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`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`WALMART INC.
`Petitioner
`
`v.
`
`CARAVAN CANOPY INTERNATIONAL, INC.
`Patent Owner
`
`
`
`
`Case IPR2020-01026
`Patent No. 5,944,040
`
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`

`

`Case IPR2020-01026
`U.S. Patent No. 5,944,040
`
`LIST OF EXHIBITS
`
`Exhibit No.
`1001
`
`Description
`U.S. Patent No. 5,944,040 (“the ’040 Patent”)
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`Prosecution history of U.S. Patent No. 5,944,040
`
`Declaration of Dr. Richard W. Klopp, dated June 1, 2020
`
`Certified English Translation of Japanese Unexamined Utility
`Model Application Publication No. H1-61370 to Yang, et al.
`(English) (“Yang”)
`
`Japanese Unexamined Utility Model Application Publication
`No. H1-61370 to Yang, et al. (Japanese) (“Yang”)
`
`U.S. Patent No. 5,638,853 to Tsai (“Tsai”)
`
`U.S. Patent No. 4,779,635 to Lynch (“Lynch”)
`
`U.S. Patent No. 1,502,898 to Berg (“Berg”)
`
`U.S. Patent No. 5,511,572 to Carter (“Carter”)
`
`Joint Claim Construction Statement, dated May 18, 2020
`
`Plaintiff Caravan Canopy International, Inc.’s Opening Claim
`Construction Brief
`
`Defendants’ Joint Opening Claim Construction Brief
`
`Int’l E-Z Up, Inc. v. Caravan Canopy Int’l, Inc., et al., No. CV-
`01-06530-SVW (C.D. Cal), Claim Construction Minute Order
`
`Webster’s Encyclopedic Unabridged Dictionary of the English
`Language (1996)
`
`Merriam-Webster’s Collegiate Dictionary, Tenth Edition (2000)
`
`Oxford Dictionary and Thesaurus (1996)
`
`Webster’s II New Riverside Dictionary (1996)
`
`2
`
`

`

`Case IPR2020-01026
`U.S. Patent No. 5,944,040
`
`Exhibit No.
`10181
`
`Description
`Caravan Canopy Int’l, Inc. v. Walmart Inc., 2:19-cv-06978
`(C.D. Cal.), Claim Construction Order, dated June 23, 2020
`
`10192
`
`Caravan Canopy Int’l, Inc. v. Walmart Inc., 2:19-cv-06978
`(C.D. Cal.), Order Granting Motion to Stay, dated August 19,
`2020
`
`
`
`Dated: September 1, 2020
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/ David A. Reed /
`David A. Reed
`Reg. No. 61,226
`Counsel for Petitioner
`
`
`
`
`
`
`
`
`
`
` 1
`
` Pursuant to authorization from the Board granted August 24, 2020, Petitioner is
`
`filing herewith the Claim Construction Order from Caravan Canopy Int’l, Inc. v.
`
`Walmart Inc., 2:19-cv-06978 (C.D. Cal.), dated June 23, 2020, as Exhibit 1018 in
`
`this proceeding.
`
`2 Pursuant to authorization from the Board granted August 24, 2020, Petitioner is
`
`filing herewith the Order Granting Motion to Stay from Caravan Canopy Int’l, Inc.
`
`v. Walmart Inc., 2:19-cv-06978 (C.D. Cal.), dated August 19, 2020, as Exhibit
`
`1019 in this proceeding.
`
`3
`
`

`

`Case IPR2020-01026
`U.S. Patent No. 5,944,040
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that on the date below copies of this
`
`PETITIONER’S UPDATED EXHIBIT LIST, and copies of EXHIBIT 1018
`
`and EXHIBIT 1019, were served electronically via e-mail upon the following:
`
`Kyle W. Keller
`KKeller@lrrc.com
`
`Jason C. Martone
`Jmartone@lrrc.com
`
`Sami I. Schilly
`SSchilly@lrrc.com
`
`
`Dated: September 1, 2020
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`
`/ David A. Reed /
`David A. Reed
`Reg. No. 61,226
`Counsel for Petitioner
`
`4
`
`

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