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`June 10, 2019
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`THIS IS TO CERTIFY THAT ANNEXED IS A TRUE COPY FROM THE
`RECORDS OF THIS OFFICE OF THE FILE WRAPPER AND CONTENTS
`OF:
`
`APPLICATION NUMBER: 14/948,927
`FILING DATE: November 23, 2015
`PATENT NUMBER: 9716853
`ISSUE DATE: July 25, 2017
`
`0001
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`Roku EX1002
`U.S. Patent No. 9,716,853
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`0002
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`0002
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`Electronic Patent Application Fee Transmittal
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`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`
`
`First Named Inventormpplica nt Name:
`
`Pa ul D. Arl ing
`
`Gary R‘ JarOSikIGIdeS Negronqmunoz
`
`
`
`Attorney Docket Number: 81230.155U59
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC1'I1(a)
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`Sub-Total in
`Descrlptlon USDlS} Fee (“l9 Quantlty Amount
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`Basic Filing:
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`600
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`1
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`Utility Examination Fee ‘ '1
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`Extension-of-‘I’i me:
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`Miscellaneous:
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`Total in USD (3)
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`1600
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`0004
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`0004
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`Electronic Acknowledgement Receipt
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`14948927
`Application Number:
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`International Application Number:
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`Confirmation Number:
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`Title of Invention:
`
`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`
`
`First Named InventorlApplicant Name:
`
`Paul D. Arling
`
`34018
`Customer N um her:
`
`
`Gary R.Jarosileladys Negron-Munoz
`Filer:
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`Filer Authorized By:
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`Gary R.Jarosik
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`23—Nov—201 5
`Receipt Date:
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`Payment was SUCcessfully received in RAM
`$1600
`RAM confirmation Number
`1690
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`502428
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`JAROSIK, GARY R
`Authorized User
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`0005
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`103748
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`UtilityTranSlTlittaLB'l230_155U
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`Transmittal of New Appllcat'on
`|fa IW‘IIHJ')? IM 1:1 i ill: WHHIIDhJEIlI M511
`Ll-Ir'nbi.
`
`
`Warnings:
`Information:
`1064519
`I
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`lll 1| Harrison-Hi Ifflo‘llfiiiflpfitnlll‘nfi I?
`MM
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`no
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`
`
`Application Data Sheet
`
`A0131 230_155u59.pdf
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`Information:
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`I'hI‘i 'P in lMl—iLlaarflflarvtlldfi fd Wl'II'mii'i
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`132201
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`Multipart DescriptioanDF files in .zip description
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`Document Description
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`Specification
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`Claims
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`28
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`30
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`Drawings-only black and white line
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`Oath or Declaration filed
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`Stat?3c__81230__155u59.pdf
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`{23 The address associated With Customer Number: 0R [3 Correspondence address below
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`Application Data Sheet 37 CFR 1.76
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`Application Number
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`81230.155U89
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`Title of Invention
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`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
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`1
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`Legal Name
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`Prefix Given Name
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`Residence Information (Select One) @ US Residency 0 Non US Residency 0 Active US Military Service
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`City I US Irvine StatelProvince CA Country of Residence I
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`
`32 Prairie Grass
`Address 1
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`US
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`Inventor
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`2
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`Legal Name
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`Prefix Given Name
`Ramzi
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`Family Name
`Ammari
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`Address 1
`6 Seyne
`Address 2
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`City I Newport Coast StatelProvince CA
`
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`
`I Country I
`Postal Code
`I 92657
`I US
`Inventor
`3
`
`Legal Name
`
`Suffix
`Family Name
`Prefix— Middle Name
`Arsham
`Hatambeiki
`
`Residence Information (Select One)
`
`(9 US Residency 0 Non US Residency 0 Active US Military Service
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`EFS Web 2.2.3
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`0009
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`Residence Information (Select One) © US Residency 0 Non US Residency 0 Active US Military Service
`City US Newport Coast StatelProvince CA Country of Residence I
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`Attorney Docket Number 81230.155USQ
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`Application Number
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`Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`
`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`
`
`
`US
`Country ofResidencei
`CA
`StatelProvince
`Irvine
`City
`
`
`Mailing Address of Inventor:
`
`
`Address 1
`2429 WaterMarke Place
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`
`Address 2
`City I Irvine StatelProvince CA
`
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`Postal Code I US I 90630 I Country I
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`Graham
`Williams
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`City
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`
`Address 1
`606 Marguerite Avenue
`
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`I CA
`I State/Province
`Corona Del Mar
`City
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`Postal Code US 92625 Country I
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`Application Information:
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`Title of the Invention
`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`Attorney Docket Number 81230.155U89
`Small Entity Status Claimed
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`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
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`2013-07-02
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`13933877
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`2012—10—22
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`Attorney Docket Number
`81230.155USQ
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`_
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`Application Data Sheet 37 CFR 1.76
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`Application Number
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`Title of Invention
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`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
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`(9 No
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`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application—as—filed; 2) any foreign application to which the Instant patent application
`claims priority under 35 U.S.C. 119(a)—(d) if a copy of the foreign application that satisfies the certified copy requirement of
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`EFS Web 2.2.3
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`0012
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`0012
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`PTO/AIAI14 (08-12)
`Approved for use through 01l31l2014. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number
`81230.155USQ
`
`_
`_
`Application Data Sheet 37 CFR 1.76
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`Application Number
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`
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`Title of Invention
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`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
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`1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
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` @
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`Assignee ‘ 0 Legal Representative under 35 U.S.C. 117
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`Person to whom the inventor is obligated to assign.0 Person who shows sufficient proprietary interest ‘0
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`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
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`Name of the Deceased or Legally Incapacitated Inventor :
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`If the Assignee is an Organization check here.
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`Organization Name
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`Universal Electronics Inc.
`
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`Mailing Address Information:
`Address 1 201 East Sandpointe Avenue
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`Address 2
`8th Floor
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`StateIPrOVI n ce
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`City
`Santa Ana
`CA
`92707
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`Phone Number
`Fax Number
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`Email Address
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`Add
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`Signature:
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`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
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`certifications
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`Signature
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`lGaryR.Jarosik/
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`Date (YYYY-MM-DD)
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`2015-11-23
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`Additional Signature may be generated within this form by selecting the Add button.
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`EFS Web 2.2.3
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`0013
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`PTO/AIAI14 (08-12)
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`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number
`81230.155USQ
`
`_
`_
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`
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`Title of Invention
`
`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
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`EFS Web 2.2.3
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`0015
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`0015
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`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
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`RELATED APPLICATION INFORMATION
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`5
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`10
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`15
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`This application claims the benefit of and is a continuation of U.S. Application No.
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`13/933,877, filed on July 2, 20] 3, which applieation claims the benefit of and is a
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`continuation ofU.S. Application No. 13/657,176, filed on October 22, 2012, which
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`application claims the benefit ofUS. Provisional Application No. 61/552,857, filed October
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`28, 2011, and U.S. Provisional Application No. 61/680,876, filed August 8, 2012, the
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`disclosures of which are incorporated herein by reference in their entirety.
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`This application is also related to U.S. Patent Application No. 12/621,277, filed on
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`November 18, 2009 and entitled “System and Method for Reconfiguration of an
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`Entertainment System Controlling Device," which in turn is a continuation-in-part of U.S.
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`Patent Application No. 12/569,121 (now U.S. Patent 8.243.207), filed on September 29, 2009
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`and entitled “System and Method for Activity Based Configuration of an Entertainment
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`System," the disclosures of which are incorporated herein by reference in their entirety.
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`This application is also related to U.S. Patent Application No. 13E198,072, filed on
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`August 4. 20] l and entitled “System and Method for Configuring the Remote Control
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`Functionality of a Portable Device,” the disclosure of which is incorporated herein by
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`reference in its entirety.
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`This application is also related to U.S. Patent Application No. 13/240,604, filed on
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`September 22, 201 1 and entitled “System and Method For Configuring Controlling Device
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`F unctionality,” the disclosure of which is incorporated herein by reference in its entirety.
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`0016
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`0016
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`BACKGROUND
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`Controlling devices, for example remote controls, for use in issuing commands to
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`entertainment and other appliances, and the features and functionality provided by such
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`controlling devices are well known in the art.
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`In order to facilitate such functionality, various
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`communication protocols, command formats, and interface methods have been implemented
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`by appliance manufacturers to enable operational control of entertainment and other
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`appliances, also as well known in the art.
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`In particular, the recent proliferation of wireless
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`and wired communication and/or digital interconnection methods such as WiFi, Bluctooth,
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`HDMI, etc., amongst and between appliances has resulted in a corresponding proliferation of
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`such communication protocols and command formats. While many of these newer methods
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`may offer improved performance and/or reliability when compared to previous control
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`protocols, appliance manufacturer adoption of such newer methods remains inconsistent and
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`fragmented. This, together with the large installed base of prior generation appliances, may
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`cause confusion, mis-opcration, or other problems when a user or manufacturer of a
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`controlling device, such as a remote control, attempts to take advantage of the enhanced
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`features and functionalities of these new control methods.
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`L)!
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`l0
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`[5
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`SUMMARY OF THE lNVENTION
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`This invention relates generally to enhanced methods for appliance control via use of
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`a controlling device, such as a remote control, smart phone, tablet computer, etc., and in
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`particular to methods for taking advantage of improved appliance control communication
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`methods and/or command formats in a reliable manner which is largely transparent to a user
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`anda’or seamlessly integrated with legacy appliance control technology.
`'3a.
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`0017
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`0017
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