PUBLIC VERSION
`
`UNITED STATES INTERNATIONAL TRADE COMMISSION
`
`WASHINGTON, D.C.
`
`In the Matter of
`
`CERTAIN DIGITAL VIDEO RECEIVERS,
`BROADBAND GATEWAYS, AND
`RELATED HARDWARE AND
`
`SOFTWARE COMPONENTS
`
`
`Investigation No. 337-TA-_
`
`VERIFIED COMPLAINT UNDER SECTION 337
`
`OF THE TARIFF ACT OF 1930, AS AMENDED
`
`Complainants:
`Rovi Corporation
`2160 Gold Street
`
`Proposed Respondents:
`Comcast Corporation
`One Comcast Center
`
`San Jose, CA 95002
`(408) 519—9100
`
`.
`
`1701 John F. Kennedy Blvd.
`Philadelphia, Pennsylvania 19103
`
`Comcast Cable Communications, LLC
`One Comcast Center
`
`1701 John F. Kennedy Blvd.
`Philadelphia, Pennsylvania 19103
`
`Comcast Cable Communications Management,
`LLC
`One Comcast Center
`1701 John F. Kennedy Blvd.
`Philadelphia, Pennsylvania 19103
`
`Comcast Holdings Corporation
`One Comcast Center
`
`1701 John F. Kennedy Blvd.
`Philadelphia, Pennsylvania 19103
`
`Rovi Guides, Inc.
`2160 Gold Street
`
`San Jose, CA 95002
`(408) 519-9100
`
`Counsel for Complainants:
`Douglas A. Cawley
`Richard A. Kamprath
`MCKOOL SMITH, P.C.
`Crescent Court, Suite 1500
`Dallas, Texas 75201
`
`(214) 978-4000
`
`Roderick G. Dorman
`MCKOOL SMITH, P.C.
`300 South Grand Avenue, Suite 2900
`Los Angeles, CA 90071
`(213) 694-1200
`
`John B. Campbell
`Joshua W. Budwin
`Kristina S. Baehr
`
`MCKOOL SMITH, P.C.
`300 W. Sixth Street, Suite 1700
`Austin, Texas 78701
`
`(512) 692-8700
`
`1
`
`'
`
`Comcast, Ex. 1044
`
`Comcast, Ex. 1044
`
`1
`
`

`

`PUBLIC VERSION
`
`Matthew J. Rizzolo
`
`ROPES & GRAY LLP
`
`2099 Pennsylvania Avenue, NW.
`Washington, DC 20006-6807
`(202) 508-4600
`
`ii
`
`2
`
`

`

`PUBLIC VERSION
`
`TABLE OF CONTENTS
`
`INTRODUCTION ........................................................... 1
`
`II.
`
`THE PARTIES .................................................................................................'............ 5
`
`The Complainant .................................................................................................... 5
`
`The Proposed Respondent ............................................................................. '. ...... 1 1
`
`The Accused Products .......................................................................................... 14
`
`III.
`
`IV.
`
`STATEMENT OF RELATED CASES ............................................. _. ....................... 16
`
`PATENTS AT ISSUE AND NON-TECHNICAL DESCRIPTIONS ....................... 18
`
`The ’564 Patent .................................................................................................... 18
`
`(1)
`
`Identification of the Patent and Ownership .................................................... 18
`
`(2)
`
`Non-Technical Description of the Patented Invention ................................... 19
`
`The ’445 Patent .................................................................................................... 20
`
`(1)
`
`(2)
`
`Identification of the Patent and Ownership .................................................... 20
`
`Non-Technical Description of the Patented Invention ................................... 20
`
`The ’87] Patent .................................................................................................... 21
`
`(1)
`
`Identification of the Patent and Ownership .................................................... 21
`
`(2)
`
`Non-Technical Description of the Patented Invention ................................... 22
`
`The ’528 Patent .................................................................................................... 22
`
`(1)
`
`Identification of the Patent and Ownership .................................................... 22
`
`(2)
`
`Non-Technical Description of the Patented Invention ................................... 23
`
`The ’900 Patent .................................................................................................... 24
`
`(1)
`
`(2)
`
`Identification of the Patent and Ownership .................................................... 24
`
`Non-Technical Description of the Patented Invention ................................... 25
`
`F.
`
`The ’855 Patent .................................................................................................... 25
`
`iii
`
`3
`
`

`

`PUBLIC VERSION
`
`(1)
`
`Identification of the Patent and Ownership .................................................... 25
`
`(2)
`
`Non-Technical Description of the Patented Invention
`
`....................... 26
`
`FOREIGN COUNTERPARTS .................................................................................. 27
`
`VI.
`
`UNLAWFUL AND UNFAIR ACTS OF COMCAST — PATENT
`
`INFRINGEMENT ........ , ............................................................................................. 27
`
`91.00.00?
`
`7’1
`
`Infringement of the ’564 Patent ............i............................................................... 28
`
`Infringement of the ’445 Patent ........................................................................... 31
`
`Infringement of the ’871 Patent ........................................................................... 33
`
`Infringement of the ’528 Patent ........................................................................... 35
`
`Infringement of the ’900 Patent ........................................................................... 37
`
`Infringement of the ’855 Patent ........................................................................... 39
`
`VII.
`
`SPECIFIC INSTANCES OF UNFAIR IMPORTATION AND SALE ..................... 41
`
`VIII.
`
`HARMONIZED TARIFF SCHEDULE INFORMATION ....................................... 46
`
`IX.
`
`DOMESTIC INDUSTRY .......................................................................................... 47
`
`Technical Prong — Rovi and TSI .......................................................................... 47
`
`Economic Prong — Rovi andTSI ...................... 50
`
`Rovi’s License to TSI and Joint Development of Rovi DI Products with TSI
`........................................................................................................................ 51
`
`Rovi’s and TSI’s Investments in Plant and Equipment and Employment of
`Labor or Capital with Respect to Rovi’s DI Products Are Significant .......... 52
`
`Rovi’s and TSI’s Investments in Engineering and Research and Development
`with Respect to Rovi’s DI Products Are Substantial ..................................... 52
`
`A Domestic Industry Is in the Process of Being Established by Rovi and TSI ...52
`
`The Domestic Activities and Investments of Rovi’s Licensee, Cox,
`Independently Satisfy the Domestic Industry Requirement ................................. 54
`
`Technical Prong — Cox ................................................................................... 55
`
`Economic Prong - Cox ................................................................................... 56
`
`iv
`
`(l)
`
`(2)
`
`(3)
`
`(1)
`
`(2)
`
`4
`
`

`

`PUBLIC VERSION
`
`E.
`
`The Domestic Activities and Investments of Rovi’s Licensee, DISH,
`
`Independently Satisfy the Domestic Industry Requirement ................................. 57
`
`(1)
`
`(2)
`
`Technical Prong — DISH ................................................................................ 57
`
`Economic Prong - DISH ................................................................................ 5 8
`
`X.
`
`Requested Orders ....................................................................................................... 5 9
`
`A.
`
`B.
`
`C.
`
`General Exclusion Order ........ . ............................................................................. 59
`
`Limited Exclusion Order ...................................................................................... 61
`
`Cease and Desist Order ........................................................................................ 61
`
`XI.
`
`RELIEF ...................................................................................................................... 62
`
`v
`
`5
`
`

`

`PUBLIC VERSION
`
`EXHIBIT & APPENDIX LISTS
`
`, PUBLIC EXHIBITS
`
`Ex. No.
`
`DESCRIPTION
`
`
`
`US. Patent No. 8,001,564 (certified copy)
`
`
`
`
` US. Patent No. 7,779,445 (certified copy)
`(ROVI_CMPL-ITC00013993 - ROVI_CMPL-ITC00014051)
`
`(ROVI_CMPL-ITC00013950 - ROVI_CMPL—ITC00013992)
`
` US. Patent No. 7,386,871 B1 (certified copy)
`
`US. Patent No. 7,386,871 C1 (certified copy)
`
`(ROVI_CMPL-ITC00014101 - ROVI_CMPL-ITC00014104)
`
`
`
`US. Patent No. 8,156,528 (certified copy)
`
`US. Patent No. 7,301,900 (certified copy)
`
`(ROVI_CMPL—ITC00014152 - ROVI_CMPL-ITC00014239)
`
`
`
`US. Patent No. 7,200,855 (certified copy)
`
`(ROVI_CMPL-ITCOOO 14052 - ROVI_CMPL—ITC00014100)
`(ROVI_CMPL-ITC00014105 - ROVI_CMPL-ITC0001415 1)
`(ROVI_CMPL-ITCOOO 14240 - ROVI_CMPL-ITCOOO 14328)
`
`US. Patent No. 8,001,564 Assignment Record (certified copy)
`
`(ROVI_CMPL-ITCOOO 1 43 29 - ROVI_CMPL-ITC00014796)
`
`US. Patent No. 7,779,445 Assignment Record (certified copy)
`
`(ROVI_CMPL-ITCOOO 14797 - ROVI_CMPL-ITCOOOl 5 192)
`
`
`
`
`
`
`
`
`
`US. Patent No. 8,156,528 Assignment Record (certified copy)
`y—I
`
`(ROVI_CMPL-ITC00015660 - ROVI_CMPL-ITC00016157)
`
`US. Patent No. 7,386,871 Assignment Record (certified copy)
`(ROVI_CMPL-ITC000151 93 - ROVI_CMPL-ITCOOOI 5659)
`
`Vi
`
`6
`
`

`

`PUBLIC VERSION
`
`PUBLIC EXHIBITS»
`
`Ex. No.
`
`‘ DESCRIPTION
`
`_. N
`
`.— Lo)
`
`14
`
`15
`
`16
`
`._. \l
`
`....a
`
`N 0
`
`DJ00
`
`N t...
`
`[\J N
`
`N
`
`
`
`NJ;
`
` .'U1
`
`US. Patent No. 7,301,900 Assignment Record (certified copy)
`
`(ROVI_CMPL-ITC00016158 - ROVI_CMPL-ITC00016250)
`
`US. Patent No. 7,200,855 Assignment Record (certified copy)
`
`(ROVI_CMPL-ITC00016251 - ROVI_CMPL—ITC00016343)
`
`Declaration of Rolan Sargis [public version]
`
`Rovi Form 10—K, 2016
`
`TWO Experience 4 Wins Most Innovative User Interface Award from ITVT
`
`Identification of Current Rovi IP Licenses Pursuant to 19 CFR §
`21‘0.12(a)(9)(iii) [public version]
`
`US. Patent No. 8,001,564 Claim Chart for Infringement of Representative
`Independent Claims 1 and 12
`
`US. Patent No. 7,779,445 Claim Chart for Infringement of Representative
`Independent Claims 1 and 15
`
`US. Patent No. 7,386,871 Claim Chart for Infringement of Representative
`Independent Claims 1, 23, and 34
`
`US. Patent No. 8,156,528 Claim Chart for Infringement of Representative
`Independent Claims 1, 17, 27, and 32
`
`US. Patent No. 7,301,900 Claim Chart for Infringement of Representative
`Independent Claims 1, 8, 17, and 23
`
`US Patent No. 7,200,855 Claim Chart for Infringement of Representative
`Independent Claims 1, 18, 28, 37, and 53
`
`Comcast Corporation, Form IO-K/Annual Report for Fiscal Year Ended
`December, 31, 2017
`
`Self-Install Kit Installation Overview Videos and Guides, XFINITY,
`https://www.xfinity.com/support/articles/how-to-install-your-self-install—kit-
`devices (last visited Apr. 23, 2019)
`
`
`
`vii
`
`7
`
`

`

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`(last visited Apr. 23, 2019)
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`
`
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`
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`
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`
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`(last visited Apr. 23, 2019)
`
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`https ://www.xfinity.com/support/articles/x 1-dvr-with-cloud-technology-
`available-features (last visited Apr. 23, 2019)
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`viii
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`8
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`PUBLIC VERSION
`
`
`
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`
` PUBLIC EXHIBITS
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`
`Ex. No.
`
`DESCRIPTION
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`
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`(last visited Apr. 23, 2019)
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`
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`Apr. 23, 2019)
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`Apr. 23, 2019)
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`Get NCAAF Football Extras on the X1 Sports App, XFINITY,
`https://www.xfinity.com/support/ai’ticles/xl-sports-app-ncaa-football (last
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`Access Soccer Extras on the X1 Sports App, XFINITY,
`https://www.xfinity.com/support/articles/x1-sports-app-soccer—extras (last
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`
`ix
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`9
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`

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`PUBLIC VERSION
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`PUBLIC EXHIBITS
`
`EX. NO.
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`‘ DESCRIPTION
`
`48
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`DVR, XFINITY COMMUNITY FORUM,
`https://forums.xfinity.com/tS/TV/ANSWERED-Side-by-side-Xfinity-X1-TV-
`Box-Comparison-DVR-vs/ta-p/2940260 (last visited Apr. 23, 2019)
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`platform (last visited Apr. 23, 2019)
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`23, 2019)
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`PUBLIC VERSION
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` PUBLIC EXHIBITS
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`
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`EX. NO
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`59
`
`
`
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`DESCRIPTION
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`guide (last visited Apr. 23, 2019)
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`https://www.xfinity.com/support/articles/xfinity-xfi-overview (last visited Apr.
`23, 2019)
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`AX014ANM External Photographs
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`PX022ANM External Photographs
`
`PX022ANM Identification Label and Location
`
`
`
`
`SX022ANM Identification Label
`
`PXDOlANI Identification Label
`
`CXD01ANI Identification Label
`
`PX051AEI External Photographs
`
`PX051AEI Identification Label
`
`AX061AEI Identification Label
`
`AX061AEI External Photographs
`
`CGM4140COM Identification Label and Location
`
`TG3482G User Manual and Identification Label
`
`
`
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`11
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`11
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`PUBLIC VERSION
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`PUBLIC EXHIBITS
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`'
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`Ex. N0.
`
`DESCRIPTION
`
`XGl External Photograph
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`
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`Ex. No.
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`DESCRIPTION
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`93
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`4
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`Material Facts Regarding Sale After Importation, Certain Digital Video
`Receivers and Related Hardware and Software Components, Inv. No. 337—TA-
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`
`xiii
`
`13
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`13
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`

`PUBLIC VERSION
`
`[no public version available]
`
`US. Patent No. 8,001,564 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1 and 12 to i-Guide
`
`US Patent No. 8,001,564 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1 and 12 to Passport
`
`US. Patent No. 8,001,564 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1 and 12 to DISH
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`
`US. Patent No. 8,001 ,564 Claim Chart for Technical Domestic Industry
`
`Applying Representative Independent Claims 1 and 12 to Cox
`'
`
`US. Patent No. 7,3 86,871 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1 and 23 to Next—Gen Platform
`[no public version available]
`
`US. Patent No. 8,001,564 Claim Chart for Technical Domestic Industry Applying Representative Independent Claims I and 12 to Next-Gen Platform
`
`
`
`
`
`
`
`US. Patent No. 7,779,445 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1 and 15 to Next-Gen Platform
`[no public version available]
`
`
`Platform [no public version available]
`
`107
`
`108
`
`US. Patent No. 7,386,871 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 23, and 34 to DISH
`
`US Patent No. 7,386,871 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claimsl , 23, and 34 to Cox
`
`US. Patent No. 8,156,528 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 17, 27, and 32 to Next-Gen
`
`111
`
`112
`
`
`
`
`113
`
`US Patent No. 8,156,528 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claim 1 to i-Guide
`
`US. Patent No. 8,156,528 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claim 1 to Passport
`
`US. Patent No. 8,156,528 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 17, 27, and 32 to DISH
`
`US. Patent No. 8,156,528 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 17, 27, and 32 to Cox
`
`xiv
`
`14
`
`
`
`
`14
`
`

`

`PUBLIC VERSION
`
`US. Patent No. 7,301,900 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 8, 13, 17, and 23 to Next-Gen
`Platform [no public version available]
`
`US. Patent No. 7,301,900 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 8, 17, and 23 to DISH
`
`116
`
`US. Patent No. 7,301,900 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 8, l7, and 23 to Cox
`
`US. Patent No. 7,200,855 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 18, 28, 37, and 53 to Next-
`Gen Platform [no public version available]
`
`US. Patent No. 7,200,855 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 18, 28, 37, and 53 to DISH
`
`US. Patent No. 7,200,855 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims 1, 18, 28, 37, and 53 to Cox
`
`118
`
`119
`
`
`
`Rovi and TSI Agreement effective July 1, 2013 [no public version available]
`
`121
`
`Rovi and TSI Joint Development Agreement [no public version available]
`
`122
`
`Interactive Program Guide License Agreement between CoxCom, Inc. and
`Rovi Guides, Inc., dated July 1, 2010 [no public version available]
`
`Amendment to Interactive Program Guide License Agreement between
`CoxCom, Inc. and Rovi Guides, Inc., dated December 27, 2013 [no public
`version available]
`
`Amendment to Interactive Program Guide License Agreement between
`CoxCom, Inc. and Rovi Guides, Inc., dated August 1, 2018 [no public version
`available]
`
`Comcast in Talks to License Technology to Cox — Sources, REUTERS (Jan. 28,
`2014), https://www.reuters.com/article/comcast-cox/comcast-in-talks-to-
`license-technology-to-cox-sources-idUSL2NOL1 1YV20140128
`
`Comcast, Cox in X1 Licensing Talks, MULTICHANNEL NEWS (Jan. 28, 2014),
`https://www.multichanne1.com/news/comcast-cox-x1-licensing-talks-3 5 63 61
`
`Comcast Finds More Workfor X1 , LIGHTREADING (Dec. 7, 2018),
`https://www.lightreading.com/video/video-services/comeast-finds-more-work-
`for-x 1 -/d/d-id/748 126
`
`XV
`
`15
`
`15
`
`

`

`PUBLIC VERSION
`
`Cox Inks National X1 Deal with Comcast, MULTICHANNEL NEWS (Nov. 11,
`2015), https://www.mu1tichannel.com/neWS/cox-inks-national-x1-dea1-
`comcast—395239
`
`Cox: 1M Subs Now on X] —Powered ‘Contour’ TVProduct, MULTICHANNEL
`NEWS (Oct. 4, 2017), https://www.multichannel.com/news/cox-1m-subs-now-
`x1-powered-contour-tv-product-4 1 5 689
`
`Cox Integrates YouTube Kids, NPR One Into Contour TV, MULTICHANNEL
`NEWS (Oct. 4, 2018), https://www.multichannel.com/news/cox-integrates-
`youtube-kids-npr-one-into—contour-tv
`
`Contour 2: Overview, COX, https://www.cox.com/residential/education-
`center/tv/intro-new-contour.htm1 (last visited Apr. 23, 2019)
`
`
`
`Job Details | Cox Enterprises: Call Center Customer Service Workfrom Home
`Representative (Account Services), COX ENTERPRISES,
`https://jobs.coxenterprises.com/ShowJob/JobId/252586/Call-Center-Customer-
`Service-Work-from-Home-RepreSentative-(Account-Services) (last visited
`Apr. 23, 2019)
`
`Watch TV Online — On Any Device, COX,
`https://www.cox.com/residential/tv/watch-tv—online.html (last visited Apr. 23,
`2019)
`
`Cox Communications Fact Sheet, COX, http://newsroom.cox.com/company-
`overview (last visited Apr. 23, 2019)
`
`Major Pay-TV Providers Lost About 975,000 Subscribers in 3Q 2018,
`LEICHTMAN RESEARCH GROUP (Nov. 13, 2018),
`https://www.leichtmanresearch.com/major-pay—tv—providers-lost-about-
`975000—subscribers-in-3q-2018/
`,
`
`Cox Consumer Sales: Sales at Cox Communications, COX ENTERPRISES,
`https://jobs.coxenterprises.com/Cox-CommunicationS/Cox-Consumer-Sales
`(last visited Apr. 23, 2019)
`
`Job Details | Cox Enterprises: Call Center Collections Specialist (Bilingual-
`Spanish), Cox ENTERPRISES,
`https://jobs.coxenterprises.com/ShowJob/JobId/231367/Call-Center—
`Collections-Specialist-(Bilingual-Spanish) (last visited Apr. 24, 2019)
`
`xvi
`
`16
`
`16
`
`

`

`PUBLIC VERSION
`
` Job Details | Cox Enterprises: Call Center Customer Service Representative
`
`
`
`
`
`(Technical Support), Cox ENTERPRISES,
`https://jobs.coxenterprises.com/ShowJob/JobId/252060/Call-Center-Customer-
`Service-Representative-(Technical—Support) (last visited Apr. 24, 2019)
`
`Cox Call Center: Be the Voice of Our Brand, COX ENTERPRISES,
`https://jobs.coxenterprises.com/Cox-Communications/Cox-Call-Center (last
`
`https://www.linkedin.com/in/kellywilliams3/?locale=de_DE (last visited Apr.
`
`
`
`
`Visited Apr. 23, 2019)
`
` Jennifer Barnette, LINKEDIN, https://www.linkedin.com/in/j enniferbarnette/
`(last visited Apr. 23, 2019)
` Kelly Williams, LINKEDIN,
`23,2019)
`
` Next Generation Version Of Contour Launches In San Diego, COX (Nov. 11,
`2015), https://newsroom.cox.com/2015-1 l-l l-Next-Generation-Version-Of-
`
`Contour-Launches-In-San-Diego
`
`
`
`
` Contact Us, COX, https://www.cox.com/residential/contactus.html#stores (last
`visited Apr. 23, 2019) (map showing nine stores in or near Oklahoma City,
`OK)
`
`
`
`Contact Us, COX, httpsI://www.cox.com/residential/contactus.html#stores (last
`
`visited Apr. 23, 2019) (map showing seven stores in or near Tulsa, OK)
`
`
` Contact Us, COX, https://www.cox.com/residential/contactus.html#stores (last
`
`
`
`visited Apr. 23, 2019) (map showing eight stores in or near Wichita, KS)
`Visited Apr. 23, 2019) (map showing seven stores in or near Omaha, NE)
`
`
`Contact Us, COX, https://www.cox.com/residential/contactus.html#stores (last
`
`visited Apr. 23, 2019) (map showing 14 stores in or near Lafayette, LA; Baton
`
`
`Rouge, LA; New Orleans, LA; and Pensacola, FL)
`
`
`
`
`
` Contact Us, COX, https://www.cox.com/residential/contactus.html#stores (last
`
`
`
`
`
`149
`
`
`
`
`
`Contact Us, COX, https://www.cox.com/residential/contactus.html#stores (last
`Visited Apr. 23, 2019) (map showing 13 stores in or near Newport News, VA,
`and Norfolk, VA)
`
`Rovi and DISH Agreement effective August 19, 2016 [no public version
`available]
`
`xvii
`
`17
`
`17
`
`

`

`PUBLIC VERSION
`
`150
`
`DISH Network Corporation Form [0-K for Fiscal Year Ended December 31,
`2018
`
`Comcast Expands X1 Syndication Empire, Enlists Canada ’s Videotron,
`FIERCEVIDEO (Aug. 30, 2017), https://www.fiercevideo.com/cable/comcast-
`
` CONFIDENTIAL EXHIBITS
`
`DESCRIPTION
`
`Declaration of Rolan Sargis
`
`expands-x1-syndication-empire-enlists-canada-s-videotron
` EX No.
`
`
`
`
`
`
`
`
`
`
`
`
`17C
`
`100C
`
`1 05C
`
`Identification of Current Rovi IP Licenses Pursuant to 19 CFR §
`210.12(a)(9)(iii)
`
`US. Patent No. 8,001,564 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims to Next-Gen Platform
`
`US. Patent No. 7,779,445 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims to Next-Gen Platform
`
`106C
`
`109C
`
`114C
`
`117C
`
`US. Patent No. 7,386,871 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims to Next-Gen Platform
`
`US. Patent No. 8,156,528 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims to Next-Gen Platform
`
`US. Patent No. 7,301,900 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims to Next-Gen Platform
`
`US. Patent No. 7,200,855 Claim Chart for Technical Domestic Industry
`Applying Representative Independent Claims to Next-Gen Platform
`
`120C
`
`Rovi and TSI Agreement effective July 1, 2013
`
`121C
`
`Rovi and TSI Joint Development Agreement
`
`122C
`
`123C
`
`-
`
`Interactive Program Guide License Agreement between CoxCom, Inc. and
`Rovi Guides, Inc., dated July 1, 2010
`-
`
`
`
`Amendment to Interactive Program Guide License Agreement between
`CoxCom, Inc. and Rovi Guides, Inc., dated December 27, 2013
`
`xviii
`
`18
`
`
`
`
`
`
`
`
`
`
`18
`
`

`

`PUBLIC VERSION
`
`CONFIDENTIAL EXHIBITS
`
`124C
`
`Amendment to Interactive Program Guide License Agreement between
`CoxCom, Inc. and Rovi Guides, Inc., dated August 1, 2018
`
`149C
`
`Rovi and DISH Agreement effective August 19, 2016
`
`APPENDICES
`
`APPENDIX ‘ DESCRIPTION
`
`
`
`Certified copy of the prosecution history of US. Patent No. 7,779,445 and
`copies of each technical reference identified therein
`
`Certified copy of the prosecution history of US. Patent No. 7,386,871 and
`copies of each technical reference identified therein 4
`
`Certified copy of the prosecution history of US. Patent No. 8,156,528 and
`copies of each technical reference identified therein
`
`Certified copy of the prosecution history of US. Patent No. 7,301,900 and
`copies of each technical reference identified therein
`
`Certified copy of the prosecution history of US. Patent No. 7,200,855 and
`copies of each technical reference identified therein
`
`xix
`
`19
`
`19
`
`

`

`PUBLIC VERSION
`
`I.
`
`INTRODUCTION
`
`1.
`
`Rovi Corporation and Rovi Guides, Inc. (together, Rovi or Complainant) file
`
`this Complaint under Section 337 of the Tariff Act of 1930, as amended, 19 U.S.C. § 1337.
`
`Rovi respectfiilly asks that the International Trade Commission (the Commission or ITC)
`
`institute an investigation relating to the unlawful importation into the United States, re-
`
`importation into the United States, and sale within the United States after importation, of
`
`certain digital video receivers, broadband gateways, and related hardware and software
`
`components (the Accused Products) that
`
`infringe the following United States Patents
`
`(collectively, the Asserted Patents), all of which Rovi Guides, Inc., owns:
`
`Number
`
`7,779,445
`
`7,386,871
`
`8,156,528
`
`7,301,900
`
`7,200,855
`
`
`
`
`
`
`
`
`Infrin 5 ed
`
`Reference
`
`1-11, 15-24
`
`the ’445 Patent
`
`Stora e Directo
`
`,
`
`
`
`Interactive Television Systems with
`Digital Video Recording and Adjustable
`
`
`Reminders
`
`
`Program Guide System with Real-Time
`l-l9, 21-29,
`Data Sources
`31—36, 38—
`
`43, 45-53,
`
`
`55, 56
`
`
`
`
`1-3, 6, 11-
`the ’528 Patent
`Personal Video Recorder Systems and
`
`
`
`18, 20, 23-
`Methods
`
`
`24, 26-27,
`
`
`29-32, 34-36
`
`
`1, 3, 4, 8,
`the ’900 Patent
`Method and Apparatus for Hub-Based
`
`10, 11, 17,
`Network Access Via a Multimedia
`
`
`
`19, 23, 25,
`26
`
`
`Method and Apparatus of Multiplexing
`a Plurality of Channels in a Multimedia
`
`S stem
`
`
`
`the ’87] Patent
`
`System
`
`
`
`the ’855 Patent
`
`20
`
`20
`
`

`

`PUBLIC VERSION
`
`74.
`
`The ’900 Patent is the subject of certain licenses. A list of licensees under
`
`the ’900 Patent is included in Ex. 17C.5 There is no other known license relating to the ’900
`
`Patent.
`
`(2)
`
`Non-Technical Description of the Patented Invention
`
`75.
`
`The ’900 Patent describes, among other things, a multimedia system and
`
`methods for client use of the multimedia system. The methods for using the ’900 Patent’s
`
`multimedia system include such things as receiving communications from clients wishing to
`
`access a network, determining whether a network application is already active for the client,
`
`and,
`
`in response, either: (1) opening a network application for the client (if a network
`
`application is not already open for the client), or (2) acting on behalf of the client through
`
`and by the already active network application. Various protocols, methods, and systems are
`
`described for accomplishing these and other objects of the inventions claimed in the ’900
`
`Patent.
`
`F.
`
`The ’855 Patent
`
`(1)
`
`Identification of the Patent and Ownership
`
`76.
`
`United States Patent No. 7,200,855 is entitled “Method and Apparatus of
`
`Multiplexing a Plurality of Channels in a Multimedia System” and issued on April 3, 2007.
`
`The ’855 Patent expires on July 11, 2024, and is based on US. Patent Application No.
`
`09/864,602 filed on May 24, 2001. See Ex. 7.
`
`5 With respect to Ex. 17C, Rovi’s licenses generally include all patents in its guidan