UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`13/462,819
`
`ISSUE DATE
`
`09/20/2016
`
`PATENT NO.
`
`9451084
`
`ATTORNEY DOCKET NO.
`10115-04042 us
`
`CONFIRMATION NO.
`
`8402
`
`7590
`93219
`Patent Law W arks, LLP
`201 South Main Street, Suite 250
`Salt Lake City, UT 84111
`
`08/31/2016
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 334 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Alexander Kurganov, Buffalo Grove, IL;
`Valery Zhukoff, Deerfield, IL;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Google Ex 1029 - Page 1
`
`

`

`IN FORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`13462819
`
`2012-05-03
`
`First Named Inventor
`
`I Alexander Kurganov
`
`1346281 9 - GAU: 2658
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`2658
`
`I Susan Iris McFadden
`10115-04042 us
`
`31
`
`6215858
`
`2001-04-10
`
`Bartholomew et al.
`
`32
`
`6366575
`
`2002-04-02
`
`Barkan et al.
`
`33
`
`6445694
`
`2002-09-03
`
`Swartz
`
`Change(s) pplied
`o documen 34
`/ C.C.5/
`JI/ "-U/ ~~ U
`
`,~
`
`6490627
`
`2002-12-03
`
`i(ai1 a et al.
`Kalra et al.
`
`35
`
`6560604
`
`2003-05-06
`
`Fascenda
`
`36
`
`6593944
`
`2003-07-15
`
`Nicolas et al.
`
`37
`
`6618763
`
`2003-09-09
`
`Steinberg
`
`38
`
`6654814
`
`2003-11-25
`
`Britton et al.
`
`39
`
`6704024
`
`2004-03-09
`
`Robotham et al.
`
`40
`
`6763388
`
`2004-07-13
`
`Tsimelzon
`
`41
`
`6812939
`
`2004-11-02
`
`Flores et al.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /S.M./
`
`Google Ex 1029 - Page 2
`
`

`

`FORM PT0-1449
`
`LIST OF PATENTS AND OTHER ITEMS FOR APPLICANT'S
`INFORMATION DISCLOSURE STATEMENT
`
`(Use several sheets if necessary)
`
`ATTY. DOCKET NO.
`PRS-20.CON5
`APPLICANT:
`Kur anov
`FILING DATE:
`5/3/12
`
`GROUP:
`2626
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAME
`
`CLASS
`
`SUB
`CLASS
`
`FILING
`DATE
`
`U.S. PATENT DOCUMENTS
`
`Change(s) ap plied
`o oocument:,
`/C.C.5/
`1v2s/2016
`
`6,922,733
`
`6,941,273
`
`6,964,012
`
`6,964,023
`
`6,965,864
`
`6,996,609
`
`7,003,463
`
`7,050,977
`
`7,076,431
`
`7,386,455
`
`7,516,190
`
`07-2005
`
`Kuiken et al.
`
`09-2005
`
`Loghmani et al.
`
`11-2005
`
`~irn~if,I et nt.
`
`Zirngibl et al.
`
`11-2005
`
`Maes et al.
`
`11-2005
`
`Thrift et al.
`
`02-2006
`
`Hickman et al.
`
`02-2006
`
`Maes et al.
`
`05-2006
`
`Bennett
`
`07-2006
`
`Kur_ganov et al.
`
`06-2008
`
`Kurganov et al.
`
`04-2009
`
`Kurganov
`
`2001/0032234
`
`10-2001
`
`Summers et al.
`
`2001/0040885
`
`11-2001
`
`Jonas et al.
`
`2001/004867 6
`
`2002/0006126
`
`12-2001
`Ol/2002
`
`~'i'-2~~2
`
`Jimenez et al.
`
`Johnson et al.
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`COUNTRY
`
`CLASS
`
`SUB
`CLASS
`
`TRANSLATIO
`YES
`NO
`
`FOREIGN PATENT DOCUMENTS
`
`CA 1,329,852
`
`05-1994
`
`Canada
`
`EP 0 572 544
`
`09-1996
`
`Europe
`
`GB 2 211 698
`
`07-1989
`
`Great Britain
`
`GB 2 240 693
`
`08-1991
`
`Great Britain
`
`GB 2,317,782
`
`04-1998
`
`Great Britain
`
`EXAMINER:
`
`/Susan Mcfadden/
`
`02/06/2013
`EXAMINER: Initial if reference is considered, whether or not citation is in conformance with MPEP 609; Draw
`line through citation if not in conformance and not considered. Include a copy of this form with next
`communication to applicant
`Pag~ 12of15
`Information Disclosure Statement- Section 9 PT0-1449
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /S.M./
`
`I DATE CONSIDERED:
`
`Google Ex 1029 - Page 3
`
`

`

`FORM PT0-1449
`
`LIST OF PATENTS AND OTHER ITEMS FOR APPLICANT'S
`INFORMATION DISCLOSURE STATEMENT
`
`(Use several sheets if necessary)
`
`ATTY. DOCKET NO.
`PRS-20.CON5
`APPLICANT:
`Kur anov
`FILING DATE:
`5/3/12
`
`GROUP:
`2626
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAME
`
`CLASS
`
`SUB
`CLASS
`
`FILING
`DATE
`
`U.S. PATENT DOCUMENTS
`
`5,884,032
`
`5,884,262
`
`5,884,266
`
`5,890,123
`
`5,915,001
`
`5,917,817
`
`5,943,399
`
`5,946,389
`
`5,953,392
`
`5,974,413
`
`5,999,525
`
`6,012,088
`
`6,014,437
`
`6,018,710
`
`6,021,181
`
`6,031,904
`
`6,038,305
`
`6,047,053
`
`6,067,516
`
`6,078,580
`
`6,081,518
`
`6,081,782
`
`03-1999
`
`Bateman et al.
`
`03-1999
`
`Wise et al.
`
`03-1999
`
`Dvorak
`
`03-1999
`
`Brown et al.
`
`06-1999
`
`Uppaluru
`
`06-1999
`
`Dunn et al.
`
`08-1999
`
`Bannister et al.
`
`08-1999
`
`Dold
`
`09-1999
`
`Rhie et al.
`
`10-1999
`
`Beauregard et al.
`
`12-1999
`
`Krishnaswamy et al.
`
`01-2000
`
`Li et al.
`
`01-2000
`
`Acker et al.
`
`01-2000
`
`Wynblatt et al.
`
`02-2000
`
`Miner et al.
`
`02-2000
`
`An et al.
`
`03-2000
`
`McAllister et al.
`
`04-2000
`
`Miner et al.
`
`05-2000
`
`Levay et al.
`
`06-2000
`
`Mandalia et al.
`
`06-2000
`06/2000
`
`fil7-~888
`
`Bowman-Amuah
`
`Rabin
`
`Change(s) aF plied
`o oocumem::,
`/C.C.5/
`7/28/2016
`
`EXAMINER:
`
`/Susan Mcfadden/
`EXAMINER: Initial if reference is considered, whether or not citation is in conformance with MPEP 609; Draw
`line through citation if not in conformance and not considered. Include a copy of this form with next
`communication to applicant
`P~ge 9of15
`Information Disclosure Statement- Section 9 PT0-1449
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /S.M./
`
`I DATE CONSIDERED:
`
`02/06/2013
`
`Google Ex 1029 - Page 4
`
`

`

`FORM PT0-1449
`
`LIST OF PATENTS AND OTHER ITEMS FOR APPLICANT'S
`INFORMATION DISCLOSURE STATEMENT
`
`(Use several sheets if necessary)
`
`ATTY. DOCKET NO.
`PRS-20.CON5
`APPLICANT:
`Kur anov
`FILING DATE:
`5/3/12
`
`GROUP:
`2626
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAME
`
`CLASS
`
`SUB
`CLASS
`
`FILING
`DATE
`
`U.S. PATENT DOCUMENTS
`
`( hange(s) ap :>lied
`
`I
`
`tµ uocumem:,
`/:=.CE>/
`7l/2s/2016
`
`5,365,524
`
`5,375,161
`
`5,384,771
`
`5,404,231
`
`5,408,526
`
`5,414,754
`
`5,416,834
`
`5,432,845
`
`5,436,963
`
`5,459,584
`
`5,463,684
`
`5,475,791
`
`5,479,487
`
`5,495,484
`
`5,497,373
`
`5,499,288
`
`5,515,427
`
`5,517,558
`
`5,526,353
`
`5,533,115
`
`5,537,461
`
`5,555,100
`
`11-1994
`
`Hiller et al.
`
`12-1994
`Ol/1995
`Hl ~""'
`04-1995
`
`Fuller et al.
`
`Isidoro et al.
`
`Bloomfield
`
`04-1995
`
`McFarland et al.
`
`05-1995
`
`Pugh et al.
`
`05-1995
`
`Bales et al.
`
`07-1995
`
`Burd et al.
`
`07-1995
`
`Fitzpatrick et al.
`
`10-1995
`
`Gordon et al.
`
`10-1995
`
`Morduch et al.
`
`12-1995
`
`Schalk et al.
`
`12-1995
`
`Hammond
`
`02-1996
`
`Self et al.
`
`03-1996
`
`Hulen et al.
`
`03-1996
`
`Hunt et al.
`
`05-1996
`
`Carlsen et al.
`
`05-1996
`
`Schalk
`
`06-1996
`
`Henley et al.
`
`07-1996
`
`Hollenbach et al.
`
`07-1996
`
`Bridges et al.
`
`09-1996
`
`Bloomfield et al.
`
`EXAMINER:
`
`DATE CONSIDERED:
`/Susan Mcfadden/
`02/06/2013
`I
`EXAMINER: Initial if reference is considered, whether or not citation is in conformance with MPEP 609; Draw
`line through citation if not in conformance and not considered. Include a copy of this form with next
`communication to applicant
`P~ge 6of15
`Information Disclosure Statement- Section 9 PT0-1449
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /S.M./
`
`Google Ex 1029 - Page 5
`
`

`

`FORM PT0-1449
`
`LIST OF PATENTS AND OTHER ITEMS FOR APPLICANT'S
`INFORMATION DISCLOSURE STATEMENT
`
`(Use several sheets if necessary)
`
`ATTY. DOCKET NO.
`PRS-20.CON5
`APPLICANT:
`Kur anov
`FILING DATE:
`5/3/12
`
`GROUP:
`2626
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAME
`
`CLASS
`
`SUB
`CLASS
`
`FILING
`DATE
`
`U.S. PATENT DOCUMENTS
`
`( hange(s) ap lied
`tp document,
`/ v--rR /
`I'---'·-·..__.... ....
`7v2s/2016
`
`4,748,656
`
`4,755,932
`
`4,757,525
`
`4,761,807
`
`4,763,317
`
`4,769,719
`
`4,771,425
`
`4,776,016
`
`4,782,517
`
`4,792,968
`
`4,799,144
`
`4,809,321
`
`4,811,381
`
`4,837,798
`
`4,847,891
`
`4,850,012
`
`4,852,149
`
`4,866,758
`
`4,873,719
`
`4,879,743
`
`4,893,333
`
`4,893,335
`
`05-1988
`
`Gibbs et al.
`
`07-1988
`
`Diedtrich
`
`07-1988
`
`Matthews et al.
`
`08-1988
`
`Matthews et al.
`
`08-1988
`
`Lehman et al.
`
`09-1988
`
`Endo
`
`09-1988
`
`Baran et al.
`
`10-1988
`
`Hansen
`
`11-1988
`
`Bernardis et al.
`
`12-1988
`
`Katz
`
`01-1989
`
`Pmrrieh
`
`F arruck et al.
`
`02-1989
`
`Morganstein et al.
`
`03-1989
`
`Woo et al.
`
`06-1989
`
`Cohen et al.
`
`07-1989
`
`Kotani
`
`07-1989
`
`Mehta et al.
`
`07-1989
`
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`
`09-1989
`
`Heinzelmann
`
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`
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`
`11-1989
`
`Burke et al.
`
`01-1990
`
`Baran et al.
`
`01-1990
`
`Fuller et al.
`
`EXAMINER:
`
`/Susan Mcfadden/
`
`02/06/2013
`EXAMINER: Initial if reference is considered, whether or not citation is in conformance with MPEP 609; Draw
`line through citation if not in conformance and not considered. Include a copy of this form with next
`communication to applicant
`P~ge 2of15
`Information Disclosure Statement- Section 9 PT0-1449
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /S.M./
`
`I DATE CONSIDERED:
`
`Google Ex 1029 - Page 6
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks l through 5 should be rnmpleled where
`appropnate. ;c\Jl fun ... 11er correspondence jncJuding the Patent, advance orders and notificatjon of maintenance fees \vjJl be n1a:ded to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address: and/or (b) indicating a separate "FEE ADDRESS" for
`rnaintenance fee notifications,
`
`Cl_,'RRENT CORRESPONDENCE ADDRESS (Note: lhe Block 1 fol any chJ11ge of Jddress)
`
`7590
`932J9
`Patent Law Works, LLP
`20 I South Ivfain Street, Suite 250
`Salt Lake City, UT 84111
`
`07/J 2/20 l6
`
`Note: l\ certificate of mailing can only be used for domestic rnailings of the
`Fee( s) TransmittaL This certificate cannot be used for any other accompanying
`papers. Each additional p~lper;_such as an assii;nmenl or formal drawing, must
`have lts own cert1f1cate ot maJung or t.ransn11ss1on.
`
`Certificate of Mailing or Transmission
`I hereby certify tJ1at this Pee(s) Transrnittal is being deposited wjth the United
`Stale'; Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISS1JE FEE address above. or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`APPLICATION NO.
`
`FILING DATE
`
`FlR.ST NAMED INVENTOR
`
`13/462,819
`
`05/03/2012
`
`A1e;;,.ander Kurganov
`
`ATTORNEY DOCKET NO.
`10115-04042 us
`
`CONFIRMATION NO.
`
`8402
`
`TITLE OF INVENTION: ROBUST VOICE BROWSER SYSTEM A.c'm VOICE ACTIVATED DEVICE CONTROLLER
`
`A.PPLN, T\Tf'E
`
`ENTITY STATTJS
`
`lSSTJE FEE DTJE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FPE
`
`TOTAL FEE(S) D1JE
`
`DATEDLIE
`
`non provisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`10il2./2016
`
`EXAMINER
`
`ARTTJNJT
`
`CI.ASS-SlIBCLASS
`
`MCFADDEN, SUSA1"\l IRIS
`
`2658
`
`704-275000
`
`l, Change of correspondence address or indication of "Fee Addressn (37
`CFR LJ63).
`0 Change of _c?rrespondence address (or Change of Correspondence
`Address torn; PTO/SB/122) attached.
`0 "Fee Addres';'" indication (or "Fee Address"' Indication form
`PTOiSB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(j) The names of up to 3 regjstered patent attorneys
`or agents OR, alternatively,
`(2) The rnune of a sjngle flnn (havjng as a rnernber a
`registered attorney or agenti and the names of up to
`2 registered patent attorneys or agents. If no narne is
`listed, no name will be printed.
`
`1 Patem Law Vv arks LLP
`
`3_
`
`3. ASSIGNEE NA1"\fE A1'JD RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLE_ASE NOTE: lJnless an assignee is identified beknv, no assignee data will appear on the patent. lf an assignee is identjfied below, the docnrrK:nt has been filed for
`recordation as set forth in 37 CFR 3. 11. Completion of this form is NOT a substitute for filing an assignment
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NA.cv1E OF ASSIGNEE
`Parus Holdings, Inc.
`Buffalo Grove, IL
`
`Please check the appropriate assignee catego1y or categories (wi11 not be printed on the patent) :
`
`[) Indjvidual QSi Corporation or other private group entity 0 G-overrn:nent
`
`4a. The fol1owjng fee(s) are subrnitted:
`Xl Issue Fee
`[]Publication Fee (No small entity discount perrnitted)
`[) A_dvance Order - # of Copies __
`
`4b. Payment ofFee(s): (Pleas<: l.i:rst reapply any pi·eviously paid isrne fre shown above)
`0 A check is enclosed.
`JXl Payment by credit carcL J:'>i~w~l2J:""l..2(,)J8,i.i;_atta>.:.h4Cd.
`0The director is hereby authorized to charge lhe required fee(s), any deficiency. or credits any
`overpayment. to Deposit Account Number --------------------------· (enclose an extra copy of this form).
`
`5. Chang<: in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR L29
`
`0 Applicant assertrng small entity status. See Tl CFR l .27
`
`[) A_p_plicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payrnent in the rr1icro entity arnount will not be accepted at the risk of appHcatjon abandonment.
`!'.'.:!DJJ;;.~ If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to rnicro entity status.
`_NOTE: Checking this box wiH be taken to be a notification of loss of entit1ernent to srnaH or rnicro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR L3l and l 33. See 37 CFR L4 for signature reg_uiremems and certifications.
`
`Authorized Signature __
`
`/Reena Kuyper/
`
`Typed or printed name _____ R_~f.Ili:LKU~'P.~-L __
`
`Date_ August 12, 2016
`Registration No,_ 33830
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`US Palen! and Trademark Office; U.S. DEPARTMENT OF COMJl,,fERCE
`
`Page 2 of3
`
`Google Ex 1029 - Page 7
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`13462819
`
`03-May-2012
`
`Title of Invention:
`
`ROBUST VOICE BROWSER SYSTEM AND VOICE ACTIVATED DEVICE
`CONTROLLER
`
`First Named Inventor/Applicant Name:
`
`Alexander Kurganov
`
`Filer:
`
`Attorney Docket Number:
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Reena Kuyper/Esther Kim
`
`10115-04042 us
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl Issue Fee
`
`2501
`
`1
`
`480
`
`480
`
`Google Ex 1029 - Page 8
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`480
`
`Google Ex 1029 - Page 9
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`26633030
`
`13462819
`
`International Application Number:
`
`Confirmation Number:
`
`8402
`
`Title of Invention:
`
`ROBUST VOICE BROWSER SYSTEM AND VOICE ACTIVATED DEVICE
`CONTROLLER
`
`First Named Inventor/Applicant Name:
`
`Alexander Kurganov
`
`Customer Number:
`
`93219
`
`Filer:
`
`Reena Kuyper
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`10115-04042 us
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`12-AUG-2016
`
`03-MA Y-2012
`
`19:58:21
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Credit Card
`
`$480
`
`5285
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Google Ex 1029 - Page 10
`
`

`

`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`1
`
`Issue Fee Payment (PT0-85B)
`
`04042US_lssueFeeTransmittal.
`pdf
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`178216
`
`bb4c07091 6079c0d 59aa04 2d 5 7b8b4 3 Deb
`46d357
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`2
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`no
`
`2
`
`fe990f081 ce91bd82ddcb1092b81 51 3af37L
`82c6
`
`30709
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`208925
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT /DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Google Ex 1029 - Page 11
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`93219
`7590
`Patent Law Works, LLP
`201 South Main Street, Suite 250
`Salt Lake City, UT 84111
`
`07/12/2016
`
`EXAMINER
`
`MCFADDEN, SUSAN IRIS
`
`ART UNIT
`
`PAPER NUMBER
`
`2658
`
`DATE MAILED: 07/12/2016
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`13/462,819
`
`05/03/2012
`
`Alexander Kurganov
`
`ATTORNEY DOCKET NO.
`10115-04042 us
`
`CONFIRMATION NO.
`
`8402
`
`TITLE OF INVENTION: ROBUST VOICE BROWSER SYSTEM AND VOICE ACTIVATED DEVICE CONTROLLER
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATEDUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`10/12/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1of3
`
`Google Ex 1029 - Page 12
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`
`93219
`7590
`Patent Law Works, LLP
`201 South Main Street, Suite 250
`Salt Lake City, UT 84111
`
`07/12/2016
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`13/462,819
`
`05/03/2012
`
`Alexander Kurganov
`
`ATTORNEY DOCKET NO.
`10115-04042 us
`
`CONFIRMATION NO.
`
`8402
`
`TITLE OF INVENTION: ROBUST VOICE BROWSER SYSTEM AND VOICE ACTIVATED DEVICE CONTROLLER
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATEDUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`10/12/2016
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`MCFADDEN, SUSAN IRIS
`
`2658
`
`704-275000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`( 1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual 0 Corporation or other private group entity 0 Government
`
`4a. The following fee(s) are submitted:
`0 Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - #of Copies _________ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PT0-2038 is attached.
`0 The director is hereby authorized to charge the required fee( s ), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31and1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature _______________________ _
`
`Date ____________________ _
`
`Typed or printed name ______________________ _
`
`Registration No. ________________ _
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of3
`
`Google Ex 1029 - Page 13
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`13/462,819
`
`05/03/2012
`
`Alexander Kurganov
`
`ATTORNEY DOCKET NO.
`10115-04042 us
`
`CONFIRMATION NO.
`
`8402
`
`93219
`7590
`Patent Law Works, LLP
`201 South Main Street, Suite 250
`Salt Lake City, UT 84111
`
`07/12/2016
`
`EXAMINER
`
`MCFADDEN, SUSAN IRIS
`
`ART UNIT
`
`PAPER NUMBER
`
`2658
`
`DATE MAILED: 07/12/2016
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section l(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CPR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571 )-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`Google Ex 1029 - Page 14
`
`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number's legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box
`1450, Alexandria, Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information unless it displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552)