ’139, ’358, ’480, and ’985 patents were the subject of IPR2018-
`
`00291, IPR2018-00318, IPR2018-00322, IPR2018-00385, and IPR2018-00797,
`
`respectively. The Board held the challenged claims from the ’852, ’139, ’358,
`
`
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`1
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`
`
`IPR2020-01177
`Patent No. 10,435,742
`
`’480, and ’985 patents unpatentable, and Columbia is presently appealing those
`
`decisions in Trustees of Columbia Univ. v. Illumina, Inc., 19-2302 (consolidated)
`
`(Fed. Cir.).
`
`Columbia asserted U.S. Patent Nos. 7,790,869, 7,713,698, and 8,088,575
`
`(“the ’869, ’698, and ’575 patents”) against Illumina in Trustees of Columbia Univ.
`
`v. Illumina, Inc., 12-cv-376 (D. Del.). The ’869, ’698, and ’575 patents were the
`
`subject of IPR2012-00007, IPR2012-00006, and IPR2013-00011, respectively, in
`
`which the Board held the challenged claims from the ’869, ’698, and ’575 patents
`
`unpatentable. See also Trustees of Columbia Univ. v. Illumina, Inc., 620 Fed.
`
`Appx. 916 (Fed. Cir. 2015).
`
`b. Matters Involving Petitioner’s Patents
`
`In Trustees of Columbia Univ. v. Illumina, Inc., 12-cv-376 (D. Del.),
`
`Illumina raised counterclaims alleging infringement of U.S. Patent Nos. 7,057,026,
`
`8,158,346, and 7,566,537. Illumina’s ’026 and ’346 patents were the subject of
`
`IPR2013-00128 and IPR2013-00266, respectively. The Board held the challenged
`
`claims unpatentable, and the Federal Circuit affirmed the Board’s decisions in
`
`Illumina Cambridge Ltd. v. Intelligent Bio-Systems, Inc., 638 Fed. Appx. 999 (Fed.
`
`Cir. 2016). Illumina’s ’537 patent was the subject of IPR2013-00517. The Board
`
`held the challenged claims not unpatentable, and the Federal Circuit affirmed the
`
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`2
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`
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`IPR2020-01177
`Patent No. 10,435,742
`
`Board’s decision in Intelligent Bio-Systems, Inc. v. Illumina Cambridge Ltd., 821
`
`F.3d 1359 (Fed. Cir. 2016).
`
`C. LEAD AND BACK-UP COUNSEL (37 C.F.R. § 42.8(b)(3))
`
`Columbia provides the following designation of counsel.
`
`Lead Counsel
`
`Back-up Counsel
`
`John P. White, Reg. No. 28,678
`Cooper & Dunham LLP (Customer No.
`23432)
`jwhite@cooperdunham.com
`Postal and Hand-Delivery Address:
`30 Rockefeller Plaza
`20th Floor
`New York, New York 10112
`Telephone: (212) 278-0400
`Facsimile: (212) 391-0525
`
`John D. Murnane, Reg. No. 29,836
`Venable LLP
`jdmurnane@venable.com
`Postal and Hand-Delivery Address:
`1290 Avenue of the Americas
`New York, NY 10104
`Telephone: (212) 218-2100
`Facsimile: (212) 218-2200
`
`Justin J. Oliver, Reg. No. 44,986
`Venable LLP
`joliver@venable.com
`Postal and Hand-Delivery Address:
`600 Massachusetts Ave.
`Washington, D.C. 20001
`Telephone: (202) 721-5423
`Facsimile: (212) 218-2200
`
`Gary J. Gershik, Reg. No. 39,992
`Cooper & Dunham LLP (Customer No.
`23432)
`ggershik@cooperdunham.com
`Postal and Hand-Delivery Address:
`30 Rockefeller Plaza
`20th Floor
`New York, New York 10112
`Telephone: (212) 278-0400
`Facsimile: (212) 391-0525
`
`3
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`IPR2020-01177
`Patent No. 10,435,742
`
`D.
`SERVICE INFORMATION (37 C.F.R. § 42.8(b)(4))
`
`Please direct all correspondence to lead counsel and back-up counsel at the
`
`addresses shown above. Patent Owner also consents to electronic service by email
`
`to ColumbiaIPR@cooperdunham.com.
`
`Respectfully submitted,
`
`Dated: July 17, 2020
`
`
`
`
`
`By:
`
`
`
`
`
`
`
`
`/John P. White/
`John P. White, Reg. No. 28,678
`Lead Attorney for Patent Owner
`Cooper & Dunham LLP
`30 Rockefeller Plaza, 20th Floor
`New York, NY 10112
`Telephone: (212) 278-0400
`Fax: (212) 391-0525
`
`4
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`CERTIFICATE OF SERVICE
`
`I hereby certify that a true and correct copy of the foregoing PATENT
`
`OWNER’S MANDATORY NOTICES PURSUANT TO 37 C.F.R. § 42.8 is
`
`being served on July 17, 2020 via email to Counsel for Petitioner at the email
`
`
`
`addresses below:
`
`Kerry S. Taylor
`Michael L. Fuller
`Nathanael R. Luman
`KNOBBE, MARTENS, OLSON
`& BEAR, LLP
`2040 Main Street, 14th Floor
`Irvine, CA 92614
`Email: BoxIllumina@knobbe.com
`
`
`Dated: July 17, 2020
`
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`By:
`
`
`
`
`/Brittany N. Internoscia/
`Brittany N. Internoscia
`Associate
`Cooper & Dunham LLP
`
`
`
`
`
`
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