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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`WALMART INC.
`Petitioner
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`v.
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`CARAVAN CANOPY INTERNATIONAL, INC.
`Patent Owner
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`Case IPR2020-01026
`Patent No. 5,944,040
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`PETITIONER’S UPDATED EXHIBIT LIST
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`Case IPR2020-01026
`U.S. Patent No. 5,944,040
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`LIST OF EXHIBITS
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`Exhibit No.
`1001
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`Description
`U.S. Patent No. 5,944,040 (“the ’040 Patent”)
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`1002
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`1003
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`1004
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`1005
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`1006
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`1007
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`1008
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`1009
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`1010
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`1011
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`1012
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`1013
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`1014
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`1015
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`1016
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`1017
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`Prosecution history of U.S. Patent No. 5,944,040
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`Declaration of Dr. Richard W. Klopp, dated June 1, 2020
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`Certified English Translation of Japanese Unexamined Utility
`Model Application Publication No. H1-61370 to Yang, et al.
`(English) (“Yang”)
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`Japanese Unexamined Utility Model Application Publication
`No. H1-61370 to Yang, et al. (Japanese) (“Yang”)
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`U.S. Patent No. 5,638,853 to Tsai (“Tsai”)
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`U.S. Patent No. 4,779,635 to Lynch (“Lynch”)
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`U.S. Patent No. 1,502,898 to Berg (“Berg”)
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`U.S. Patent No. 5,511,572 to Carter (“Carter”)
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`Joint Claim Construction Statement, dated May 18, 2020
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`Plaintiff Caravan Canopy International, Inc.’s Opening Claim
`Construction Brief
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`Defendants’ Joint Opening Claim Construction Brief
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`Int’l E-Z Up, Inc. v. Caravan Canopy Int’l, Inc., et al., No. CV-
`01-06530-SVW (C.D. Cal), Claim Construction Minute Order
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`Webster’s Encyclopedic Unabridged Dictionary of the English
`Language (1996)
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`Merriam-Webster’s Collegiate Dictionary, Tenth Edition (2000)
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`Oxford Dictionary and Thesaurus (1996)
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`Webster’s II New Riverside Dictionary (1996)
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`2
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`Case IPR2020-01026
`U.S. Patent No. 5,944,040
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`Exhibit No.
`10181
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`Description
`Caravan Canopy Int’l, Inc. v. Walmart Inc., 2:19-cv-06978
`(C.D. Cal.), Claim Construction Order, dated June 23, 2020
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`10192
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`Caravan Canopy Int’l, Inc. v. Walmart Inc., 2:19-cv-06978
`(C.D. Cal.), Order Granting Motion to Stay, dated August 19,
`2020
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`Dated: September 1, 2020
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`Respectfully submitted,
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`/ David A. Reed /
`David A. Reed
`Reg. No. 61,226
`Counsel for Petitioner
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` 1
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` Pursuant to authorization from the Board granted August 24, 2020, Petitioner is
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`filing herewith the Claim Construction Order from Caravan Canopy Int’l, Inc. v.
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`Walmart Inc., 2:19-cv-06978 (C.D. Cal.), dated June 23, 2020, as Exhibit 1018 in
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`this proceeding.
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`2 Pursuant to authorization from the Board granted August 24, 2020, Petitioner is
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`filing herewith the Order Granting Motion to Stay from Caravan Canopy Int’l, Inc.
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`v. Walmart Inc., 2:19-cv-06978 (C.D. Cal.), dated August 19, 2020, as Exhibit
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`1019 in this proceeding.
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`3
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`Case IPR2020-01026
`U.S. Patent No. 5,944,040
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that on the date below copies of this
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`PETITIONER’S UPDATED EXHIBIT LIST, and copies of EXHIBIT 1018
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`and EXHIBIT 1019, were served electronically via e-mail upon the following:
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`Kyle W. Keller
`KKeller@lrrc.com
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`Jason C. Martone
`Jmartone@lrrc.com
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`Sami I. Schilly
`SSchilly@lrrc.com
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`Dated: September 1, 2020
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`Respectfully submitted,
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`/ David A. Reed /
`David A. Reed
`Reg. No. 61,226
`Counsel for Petitioner
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`4
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