EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`Ryan W. Koppelman (SBN 290704)
`Michael J. Newton (SBN 156225)
`ALSTON & BIRD LLP
`950 Page Mill Road
`Palo Alto, CA 94304
`Telephone: (650) 838-2000
`Facsimile:
`(650) 838-2001
`ryan.koppelman@alston.com
`mike.newton@alston.com
`
`Evan W. Woolley (SBN 286385)
`ALSTON & BIRD LLP
`333 South Hope Street, 16th Floor
`Los Angeles, CA 90071
`Telephone: (213) 576-1000
`Facsimile:
`(213) 576-1100
`evan.woolley@alston.com
`
`Attorneys for Plaintiff
`Universal Electronics Inc.
`
`
`Derek S. Neilson (pro hac vice)
`ALSTON & BIRD LLP
`2200 Ross Avenue, Suite 2300
`Dallas, Texas 75201
`Telephone: (214) 922-3400
`Facsimile:
`(214) 922-3899
`derek.neilson@alston.com
`
`
`
`UNITED STATES DISTRICT COURT
`CENTRAL DISTRICT OF CALIFORNIA
`
`
`
`UNIVERSAL ELECTRONICS INC.,
`a Delaware Company,
`
`
`
`Plaintiff,
`
`v.
`
`
`
`ROKU, INC., a Delaware Company,
`
` Defendant.
`
`
`Case No. 8:18-cv-01580-JVS-ADS
`Honorable James V. Selna
`
`PLAINTIFF UNIVERSAL
`ELECTRONICS INC.’S FIRST
`AMENDED AND SUPPLEMENTAL
`DISCLOSURE OF ASSERTED
`CLAIMS AND INFRINGEMENT
`CONTENTIONS
`
`
`
`
`
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
`
`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
`
`TO DEFENDANT ROKU, INC. AND ITS ATTORNEYS OF RECORD:
`
`Pursuant to Judge Selna’s Standing Order, the Scheduling Order in this case,
`
`and N.D. Cal. Patent L.R. 3-1 and 3-2, Plaintiff Universal Electronics Inc. (“UEI”)
`
`hereby provides its First Amended and Supplemental Disclosure of Asserted Claims
`
`and Infringement Contentions (“Infringement Contentions”) to Roku Inc. (“Roku”)
`
`with respect to U.S. Patent No. 7,589,642 (the “‘642 Patent”), U.S. Patent No.
`
`8,004,389 (the “’389 Patent”), U.S. Patent No. 9,911,325 (the “325 Patent”), U.S.
`
`Patent No. 9,716,853 (the “853 Patent”), U.S. Patent No. 7,782,309 (the “‘309
`
`Patent”), U.S. Patent No. 7,821,504 (the “‘504 Patent”), U.S. Patent No. 7,821,505
`
`(the “‘505 Patent”), U.S. Patent No. 7,895,532 (the “‘532 Patent”), and U.S. Patent
`
`No. 8,015,446 (the “‘446 Patent”) (collectively, the “Asserted Patents”).
`
`Roku has not yet completed discovery in this case, and UEI’s investigation into
`
`Roku’s infringement is ongoing. These disclosures are therefore based on information
`
`produced by Roku to date regarding the function and operation of the Accused
`
`Instrumentalities (as discussed and defined below), together with UEI’s understanding
`
`of the meaning and scope of the asserted claims and the Court’s claim construction
`
`order. Nothing in these disclosures shall be construed as a waiver to UEI’s right to
`
`seek to amend these disclosures as permitted by law.
`
`I.
`
`Rule 3-1 Disclosures
`
`A. Asserted Claims
`
`Pursuant to the Court’s March 14, 2019 Order (Dkt. 64), and without waiving
`
`any rights, UEI has limited itself to 25 claims. See Plaintiff Universal Electronics
`
`Inc.’s April 5, 2019 Notice of Limiting of Asserted Claims. The attached
`
`supplemental and amended claim charts are focused on these 25 claims and include
`
`additional detail as to those claims. The remaining asserted claims are not included in
`
`the current set of charts. Exemplary citations to source code and/or Roku confidential
`
`technical documentation are provided within the supplemental and amended claim
`
`2
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
`
`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
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`charts as further evidence of infringement based on the discovery provided by Roku to
`
`date.
`
`UEI asserts that Roku has infringed and continues to infringe, has contributed to
`
`and continues to contribute to the infringement of, and has actively induced and
`
`continues to actively induce others to infringe at least the following claims of the
`
`Asserted Patents:
`
`Claims 1-6, 19, 22-25 of the 642 Patent;
`
`Claims 2-16 of the 389 Patent;
`
`Claims 1-2, 4, and 7 of the 325 Patent;
`
`Claims 1-3 and 5-8 of the 853 Patent;
`
`Claims 1-6 and 8 of the 309 Patent;
`
`Claims 1-5, 7, 14-16, 18, 20, 21, and 27-29 of the 504 Patent;
`
`Claims 1, 2, 4-10, 12-14, 16-17, 19, 21, 38-42, 45-47, 49, 51, 52, 58, 69-76, 78,
`
`79, 81, 83, and 84 of the 505 Patent;
`
`Claims 10-12 of the 532 Patent;
`
`Claims 1-4 of the 446 Patent.
`
`B. Accused Instrumentalities
`
`UEI accused the following Roku products (“Accused Instrumentalities”) of
`
`infringing the Asserted Claims:
`
`642 Patent. The Roku Ultra, Roku Premiere (2018), Roku Premiere+ (2018),
`
`Roku StreamingStick, Roku StreamingStick+, Roku Express, Roku Express+, Roku
`
`Premiere (2016), Roku Premiere+ (2016), Roku 4, Roku 3, Roku 2, Roku LT, Roku
`
`XS, the Roku TV, Roku Smart Soundbar, including all set top box products
`
`compatible with remotes using internal designations Alice (2 and 4 through 9) and
`
`Trinity (1 through 3), and any variations of the same practice or are used to practice
`
`claims 1-6 and 22-25, as described in Exhibits A-1 and A-2. Roku’s remote control
`
`products, including the Roku Enhanced Voice Remote, Roku Enhanced Remote, the
`
`3
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
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`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
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`remotes included with the Roku Ultra, Roku Premiere (2018), Roku Premiere+
`
`(2018), Roku StreamingStick, Roku StreamingStick+, and Roku 4, and variations of
`
`the same, practice or are used to practice claim 19, as described in Exhibit A-3.
`
`389 Patent. The Roku Ultra, Roku Premiere (2018), Roku Premiere+ (2018),
`
`Roku StreamingStick, Roku StreamingStick+, Roku Express, Roku Express+, Roku 4,
`
`and Roku TV practice or are used to practice claims 2-3 of the 389 Patent, as
`
`described in Exhibit B-1. Roku’s remote control products, including the Roku
`
`Enhanced Voice Remote, Roku Enhanced Remote, the remotes included with the
`
`Roku Ultra, Roku Premiere (2018), Roku Premiere+ (2018), Roku StreamingStick,
`
`Roku StreamingStick+, Roku 4, Roku Smart Soundbar, including all set top box
`
`products compatible with remotes using internal designations Alice (2 and 4 through
`
`9) and Trinity (1 through 3), and variations of the same, practice or are used to
`
`practice claims 4-6, 8, 10-13, and 15 of the 389 Patent, as described in Exhibit B-2.
`
`325 Patent. The Roku Ultra, Roku Premiere (2018), Roku Premiere+ (2018),
`
`Roku StreamingStick, Roku StreamingStick+, Roku Express, Roku Express+, Roku
`
`Premiere, Roku Premiere+, Roku 4, Roku 3, Roku 2, Roku LT, Roku XS, Roku TV,
`
`Roku Smart Soundbar, including all set top box products compatible with remotes
`
`using internal designations Alice (2 and 4 through 9) and Trinity (1 through 3)
`
`practice or are used to practice claims 1-2, 4, and 7 of the 325 Patent, as described in
`
`Exhibit C-1.
`
`853 Patent. The Roku TV, Roku Smart Soundbar, Roku Ultra, Roku Premiere+
`
`(2018), Roku Premiere (2018), including all set top box products compatible with
`
`remotes using internal designations Alice (2 and 4 through 9) and Trinity (1 through
`
`3) practice or are used to practice claims 1-3 and 5-8 of the 853 Patent, as described in
`
`Exhibits D-1 and D-2.
`
`309 Patent. Smartphones and tablets with the Roku Mobile App installed
`
`practice or are used to practice claims 1-6 and 8 of the 309 patent.
`
`4
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
`
`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
`
`504 Patent. Smartphones and tablets with the Roku Mobile App installed
`
`practice or are used to practice claims 1-5, 7, 14-16, 18, 20, 21, and 27-29 of the 504
`
`patent.
`
`505 Patent. Smartphones and tablets with the Roku Mobile App installed
`
`practice or are used to practice claims 1, 2, 4-10, 12-14, 16-17, 19, 21, 38-42, 45-47,
`
`49, 51, 52, 58, 69-76, 78, 79, 81, 83, and 84 of the 505 patent.
`
`532 Patent. Smartphones and tablets with the Roku Mobile App installed
`
`practice or are used to practice claims 10-12 of the 532 patent.
`
`446 Patent. Smartphones and tablets with the Roku Mobile App installed
`
`practice or are used to practice claims 1-4 of the 446 patent.
`
`C. Claim Charts
`
`UEI’s claim charts identifying where and how each limitation of each asserted
`
`claim is found within each Accused Instrumentality, including for each limitation that
`
`UEI contends is governed by 35 U.S.C. § 112(b), the identity of the structure(s),
`
`act(s), or material(s) in the Accused Instrumentality that performs the claimed
`
`function are provided as follows:
`
`Exhibit A - 642 Patent;
`
`Exhibit B - 389 Patent;
`
`Exhibit C - 325 Patent;
`
`Exhibit D - 853 Patent;
`
`Exhibit E - 309 Patent;
`
`Exhibit F - 504 Patent;
`
`Exhibit G - 505 Patent;
`
`Exhibit H - 532 Patent;
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`Exhibit I - 446 Patent.
`
`These claim charts are based on information presently known to UEI and
`
`contain illustrative examples of evidence indicating Roku’s known infringement of the
`
`5
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
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`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
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`Asserted Claims.
`
`D.
`
`Indirect Infringement
`
`Roku has indirectly infringed the Asserted Claims of the Asserted Patents vis a
`
`vis its customers and end users. UEI incorporates by reference its Patent L.R. 3-3(c)
`
`claim charts, attached in Exhibits A through I, which demonstrate how Roku’s
`
`products infringe or are used to infringe the Asserted Claims of the Asserted Patents.
`
`Based on information presently available to UEI, the following is a description of the
`
`acts of alleged infringement that contribute to or are inducing that direct infringement.
`
`642 Patent. Roku has contributed to and/or induced infringement by those
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`customers and end users by making, using, selling, and offering to sell the 642
`
`Accused Instrumentalities identified above. Roku’s end users and customers practice
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`claims 1, 2, 4, and 6 by performing the claimed methods when setting up the remote
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`for TV control, as prompted during the initial setup of the device, and when using the
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`“Set up remote for TV control” option. Roku’s end users and customers practice
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`claims 2, 5, and 22-25 by performing the claimed methods by using CEC
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`functionality, including one-touch play and volume and power control. Roku’s end
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`users and customers, including retailers, resellers, and TV manufacturers, practice
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`claim 19 by using, offering for sale, selling, and importing the accused products.
`
`Roku has created and disseminated promotional, marketing, and informational
`
`materials that teach and encourage customers and end users to use the Accused
`
`Instrumentalities in a manner that directly infringes the Asserted Claims of the 642
`
`Patent. (See, e.g., UEI_001307 (Roku Support document discussing setting up and
`
`using the Roku Enhanced remote to control a TV), UEI_001310 (Roku Support
`
`document discussing setting up the Roku enhanced remote to control volume and
`
`power on/off functions of TVs), UEI_001317 (Roku Support document discussing
`
`features and setup of Roku’s remote controls, and providing links to related
`
`documentation), UEI_1323
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`(Roku Support document discussing Roku’s
`
`6
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
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`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
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`implementation of CEC 1-touch play), UEI_001327 (Roku Support document
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`detailing how to set up a Roku Enhanced Remote “to control the power and volume
`
`on your TV”), UEI_001331 (Product Comparison document highlighting “Remote
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`with TV power and volume buttons” as a feature)).
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`389 Patent. Roku has contributed to and/or induced infringement by those
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`customers and end users by making, using, selling, and offering to sell the 389
`
`Accused Instrumentalities identified above. Roku’s end users and customers practice
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`claims 2-3 by performing the claimed methods when setting up the remote for TV
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`control, as prompted during the initial setup of the device, and when using the “Set up
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`remote for TV control” option. Roku’s end users and customers, including retailers,
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`resellers, and TV manufacturers, practice claims 4-6, 8, 10-13, and 15 by using,
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`offering for sale, selling, and importing the accused products.
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`Roku has created and disseminated promotional, marketing, and informational
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`materials that teach and encourage customers and end users to use the Accused
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`Instrumentalities in a manner that directly infringes the Asserted Claims of the 389
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`Patent. (See, e.g., UEI_001307 (Roku Support document discussing setting up and
`
`using the Roku Enhanced remote to control a TV), UEI_001310 (Roku Support
`
`document discussing setting up the Roku enhanced remote to control volume and
`
`power on/off functions of TVs), UEI_001317 (Roku Support document discussing
`
`features and setup of Roku’s remote controls, and providing links to related
`
`documentation), UEI_1323
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`(Roku Support document discussing Roku’s
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`implementation of CEC 1-touch play), UEI_001327 (Roku Support document
`
`detailing how to set up a Roku Enhanced Remote “to control the power and volume
`
`on your TV”), UEI_001331 (Product Comparison document highlighting “Remote
`
`with TV power and volume buttons” as a feature).
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`325 Patent. Roku has contributed to and/or induced infringement by those
`
`customers and end users by making, using, selling, and offering to sell the 325
`
`7
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
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`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
`
`Accused Instrumentalities identified above. Roku’s end users and customers,
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`including retailers, resellers, and TV manufacturers, practice claims 1, 4, and 7 by
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`using, offering for sale, selling, and importing the accused products.
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`Roku has created and disseminated promotional, marketing, and informational
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`materials that teach and encourage customers and end users to use the Accused
`
`Instrumentalities in a manner that directly infringes the Asserted Claims of the 325
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`Patent. (See, e.g., UEI_001307 (Roku Support document discussing setting up and
`
`using the Roku Enhanced remote to control a TV), UEI_001310 (Roku Support
`
`document discussing setting up the Roku enhanced remote to control volume and
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`power on/off functions of TVs), UEI_001317 (Roku Support document discussing
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`features and setup of Roku’s remote controls, and providing links to related
`
`documentation), UEI_1323
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`(Roku Support document discussing Roku’s
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`implementation of CEC 1-touch play), UEI_001327 (Roku Support document
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`detailing how to set up a Roku Enhanced Remote “to control the power and volume
`
`on your TV”), UEI_001331 (Product Comparison document highlighting “Remote
`
`with TV power and volume buttons” as a feature).
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`853 Patent. Roku has contributed to and/or induced infringement by those
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`customers and end users by making, using, selling, and offering to sell the 853
`
`Accused Instrumentalities identified above. Roku’s end users and customers,
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`including retailers, resellers, and TV manufacturers, practice claims 1-3 and 5-8 by
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`using, offering for sale, selling, and importing the accused products.
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`Roku has created and disseminated promotional, marketing, and informational
`
`materials that teach and encourage customers and end users to use the Accused
`
`Instrumentalities in a manner that directly infringes the Asserted Claims of the 853
`
`Patent. (See, e.g., UEI_001307 (Roku Support document discussing setting up and
`
`using the Roku Enhanced remote to control a TV), UEI_001310 (Roku Support
`
`document discussing setting up the Roku enhanced remote to control volume and
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`8
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
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`28
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
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`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
`
`power on/off functions of TVs), UEI_001317 (Roku Support document discussing
`
`features and setup of Roku’s remote controls, and providing links to related
`
`documentation), UEI_001323
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`(Roku Support document discussing Roku’s
`
`implementation of CEC 1-touch play), UEI_001327 (Roku Support document
`
`detailing how to set up a Roku Enhanced Remote “to control the power and volume
`
`on your TV”), UEI_001331 (Product Comparison document highlighting “Remote
`
`with TV power and volume buttons” as a feature).
`
`309 Patent. Roku has contributed to and/or induced infringement by those
`
`customers and end users by making, using, selling, and offering to sell the 309
`
`Accused Instrumentalities identified above. Roku’s end users and customers practice
`
`claims 1-6 and 8 by performing the claimed methods using the accused products.
`
`Roku provides encouragement and instructions to download the Roku Mobile
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`App on the setup screen during the setup of a Roku Device. Roku also provides
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`encouragement and instructions to download the Roku Mobile App on the Roku
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`website at https://www.roku.com/mobile-app. Roku provides step-by-step instruction
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`on how an end user should use these products in a manner that directly infringes the
`
`Asserted Claims of the 309 Patent, and Roku also provides further instruction in the
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`“Setup and Troubleshooting” section of its website. Roku further has a webpage
`
`https://support.roku.com/article/115002681087-how-to-control-your-roku-streaming-
`
`device-using-the-roku-mobile-app dedicated to instructing users how to the swipe and
`
`touch functions of the Roku Mobile App. Examples include, without limitation,
`
`Roku’s detailed instructions on the differences between controlling a Roku using the
`
`“traditional” and “Swipe” functionality.
`
`504 Patent. Roku has contributed to and/or induced infringement by those
`
`customers and end users by making, using, selling, and offering to sell the 504
`
`Accused Instrumentalities identified above. Roku’s end users and customers practice
`
`claims 1-5, 7, 14-16, 18, 20, 21, and 27-29 by performing the claimed methods using
`
`9
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
`
`1
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`2
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`3
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
`
`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
`
`the accused products.
`
`Roku provides encouragement and instructions to download the Roku Mobile
`
`App on the setup screen during the setup of a Roku Device. Roku also provides
`
`encouragement and instructions to download the Roku Mobile App on the Roku
`
`website at https://www.roku.com/mobile-app. Roku provides step-by-step instruction
`
`on how an end user should use these products in a manner that directly infringes the
`
`Asserted Claims of the 504 Patent, and Roku also provides further instruction in the
`
`“Setup and Troubleshooting” section of its website. Roku further has a webpage
`
`https://support.roku.com/article/115002681087-how-to-control-your-roku-streaming-
`
`device-using-the-roku-mobile-app dedicated to instructing users how to the swipe and
`
`touch functions of the Roku Mobile App. Examples include, without limitation,
`
`Roku’s detailed instructions on the differences between controlling a Roku using the
`
`“traditional” and “Swipe” functionality
`
`505 Patent. Roku has contributed to and/or induced infringement by those
`
`customers and end users by making, using, selling, and offering to sell the 505
`
`Accused Instrumentalities identified above. Roku’s end users and customers practice
`
`claims 1, 2, 4-10, 12-14, 16-17, 19, 21, 38-42, 45-47, 49, 51, 52, 58, 69-76, 78, 79, 81,
`
`83, and 84 by using the accused products.
`
`Roku provides encouragement and instructions to download the Roku Mobile
`
`App on the setup screen during the setup of a Roku Device. Roku also provides
`
`encouragement and instructions to download the Roku Mobile App on the Roku
`
`website at https://www.roku.com/mobile-app. Roku provides step-by-step instruction
`
`on how an end user should use these products in a manner that directly infringes the
`
`Asserted Claims of the 505 Patent, and Roku also provides further instruction in the
`
`“Setup and Troubleshooting” section of its website. Roku further has a webpage
`
`https://support.roku.com/article/115002681087-how-to-control-your-roku-streaming-
`
`device-using-the-roku-mobile-app dedicated to instructing users how to the swipe and
`
`10
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
`
`1
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`2
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`27
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`28
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`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
`
`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
`
`touch functions of the Roku Mobile App. Examples include, without limitation,
`
`Roku’s detailed instructions on the differences between controlling a Roku using the
`
`“traditional” and “Swipe” functionality.
`
`532 Patent. Roku has contributed to and/or induced infringement by those
`
`customers and end users by making, using, selling, and offering to sell the 532
`
`Accused Instrumentalities identified above. Roku’s end users and customers practice
`
`claims 10-12 by performing the claimed methods using the accused products.
`
`Roku provides encouragement and instructions to download the Roku Mobile
`
`App on the setup screen during the setup of a Roku Device. Encouragement and
`
`instructions to download the Roku Mobile App appear on the setup screen during the
`
`setup of a Roku Device, and on the Roku website at https://www.roku.com/mobile-
`
`app. For example, Roku provides step-by-step instruction on how an end user should
`
`use these products in a manner that directly infringes the Asserted Claims of the 532
`
`Patent, and Roku also provides further instruction in the “Setup and Troubleshooting”
`
`section
`
`of
`
`its
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`website.
`
`Roku
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`further
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`has
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`a
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`webpage
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`https://support.roku.com/article/217288467-how-to-install-the-roku-mobile-app
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`dedicated to instructing users how to set up Roku Mobile App and connect it to Roku
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`devices using the infringing process, explaining, “When the Roku mobile app
`
`launches it will discover any Roku devices on your network. Select the Roku device
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`you wish to control using your Roku mobile app. You will then be taken to the home
`
`screen where you will be able to control your Roku device.”
`
`446 Patent. Roku has contributed to and/or induced infringement by those
`
`customers and end users by making, using, selling, and offering to sell the 446
`
`Accused Instrumentalities identified above. Roku’s end users and customers practice
`
`claims 1-4 by performing the claimed methods using the accused products.
`
`Roku provides encouragement and instructions to download the Roku Mobile
`
`App appear on the setup screen during the setup of a Roku Device. Encouragement
`
`11
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
`
`1
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`2
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`3
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`25
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`26
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`27
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`28
`
`
`
`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
`
`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
`
`and instructions to download the Roku Mobile App appear on the setup screen during
`
`the setup of a Roku Device, and on the Roku website at
`
`https://www.roku.com/mobile-app. For example, Roku provides step-by-step
`
`instruction on how an end user should use these products in a manner that directly
`
`infringes the Asserted Claims of the 446 Patent, and Roku also provides further
`
`instruction in the “Setup and Troubleshooting” section of its website. Roku further has
`
`a webpage https://support.roku.com/article/217288467-how-to-install-the-roku-
`
`mobile-app dedicated to instructing users how to set up Roku Mobile App and connect
`
`it to Roku devices using the infringing process, explaining, “When the Roku mobile
`
`app launches it will discover any Roku devices on your network. Select the Roku
`
`device you wish to control using your Roku mobile app. You will then be taken to the
`
`home screen where you will be able to control your Roku device.” The Privacy Policy
`
`further indicates that the data capture happens automatically by the Roku Mobile App
`
`after installation.
`
`E.
`
`Literal Infringement or Doctrine of Equivalents
`
`Based on its present understanding of the meaning and scope of the claim
`
`language, and the information currently known to it relating to the Accused
`
`Instrumentalities, UEI asserts that Roku literally infringes, directly and/or indirectly,
`
`each element or step of the Asserted Claims.
`
`To the extent Roku has not literally infringed, directly and/or indirectly, claims
`
`2-3 of the 389 Patent, UEI asserts that it has infringed under the doctrine of
`
`equivalents. Specifically, to the extent Roku’s products do not literally perform the
`
`step “wherein said codeset is identified when said user stops pressing a key on said
`
`remote control device,” this limitation is performed under the doctrine of equivalents.
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`In Roku’s products, a codeset is identified during the initial and remote setup options
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`via a user pressing the up and down arrow keys and the “OK” key to respond to on-
`
`screen prompts. This performs substantially the same function as the limitation of
`
`12
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
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`1
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`25
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`26
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`27
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`28
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`
`
`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
`
`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
`
`identifying a codeset based on user interaction with a remote. It performs in
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`substantially the same way, as the user is pressing buttons on the remote in order to
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`provide information to identify the desired codeset. It has substantially the same
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`result as both result in a codeset being identified.
`
`Claim construction proceedings have not yet begun, and Roku has not yet
`
`produced discovery in this litigation. UEI therefore reserves the right to amend its
`
`contentions to identify infringement via doctrine of equivalents based on positions
`
`taken by Roku or based on newly acquired information.
`
`F.
`
`Priority Dates
`
`The Asserted Claims of the 642 Patent are not entitled to a prior application
`
`priority date.
`
`The Asserted Claims of the 389 Patent are entitled to a prior application priority
`
`date of Dec. 16, 2003.
`
`The Asserted Claims of the 325 Patent are entitled to a prior application priority
`
`date of Dec. 16, 2003.
`
`The Asserted Claims of the 853 Patent are entitled to a prior application priority
`
`date of October 28, 2011.
`
`The Asserted Claims of the 309 Patent are entitled to a prior application priority
`
`date of December 9, 2004.
`
`The Asserted Claims of the 504 Patent are entitled to a prior application priority
`
`date of December 9, 2004.
`
`The Asserted Claims of the 505 Patent are entitled to a prior application priority
`
`date of December 9, 2004.
`
`The Asserted Claims of the 532 Patent are entitled to a prior application priority
`
`date of November 20, 2001.
`
`The Asserted Claims of the 446 Patent are entitled to a prior application priority
`
`date of November 20, 2001.
`
`13
`UEI’S FIRST AMENDED AND SUPPLEMENTAL DISCLOSURE OF ASSERTED CLAIMS AND
`INFRINGEMENT CONTENTIONS
`
`1
`
`2
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`3
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`4
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`25
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`26
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`27
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`28
`
`
`
`CONFIDENTIAL - PROTECTIVE ORDER MATERIAL
`
`Universal Electronics Inc., Exhibit 2001
`Roku, Inc. v. Universal Electronics Inc., IPR2020-01012
`
`

`

`EXHIBITS TO THIS DOCUMENT CONTAIN INFORMATION
`DESIGNATED “HIGHLY CONFIDENTIAL – SOURCE CODE”
`
`
`
`G.
`
`Products Practicing the Asserted Claims
`
`UEI’s Nevo Portal and related app products practice: claims 2, 5, and 22-25 of
`
`the 642 Patent; claims 2-6, 8, 10-13, and 15 of the 389 Patent; claims 1-2, 4, and 7 of
`
`the 325 Patent; claims 1-6 and 8 of the 309 Patent; claims 1-5, 7, 14-16, 18, 20, 21,
`
`and 27-29 of the 504 Patent; claims 1, 2, 4-10, 12-14, 16-17, 51, 52, and 58 of the 505
`
`Patent; claims 10-12 of the 532 Patent; and claims 1-4 of the 446 Patent. Third party
`
`products incorporating UEI’s QuickSet technology may additionally practice one or
`
`more claims of the 642, 389, and 325 Patents.
`
`Third party products, including Samsung’s 9500 Televisions, Sony’s Bravia
`
`televisions, incorporating UEI’s QuickSet (versions 3.0 and later) and Control Plus
`
`technology practice claims 1-3 and 5-8 of the 853 Patent.
`
`UEI’s Nevo SL product practices claims 1-6 and 8 of the 309 patent; claims 1-
`
`5, 7, 14-16, 18, 20, 21, and 27-29 of the 504 patent; claims 1, 2, 4-10, 12-14, 16-17,
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`51, 52, and 58 of the 505 patent; claims 10-12 of the 532 patent; and claims 1-4 of the
`
`446 patent.
`
`H. Willfulness
`
`Roku’s infringement of the Asserted Claims of the Asserted Patents has been
`
`willful. The risk of Roku’s infringement was either known to Roku or so obvious that
`
`it should have been known.
`
`The 642, 389, 325, and 853 Patents. Prior to this litigation, UEI marketed a
`
`number of its technology solutions to Roku, including its QuickSet technology. For
`
`example, in 2015, UEI sent Roku documentation regarding its QuickSet 3.0 with
`
`Control Plus Technology. (QuickSet 3.0 for Roku: Roku – August 2015 powerpoint).
`
`UEI informed Roku that it co