WPKVGF!UVCVGU!RCVGPV!CPF!VTCFGOCTM!QHHKEG!
`
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`
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`DGHQTG!VJG!RCVGPV!VTKCN!CPF!CRRGCN!DQCTF!
`
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`CRRNG!KPE/!
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`
`WPKNQE!3128!NNE!
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`Rcvgpv!Qypgt!
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`RCVGPV!7-578-199!
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`RCVGPV!QYPGT!RTGNKOKPCT[!TGURQPUG!VQ!RGVKVKQP!
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`RWTUWCPV!VQ!48!E/H/T/!'53/218)c*!
`
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`
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`OKETQUQHV!EQTR/!
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`
`Rcig!2!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1112
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`
`Vcdng!qh!Eqpvgpvu!
`
`K/
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`KX/
`
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`KPVTQFWEVKQP!////////////////////////////////////////////////////////////////////////////////////!2
`
`VJG!”199!RCVGPV!//////////////////////////////////////////////////////////////////////////////////!2
`
`TGNCVGF!RTQEGGFKPIU!////////////////////////////////////////////////////////////////////!4
`
`NGXGN!QH!QTFKPCT[!UMKNN!KP!VJG!CTV!//////////////////////////////////////!4
`
`RGVKVKQPGT!FQGU!PQV!RTQXG!C!TGCUQPCDNG
`NKMGNKJQQF!QH!WPRCVGPVCDKNKV[!HQT!CP[
`EJCNNGPIGF!ENCKO!//////////////////////////////////////////////////////////////////////////!5
`
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`
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`Encko!Eqpuvtwevkqp!/////////////////////////////////////////////////////////////////////////!5
`
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`fgxkeg!ykvj!cv!ngcuv!qpg!qh!]]c_0]vjg__!nkuv!qh!mpqyp
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`32*!///////////////////////////////////////////////////////////////////////////////////////////////////!6
`
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`eqphkiwtcvkqpu!hqt!vjg!gngevtqpke!fgxkeg–!/////////////////////////////!7
`
`Rkv|gn!kp!xkgy!qh!Eqng!cpf!Gnitguu{!)Rgvkvkqpgt”u
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`eqphkiwtcvkqpu!hqt!vjg!gngevtqpke!fgxkeg–!///////////////////////////!21
`
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`
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`CRRNG!GZJKDKV!2122!.!RCIG!1113
`
`

`

`KRT312;.11167!
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`
`Vjg!Rgvkvkqp!hcknu!vq!Rtqxg!Qdxkqwupguu!qh!Cp{!
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`
`VJG!RGVKVKQP!TGFWPFCPVN[!EJCNNGPIGU!CNN!
`ENCKOU!)ENCKOU!2.32*!//////////////////////////////////////////////////////////////////////!26
`
`VJG!EQPUVKVWVKQPCNKV[!QH!KPVGT!RCTVGU!TGXKGY!
`KU!VJG!UWDLGEV!QH!C!RGPFKPI!CRRGCN!/////////////////////////////////////!29
`
`XK/
`
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`
`XKKK/ EQPENWUKQP!///////////////////////////////////////////////////////////////////////////////////////!29
`
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`
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`CRRNG!GZJKDKV!2122!.!RCIG!1114
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`
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`Tgurqpug!vq!Rgvkvkqp!KRT312;.11167!hqt!Kpvgt!Rctvgu!Tgxkgy!)•Rgv/–!qt!•Rgvkvkqp–*!
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`fghgevkxg!hqt!cv!ngcuv!vjg!tgcuqpu!ugv!hqtvj!jgtgkp/!
`
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`
`Vjg!”199!rcvgpv!ku!vkvngf!•Tgeqphkiwtcvkqp!Ocpcigt!hqt!Eqpvtqnnkpi!Writcfgu
`
`qh!Gngevtqpke!Fgxkegu/–!"$# %199!rcvgpv!kuuwgf!Qevqdgt!26-!3113-!htqo!W/U/!Rcvgpv!
`
`Crrnkecvkqp!Pq/!1;0454-718!hkngf!Lcpwct{!Lwpg!41-!2;;;/!!
`
`Vjg! kpxgpvqtu! qh! vjg! ”199! rcvgpv! qdugtxgf! vjcv-! cv! vjg! vkog-! ocp{! fkhhgtgpv!
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`gngevtqpke!fgxkegu-!uwej!cu!fgumvqr-!ncrvqr!cpf!rcnovqr!eqorwvgtu-!rgtuqpcn!fkikvcn!
`
`cuukuvcpvu! )RFCu*-! vgngrjqpgu-! vgngxkukqpu-! ugv.vqr! dqzgu! cpf! qvjgt! eqpuwogt!
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`gngevtqpke! rtqeguukpi! fgxkegu-! kv! ycu! eqooqp! hqt! vjgtg! vq! dg! kortqxgogpvu! vq!
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`uqhvyctg! qt! jctfyctg! eqorqpgpvu! qh! vjqug! gngevtqpke! fgxkegu/! Cpf! vjcv! wugtu! qh!
`
`vjqug!gngevtqpke!fgxkegu!yqwnf!qhvgp!rtghgt!vq!writcfg!vjgkt!fgxkegu-!kpetgogpvcnn{-!
`
`tcvjgt!vjcp!fkuectf!vjgkt!ewttgpv!fgxkegu!cpf!rwtejcug!pgy!qpgu/!Cpf!vjcv!hqt!ocp{!
`
`qh!vjqug!writcfgu-!kv!ycu!igpgtcnn{!pgeguuct{!vq!fgvgtokpg!kh!vjg!pgy!qt!kortqxgf!
`
`eqorqpgpv! ku! eqorcvkdng! ykvj! vjg! tguv! qh! vjg! fgxkeg-! cpf! kh! pqv-! yjcv! qvjgt!
`
`2!
`
`Rcig!5!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1115
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
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`eqorqpgpvu! yqwnf! pggf! ukownvcpgqwu! writcfkpi! kp! qtfgt! vq! rtqxkfg! vjg! fguktgf!
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`eqorcvkdknkv{-! cpf! vjcv! ocmkpi! vjqug! eqorcvkdknkv{! fgvgtokpcvkqpu! eqwnf! dg!
`
`rctvkewnctn{!fkhhkewnv!kh!vjg!tcpig!qh!rquukdng!fgxkeg!eqphkiwtcvkqpu!ku!nctig!cpf!vjg!
`
`kpvgtcevkqp! coqpi! fgxkeg! eqorqpgpvu! ku! eqorngz/! GZ2112-! 2<23.4;/! Hwtvjgt-! vjg!
`
`kpxgpvqtu! qh! vjg! ”199! rcvgpv! cnuq! qdugtxgf! vjcv! yjkng! c! pwodgt! qh! fkhhgtgpv!
`
`vgejpkswgu!jcf!dggp!fgxgnqrgf!hqt!wrfcvkpi!eqorqpgpvu!qh!gngevtqpke!fgxkegu-!vjgtg!
`
`ygtg! pwogtqwu! rtqdngou! cpf! ujqtveqokpiu! ykvj! vjqug! gzkuvkpi! vgejpkswgu-!
`
`kpenwfkpi! uwej! cu! hcknkpi! vq! gpuwtg! eqorcvkdknkv{! coqpi! uqhvyctg! cpf! jctfyctg!
`
`eqorqpgpvu!hqt!c!xctkgv{!qh!fkhhgtgpv!gngevtqpke!fgxkegu/!Kf/-!2<41.3<25/!
`
`Ceeqtfkpi!vq!vjg!kpxgpvkqp!qh!vjg!”199!rcvgpv-!c!tgeqphkiwtcvkqp!ocpcigt!ku!
`
`rtqxkfgf!vjcv!oc{!dg!korngogpvgf!qp!c!eqorwvgt!qt!qvjgt!fcvc!rtqeguukpi!fgxkeg!vq!
`
`eqpvtqn!vjg!tgeqphkiwtcvkqp!qh!uqhvyctg!qt!qvjgt!eqorqpgpvu!qh!cp!gngevtqpke!fgxkeg!
`
`uwej!cu!c!eqorwvgt-!rgtuqpcn!fkikvcn!cuukuvcpv!)RFC*-!ugv.vqr!dqz-!vgngxkukqp-!gve/!Kp!
`
`ceeqtfcpeg!ykvj!vjg!kpxgpvkqp-!c!tgeqphkiwtcvkqp!ocpcigt!tgegkxgu!c!tgeqphkiwtcvkqp!
`
`tgswguv-!g/i/-!c!uqhvyctg!writcfg!tgswguv!htqo!vjg!gngevtqpke!fgxkeg-!cpf!fgvgtokpgu!
`
`qpg!qt!oqtg!fgxkeg!eqorqpgpvu!vjcv!ctg!tgswktgf!vq!korngogpv!vjg!tgeqphkiwtcvkqp!
`
`tgswguv/! Vjg! tgeqphkiwtcvkqp! ocpcigt! cnuq! fgvgtokpgu-! g/i/-! htqo! kphqtocvkqp!
`
`uwrrnkgf!d{!vjg!gngevtqpke!fgxkeg!cu!rctv!qh!vjg!tgswguv-!kfgpvkhkgtu!qh!qpg!qt!oqtg!
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`cffkvkqpcn! eqorqpgpvu! ewttgpvn{! korngogpvgf! kp! vjg! gngevtqpke! fgxkeg/! Vjg!
`
`tgeqphkiwtcvkqp! ocpcigt! vjgp! eqorctgu! vjg! pggfgf! cpf! ewttgpvn{! korngogpvgf!
`
`3!
`
`Rcig!6!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1116
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`
`eqorqpgpvu! ykvj! rtgxkqwun{.uvqtgf! nkuvu! qh! mpqyp! ceegrvcdng! cpf! wpceegrvcdng!
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`eqphkiwtcvkqpu! hqt! vjg! gngevtqpke! fgxkeg/! Kh! vjg! pggfgf! cpf! ewttgpvn{! korngogpvgf!
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`eqorqpgpvu!eqttgurqpf!vq!c!eqphkiwtcvkqp!qp!vjg!nkuv!qh!ceegrvcdng!eqphkiwtcvkqpu-!
`
`vjg!tgswguv! ku! crrtqxgf! cpf!vjg! pggfgf!eqorqpgpvu! ctg! fqypnqcfgf!qt!qvjgtykug!
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`uwrrnkgf! vq! vjg! gngevtqpke! fgxkeg/! Kh! vjg! pggfgf! cpf! ewttgpvn{! korngogpvgf!
`
`eqorqpgpvu!eqttgurqpf!vq!c!eqphkiwtcvkqp!qp!vjg!nkuv!qh!wpceegrvcdng!eqphkiwtcvkqpu-!
`
`vjg!tgswguv!ku!fgpkgf/!Vjg!kpxgpvkqp!gpuwtgu!vjcv!writcfgu!ctg!eqorcvkdng!ykvj!vjg!
`
`eqphkiwtcvkqp!qh!c!ikxgp!fgxkeg!dghqtg!vjg{!ctg!korngogpvgf!kp!vjcv!fgxkeg-!vjgtgd{!
`
`cxqkfkpi!rtqdngou!cuuqekcvgf!ykvj!kpeqpukuvgpv!writcfgu/!Kf/-!3<33.78!
`
`KKK/ TGNCVGF!RTQEGGFKPIU
`
`Vjg!hqnnqykpi!rtqeggfkpiu!ctg!ewttgpvn{!rgpfkpi!ecugu!eqpegtpkpi!W/U/!Rcv/
`
`Pq/!7-578-199!)GZ2112*/!
`
`Ecug!Ecrvkqp!
`
`Ecug!Pwodgt!
`
`Fkuvtkev! Ecug!Hkngf!
`
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`
`2.29.ex.113;7
`
`VZYF! Crt/!1;-!3129!
`
`KX/ NGXGN!QH!QTFKPCT[!UMKNN!KP!VJG!CTV
`
`Vjg!Rgvkvkqp!cnngigu!vjcv!c!rgtuqp!qh!qtfkpct{!umknn!kp!vjg!ctv!)•RQUKVC–*!•hqt
`
`vjg!”199!rcvgpv!yqwnf!jcxg!jcf!cv!ngcuv!c!Dcejgnqt”u!Fgitgg!kp!eqorwvgt!uekgpeg-!
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`eqorwvgt! gpikpggtkpi-! qt! c! tgncvgf! uwdlgev! qt! vjg! gswkxcngpv-! cpf! vyq! {gctu! qh!
`
`gzrgtkgpeg!yqtmkpi!ykvj!fcvcdcugu-!eqorwvgt!pgvyqtmu-!cpf!tgncvgf!vgejpqnqikgu/–!
`
`4!
`
`Rcig!7!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1117
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`!
`Rgv/! 8.9/! Ikxgp!vjcv!Rgvkvkqpgt! hcknu! vq! oggv! kvu!dwtfgp! qh!rtqqh! yjgp! rwtrqtvgfn{!
`
`crrn{kpi!kvu!qyp!fghkpkvkqp!qh!c!rgtuqp!qh!qtfkpct{!umknn!kp!vjg!ctv-!Rcvgpv!Qypgt!fqgu!
`
`pqv!qhhgt!c!eqorgvkpi!fghkpkvkqp!hqt!rwtrqugu!qh!vjku!rtqeggfkpi/!!!!
`
`X/
`
`RGVKVKQPGT!FQGU!PQV!RTQXG!C!TGCUQPCDNG!NKMGNKJQQF!
`QH!WPRCVGPVCDKNKV[!HQT!CP[!EJCNNGPIGF!ENCKO!
`
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`
`gvkvkqpgt!jcu!vjg!dwtfgp!qh!rtqqh!vq!guvcdnkuj!gpvkvngogpv!vq!tgnkgh/!48!E/H/T/!
`
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`
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`
`wprcvgpvcdng–*/!Vjg!Rgvkvkqp!hcknu!vq!oggv!vjku!dwtfgp/!
`
`Vjg!Rgvkvkqp!tckugu!vjg!hqnnqykpi!ejcnngpigu<!
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`
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`
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`
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`
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`
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`
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`
`rctvkewnct! ocppgt! kp! qtfgt! vq! cttkxg! cv! vjg! eqpenwukqp! vjcv! vjg! Rgvkvkqp! ku!
`
`uwduvcpvkxgn{!fghkekgpv/!Ygnnocp-!Kpe/!x/!Gcuvocp!Ejgo/!Eq/-!753!H/4f!2466-!2472!
`
`!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
`
`! 2
`
`!GZ2113-!W/U/!Rcvgpv!Pq/!6-863-153/!!
`3!GZ2114-!REV!Crrnkecvkqp!Rwdnkecvkqp!Pq/!YQ!;804165;/!
`4!GZ2115-!W/U/!Rcvgpv!Pq/!7-55;-834/!
`5!GZ2116-!W/U/!Rcvgpv!Pq/!8-173-876/!
`
`5!
`
`Rcig!8!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1118
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`
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`
`eqpvtqxgtu{–*/!Jqygxgt-!kp!vjg!gxgpv!vjcv!vtkcn!ku!kpuvkvwvgf-!Rcvgpv!Qypgt!tgugtxgu!
`
`vjg!tkijv!vq!qdlgev!vq!Rgvkvkqpgt”u!rtqrqugf!eqpuvtwevkqp!cpf!rtqxkfg!Rcvgpv!Qypgt”u!
`
`rtqrqugf!eqpuvtwevkqp/!
`
`D/
`
`Vjg!Crrnkgf!Tghgtgpegu!Hckn!vq!Fkuenqug!•eqorct]]kpi_0]g__!vjg
`fgvgtokpgf!eqorqpgpv!cpf!kphqtocvkqp!urgekh{kpi!cv!ngcuv!qpg
`cffkvkqpcn!eqorqpgpv!ewttgpvn{!korngogpvgf!kp!vjg!gngevtqpke
`fgxkeg!ykvj!cv!ngcuv!qpg!qh!]]c_0]vjg__!nkuv!qh!mpqyp!ceegrvcdng
`eqphkiwtcvkqpu!hqt!vjg!gngevtqpke!fgxkeg!cpf!]]c_0]vjg__!nkuv!qh!mpqyp
`wpceegrvcdng!eqphkiwtcvkqpu!hqt!vjg!gngevtqpke!fgxkeg–
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`
`Vjg! Rgvkvkqp”u! vyq! itqwpfu! tgfwpfcpvn{! ejcnngpigu! enckou! 2.32-! ykvjqwv!
`
`rtqxkfkpi! cp{! cnngigf! lwuvkhkecvkqp! hqt!uwej! kpghhkekgpv! tgfwpfcpekgu-! cpf!vjwu!vjg!
`
`Dqctf! ujqwnf! qpn{! eqpukfgt! qpg! qh! vjg! vyq! itqwpfu! )Ugg! Ugevkqp! XK-! dgnqy*/!
`
`Tgictfnguu-! pqpg! qh! vjg! crrnkgf! tghgtgpegu! wpfgt! gkvjgt! qh! Rgvkvkqpgt”u! itqwpfu!
`
`fkuenqugu! vjg! tgswktgf! encko! nkokvcvkqpu! •eqorct]]kpi_0]g__! vjg! fgvgtokpgf!
`
`eqorqpgpv!cpf!kphqtocvkqp!urgekh{kpi!cv!ngcuv!qpg!cffkvkqpcn!eqorqpgpv!ewttgpvn{!
`
`korngogpvgf!kp!vjg! gngevtqpke!fgxkeg! ykvj! cv!ngcuv!qpg!qh! ]]c_0]vjg__! nkuv!qh!mpqyp!
`
`ceegrvcdng! eqphkiwtcvkqpu! hqt! vjg! gngevtqpke! fgxkeg! cpf! ]]c_0]vjg__! nkuv! qh! mpqyp!
`
`wpceegrvcdng!eqphkiwtcvkqpu!hqt!vjg!gngevtqpke!fgxkeg–!qh!kpfgrgpfgpv!enckou!2-!22-!
`
`cpf!32/!!Oqtg!rctvkewnctn{-!pqpg!qh!vjg!crrnkgf!tghgtgpeg!fkuenqugu!nkuvu!qh!mpqyp!
`
`ceegrvcdng!cpf!mpqyp!wpceegrvcdng!eqphkiwtcvkqpu/!!!
`
`6!
`
`Rcig!9!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1119
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`
`2/
`
`Eqng!kp!xkgy!qh!OceKppku!cpf!Gnitguu{!)Rgvkvkqpgt”u!Rtqrqugf
`Itqwpf!2*!Hcknu!vq!Fkuenqug!•‡ngcuv!qpg!qh!]]c_0]vjg__!nkuv!qh
`mpqyp!ceegrvcdng!eqphkiwtcvkqpu!hqt!vjg!gngevtqpke!fgxkeg!cpf
`]]c_0]vjg__!nkuv!qh!mpqyp!wpceegrvcdng!eqphkiwtcvkqpu!hqt!vjg
`gngevtqpke!fgxkeg–
`
`Kp!Rgvkvkqpgt”u!rtqrqugf!Itqwpf!2-!hqt!vjg!encko!nkokvcvkqp!tgswktkpi!cv!ngcuv!
`
`qpg!qh!c!•nkuv!qh!mpqyp!ceegrvcdng!eqphkiwtcvkqpu!hqt!vjg!gngevtqpke!fgxkeg–!cpf!c!
`
`•nkuv!qh!mpqyp!wpceegrvcdng!eqphkiwtcvkqpu!hqt!vjg!gngevtqpke!fgxkeg–-!vjg!Rgvkvkqp!
`
`tgnkgu!gzenwukxgn{!qp!Eqng!hqt!cnngigfn{!fkuenqukpi!gkvjgt!qpg!qh!vjg!tgswktgf!nkuvu/6!!
`
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`
`eqphkiwtcvkqpu! qt! c! nkuv! qh! mpqyp! wpceegrvcdng! eqphkiwtcvkqpu! hqt! vjg! gngevtqpke!
`
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`
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`
`vq! vjg! gngevtqpke! fgxkeg! kp! swguvkqp! )k/g/-! •hqt! vjg! gngevtqpke! fgxkeg–*/! Vjku!
`
`6
`
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`tgswktgf! vq! korngogpv! vjg! tgeqphkiwtcvkqp! tgswguv–! ku! c! rctvkewnct! eqorqpgpv!
`tgswguvgf!d{!vjg!gngevtqpke!fgxkeg/!Rgv/!34=!ugg!cnuq!Rgv/!29.2;!)fguetkdkpi!OceKppku!
`cu! fkuenqukpi! c! wugt! vgtokpcn! tgswguvkpi! •c! rctvkewnct! uqhvyctg! oqfwng–! hqt!
`kpuvcnncvkqp/*/!Vjg!Rgvkvkqp!cnuq!rtqrqugu!c!j{rqvjgvkecn!eqodkpcvkqp!ykvj!Gnitguu{!
`qpn{!hqt!vjg!rwtrqugu!qh!vjg!ukvwcvkqp!yjgtg!vyq!nkuvu!ctg!fggogf!tgswktgf/!Ugg!Rgv/!
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`cnngigfn{! fkuenqukpi! vjg! encko! tgswktgogpv! qh! c! •nkuv! qh! mpqyp! ceegrvcdng
`eqphkiwtcvkqpu/–
`
`7!
`
`Rcig!;!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!111;
`
`

`

`requirement is further confirmed by the specification of the ’088 patent:
`
`IPR2019-00056
`
`US. Patent 6,467,088
`
`the reconfiguration manager 10
`In step 104 of FIG. 2,
`generates a potential upgrade configuration that will satisfy
`the received request. The reconfiguration manager in step
`
`106 then
`
`. If the upgra e eon guratlon as generate
`1n step '
`1s etermined in step 108 to correspond to one of the known
`
`had configurations, the reconfiguration manager in step 110
`
`
`
`
`If the resulting set of potential upgrade configurations is
`determined in step 112 to be empty,
`the reconfiguration
`manager in step 114 denies the upgrade,
`
`
`
`1'
`.
`ant commumcalest 1sten1a to 115 response to (BVlL‘fi
`step 112 indicates that the set is not empty, a particular set
`of upgrade configuration is selected in step 116, and the
`
`upgrade is approved in step 118m
`F. e m eetion in step
`may e
`aset at east 1n part on one or more established
`criteria, such as least expensive, maximum improvement in
`system operating speed, most
`recently modified, most
`energy eflieient, or other suitable criteria. The reconfigura—
`tion manager or other server associated therewith then
`downloads the upgrade to device X in step 120.
`
`EXIOOI, 4:62-5:18 (highlighting added).
`
`As seen in the passages above, the claim language requires a previously
`
`determined set of known bad configurations that can be searched and a previously
`
`determined set of known good configurations that can be searched for a current
`
`configuration for a specific electronic device (Le. “device X”). In other words, the
`
`claim language requires that the list contain previously determined acceptable or
`
`Page 10 of 24
`APPLE EXHIBIT 1011 - PAGE 0010
`
`

`

`IPR2019-00056
`
`US. Patent 6,467,088
`
`unacceptable configurations specific to the electronic device in question. Cole fails
`
`to disclose either such list.
`
`As the Petition shows, Cole only discloses and utilizes a list of a_ll available
`
`updates without regard to the electronic device. The example given by Cole itself
`
`(and used in the Petition) is illustrative, stating, that the “table list[s] code updates
`
`available in content server 17”:
`
`client 14. {In practice. the meta data can be arranged in a
`relational data base to facilitate the correlation). The first
`two columns of the following table—
`— and the meta data for these code
`updates. The first two columns of this table are used for the
`initial correlation of the basic system information obtained
`from client 14 to the meta data {column 2} stored in selection
`
`server 12.
`
`
`
`
`
`Cock: Updates Meta Data
`
`Basis System
`Informationl'
`
`Denice Driver
`ABCDEDRV
`
`Netcomber 2.0
`
`Device Driver
`FfllfllDRV
`
`BIOS bevel 123
`BIOS date 1!].1'96
`Mother Board 1]]
`KY2
`
`13105 Level 12?:
`B105 tilt: 11'11’96
`Melhcr Board ID
`m
`
`BIOS Level 456
`BIOS date 31.996
`Motlrr Band [D
`
`m
`
`EX1002, 411-24 (highlighting added).
`
`In other words, Cole merely looks to apply any and a_ll code updates that are
`
`Page 11 of 24
`APPLE EXHIBIT 1011 - PAGE 0011
`
`

`

`IPR2019-00056
`
`US. Patent 6,467,088
`
`stored in its content server 17, without regard for the specific electronic device and
`
`
`certainly not utilizing a list of known acceptable/unacceptable configurations for the
`
`specific electronic device. Cole makes this clearer in stating:
`
`“In the illustrated embodiment, this determination is made
`
`by correlating the meta data in data base 13 to the basic
`
`system information obtained from client 14. Matches
`
`between the meta data and the basic system information
`
`indicate
`
`that
`
`the
`
`corresponding code updates
`
`are
`
`potentially appropriate for client 14.”
`
`EX1002, 3:62-4:1 (emphasis added).
`
`As disclosed above,
`
`the system of Cole merely iterates through every
`
`available code update available, without information or knowledge about known
`
`acceptable or unacceptable configurations for the electronic device, as is required
`
`66
`’
`by the claim language. Even a match of Cole s meta data” can only be described
`
`by Cole as a potentially appropriate.
`
`This is further confirmed by the example from Cole:
`
`In this example. the BIOS level 12.3. BIOS date Jan. 1.
`1996 and mother board [D XYZ. basic system inionnation
`obtained from client 1:! is consistent with a device driver file
`named ABCDE DEV. and Netcombcr trademark of Inter-
`national Business Machines Corporation ,1: version 2.0.
`However. device driver file named FGHUDRV requires
`BIOS level 4515 so—
`— 14—
`
`Page 12 of 24
`APPLE EXHIBIT 1011 - PAGE 0012
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
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`
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`
`21!
`
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`
`

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`
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`
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`
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`
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`
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`
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`
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`
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`qt!rtqjkdkvgf!d{!c!Ugewtkv{!Rqnke{/*/!
`
`22!
`
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`
`

`

`IPR2019-00056
`
`US. Patent 6,467,088
`
`the reconfiguration manager 10
`In step 104 of FIG. 2,
`generates a potential upgrade configuration that will satisfy
`the received request. The reconfiguration manager in step
`
`106 then
`
`-. If the upgra 0 con guration as generate
`in step '
`is determined in step 108 to correspond to one of the known
`
`bad configurations, the reconfiguration manager in step 110
`
`If the resulting set of potential upgrade configurations is
`determined in step 112 to be empty.
`the reconfiguration
`
`manager in step 114 denies the upgrade,
`
`I
`.
`ant communtcatesl 1sten1a in its response to tev1ce
`step 112 indicates that the set is not empty, a particular set
`of upgrade configuration is selected in step 116, and the
`upgrade is approved in step 113m
`F. C so cotton in step
`may ‘16
`iasor at east in part on one or more established
`criteria, such as least expensive, maximum improVement in
`system operating speed, most
`recently modified, most
`energy cfiicient, or other suitable criteria. The reconfigura—
`tion manager or other server associated therewith then
`downloads the upgrade to device X in step [20.
`
`EXIOOI, 4:62-5:18 (highlighting added).
`
`As seen in the passage above,
`
`the claim language requires a previously
`
`determined set of known bad configurations that can be searched and a previously
`
`determined set of known good configurations that can be searched for a current
`
`configuration of a specific electronic device (Le. “device X”). In other words, the
`
`claim language requires that the list contain previously determined acceptable or
`
`unacceptable configurations specific to the electronic device in question. Pitzel fails
`
`to disclose either such list.
`
`12
`
`Page 15 of 24
`APPLE EXHIBIT 1011 - PAGE 0015
`
`

`

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`
`

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`Vjwu-! vjg! Rgvkvkqp! ujqwnf! dg! fgpkgf! dgecwug! kv! hcknu! vq! ujqy! vjg! tgswktgf!
`
`•eqorct]]kpi_0]g__! vjg! fgvgtokpgf! eqorqpgpv! cpf! kphqtocvkqp! urgekh{kpi! cv! ngcuv!
`
`qpg! cffkvkqpcn! eqorqpgpv! ewttgpvn{! korngogpvgf! kp! vjg! gngevtqpke! fgxkeg! ykvj! cv!
`
`ngcuv! qpg! qh! ]]c_0]vjg__! nkuv! qh! mpqyp! ceegrvcdng! eqphkiwtcvkqpu! hqt! vjg! gngevtqpke!
`
`25!
`
`Rcig!28!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1128
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`!
`fgxkeg!cpf!]]c_0]vjg__!nkuv!qh!mpqyp!wpceegrvcdng!eqphkiwtcvkqpu!hqt!vjg!gngevtqpke!
`
`fgxkeg–-!kp!kvu!rtqrqugf!Itqwpf!3/!!
`
`E/
`
`Vjg!Rgvkvkqp!hcknu!vq!Rtqxg!Qdxkqwupguu!qh!Cp{!Fgrgpfgpv!Encko!!
`
`Vjg!fghkekgpekgu!qh!vjg!Rgvkvkqp!ctvkewncvgf!cdqxg!eqpegtpkpi!vjg!ejcnngpigf!
`
`kpfgrgpfgpv!enckou!crrn{!cnuq!vckpv!vjg!cpcn{uku!qh!vjg!ejcnngpigf!fgrgpfgpv!enckou/!!
`
`Ceeqtfkpin{-!vjg!Rgvkvkqp!ujqwnf!dg!fgpkgf!kp!kvu!gpvktgv{/!!
`
`XK/ VJG!RGVKVKQP!TGFWPFCPVN[!EJCNNGPIGU!CNN!ENCKOU!
`)ENCKOU!2.32*!!
`
`! V
`
`jg! Rgvkvkqp! tgfwpfcpvn{! ejcnngpigu! cnn! qh! vjg! enckou! qh! vjg! ”199! Rcvgpv-!
`
`ykvjqwv!rtqxkfkpi!cp{!cnngigf!lwuvkhkecvkqp!hqt!uwej!kpghhkekgpv!tgfwpfcpekgu/!Cu!vjg!
`
`Dqctf! jcu! rtgxkqwun{! gzrnckpgf-! •ownvkrng! itqwpfu-! yjkej! ctg! rtgugpvgf! kp! c!
`
`tgfwpfcpv! ocppgt! d{! c! rgvkvkqpgt! yjq! ocmgu! pq! ogcpkpihwn! fkuvkpevkqp! dgvyggp!
`
`vjgo-!ctg!eqpvtct{!vq!vjg!tgiwncvqt{!cpf!uvcvwvqt{!ocpfcvgu-!cpf!vjgtghqtg!ctg!pqv!cnn!
`
`gpvkvngf!vq!eqpukfgtcvkqp/–!Ugg!Nkdgtv{!Owv/!Kpu/!Eq/!x/!Rtqitguukxg!Ecu/!Kpu/!Eq/-!Pq/!
`
`EDO3123.11114-! Rcrgt! 8! )R/V/C/D/! Qev/! 36-! 3123*/! Uwej! tgfwpfcpekgu! rnceg! c!
`
`ukipkhkecpv! dwtfgp! qp! dqvj! vjg! Dqctf! cpf! vjg! rcvgpv! qypgt-! ecwukpi! wppgeguuct{!
`
`fgnc{-!eqorqwpfkpi!equvu!vq!cnn!rctvkgu!kpxqnxgf-!cpf!eqortqokukpi!vjg!cdknkv{!vq!
`
`eqorngvg!tgxkgy!ykvjkp!vjg!uvcvwvqt{!fgcfnkpg/!Kf/=!48!E/H/T/!'!53/2)d*=!ugg!cnuq!48!
`
`E/H/T/!'!53/219/!Cu!uwej-!cpcn{|kpi!vjg!rgvkvkqp!cpf!gnkokpcvkpi!tgfwpfcpv!itqwpfu!
`
`uvtgconkpgu!vjg!rtqeggfkpi/!Kfng!Htgg!U{u/-!Kpe/!x/!Dgtiuvtqo-!Kpe/-!KRT3123.11138-!
`
`26!
`
`Rcig!29!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1129
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`!
`Rcrgt!37!cv!5.6!)R/V/C/D/!Lwpg!22-!3124*=!Nkdgtv{!Owv/-!EDO3123.11114-!Rcrgt!8!
`
`cv!3/!!
`
`Vjg! Rgvkvkqp! rtgugpvu! itqwpfu! vjcv! ctg! xgtvkecnn{! tgfwpfcpv! ykvj! tgurgev! vq!
`
`gcej! qvjgt/! Xgtvkecn! tgfwpfcpe{! •kpxqnxgu! c! rnwtcnkv{! qh! rtkqt! ctv! crrnkgf! dqvj! kp!
`
`rctvkcn! eqodkpcvkqp! cpf! kp! hwnn! eqodkpcvkqp/! Kp! vjg! hqtogt! ecug-! hgygt! tghgtgpegu!
`
`vjcp!vjg!gpvktg!eqodkpcvkqp!ctg!uwhhkekgpv!vq!tgpfgt!c!encko!qdxkqwu-!cpf!kp!vjg!ncvvgt!
`
`ecug!vjg!gpvktg!eqodkpcvkqp!ku!tgnkgf!qp!vq!tgpfgt!vjg!ucog!encko!qdxkqwu/–!Nkdgtv{!
`
`Owv/-! EDO3123.11114-! Rcrgt! 8! cv! 4/! ! Kp! uwej! kpuvcpegu! yjgtg! tgnkcpeg! qp! c!
`
`eqodkpcvkqp! cpf! ugrctcvg! tgnkcpeg! qp! c! rqtvkqp! vjgtgqh! ctg! dqvj! cnngigf! vq!
`
`uwhhkekgpvn{!rtgugpv!c!rtkoc!hcekg!ecug!qh!kpxcnkfkv{-!•]v_jgtg!owuv!dg!cp!gzrncpcvkqp!
`
`qh! yj{! vjg! tgnkcpeg! kp! rctv! oc{! dg! vjg! uvtqpigt! cuugtvkqp! cu! crrnkgf! kp! egtvckp!
`
`kpuvcpegu!cpf!yj{!vjg!tgnkcpeg!kp!yjqng!oc{!cnuq!dg!vjg!uvtqpigt!cuugtvkqp!kp!qvjgt!
`
`kpuvcpegu/–!Kf/!)gorjcuku!kp!qtkikpcn*/!
`
`Kh!qpg!qh!vjg!cnvgtpcvkxg!itqwpfu!ku!dgvvgt!htqo!cnn!rgturgevkxgu-!vjgp!vjg!Dqctf!
`
`ujqwnf!qpn{!eqpukfgt!vjg!uvtqpigt!itqwpf!cpf!pqv!dwtfgp!vjg!Rcvgpv!Qypgt!cpf!vjg!
`
`Dqctf!ykvj!vjg!ygcmgt!itqwpf/!Hwtvjgt-!kh!vjgtg!ku!pq!fkhhgtgpeg!kp!vjg!itqwpfu-!vjg!
`
`Rgvkvkqpgt!ujqwnf!cuugtv!qpn{!qpg!qh!vjg!itqwpfu/!Kf/!cv!23/!•Qpn{!kh!vjg!Rgvkvkqpgt!
`
`tgcuqpcdn{! ctvkewncvgu! yj{! gcej!itqwpf!jcu! uvtgpivj!cpf! ygcmpguu! tgncvkxg!vq!vjg!
`
`qvjgt!ujqwnf!dqvj!itqwpfu!dg!cuugtvgf!hqt!eqpukfgtcvkqp/–!Kf/!)gorjcuku!cffgf*/!
`
`Rgvkvkqpgt! ocmgu! pq! ghhqtv! vq! lwuvkh{! kvu! xgtvkecnn{! tgfwpfcpv! vjgqtkgu! d{!
`
`27!
`
`Rcig!2;!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!112;
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`!
`gzrnckpkpi!yj{!•vjg!tgnkcpeg!kp!rctv!]g/i/-!qp!vjg!rtkoct{!tghgtgpeg!cnqpg_!oc{!dg!
`
`vjg!uvtqpigt!cuugtvkqp!cu!crrnkgf!kp!egtvckp!kpuvcpegu!cpf!yj{!vjg!tgnkcpeg!kp!yjqng!
`
`]g/i/-!vjg!hwnn!eqodkpcvkqp!qh!kfgpvkhkgf!tghgtgpegu_!oc{!cnuq!dg!vjg!uvtqpigt!cuugtvkqp!
`
`kp! qvjgt! kpuvcpegu/–! Kf/! Kpfggf-! vjg! Rgvkvkqp! fqgu! pqv! gxgp! cempqyngfig! vjg!
`
`icoguocpujkr!qh!jgfikpi!kvu!dgvu!vjtqwij!vjg!tgfwpfcpe{!qh!Itqwpfu!2!cpf!3/!!
`
`Vjg!Dqctf!kp!Gk|q!Eqtr/!x/!Dcteq!P/X/8!!hncvn{!tglgevgf!c!ukoknct!cvvgorv!vq!
`
`jgfig! dgvu! cpf! wppgeguuctkn{! ownvkrn{! vjg! yqtm! qh! dqvj! vjg! Dqctf! cpf! vjg! Rcvgpv!
`
`Qypgt/!Vjg!Dqctf!vjgtg!hqwpf!kpuwhhkekgpv!vjg!rgvkvkqpgt”u!•eqpenwuqt{!cuugtvkqp–!
`
`vjcv! •]v_q! vjg! gzvgpv! ]vjg! hktuv! rtkqt! ctv! tghgtgpeg_! oc{! pqv! gzrnkekvn{! vgcej–! vjg!
`
`nkokvcvkqp-! vjg! ugeqpf! rtkqt! ctv! tghgtgpeg! •gzrnkekvn{! vgcejgu! vjku! nkokvcvkqp/–! Vjg!
`
`Dqctf!gzrnckpgf!vjcv!•uwej!cp!cuugtvkqp!hcknu!vq!tguqnxg!vjg!gzcev!fkhhgtgpegu!uqwijv!
`
`vq!dg!fgtkxgf!htqo–!vjg!ugeqpf!rtkqt!ctv!tghgtgpeg/!Kf/!!!
`
`Vjg!Dqctf”u!rtgegfgpvkcn!cwvjqtkv{!qp!vjgug!rtqegfwtcn!kuuwgu!ku!engct/!Jgtg-!
`
`Rgvkvkqpgt! korgtokuukdn{! uggmu! vjg! dgpghkv! qh! fkhhgtgpv! dkvgu! cv! vjg! crrng-! ykvjqwv!
`
`rtqxkfkpi! c!dk.fktgevkqpcn! gzrncpcvkqp! qh!vjg! tgncvkxg! uvtgpivju! cpf! ygcmpguugu!qh!
`
`gcej!tgfwpfcpvn{!qhhgtgf!itqwpf/!Kh!Rgvkvkqpgt!dgnkgxgu!vjg!qdxkqwupguu!ejcnngpigu!
`
`ctg!pgeguuct{!vq!cfftguugu!egtvckp!ygcmpguugu!qh!vjg!ejcnngpig!dcugf!qp!vjg!Eqng.
`
`!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
`
`!KRT3125.11469-!Rcrgt!22!)R/V/C/D/!Lwn{!34-!3125*!
`
`! 8
`
`28!
`
`Rcig!31!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1131
`
`

`

`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`
`OceKppku.Gnitguu{! eqodkpcvkqp-! Rgvkvkqpgt!
`
`ku! qdnkicvgf!
`
`vq! ctvkewncvg!
`
`vjqug!
`
`ygcmpguugu! kp! vjg! Rgvkvkqp! kvugnh/! Dgecwug! Rgvkvkqpgt! ejqug! vq! pqv! qhhgt! uwej!
`
`eqpeguukqpu-!rtguwocdn{!hqt!uvtcvgike!tgcuqpu-!vjg!Dqctf!pggf!pqv!cpf!ujqwnf!pqv!
`
`eqpukfgt!vjg!ogtkvu!qh!vjg!tgfwpfcpv!ejcnngpigu!dcugf!qp!qdxkqwupguu/!!
`
`XKK/ VJG!EQPUVKVWVKQPCNKV[!QH!KPVGT!RCTVGU!TGXKGY!KU!VJG
`UWDLGEV!QH!C!RGPFKPI!CRRGCN
`
`Kp! c! rgpfkpi! crrgcn! vq! vjg! Hgfgtcn! Ektewkv-! Rqnctku! Kppqxcvkqpu! Nvf/! x/
`
`Mkpiuvqp!Vgejpqnqi{-!Pq/!29.12879-!Fmv/!Pq/!38-!vjg!rcvgpv!qypgt!Rqnctku!ctiwgf!
`
`vjcv! vjg! Dqctf”u! crrqkpvogpv! qh! cfokpkuvtcvkxg! rcvgpv! lwfigu! xkqncvgu! vjg!
`
`Crrqkpvogpvu! Encwug! qh! Ctvkeng! KK-! cpf! vjcv! vjgkt! fgekukqpu! owuv! dg! ugv! cukfg-!
`
`dgecwug!cfokpkuvtcvkxg!rcvgpv!lwfigu!ctg!•crrqkpvgf!d{!vjg!Ugetgvct{!qh!Eqoogteg-!
`
`kp!eqpuwnvcvkqp!ykvj!vjg!Fktgevqt–!qh!vjg!WURVQ-!dwv!ykvjqwv!crrqkpvogpv!d{!vjg!
`
`Rtgukfgpv!cpf!eqphktocvkqp!d{!vjg!Ugpcvg!kp!xkqncvkqp!qh!Ctvkeng!KK-!Ugevkqp!3-!Encwug!
`
`3!qh!vjg!Eqpuvkvwvkqp/!Qwv!qh!cp!cdwpfcpeg!qh!ecwvkqp-!Rcvgpv!Qypgt!jgtgd{!cfqrvu!
`
`vjku!eqpuvkvwvkqpcn!ejcnngpig!pqy!vq!gpuwtg!vjg!kuuwg!ku!rtgugtxgf!rgpfkpi!vjg!crrgcn/!
`
`XKKK/ EQPENWUKQP
`
`Hqt!cv!ngcuv!vjg!tgcuqpu!ugv!hqtvj!cdqxg-!Wpknqe!tgurgevhwnn{!tgswguvu!vjcv!vjg
`
`29!
`
`Rcig!32!qh!35
`CRRNG!GZJKDKV!2122!.!RCIG!1132
`
`

`

`Dqctf!fgp{!cnn!ejcnngpigu!kp!vjg!kpuvcpv!Rgvkvkqp/9!
`
`Fcvg<!Hgdtwct{!9-!312;!
`
`!
`
`!
`
`!
`
`Tgurgevhwnn{!uwdokvvgf-!
`
`KRT312;.11167!
`W/U/!Rcvgpv!7-578-199!
`!
`
`D{<!0u0!Dtgvv!C/!Ocpitwo!
`
`Dtgvv!C/!Ocpitwo=!Tgi/!Pq/!75-894!
`
`Cvvqtpg{!hqt!Rcvgpv!Qypgt!
`
`!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!