Document Filing Report
`
`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`Doc ID
`
`Inv Num -
`
`707369
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/09/2020
`
`Complaint
`
`Complaint and Public Exhibits
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707374
`
`337-1199
`Violation
`
`Con
`
`E 04/09/2020
`
`Complaint
`
`Confidential Exhibits to Complaint David Maiorana Jones, Day, Reavis and
`Pogue
`
`707375
`
`337-1199
`Violation
`
`Pub
`
`E 04/09/2020
`
`Complaint
`
`Appendix A
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707376
`
`337-1199
`Violation
`
`Pub
`
`E 04/09/2020
`
`Complaint
`
`Appendix C
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707377
`
`337-1199
`Violation
`
`Pub
`
`E 04/09/2020
`
`Complaint
`
`Appendix E
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707393
`
`337-1199
`Violation
`
`Pub
`
`E 04/09/2020
`
`Notice
`
`Receipt of Complaint; Solicitation
`of Comments Relating to the
`Public Interest
`
`Lisa R. Barton
`
`USITC
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Office of the
`Secretary
`Philip Morris Products, S.A.
`Exhibit 1033
`PMP v. RAI
`IPR2020-00919
`
`RAI Strategic
`Holdings, Inc, R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Ex. 1033-001
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/09/2020
`
`Complaint
`
`Supplement to the Complaint and
`Exhibits - Public Version of Exhibit
`12.
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., RJ.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707410
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707415
`
`337-1199
`Violation
`
`Pub
`
`E 04/09/2020
`
`Complaint
`
`Appendix B (Part 1)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707420
`
`337-1199
`Violation
`
`Pub
`
`E 04/09/2020
`
`Complaint
`
`Appendix B (Part 2)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707421
`
`337-1199
`Violation
`
`Pub
`
`E 04/09/2020
`
`Complaint
`
`Appendix B (Part 3)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707425
`
`337-1199
`Violation
`
`Pub
`
`E 04/09/2020
`
`Complaint
`
`Appendix B (Part 4)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-002
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/09/2020
`
`Complaint
`
`Appendix B (Part 5)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707428
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707434
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 6)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707435
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 7)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707436
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 8)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707437
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 9)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-003
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 10)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707439
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707440
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 11)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707445
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 12)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707447
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 13)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707448
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 14)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-004
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 15)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707449
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707451
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 16)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707452
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 17)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707453
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 18)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707454
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 19)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-005
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/10/2020
`
`Complaint
`
`Appendix B (Part 20)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707455
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707461
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 1)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707462
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 2)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707463
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 3)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707464
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 4)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-006
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 5)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707466
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707468
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 6)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707469
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 7)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707476
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 8)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707481
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 9)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-007
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 10)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707486
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707490
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 11)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707494
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 12)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707497
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 13)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707499
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 14)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-008
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 15)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707503
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707505
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix D (Part 16)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707509
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix F (Part 1)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707511
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix F (Part 2)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707512
`
`337-1199
`Violation
`
`Pub
`
`E 04/10/2020
`
`Complaint
`
`Appendix F (Part 3)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-009
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/13/2020
`
`Complaint
`
`Appendix F (Part 4)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707519
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707525
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F (Part 5)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707533
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F (Part 6)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707539
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F (Part 7)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707540
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F (Part 8)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-010
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/13/2020
`
`Complaint
`
`Appendix F (Part 9)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Complainants RAI
`Strategic Holdings,
`Inc., R.J. Reynolds
`Vapor Company,
`and R.J. Reynolds
`Tobacco Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Doc ID
`
`Inv Num -
`
`707542
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`707543
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F (Part 10)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707545
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F (Part 11)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707548
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F - (Part 12)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707549
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F - (Part 13)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-011
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`Doc ID
`
`Inv Num -
`
`707550
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/13/2020
`
`Complaint
`
`Appendix F - (Part 14)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`Complainants RAI
`Strategic Holdings,
`Inc., R.J. Reynolds
`Vapor Company,
`and R.J. Reynolds
`Tobacco Company
`
`Complainants RAI
`Strategic Holdings,
`Inc., R.J. Reynolds
`Vapor Company,
`and R.J. Reynolds
`Tobacco Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Office of the
`Secretary
`
`707551
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F - (Part 15)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`707554
`
`337-1199
`Violation
`
`Pub
`
`E 04/13/2020
`
`Complaint
`
`Appendix F - (Part 16)
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`708090
`
`337-1199
`Violation
`
`Pub
`
`E 04/16/2020
`
`Complaint
`
`Supplement to the Complaint and
`Exhibits
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`708140
`
`337-1199
`Violation
`
`Pub
`
`E 04/17/2020
`
`Notice
`
`708590
`
`337-1199
`Violation
`
`Pub
`
`E 04/22/2020
`
`Comments/Resp
`onse to
`Comments
`
`85 FR 21020 F.R. Notice of
`Receipt of Complaint; Solicitation
`of Comments Relating to the
`Public Interest
`Comments from The American
`Conservative Union
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Lisa R. Barton
`
`USITC
`
`Daniel Schneider The American
`Conservative Union
`
`The American
`Conservative Union
`
`Ex. 1033-012
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`Doc ID
`
`Inv Num -
`
`708737
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 04/23/2020
`
`Comments/Resp
`onse to
`Comments
`
`Submission on the Public Interest
`by Proposed Respondents Altria
`Client Services LLC, Altria Group,
`Inc., and Philip Morris USA, Inc.
`
`Elizabeth
`Weiswasser
`
`Weil, Gotshal & Manges
`LLP
`
`Proposed
`Respondents Altria
`Client Services
`LLC; Altria Group,
`Inc.; and Philip
`Morris USA, Inc.
`
`708786
`
`708977
`
`337-1199
`Violation
`
`337-1199
`Violation
`
`Pub
`
`E 04/23/2020
`
`Pub
`
`E 04/27/2020
`
`708978
`
`337-1199
`Violation
`
`Pub
`
`E 04/27/2020
`
`708979
`
`337-1199
`Violation
`
`Pub
`
`E 04/27/2020
`
`708981
`
`337-1199
`Violation
`
`Pub
`
`E 04/27/2020
`
`708983
`
`337-1199
`Violation
`
`Pub
`
`E 04/27/2020
`
`708985
`
`337-1199
`Violation
`
`Pub
`
`E 04/27/2020
`
`Comments/Resp
`onse to
`Comments
`Comments/Resp
`onse to
`Comments
`
`Philip Morris Products SA's
`Comments to Complainants'
`Public Interest Statement
`American Vaping Association's
`Public Interest Statement and
`Request for Leave to File out of
`Time for Good Cause
`
`Comments/Resp
`onse to
`Comments
`
`Comments/Resp
`onse to
`Comments
`
`Comments/Resp
`onse to
`Comments
`
`Comments/Resp
`onse to
`Comments
`
`Comments/Resp
`onse to
`Comments
`
`Consumer Advocates for Smoke-
`free Alternatives Association's
`Public Interest Statement and
`Request for Leave to File out of
`Time for Good Cause
`
`Public Interest Statement of Dr.
`Nikan H. Khatibi, MD and Request
`for Leave to File out of Time for
`Good Cause
`Progressive Policy Institute's
`Public Interest Statement and
`Request for Leave to File out of
`Time for Good Cause
`Reason Foundation's Public
`Interest Statement and Request
`for Leave to File out of Time for
`Good Cause
`Public Interest Statement of
`Schizophrenia and Related
`Disorder Alliance of America and
`Request for Leave to File out of
`Time for Good Cause
`
`Jamie
`Underwood
`
`Benjamin Levi
`
`Latham and Watkins
`
`Philip Morris
`Products SA
`
`Levi & Snotherly, PLLC American Vaping
`Association
`
`Benjamin Levi
`
`Levi & Snotherly, PLLC Consumer
`Advocates for
`Smoke-free
`Alternatives
`Association
`
`Benjamin Levi
`
`Levi & Snotherly, PLLC Dr. Nikan H.
`Khatibi, MD
`
`Benjamin Levi
`
`Levi & Snotherly, PLLC Progressive Policy
`Institute
`
`Benjamin Levi
`
`Levi & Snotherly, PLLC Reason Foundation
`
`Benjamin Levi
`
`Levi & Snotherly, PLLC Schizophrenia and
`Related Disorder
`Alliance of America
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-013
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`Doc ID
`
`Inv Num -
`
`708986
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`E 04/27/2020
`
`708987
`
`337-1199
`Violation
`
`Pub
`
`E 04/27/2020
`
`708988
`
`337-1199
`Violation
`
`Pub
`
`E 04/27/2020
`
`708990
`
`337-1199
`Violation
`
`Pub
`
`E 04/27/2020
`
`709011
`
`337-1199
`Violation
`
`Pub
`
`E 04/27/2020
`
`Comments/Resp
`onse to
`Comments
`
`Comments/Resp
`onse to
`Comments
`
`Comments/Resp
`onse to
`Comments
`
`Comments/Resp
`onse to
`Comments
`
`Comments/Resp
`onse to
`Comments
`
`Smoke-Free Alternatives Trade
`Association's Public Interest
`Statement and Request for Leave
`to File out of Time for Good
`Cause
`Spark MD's Public Interest
`Statement and Request for Leave
`to File out of Time for Good
`Cause
`TechFreedom's Public Interest
`Statement and Request for Leave
`to File out of Time for Good
`Cause
`Nextera Healthcare's Public
`Interest Statement and Request
`for Leave to File out of Time for
`Good Cause
`Complainant's Reply to
`Statements on Public Interest
`
`Benjamin Levi
`
`Levi & Snotherly, PLLC Smoke-Free
`Alternatives Trade
`Association
`
`Benjamin Levi
`
`Levi & Snotherly, PLLC Spark MD
`
`Benjamin Levi
`
`Levi & Snotherly, PLLC TechFreedom
`
`Benjamin Levi
`
`Levi & Snotherly, PLLC Nextera Healthcare
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`Complainants RAI
`Strategic Holdings,
`Inc., R.J. Reynolds
`Vapor Company
`and R.J. Reynolds
`Tobacco Company
`
`709096
`
`709114
`
`710122
`
`710126
`
`337-1199
`Violation
`
`337-1199
`Violation
`
`337-1199
`Violation
`
`337-1199
`Violation
`
`Pub
`
`E 04/28/2020
`
`Correspondence
`- USITC
`
`Granting Requests to File Public
`Interest Statements out of Time
`
`Lisa R. Barton
`
`USITC
`
`Office of the
`Secretary
`
`Pub
`
`E 04/29/2020
`
`Pub
`
`E 05/11/2020
`
`Comments/Resp
`onse to
`Comments
`Notice
`
`Congressman George Holding
`Comments on the Public Interest
`
`George Holding U.S. House of
`Representatives
`
`U.S. House of
`Representatives
`
`Assignment of ALJ Cheney
`
`Charles E.
`Bullock
`
`USITC
`
`Pub
`
`E 05/12/2020
`
`Notice
`
`Institution of Investigation
`
`Lisa R. Barton
`
`USITC
`
`Chief Administrative
`Law Judge
`
`Office of the
`Secretary
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-014
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`Doc ID
`
`Inv Num -
`
`710237
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`E 05/13/2020
`
`Correspondence Letter to Secretary Barton
`Confirming Proof of Service of
`Complaint and Related Materials
`on Respondents
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`710239
`
`337-1199
`Violation
`
`Pub
`
`E 05/13/2020
`
`Correspondence Letter to Secretary Barton
`Confirming Service on Embassy
`of Switzerland
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`710244
`
`337-1199
`Violation
`
`Pub
`
`E 05/13/2020
`
`Notice of
`Appearance
`
`710445
`
`710448
`
`710449
`
`710469
`
`337-1199
`Violation
`337-1199
`Violation
`337-1199
`Violation
`337-1199
`Violation
`
`Pub
`
`E 05/15/2020
`
`Pub
`
`E 05/15/2020
`
`Pub
`
`E 05/15/2020
`
`Pub
`
`E 05/15/2020
`
`Notice
`
`Order
`
`Order
`
`Notice of
`Appearance
`
`Notice of Appearance of Jones
`Day on Behalf of RAI Strategic
`Holdings, Inc., R.J. Reynolds
`Vapor Company, and R.J.
`Reynolds Tobacco Company;
`Designation of David M. Maiorana
`as Lead Counsel
`85 FR 29482 F.R. Notice of
`Institution of Investigation
`1 Protective Order
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`Lisa R. Barton
`
`USITC
`
`Clark S. Cheney USITC
`
`2 Notice of Ground Rules
`
`Clark S. Cheney USITC
`
`Maximilian Grant Latham and Watkins
`
`Notice of Appearance of Latham &
`Watkins LLP on Behalf of Altria
`Client Services LLC, Altria Group,
`Inc., Philip Morris USA, Inc., Philip
`Morris International Inc., and
`Philip Morris Products S.A.;
`Designation of Maximilian Grant
`as Lead Counsel
`
`710516
`
`337-1199
`Violation
`
`Pub
`
`E 05/18/2020
`
`Voting Sheet
`
`OUII-20-010
`
`Lisa R. Barton
`
`USITC
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`Office of the
`Secretary
`Administrative Law
`Judge
`Administrative Law
`Judge
`Altria Client
`Services LLC, Altria
`Group, Inc., Philip
`Morris USA, Inc.,
`Philip Morris
`International Inc.,
`and Philip Morris
`Products S.A.
`
`Office of the
`Secretary
`
`Ex. 1033-015
`
`

`

`Doc ID
`
`Inv Num -
`
`710550
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`E 05/18/2020
`
`710552
`
`337-1199
`Violation
`
`Pub
`
`E 05/18/2020
`
`710560
`
`337-1199
`Violation
`
`Pub
`
`E 05/18/2020
`
`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`PO Subscription Agreement to Be Bound by the
`Protective Order of Maximilian
`Grant, Bert Reiser, Matthew
`Moore, Jamie Underwood,
`Gregory Sobolski, Brenda Danek,
`Michael David, Christopher Henry,
`Dale Chang, Lesley Hamming,
`Stephen O’Donohue, Bradley
`Hyde, Will Orlady, Diane Ghrist,
`Emre Yuzak, Jenny Wang, and
`Amy Thomas
`
`Request for
`Confidential
`Materials
`
`Request for Confidential Materials
`on Behalf of Altria Client Services
`LLC, Altria Group, Inc., Philip
`Morris USA, Inc., Philip Morris
`International Inc., and Philip
`Morris Products S.A.
`
`PO Subscription Agreement to Be Bound by the
`Protective Order of Shogo Asaji,
`Douglas L. Clark, Anthony M.
`Insogna, Yury Kalish, Vishal V.
`Khatri, Amanda M. Leckman,
`Lisamarie LoGiudice, Kenneth S.
`Luchesi, David M. Maiorana, Ryan
`B. McCrum, John J.
`Normile,Stephanie E. Parker,
`Jonathan McNeal Smith, Jennifer
`L. Swize, and Christian G.
`Vergonis
`
`Maximilian Grant Latham and Watkins
`
`Maximilian Grant Latham and Watkins
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`Altria Client
`Services LLC, Altria
`Group, Inc., Philip
`Morris USA, Inc.,
`Philip Morris
`International Inc.,
`and Philip Morris
`Products S.A.
`
`Altria Client
`Services LLC, Altria
`Group, Inc., Philip
`Morris USA, Inc.,
`Philip Morris
`International Inc.,
`and Philip Morris
`Products S.A.
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company and R.J.
`Reynolds Tobacco
`Company
`
`710738
`
`337-1199
`Violation
`
`Pub
`
`E 05/20/2020
`
`Order
`
`3 Seeking Submission on Target
`Date
`
`Clark S. Cheney USITC
`
`Administrative Law
`Judge
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-016
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 05/28/2020
`
`Other
`
`Stipulation among the Parties
`Concerning Certain Procedural
`and Discovery Matters
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, R.J.
`Reynolds Tobacco
`Company, Altria
`Client Services
`LLC, Altria Group,
`Inc., Philip Morris
`USA, Inc., Philip
`Morris International
`Inc., and Philip
`Morris Products
`S.A.
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, R.J.
`Reynolds Tobacco
`Company, Altria
`Client Services
`LLC, Altria Group,
`Inc., Philip Morris
`USA, Inc., Philip
`Morris International
`Inc., and Philip
`Morris Products
`S.A.
`
`Doc ID
`
`Inv Num -
`
`711316
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`711318
`
`337-1199
`Violation
`
`Pub
`
`E 05/28/2020
`
`Other
`
`Stipulation among the Private
`Parties Concerning Production of
`Samples
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-017
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 05/28/2020
`
`Response/Submi
`ssion to ALJ
`Order
`
`3 Joint Statement on Target Date David Maiorana Jones, Day, Reavis and
`Pogue
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, R.J.
`Reynolds Tobacco
`Company, Altria
`Client Services
`LLC, Altria Group,
`Inc., Philip Morris
`USA, Inc., Philip
`Morris International
`Inc., Philip Morris
`Products S.A., and
`the Commission
`Investigative Staff
`
`Philip Morris
`International
`Inc.and Philip
`Morris Products
`S.A.
`Philip Morris
`International
`Inc.and Philip
`Morris Products
`S.A.
`
`Altria Client
`Services LLC, Altria
`Group, Inc., and
`Philip Morris USA,
`Inc.
`
`Doc ID
`
`Inv Num -
`
`711338
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`711558
`
`337-1199
`Violation
`
`Pub
`
`E 06/01/2020
`
`711561
`
`337-1199
`Violation
`
`Con
`
`E 06/01/2020
`
`711563
`
`337-1199
`Violation
`
`Pub
`
`E 06/01/2020
`
`Answer to
`Complaint
`
`Answer to
`Complaint
`
`Answer to
`Complaint
`
`Response of Respondents Philip
`Morris International Inc.and Philip
`Morris Products S.A. to the
`Complaint and Notice of
`Investigation
`Confidential Exhibit A to
`Response of Respondents Philip
`Morris International Inc.and Philip
`Morris Products S.A. to the
`Complaint and Notice of
`Investigation
`Response of Respondents Altria
`Client Services LLC, Altria Group,
`Inc., and Philip Morris USA, Inc. to
`the Complaint and Notice of
`Investigation
`
`Bert Reiser
`
`Latham and Watkins
`
`Bert Reiser
`
`Latham and Watkins
`
`Bert Reiser
`
`Latham and Watkins
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-018
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`Doc ID
`
`Inv Num -
`
`711565
`
`337-1199
`Violation
`
`Sec
`
`Con
`
`E 06/01/2020
`
`Answer to
`Complaint
`
`711672
`
`712274
`
`337-1199
`Violation
`
`337-1199
`Violation
`
`Pub
`
`E 06/02/2020
`
`Order
`
`Pub
`
`E 06/09/2020
`
`Response/Submi
`ssion to ALJ
`Order
`
`Confidential Exhibit A to
`Response of Respondents Altria
`Client Services LLC, Altria Group,
`Inc., and Philip Morris USA, Inc. to
`the Complaint and Notice of
`Investigation
`
`4 (1) Setting 16-Month Target
`Date; (2) Setting Preliminary
`Conference
`4 Joint Proposed Procedural
`Schedule
`
`Bert Reiser
`
`Latham and Watkins
`
`Clark S. Cheney USITC
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`Altria Client
`Services LLC, Altria
`Group, Inc., and
`Philip Morris USA,
`Inc.
`
`Administrative Law
`Judge
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, R.J.
`Reynolds Tobacco
`Company, Altria
`Client Services
`LLC, Altria Group,
`Inc., Philip Morris
`USA, Inc., Philip
`Morris International
`Inc., Philip Morris
`Products S.A., and
`Office of Unfair
`Import
`Investigations
`
`Administrative Law
`Judge
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Company
`
`712547
`
`712560
`
`337-1199
`Violation
`337-1199
`Violation
`
`Pub
`
`E 06/11/2020
`
`Order
`
`5 Procedural Schedule
`
`Clark S. Cheney USITC
`
`Pub
`
`E 06/12/2020
`
`PO Subscription Agreement to Be Bound by the
`Protective Order of David E.
`Anderson, Kevin V. McCarthy,
`Adam M. Nicolais, Olivia B.
`Pedersen, and Emily M. Whitcher
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`Ex. 1033-019
`
`

`

`Documents Filed Report for Investigation Number 337-1199 in phase(s)
`
`Generated on:
`
`09/16/2020 3:15 PM
`
`Doc ID
`
`Inv Num -
`
`712675
`
`337-1199
`Violation
`
`Sec
`
`Pub
`
`F Official Receive
`
`Doc Type
`
`Document Title
`
`Filed By
`
`Firm/Organization
`
`Filed On Behalf
`
`E 06/15/2020
`
`PO Subscription Agreement to Be Bound by the
`Protective Order of Susan M.
`Gerber
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`712815
`
`337-1199
`Violation
`
`Pub
`
`E 06/16/2020
`
`PO Subscription Agreement to Be Bound by the
`Protective Order of Jonathan
`Arnold
`
`Maximilian Grant Latham and Watkins
`
`712918
`
`337-1199
`Violation
`
`Pub
`
`E 06/18/2020
`
`PO Subscription Agreement to Be Bound by the
`Protective Order of Ramon
`Alarcon
`
`David Maiorana Jones, Day, Reavis and
`Pogue
`
`712939
`
`337-1199
`Violation
`
`Pub
`
`E 06/18/2020
`
`PO Subscription Agreement to Be Bound by the
`Protective Order of Jason Burt
`and Stewart Fox
`
`Maximilian Grant Latham and Watkins
`
`712989
`
`337-1199
`Violation
`
`Pub
`
`E 06/18/2020
`
`PO Subscription Agreement to Be Bound by the
`Protective Order of Gregory
`Buckner
`
`Maximilian Grant Latham and Watkins
`
`'*' indicates that a document has not yet been received or is currently in review.
`
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company and R.J.
`Reynolds Tobacco
`Company
`
`Altria Client
`Services LLC, Altria
`Group, Inc., Philip
`Morris USA, Inc.,
`Philip Morris
`International Inc.,
`and Philip Morris
`Products S.A.
`RAI Strategic
`Holdings, Inc., R.J.
`Reynolds Vapor
`Company, and R.J.
`Reynolds Tobacco
`Co