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`Filed: March 30, 2021
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
` ILLUMINA, INC.,
`Petitioner,
`
`v.
`
` THE TRUSTEES OF COLUMBIA UNIVERSITY
`IN THE CITY OF NEW YORK
`Patent Owner.
`_______________
`
`IPR2020-01177 (Patent 10,435,742)
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`
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`PATENT OWNER’S UPDATED EXHIBIT LIST
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`Case IPR2020-01177
`Patent No. 10,435,742
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`Pursuant to 37 C.F.R. § 42.63(e), Patent Owner The Trustees of Columbia
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`University in the City of New York hereby provides an updated list of its exhibits
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`in this proceeding.
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`Exhibit No. Description
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`EXHIBIT LIST
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`2001
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`2002
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`2003
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`2004
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`2005
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`2006
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`2007
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`2008
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`2009
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`2010
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`Defendant Illumina, Inc.’s Response to Plaintiffs’ Opening Claim
`Construction Brief
`
`Metzker, et al., “Elimination of residual natural nucleotides from
`3’-O-modified-dNTP syntheses by enzymatic mop-up,”
`BioTechniques, 25:814-817 (1998)
`PCT Publication WO 00/53805 (“Stemple”)
`
`Defendant Illumina, Inc.’s Initial Invalidity Contentions, The
`Trustees of Columbia University in the City of New York and
`Qiagen Sciences, LLC v. Illumina, Inc., 19-cv-01681 (D. Del.)
`U.S. Patent No. 6,087,095 (“Rosenthal”)
`
`Welch & Burgess, “Synthesis of fluorescent, photolabile 3’-O-
`protected nucleoside triphosphates for the base addition
`sequencing scheme,” Nucleosides & Nucleotides, 18:197-201
`(1999)
`Canard & Sarfati, “DNA polymerase fluorescent substrates with
`reversible 3’-tags,” Gene, 148:1-6 (1994)
`
`IPR2017-02172 Petition for Inter Partes Review of U.S. Patent
`No. 7,566,537
`
`IPR2017-02172 Preliminary Response of Patent Owner Illumina
`Cambridge Ltd.
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`IPR2017-02174 Preliminary Response of Patent Owner Illumina
`Cambridge Ltd.
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`2011
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`IPR2013-00517 Illumina’s Patent Owner Response
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`
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`1
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`
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`Case IPR2020-01177
`Patent No. 10,435,742
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`
`2012
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`IPR2013-00517 Final Written Decision
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`2013
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`IPR2013-00517 Deposition of Floyd Romesberg, Ph.D., July 8,
`2014
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`2014
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`IPR2018-00291 Petitioner’s Reply
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`2015
`
`U.S. Patent No. 5,808,045
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`2016
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`Curriculum Vitae of Kenneth A. Johnson, Ph.D.
`
`2017
`
`2018
`
`2019
`
`IPR2018-00291, IPR2018-00318, IPR2018-00322, IPR2018-
`00385, IPR2018-00797 Illumina’s Demonstratives for Oral
`Hearing
`IPR2018-00291, IPR2018-00318, IPR2018-00322, IPR2018-
`00385, IPR2018-00797 Illumina’s Reply to Patent Owner’s
`Opposition to Motion to Exclude
`IPR2018-00291 Institution Decision
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`2020
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`Reserved
`
`2021
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`WO 96/23807 (“Kwiatkowski”)
`
`2022
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`2023
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`2024
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`Ronaghi, et al. “A sequencing method based on real-time
`pyrophosphate,” Science, 281(5375):363-365 (1998)
`
`Brief of Patent Owner-Appellant Illumina Cambridge Ltd.,
`Illumina Cambridge Ltd. v. Intelligent Bio-Systems, Inc., D.I. 27,
`2015-1123 (Fed. Cir.)
`U.S. Patent No. 5,858,671 (“Jones”)
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`2025
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`U.S. Patent No. 6,013,445 (“Albrecht”)
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`2026
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`Excerpts from the Prosecution History of U.S. Patent No.
`9,718,852
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`2
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`Case IPR2020-01177
`Patent No. 10,435,742
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`2027
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`2028
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`2029
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`2030
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`2031
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`2032
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`2033
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`2034
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`Complaint for Patent Infringement, The Trustees of Columbia
`University in the City of New York and Qiagen Sciences, LLC v.
`Illumina, Inc., D.I. 1, 19-cv-01681 (D. Del.)
`Reserved
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`Amended Complaint for Patent Infringement, The Trustees of
`Columbia University in the City of New York and Qiagen
`Sciences, LLC v. Illumina, Inc., D.I. 12, 19-cv-01681 (D. Del.)
`Exhibit 7 to Complaint for Patent Infringement, The Trustees of
`Columbia University in the City of New York and Qiagen
`Sciences, LLC v. Illumina, Inc., D.I. 1-7, 19-cv-01681 (D. Del.)
`Exhibit 8 to Complaint for Patent Infringement, The Trustees of
`Columbia University in the City of New York and Qiagen
`Sciences, LLC v. Illumina, Inc., D.I. 1-8, 19-cv-01681 (D. Del.)
`Docket, The Trustees of Columbia University in the City of New
`York and Qiagen Sciences, LLC v. Illumina, Inc., 19-2302 (Fed.
`Cir.)
`Zhu, Z., et al., “Directly labeled DNA probes using fluorescent
`nucleotides with different length linkers,” Nucleic Acids Res.,
`22:3418-3422 (1994)
`IPR2018-00291, Petition for Inter Partes Review of U.S. Patent
`No. 9,718,852
`
`2035
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`U.S. Patent No. 7,566,537
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`2036
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`2037
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`2038
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`Joint Claim Construction Brief, The Trustees of Columbia
`University in the City of New York and Qiagen Sciences, LLC v.
`Illumina, Inc., D.I. 54, 19-cv-01681 (D. Del.)
`Excerpts of Joint Claim Construction Appendix (Declaration of
`John Kuriyan, Ph.D. in Support Of Plaintiffs’ Opening Claim
`Construction Brief; Expert Declaration of Dr. Floyd Romesberg in
`Support of Illumina’s Response to Plaintiffs’ Opening Claim
`Construction Brief), The Trustees of Columbia University in the
`City of New York and Qiagen Sciences, LLC v. Illumina, Inc., D.I.
`55, 19-cv-01681 (D. Del.)
`Reserved
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`3
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`Case IPR2020-01177
`Patent No. 10,435,742
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`2039
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`IPR2012-00007 Illumina Reply
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`2040
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`IPR2012-00007 Illumina Expert Declaration
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`2041
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`IPR2012-00007 Illumina Petition
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`2042
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`2043
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`2044
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`2045
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`2046
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`2047
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`Claim Construction Order, The Trustees of Columbia University in
`the City of New York and Qiagen Sciences, LLC v. Illumina, Inc.,
`D.I. 60, 19-cv-01681 (D. Del.)
`Plaintiffs’ Motion for Reconsideration of the Court’s Claim
`Construction Order, The Trustees of Columbia University in the
`City of New York and Qiagen Sciences, LLC v. Illumina, Inc., D.I.
`63, 19-cv-01681 (D. Del.)
`Defendant Illumina, Inc.’s Answer to Plaintiffs’ Motion for
`Reconsideration of the Court’s Claim Construction Order, D.I. 64,
`19-cv-01681 (D. Del.)
`Docket, The Trustees of Columbia University in the City of New
`York and Qiagen Sciences, LLC v. Illumina, Inc., 19-cv-01681 (D.
`Del.) (printed 10/2/2020)
`Protective Order, The Trustees of Columbia University in the City
`of New York and Qiagen Sciences, LLC v. Illumina, Inc., 19-cv-
`01681 (D. Del.)
`Reserved
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`2048
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`Declaration of Kenneth A. Johnson
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`2049-2053 Reserved
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`2054
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`Excerpts from the Ex Parte Reexamination History of U.S. Patent
`No. 5,808,045
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`2055-2058 Reserved
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`2059
`
`Tabor, S. & C. C. Richardson, “A single residue in DNA
`polymerases of the Escherichia coli DNA polymerase I family is
`critical for distinguishing between deoxy- and
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`4
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`Case IPR2020-01177
`Patent No. 10,435,742
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`dideoxyribonucleotides,” Proc. Natl. Acad. Sci. U.S.A.,
`92(14):6339-6343 (1995)
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`2060-2070 Reserved
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`2071
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`2072
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`2073
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`Declaration of Kenneth A. Johnson, March 30, 2021, IPR2020-
`00988, -01065, -01125, -01177, -01323
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`Deposition Transcript for Videotaped Deposition of Floyd
`Romesberg, Ph.D., March 15, 2021, IPR2020-00988, -01065, -
`01125, -01177, -01323
`Curriculum Vitae of Kenneth A. Johnson, Ph.D.
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`2074
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`EP 3 034 627 (“Columbia’s EP’627 patent”)
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`2075
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`2076
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`Illumina’s October 29, 2019 Opposition against Columbia’s
`EP’627 patent
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`Illumina’s March 25, 2021 Response in support of its Opposition
`against Columbia’s EP’627 patent
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`2077
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`U.S. Patent No. 7,057,026 (“Barnes”)
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`2078
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`2079
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`2080
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`2081
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`2082
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`2083
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`Johnson, K. A., “Conformational coupling in DNA polymerase
`fidelity,” Annu. Rev. Biochem., 62:685-713 (1993)
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`Preliminary Opinion of Opposition Division re: Illumina’s
`Opposition against Columbia’s EP’627 patent
`
`Sluis-Cremer, N., D. Arion & M. A. Parniak, “Molecular
`mechanisms of HIV-1 resistance to nucleoside reverse
`transcriptase inhibitors (NRTIs),” Cell Mol Life Sci, 57(10):1408-
`1422 (2000)
`Koshland JR., D. E., “Enzyme flexibility and enzyme action,”
`Journal of Cellular and Comparative Physiology 54(S1):245-258
`(1959)
`IPR2018-00291, -00318, -00322, -00385, -00797, March 5, 2019
`Oral Hearing Transcript (Paper 62)
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`Timsit, Y, “DNA structure and polymerase fidelity,” J Mol Biol,
`293(4):835-853 (1999)
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`5
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`Patent No. 10,435,742
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`2084
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`2085
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`2086
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`2087
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`2088
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`2089
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`Goodman, M. F. & D. K. Fygenson, “DNA polymerase fidelity:
`From genetics toward a biochemical understanding,” Genetics,
`148(4):1475-1482 (1998)
`Goodman, M. F. & B. Tippin, “Sloppier copier DNA polymerases
`involved in genome repair,” Curr Opin Genet Dev, 10(2):162-168
`(2000)
`Kunkel, T. A., “The mutational specificity of DNA polymerase-
`beta during in vitro DNA synthesis. Production of frameshift, base
`substitution, and deletion mutations,” J Biol Chem, 260(9):5787-
`5796 (1985)
`Wong, I., S. S. Patel & K. A. Johnson, “An induced-fit kinetic
`mechanism for DNA replication fidelity: direct measurement by
`single-turnover kinetics,” Biochemistry, 30(2):526-537 (1991)
`Tan, X., C. K. Chu & F. D. Boudinot, “Development and
`optimization of anti-HIV nucleoside analogs and prodrugs: A
`review of their cellular pharmacology, structure-activity
`relationships and pharmacokinetics,” Adv Drug Deliv Rev, 39(1-
`3):117-151 (1999)
`Ito, J. & D. K. Braithwaite, “Compilation and alignment of DNA
`polymerase sequences,” Nucleic Acids Res, 19(15):4045-4057
`(1991)
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`
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`Dated: March 30, 2021
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`By:
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`6
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`Respectfully submitted,
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`
`
`/John P. White/
`John P. White, Reg. No. 28,678
`Lead Attorney for Patent Owner
`Cooper & Dunham LLP
`30 Rockefeller Plaza, 20th Floor
`New York, NY 10112
`Telephone: (212) 278-0400
`Fax: (212) 391-0525
`
`Gary J. Gershik, Reg. No. 39,992
`Cooper & Dunham LLP
`30 Rockefeller Plaza, 20th Floor
`New York, NY 10112
`Telephone: (212) 278-0400
`
`
`
`Fax: (212) 391-0525
`
`John D. Murnane, Reg. No. 29,836
`VENABLE LLP
`JDMurnane@Venable.com
`1290 Avenue of the Americas
`New York, NY 10104
`Telephone: (212) 218-2100
`Fax: (212) 218-2200
`
`Justin J. Oliver, Reg. No. 44,986
`VENABLE LLP
`JOliver@Venable.com
`600 Massachusetts Ave.
`Washington, D.C. 20001
`Tel: (202) 721-5423
`Fax: (212) 218-2200
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`Case IPR2020-01177
`Patent No. 10,435,742
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`Case IPR2020-01177
`Patent No. 10,435,742
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`CERTIFICATE OF SERVICE
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`I hereby certify that a true and correct copy of the foregoing PATENT
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`OWNER’S UPDATED EXHIBIT LIST and EXHIBITS 2054, 2059, 2071-2089
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`are being served on March 30, 2021, via email to Counsel for Petitioner at the email
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`addresses below:
`
`
`
`Kerry S. Taylor
`Nathanael R. Luman
`Michael L. Fuller
`KNOBBE, MARTENS, OLSON
`& BEAR, LLP
`2040 Main Street, 14th Floor
`Irvine, CA 92614
`Email: BoxIllumina@knobbe.com
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`Dated: March 30, 2021
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`
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`By:
`
`
`
`/John P. White/
`John P. White, Reg. No. 28,678
`Lead Attorney for Patent Owner
`Cooper & Dunham LLP
`30 Rockefeller Plaza, 20th Floor
`New York, NY 10112
`Telephone: (212) 278-0400
`Fax: (212) 391-0525
`
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`