throbber
Parus Exhibit 2010
`Apple Inc. v. Parus Holdings, Inc.
`IPR2020-00686
`Page 1 of 25
`
`

`

`US. Patent
`
`Dec. 5,2000
`
`Sheet 1 0f 12
`
`6,157,705
`
`
`
`Parus Exhibit 2010, Page 2 of 25
`
`Parus Exhibit 2010, Page 2 of 25
`
`

`

`US. Patent
`
`Dec. 5,2000
`
`Sheet 2 0f 12
`
`6,157,705
`
`
`
`Resources
`
`
`
`
`
`
`Network Dvr 2;
`
`USE
`
`Web App fl
`
`HTTP Server 2
`
`
`
`
`
`
`IVR App Q
`
`
`
`
`08 fl
`
`
`
`Recogmzer
`16
`
`
`
`
`
`
`
`12
`
`Identifier/URL
`Table @
`
`97'”. 7Q}
`
`Parus Exhibit 2010, Page 3 of 25
`
`Parus Exhibit 2010, Page 3 of 25
`
`

`

`US. Patent
`
`Dec. 5, 2000
`
`Sheet 3 0f 12
`
`6,157,705
`
`a6:8
`
`>z<n=200
`
`o_._m3n_
`
`xmogmz
`
`mm
`
`S
`
`mo<mo._.m
`
`mo_>mo
`
`a
`
`>mo_>_m=>_
`
`mam
`
`4<z_s_mm,r
`
`mo<u_mm_.z_
`
`a
`
`mOw_>mmn5m
`
`xmogpmz
`
`Z
`
`mo<mmm._.z_
`
`Parus Exhibit 2010, Page 4 of 25
`
`Parus Exhibit 2010, Page 4 of 25
`
`
`
`
`
`
`

`

`US. Patent
`
`Dec. 5,2000
`
`Sheet 4 0f 12
`
`6,157,705
`
`
`11
`
`Parus Exhibit 2010, Page 5 of 25
`
`Parus Exhibit 2010, Page 5 of 25
`
`

`

`US. Patent
`
`Dec. 5,2000
`
`Sheet 5 0f 12
`
`6,157,705
`
`Voice File 2
`
`
`
`
`
`
`
`
`
`
`
`08 30
`
`
`
`Resources
`
`Telephony Server
`
`Web App 3
`
`HTTP Server Q
`
`
`
`
`
`
`
`11
`
`IVR App Q
`
`14
`
`
`
`
`
`08 5Q
`
`
`
`Speech
`Recognizer
`
`
`
`Identifier/URL
`
`Table @
`
`
`
`1 6
`
`fly. 2%
`
`Parus Exhibit 2010, Page 6 of 25
`
`Parus Exhibit 2010, Page 6 of 25
`
`

`

`US. Patent
`
`Dec. 5,2000
`
`Sheet 6 0f 12
`
`6,157,705
`
`DC
`'-.'_-'
`9.—
`I—
`
`ZL
`
`IJ
`
`WELCOMETOE*TRADE
`
`9%(5%
`
`Parus Exhibit 2010, Page 7 of 25
`
`92 Q(
`
`.0
`(J)
`Lu
`CD
`{I
`LIJ
`'—
`
`2L
`
`u
`IJJ
`(D
`
`<I
`
`JJ
`_l
`D.
`
`Parus Exhibit 2010, Page 7 of 25
`
`

`

`US. Patent
`
`Dec. 5, 2000
`
`Sheet 7 of 12
`
`6,157,705
`

`
`202
`
`Welcorfie to the
`
`smarter way to inv
`
`206
`
`/
`
`ETRADE
`
`.
`
`3000””
`
`.
`est
`
`E*TRADE
`211
`21gb
`Customer log on
`" m
`
`"
`. .
`..
`'
`_ _— v
`Need HeI ?
`'
`today
`gt Canadian?
`__p__
`.
`Cllck Here
`E*TRADE
`(-212a
`or k h
`f
`avan age
`0 en an E*TRADE account. If you make
`to lg]e seézrgrawgests
`ecrsrons, it's time to
`invest in Canada}, 0
`your own was
`en
`Account Benefits
`getjempouéererrifiwlrth E*TRADE's \tNebt
`219
`Investment Tools
`+— ra In an po o to managemen s s em.
`W We'vegset the standard for unparallgted
`Margin Rates
`rnngvatrlon, control, convenience, servrce
`.
`an va ue.
`Security
`W
`FAQS
`— 203
`
`[yourDemo
`.
`.
`In Just a few CIICkS,
`'{out‘ll lelarn horév easy
`
`,
`rs o pace or ers,
`1
`2143
`"
`-_
`’
`'
`track the markets and
`mana e our% Woman“...
`-- W.
`m the news
`Do your homework
`
`_
`
`,
`
`Online Application
`
`214b
`
`Find outwhéewe‘re making headlines.
`CR)egU<-JSI tltRAM/Iail
`Current News
`M’—
`.
`_ WI, Esquire, May 1997.
`Vrsrtor
`E*TRADE is profiled as one of the companies
`"bringing about nothing less than the
`democratization of Wall Street."
`
`The E*TRADE Demo
`
`Free Quotes
`Pla the Stock Game
`
`E*TRADE's CEO, Christos Cotsakos, is named
`fthe to 10 visiona CEOs b
`one 0
`__2_____ry_ V
`Communications Week.
`
`_
`
`fig?”; Once you
`Y ”m" ‘5! Hi"
`6331' .2552;
`why we've gecome a
`!eader_ In onIIne
`investing.
`9
`
`Get the real sto ,
`Our customers 5 are
`.
`.
`the" ex erIences
`With E* RADE.
`
`The Company
`Press Releases
`Job Opportunities
`
`.
`
`200
`
`,
`
`220
`
`222
`
`224
`
`226
`
`228
`
`204
`
`210
`
`quotes |demo commissions |contact us | help
`
`©Co ri ht 1996 E ‘ TRADE Securities, Inc. All Rights Reserved.
`
`9"”. 393
`
`Parus Exhibit 2010, Page 8 of 25
`
`Parus Exhibit 2010, Page 8 of 25
`
`

`

`US. Patent
`
`Dec. 5,2000
`
`Sheet 8 0f 12
`
`6,157,705
`
`E *TRADE
`

`
`visitor
`center
`
`230
`
`f
`
`Customer log on
`
`E*TRADE's Free Quotes
`
`?
`Need—LHel
`E *TRADE
`
`Account Benefits
`Investment Tools
`Commissions
`
`Margin Rates
`Security
`Customer Service
`
`FAQs
`
`get
`PointCastg~—
`
`Quotes are delayed 20 minutes during market hours.
`
`Quotes
`For a free quote please enter the symbol:
`
`R—set
`
`Symbols
`m To find a symbol, please enter the name and type below.
`
`Online Application
`Re uest b Mail
`
`Open an IRA
`
`Reset
`
`Learn more about E'TRADE by trying our Trading Demo.
`
`cen er
`
`21o
`
`T“9E*TRADED9"‘°-————————
`Free Quotes
`q
`I
`l
`l
`I
`p
`Play the Stock Game
`©Co ri ht 1996 E ' TRADE Securities, Inc. All Rights Reserved.
`
`uotes demo commrssrons contact us hel
`
`home
`
`The Company
`Press Releases
`
`Job Opportunities
`
`204
`
`92-” 6’6
`
`Parus Exhibit 2010, Page 9 of 25
`
`Parus Exhibit 2010, Page 9 of 25
`
`

`

`US. Patent
`
`Dec. 5,2000
`
`Sheet 9 0f 12
`
`6,157,705
`
`E * TRADE
`
`cenfer
`

`
`.
`
`.
`
`/ 240
`
`Take advanta e of E*TRADE'S low commissions and simple fee structure.
`For more In ormatlon, see our full commussron schedule. You may also
`want our tra Ing emo.
`
`242
`
`BAN KAMERICA CORP
`
`244
`
`246
`
`248
`
`—mne
`
`Mus/1e
`
`All quotes are delayed 20 minutes during market hours.
`
`52-Week High: 07/25/97 72 3/4
`52-Week Low: 09/03/96 37 7/8
`
`Return to the Free Quotes page.
`
`
`quotes |demo [commissions |contact us|he|p
`
`210
`
`©Co ri ht1996E'TRADE Securities, Inc. All Rights Reserved.
`
`
`87”. 3Q
`
`Parus Exhibit 2010, Page 10 of 25
`
`Parus Exhibit 2010, Page 10 of 25
`
`

`

`US. Patent
`
`Dec. 5,2000
`
`Sheet 10 0f 12
`
`6,157,705
`
`E * TRADE
`
`e
`
`“(12%”—
`
`Switch Accounts
`Account: 262
`V Transaction: V Number
`V Stock
`of shares:
`symbol:
`
`260
`
`/
`
`For help, click on any V
`V Price:
`
`@ Buy a (9 Market
`0 39”
`264
`gFindSymbol
`0 “mm :I
`0 Sell Short
`0 Stop: :|
`0 Buy to Cover
`0 Stop Limit: :I
`
`266
`
`VTerm:
`
`Optional: VAllornone I: (300)5hares and
`
`over
`
`Trading password: l:| Review the order carefully
`
`|CanceI
`
`To place mutual fund orders, use our new E*TRADE Mutual Fund Center.
`
`main
`
`*
`
`the markets
`
`trading
`
`your account
`
`mutual fund center
`messa es
`9
`
`help
`
`Investor Tools
`Markets at a Glance
`Quotes/News/Charts
`Stock Watch
`
`Accounts Balances
`Enter Stocks Order
`Open Stocks Order W
`Options Trading
`Portfolio Summam
`Transaction Histom
`Switch Accounts
`
`
`
`(9 Co ri ht 1997 E*TRADE Securities Inc. All Ri hts Reserved.
`
`97M. 36
`
`Parus Exhibit 2010, Page 11 of 25
`
`Parus Exhibit 2010, Page 11 of 25
`
`

`

`US. Patent
`
`Dec. 5, 2000
`
`Sheet 11 0f 12
`
`6,157,705
`
`400
`
`Establish Data
`
`Communication
`
`Channel
`
`402
`
`Establish Voice
`
`Communication
`
`Channel
`
`Synchronize Data and
`Voice Communication
`
`404
`
`Channels
`
`406
`
`Receive Voice
`
`Command
`
`408
`
`Associate Voice
`
`Command with Natural
`
`Language Phrase
`
`412
`
`410
`
`Assocrate Natural
`Language Phrase
`with Network Address
`
`Retrieve Document
`
`Identified By Network
`Address
`
`Transmit Document over
`Data Communication
`
`Channel
`
`Transmit Res onse over
`p
`Voice Communication
`
`
`
`Channel
`
`414
`
`416
`
`@ 418
`
`979.4
`
`Parus Exhibit 2010, Page 12 of 25
`
`Parus Exhibit 2010, Page 12 of 25
`
`

`

`US. Patent
`
`Dec. 5, 2000
`
`Sheet 12 0f 12
`
`6,157,705
`
`mum
`
`amm>mmm
`
`._<oo._
`
`QVEO>>E2
`
`Hmoz
`
`fl
`
`owm
`
`YEO>>E2
`
`x2:
`
`
`
`
`
`mo<m_0._.m2_<_>_><.Em_o
`amaNHm0_>mo>mOs_m_>_
`
`
`
`mo<mmm_._.z_
`
`mOmmmoomm
`zo_._.<o_23_>_s_oo
`

`
`mOmmao
`
`Aomhzoo
`
`mla
`
`Parus Exhibit 2010, Page 13 of 25
`
`amammosmo
`
`.Sn_z_
`
`Parus Exhibit 2010, Page 13 of 25
`
`
`
`
`
`

`

`6,157,705
`
`1
`VOICE CONTROL OF A SERVER
`
`FIELD OF THE INVENTION
`
`invention generally relates to computer
`The present
`systems, and relates in particular to mechanisms that provide
`voice control of a server.
`
`BACKGROUND OF THE INVENTION
`
`Avast amount of information is available using computer
`servers. Servers, mainframe computers, and other computer
`storage devices on networks provide a warehouse of infor-
`mation and services. However, accessing information and
`initiating processes or services on such servers is difficult
`using presently available mechanisms. In particular, mul-
`tiple commands using a keyboard or mouse are usually
`required for a user to navigate through the file directory
`structure of a server to locate desired information. The data
`
`processing field has failed to develop systems that provide
`voice control of a remote server from a local point, so that
`a local user can command the remote server by voice to
`display visual information at the local point or carry out a
`desired process.Past systems provide incomplete solutions
`to this problem. For example, interactive voice response
`(IVR) systems are used to deliver stored information over a
`telephone line to an end user. IVR systems are specialized
`computer systems that have a processor, a storage device
`such as a hard disk, hardware for interfacing the processor
`to the public switched telephone network (PSTN) and an
`IVR application program that runs on the processor.
`Generally, the end user connects to the IVR system using a
`telephone. The end user takes the telephone handset off hook
`and dials a pre-determined telephone number that identifies
`the IVR system. The telephone call is delivered over the
`PSTN to one of several trunk lines connected to the IVR
`
`system. The IVR system answers the call by seizing one of
`the trunk lines and playing a pre-recorded greeting to the
`caller. Typically the greeting is a voice recording stored
`digitally on a storage device that provides the end user with
`a menu of processing options that can be selected using
`telephone dial pad keys. Some IVR systems include voice
`recognition software or processors, so that an end user can
`select system options by speaking a short word or phrase
`such as a number.
`
`Example IVR applications include automated receptionist
`services, various customer service or “help desk”
`applications, and airline reservations systems.
`IVR systems can be configured to carry out a voice
`dialogue with the end user. The dialogue comprises a series
`of questions from the IVR system and answers from the end
`user until the desired service is provided to the end user by
`the IVR system. However,
`IVR systems are unable to
`display visual information, such as pre-formatted text or
`graphics, or dynamically created custom graphic
`information, in conjunction with the dialogue. The absence
`of visual information from present IVR systems is a major
`limitation, and represents the loss of a powerful medium for
`conveying information.
`Client-server computer systems also provide an incom-
`plete solution. In a client-server system, a client at a local
`point is connected by a data connection to a server at a
`remote point. The client can be a computer or a combination
`of a computer and software running on the computer. The
`data connection can be a cable, a local area network (LAN),
`a wide area network, or another type of network. The data
`connection can be the global network, operating according
`to standard protocols, known as the Internet. The server can
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`65
`
`2
`be a file server of the LAN, or a server not affiliated with the
`client. For example,
`the server can be a server that
`is
`publicly accessible using anonymous file transfer protocol
`(FTP) over the Internet. Using the Internet and certain wide
`area network technologies, a client can connect to, “log on”
`to, request and use a distant server.
`One popular technology enjoying wide use with the
`Internet is known as the World Wide Web. The World Wide
`
`Web enables a computer to locate a remote server using a
`server name in an agreed-upon format that is indexed at a
`central Domain Name Server (DNS). The local computer or
`client runs a browser program. Using the browser, the client
`locates the remote server using the DNS, and connects to the
`remote server. The client requests information from the
`server using a communication protocol called the Hypertext
`Transfer Protocol
`(HTTP), by providing a Uniform
`Resource Locator (URL) that uniquely identifies a page of
`information stored on the server. AURL is a form of network
`address that identifies the location of information stored in
`
`a network and represents a reference to a remote World Wide
`Web server, known as a website. The pages of information
`are files prepared in the Hypertext Markup Language
`(HTML). Thus, a Web client-server system can be used to
`request and display information stored on a remote server.
`URLs generally are formatted according to the following
`syntax:
`<protocol id>://{<server>} <second level domain><top
`level domain>{<directory>} {<file>}
`The <protocol id> identifies the transmission protocol to be
`used. For example, in the case of the Web it is <http>, and
`in the case of an anonymous file transfer protocol transaction
`it is <ftp>. The <server> element is an optional server name
`such as <www.>. The <server> element may also identify a
`directory on a storage device of the Web server that contains
`HTML documents. The <second level domain> element is
`the name of the server domain as found in the DNS table,
`such as <etrade>. The <top level domain> element identifies
`the type of the second level domain, and must be an item
`selected from a finite set of globally recognized top level
`domains, such as “com,” “org,” “mil,” “edu,” “gov,” and
`others. The <directory> element is an optional name of a
`directory within the <server>, such as <DocumentRoot/>.
`The <file> element is an optional name of a file, document
`or image to be retrieved, such as <Index.html>. Thus, a URL
`serves as one type of a network address to locate a document
`anywhere in a network.
`However, client-server systems and World Wide Web
`systems cannot respond to voice commands and cannot
`deliver visual or graphic information that is coordinated with
`a voice dialogue. These systems also do not enable a user to
`select or initiate computation processes in coordination with
`a voice dialogue. World Wide Web systems can include
`panels or pages that are dynamically generated by the
`systems, and can include internal or external computation
`processes rather than static documents or pages. However,
`there is no way to select such processes or locate them using
`voice interaction.
`
`In addition, when a user wishes to obtain specific infor-
`mation or activate a specific process using a Web server, but
`the URL of the information or process is unknown, the user
`must follow the hypertext links of numerous irrelevant pages
`until the desired information is located. Navigation through
`this control structure is clumsy. It is especially inconvenient
`at the slow data transfer speeds that presently characterize
`most use of the Web.
`
`One approach to these issues is to integrate speech
`recognition software in a computer program or computer
`
`Parus Exhibit 2010, Page 14 of 25
`
`Parus Exhibit 2010, Page 14 of 25
`
`

`

`6,157,705
`
`3
`remote from a server. The computer is connected through an
`interface to a microphone. The computer runs a speech
`recognition program that converts voice commands received
`by the microphone into keystrokes or commands under-
`standable by the program. This is known as “local control”
`or client-side speech recognition because recognition of
`voice commands is carried out in a local computer. The local
`computer is separated from a server that stores Web pages
`and runs application programs that serve the client. The
`speech recognition controls only the program of the local
`computer, not
`the server or applications running in the
`server. However, such an approach has several disadvan-
`tages.
`First, high-quality speech recognition is expensive both in
`the commercial sense and in terms of computing resources
`and power needed to provide acceptable results. Currently,
`high-quality speech recognition software is in very limited
`use and is not generally available at a reasonable price to the
`vast majority of home or business computer users.
`Also, local control allows an end user to access only the
`information structure presented by the program currently
`running in the local computer. The voice commands are
`limited to the command set of the current program. Local
`control cannot provide flexible shortcuts through a Web site,
`and cannot enable the Web site to identify, during a voice
`dialogue with the end user, suitable Web pages to present to
`the end user.
`
`Thus, there is a need for a system that enables a local
`client to rapidly retrieve information from a remote server
`using voice commands.
`There is also a need for a system that enables a local client
`to carry out a voice dialogue with a remote server and
`receive or retrieve visual and graphic information that is
`coordinated with the voice dialogue.
`There is also a need for an arrangement with which voice
`commands or a voice dialogue can be used to locate, select,
`activate or initiate a computing process or service that is
`available at the server; to locate information in a database,
`and to execute trades in a securities trading system.
`SUMMARY OF THE INVENTION
`
`These and other needs are fulfilled by the present
`invention, which comprises, in one embodiment, a method
`of controlling a remote server by a voice command issued
`from a location local to a client, comprising the steps of
`establishing a voice communication channel between the
`location local to said client and the remote server; estab-
`lishing a data communication channel associated with the
`voice communication channel between the client and the
`
`remote server; receiving the voice command by the voice
`communication channel; associating the voice command
`with a resource identifier; selecting a server resource based
`on the resource identifier; and delivering the resource from
`the remote server to the client by the data communication
`channel.
`
`One feature of the invention is establishing the voice
`communication channel integrated with the data communi-
`cation channel. Another feature is delivering a voice mes-
`sage over the voice communication channel in coordination
`with delivery of the server resource. Yet another feature is
`processing the voice command using a speech recognition
`process to recognize the natural language phrase.
`One aspect of this embodiment is associating the natural
`language phrase with a network address by performing the
`steps of: identifying the natural language phrase in a table of
`the remote server that maps natural language phrases to
`network addresses; and looking up the network address in
`
`4
`the table. A feature of this aspect is loading said document
`identified by the network address from a storage device
`coupled to the remote server.
`Another aspect of the invention is establishing a data
`communication channel between the client and the remote
`
`server configured to communicate data between the client
`and the remote server; and establishing a voice communi-
`cation channel between the client and the remote server
`
`10
`
`configured to communicate sound information including the
`voice command between the client and the remote server.
`
`One feature of this aspect is establishing a telephone con-
`nection from the client to a voice recognizer that is coupled
`to the remote server. Another feature is establishing a
`telephone connection from the client to an interactive voice
`response (IVR) system coupled to the remote server. Still
`another feature is establishing an Internet telephony con-
`nection from the client to a voice recognizer that is coupled
`to the remote server.
`
`Still another aspect of the invention is recognizing the
`natural language phrase in the voice command at the IVR
`system;
`transmitting the natural
`language phrase to the
`remote server; and transmitting a voice response from the
`IVR system to the client.
`The invention also encompasses a computer system and a
`computer program product configured in accordance with
`the foregoing aspects and f,eatures.
`Additional objects, advantages and novel features of the
`invention will be set forth in part in the description which
`follows, and in part will become apparent to those skilled in
`the art upon examination of the following or may be learned
`by practice of the invention. The objects and advantages of
`the invention may be realized and attained by means of the
`instrumentalities and combinations particularly pointed out
`in the appended claims.
`
`BRIEF DESCRIPTION OF THE DRAWINGS
`
`The present invention is illustrated by way of example,
`and not by way of limitation, in the figures of the accom-
`panying drawings and in which like reference numerals refer
`to similar elements and in which:
`
`FIG. 1A is a block diagram showing an embodiment of
`the invention.
`
`FIG. 1B is a block diagram of a software architecture of
`the embodiment of FIG. 1A.
`
`FIG. 1C is a block diagram of hardware elements of an
`interactive voice response (IVR) system.
`FIG. 2A is a block diagram showing an alternate embodi-
`ment of the invention.
`
`FIG. 2B is a block diagram of software architecture of the
`embodiment of FIG. 2A.
`
`15
`
`20
`
`25
`
`30
`
`35
`
`40
`
`45
`
`50
`
`FIG. 3A is a diagram of an exemplary screen display
`involved in coordinating data and voice communication
`channels.
`
`55
`
`FIG. 3B is a diagram of an exemplary screen display of
`a Web securities brokerage application that can be used with
`the invention.
`
`60
`
`65
`
`FIG. 3C is a diagram of an exemplary screen display that
`provides a securities quote entry facility.
`FIG. 3D is a diagram of an exemplary screen display
`showing a securities quote.
`FIG. 3E is a diagram of an order page in the brokerage
`application of FIGS. 3B—3D.
`FIG. 4 is a flow diagram of an embodiment of a process
`for voice control of a server.
`
`Parus Exhibit 2010, Page 15 of 25
`
`Parus Exhibit 2010, Page 15 of 25
`
`

`

`6,157,705
`
`5
`FIG. 5 is a block diagram of a computer system that can
`be used to operate the present invention.
`
`DETAILED DESCRIPTION OF THE
`PREFERRED EMBODIMENT
`
`A method and apparatus for voice control of a server is
`described. In the following description, for the purposes of
`explanation, numerous specific details are set forth in order
`to provide a thorough understanding of the present inven-
`tion. It will be apparent, however, to one skilled in the art
`that the present invention may be practiced without these
`specific details. In other instances, well-known structures
`and devices are shown in block diagram form in order to
`avoid unnecessarily obscuring the present invention.
`VOICE CONTROL OF A SERVER
`
`FIG. 1A is a block diagram of a system that provides voice
`control of a server. An end user 2 has a computer 4 and a
`telephone 10 located at a local point 1. The computer 4 is
`coupled through a network 6 to a server 8 at a remote point
`3. In one embodiment, the network 6 is a local area network,
`and the server 8 is separated from the end user 2. In the
`preferred embodiment,
`the network 6 is the Internet,
`the
`server 8 is configured as a World Wide Web server, and the
`remote point 3 is geographically remote from the local point
`1. The connection from the computer 4 to the server 8 is a
`data communication channel.
`
`The telephone 10 is coupled through the public switched
`telephone network (PSTN) 12 to an interactive voice
`response (IVR) system 14. The connection between the
`telephone 10 and the IVR system 14 is a voice communi-
`cation channel. The IVR system 14 is coupled to a speech
`recognizer 16 and to the server 8.
`In the preferred
`embodiment, the IVR system 14, the speech recognizer 16,
`and the server 8 are in the same location, although this is not
`required. The speech recognizer 16, IVR system 14, and the
`server 8 can be connected over a network.
`
`FIG. 1B is a block diagram of the software architecture of
`the system of FIG. 1A. The client computer 4 runs an
`operating system (OS) 20. Exemplary operating systems
`include Windows, MacOS, and Solaris. In known manner,
`the OS 20 provides an interface to the hardware elements of
`the computer 4 that can be used by application programs;
`controls and supervises the use of system resources; and
`loads, supervises and controls the operation of application
`programs. A network driver program 22 runs on top of the
`OS 20 and under its control. The network driver program 22
`functions as an interface between the OS 20 and the network
`
`6. An example of a network driver program 22 is Novell
`NetWare. An example of a client computer 4 is a Compaq
`personal computer, a workstation such as a SPARCstation
`made by Sun Microsystems, Inc., or a network computer
`made by Network Computer, Inc.
`The client computer 4 also runs a browser 24. The
`browser 24 is an application program that can read HTML
`documents, interpret HTML code stored in the documents,
`and display visual information based on the interpretation of
`the HTML code on a display of the client computer 4. The
`user 2 can use computer 4 to command browser 24 to control
`its display. Examples of suitable programs that can be used
`for the browser 24 are Netscape Navigator® and Microsoft®
`Explorer.
`The server 8 runs an OS 30 that generally performs the
`same functions described above in connection with OS 20.
`
`The OS 30 may be the same as OS 20 or may be a different
`operating system. In the preferred embodiment, the OS 30 is
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`65
`
`6
`an operating system that is optimized to perform server
`functions, such as Microsoft Windows NT.
`Under control of OS 30, the server 8 runs an HTTP server
`32. The HTTP server 32 is an application program that
`enables the server 8 to send and receive information using
`the HTTP protocol. Examples of available programs that can
`be used as HTTP server 32 include the Apache HTTP server
`and Microsoft Internet Information Server. The server 8 may
`be a computer, or the combination of a computer and a
`suitable operating environment.
`The server 8 also runs a Web application 34. Resources 60
`are available in association with the server 8. “Resources”
`that are “available” on server 8 in this context means
`documents stored on server 8 or on a network device or
`
`system that is accessible through server 8, or computation
`functions or processes provided by or through server 8.
`“Resources” also is intended to encompass HTML pages or
`other electronic information generated dynamically or as
`output from a program. “Resources” is also intended to
`include databases accessible through a server; documents,
`programs, and data accessible using one or more hyperlinks
`from a first document; and client-server application
`programs, such as a securities trading system. Such
`resources may be physically stored on the server 8, or may
`be physically stored elsewhere and accessed by or using the
`server 8. For example, the Resources 60 are a set of HTML
`files stored on a hard disk of the server 8. Such documents
`
`are merely an example of the type of files that can be stored
`in association with the server 8 and delivered to the com-
`
`puter 4 using the invention; other stored information also
`can be delivered. Alternatively, resources 60 can be pro-
`grams such as Java applets, ActiveX controls, or other
`processes, facilities or functions provided by server 8.
`FIG. 1C is a block diagram of the IVR system 14. Abus
`102 acts as an internal data connection for all the elements
`
`of IVR system 14 and provides a central pathway for data
`and instructions. Processor 104 executes instructions of an
`
`operating system and application programs and controls
`overall operation of the system.
`Instructions, data, and
`stored programs are stored in one or more storage devices
`110, for example, in a hard disk drive or floppy disk drive.
`A non-volatile memory 108 such as a ROM is used to store
`bootstrap instructions and other constant
`information.
`Instructions and data for execution and use by processor 104
`are loaded from storage device 110 into a volatile local
`high-speed memory 106, such as RAM.
`A terminal interface 114 coupled to the bus 102 provides
`communications between processor 104 and an external
`display terminal, which may be another computer. A net-
`work interface 116 couples bus 102 to an external data
`network such as LAN. The processor 104 can load instruc-
`tions or data from devices coupled to the external data
`network.
`
`One or more port interfaces 112 connect bus 102 and
`processor 104 to telephone trunks 120 that are connected to
`the public telephone network 122. The port interfaces 112
`can seize a call on a trunk, answer telephone calls arriving
`on the trunk 120, place outbound calls, and manage multiple
`calls on a single line or trunk. The port interfaces 112 can
`also send and receive call placement and setup control
`information in the voice band or out-of-band. Each port
`interface 112 is uniquely identified within IVR system 14 by
`a port number that is used to select and address the port
`interface. “Port” refers to a logical connection between IVR
`systems 14 and one or more telephone lines of a trunk 120.
`A telephony port supervisor 118 provides electronics for
`controlling the port interfaces 112. The port supervisor 118
`
`Parus Exhibit 2010, Page 16 of 25
`
`Parus Exhibit 2010, Page 16 of 25
`
`

`

`6,157,705
`
`7
`can select an available port interface and route commands or
`data from processor 104 to an available port interface 112.
`The public telephone network 122 connects calls to or
`from trunks 120 through one or more telephone company
`offices 130 and to or from remote telephones or other
`equipment.
`The network interface 116 or terminal interface 114 also
`
`can connect an external computer, such as server 8, to IVR
`system 14.
`FIG. 1B also shows the software architecture of the IVR
`
`system 14. The IVR system 14 is a computer that runs an OS
`40. The OS 40 can be the same operating system as OS 20,
`30, or a different operating system. Because the IVR system
`14 is expected to respond to telephone calls arriving from the
`PSTN 12 on a live, real-time basis, it is advantageous for OS
`40 to be optimized to handle real-time tasks. An example of
`such a real-time optimized OS is the QNX operating system,
`which can be used as OS 40. IVR systems are commercially
`available from InterVoice, Octel Corporation, and others.
`The IVR system 14 also runs an IVR application program
`42 under control of OS 40. In cooperation with the OS 40,
`the IVR application program 42 is responsible for detecting
`incoming calls, answering incoming calls, presenting pre-
`recorded greetings and messages to the caller, receiving and
`interpreting caller inputs, and responding to caller inputs.
`The IVR application program 42 defines features and func-
`tions available to the end user 2 for controlling the IVR
`system 14. The IVR application 42 also provides an inter-
`face to an IVR system operator, such as a command line
`interface, graphical user interface, or terminal interface. An
`operator can connect a computer or “dumb terminal” to
`program the IVR system 14 or monitor its operation.
`The IVR application program 42 can also control com-
`munication between the IVR system 14 and the server 8. In
`one embodiment, the IVR system 14 and the server 8 each
`have serial data ports that are connected by an RS-232 serial
`data connection. The IVR application program 42 can read
`from or write to the serial data port of IVR system 14.
`Accordingly, the IVR application program 42 can command
`the server 8 to generate, load, and/or send Resources 60
`through the network 6 to browser 24.
`The IVR system 14 is coupled to a speech recognizer 16
`and an Identifier/URL table 50. In an alternate embodiment,
`the speech recognizer 16 is integrated into the IVR system
`14.
`
`Afunction of the IVR application program 42 is to receive
`a voice phrase from the voice communication channel and
`forward the voice phrase to the speech recognizer 16 for
`recognition. The speech recognizer 16 receives a voice
`phrase or utterance in the form of a digitized waveform. The
`speech recognizer 16 attempts to match the digitized wave-
`form with one of a set of stored waveform images that
`represent “known” utterances or words, according to math-
`ematical rules and transformations programmed into the
`speech recognizer. In this way, the speech recognizer essen-
`tially scans the voice phrase to identify words in it, and
`provides a digital text string or code as output. Each digital
`text string or code is uniquely associated with a pre-defined
`natural language phrase. For example, although every indi-
`vidual speaker may say the natural language phrase “yes” in
`a different way, once the speech recognizer 16 recognizes an
`input utterance as the phrase “yes,” the speech recognizer
`provides a single code or text string as output. Hardware and
`software usable for speech recognition is well known in the
`art and is generally described in G. Pelton, “Voice Process-
`ing” (New York: McGraw-Hill, Inc., 1993). Manufacturers
`
`10
`
`15
`
`20
`
`25
`
`30
`
`35
`
`40
`
`45
`
`50
`
`55
`
`60
`
`65
`
`8
`of commercially available speech recognition equipment
`and software include Dragon Systems, IBM, Applied Lan-
`guage Technologies and Nuance.
`In the preferred embodiment, the speech recognizer 16
`carries out continuous, speaker-independent speech
`recognition, meaning that the speech recognizer will recog-
`nize words that are spoken continuously without pauses that
`separate the words, and will recognize any speaker without
`a training session. Also, in the preferred embodiment, the
`speech recognizer 16 associates an utterance or voice phrase
`spoken by the user 2 and received over the voice commu-
`nication channel with a resource identifier. In this context,
`“resource identifier” means a name, label or number that
`non-uniquely identifies a resource, or provides a mapping of
`an utterance to a resource or class of resources. For example,
`when the utterance is “stocks,” the resource identifier could
`be “stock-functions.” The same resource identifier c

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket