Case 2:18-cv-00456-JRG Document3 Filed 11/05/18 Page 1of1PagelD#: 66
`
`TRADEMARK
`
`Mail Stop 8
`Director of the U.S. Patent and TrademarkOffice
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S, District Court
`Eastern District of Texas
`on the following
`CL] Trademarks or
`[vf Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:18-cv-456
`PLAINTIFF
`
`DATE FILED
`11/1/2018
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`UNILOG 2017 LLC, UNILOC LICENSING USA LLC, and|GOOGLE LLC
`UNILOC USA,INC.
`
`PO
`po
`Cea
`pC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`
`CL) Amendment
`aT OF PATENT
`TRADEMARK
`
`aa
`
`
`
`
`CL] Answer
`
`CL CrossBill
`
`L) Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`DECISIONSJUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2020-00677
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`Case 8:18-cv-O1930-AG-ADS DocumentS Filed 10/29/18 Page lofi Page 1D #54
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Central District of California
`on the following
`_] Trademarks or
`[7 Patents.
`( (] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`8:18-cv-01930
`PLAINTIFF
`
`DATEFILED
`10/29/2018
`
`U.S. DISTRICT COURT
`Central District of California
`
`DEFENDANT
`
`Uniloc 2017 LLC and Uniloc Licensing USA LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`C] Cross Bill
`
`L] Other Pleading
`
`American Broadcasting Companies, Inc.
`HOLDER OF PATENT OR TRADEMARK
`DECISION/JUDGEMENT CLERK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2020-00677
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box
`450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`
`
`
`FILING OR 371(C) DATE
`
`
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`12/545,131
`
`08/21/2009
`
`Tod C. Turner
`
`6072-5B-321456.000
`CONFIRMATION NO. 1708
`
`27799
`Cozen O'Connor
`
`277 Park Avenue, 20th floor
`
`NEW YORK, NY 10172
`
`POWER OF ATTORNEYNOTICE
`
`OCT000000068927619
`
`Date Mailed: 06/11/2014
`
`NOTICE REGARDING CHANGE OF POWEROF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 06/02/2014.
`
`* The Power of Attorney to you in this application has been revoked by the assignee who hasintervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new address of record(37 CFR 1.33).
`
`/rmturner myles/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`12/545,131
`
`08/21/2009
`
`Tod C. Turner
`
`96051
`Uniloc USAInc.
`
`Legacy Town Center
`
`7160 Dallas Parkway
`Suite 380
`Plano, TX 75024
`
`CONFIRMATION NO. 1708
`
`POA ACCEPTANCE LETTER
`
`000.4,4
`
`Date Mailed: 06/11/2014
`
`NOTICE OF ACCEPTANCE OF POWEROF ATTORNEY
`
`This is in response to the Power of Attorneyfiled 06/02/2014.
`
`The Power of Attorney in this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/rmturner myles/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
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`

`PTO/SB/80 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`| hereby revoke all previous powers of attorney given in the application identified in the attached statement under
`37 CFR 3.73(b).
`| hereby appoint:
`
`Practitioners associated with the Customer Number:
`
`96051
`
`OR
`[| Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`Name
`
`Registration
`Number
`
`Name
`
`Registration
`Number
`
`as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignmentrecords or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondenceaddressfor the application identified in the attached statement under 37 CFR 3.73(b) to:
`
`The address associated with Customer Number:
`
`96051
`
`OR
`
`Firm or
`
`Individual Name
`Address
`
`
`
`
`
`
`
`City
`
`Country
`
`Telephone
`
`Assignee Name and Address:
`
`Uniloc Luxembourg, S.A.
`75, Boulevard Grande Duchesse Charlotte
`Luxembourg, LU L-1331
`
`A copy ofthis form, together with a statement under 37 CFR 3.73(b) (Form PTO/SB/96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`and mustidentify the application in which this Power of Attorney is to befiled.
`
`SIGNATUREof Assignee of Record
`The individual whose signature andtitle is supplied below is authorized to act on behalf of the assignee
`
`Signature
`
`/Craig S. Etchegoyen/
`
`Date
`
`June 6, 2014
`
`Craig S. Etchegoyen
`Name
`Uniloc Luxembourg, S.A. CEO
`Title
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public whichisto file (and
`by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon the individual case. Any
`comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Telephone
`
`If you need assistance in completing the form, call 1-800-PTO-9199 andselect option 2.
`
`IPR2020-00677
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`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom ofInformation Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom ofInformation Act.
`A record from this system of records maybe disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respectto the subject matter of the
`record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records maybe disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (/.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records maybe disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedor in which the proceedings were terminated and which application is
`referenced byeither a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records maybe disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency,if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`IPR2020-00677
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`

`

`Electronic AcknowledgementReceipt
`
`19185488
`
`12545131
`
`Application Number:
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF
`AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
`
`Utility under 35 USC 111)
`
`First Named Inventor/Applicant Name:
`
`Tod C. Turner
`
`Customer Number:
`
`27799
`
`Sean Dylan Burdick/Sarah Baker
`
`Filer Authorized By:
`
`Sean Dylan Burdick
`
`Attorney Docket Number:
`
`6072-5B-321456.000
`
`Receipt Date:
`
`Filing Date:
`
`02-JUN-2014
`
`21-AUG-2009
`
`Time Stamp:
`
`15:29:02
`
`Application Type:
`
`Paymentinformation:
`
`Submitted with Payment
`
`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`119914
`
`9a221
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`CC-170_aia0096.pdf
`
`74e3e2278ae8ec6910435929b6f7e041c5e
`
`IPR2020-00677
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`

`Power of Attorney
`
`CC-170_sb0080.pdf
`
`162054
`
`3c6d791f8¢8535 1cb7215f81d3560c6b9844
`1¢24
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`IPR2020-00677
`
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`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office;U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act 0f1995, no persons arerequired to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CER 3.73(c)
`
`Applicant/Patent Owner: Uniloc Luxembourg, S.A.
`
`Application No./Patent No.: 12/545,131
`Filed/Issue Date: August 21, 2009
`
`Titled:
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
`Uniloc Luxembourg, S.A. _a corporation
`
`(Nameof Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. [| An assignee of less than the entire right, title, and interest (check applicable box):
`|_| The extent (by percentage)of its ownership interestis
`%. Additional Statement(s) by the owners
`holding the balance ofthe interest must be submitted to account for 100% of the ownership interest.
`L] There are unspecified percentages of ownership. The other parties, including inventors, who together ownthe entire
`right, title and interest are:
`
`, or for which a copy thereofis attached.
`
`Additional Statement(s) by the owner(s) holding the balance ofthe interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assignee of an undivided interest in the entirety (a complete assignmentfrom one ofthe joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. L] The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A. [J An assignmentfrom the inventor(s) of the patent application/patentidentified above. The assignment wasrecordedin
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From: [0d C. Turner To: Linqware, Inc.
`The document wasrecorded in the United States Patent and Trademark Office at
`Reel 023406
`, Frame 0319
`, or for which a copy thereofis attached.
`
`2. From: Linqware, Inc. To: Uniloc Luxmbourg, S.A.
`The document wasrecorded in the United States Patent and Trademark Office at
`Reel 032854
`, Frame 0161
`
`[Page 1 of 2]
`This collection of information is required by37 CFR3.73(b). The information is required toobtain or retain a benefit by the public whichis tofile (and by the USPTO to
`process) an application. Confidentialityis governed by35 U.S.C. 122and 37 CFR1.11 and1.14. Thiscollection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submittingthe completed application form to the USPTO.Time will vary depending uponthe individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent tothe Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS.SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450
`
`If you need assistance in completing the form, call 1-SO0-PTO-9199 and select option 2.
`IPR2020-00677
`
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`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CEFR 3.73(c)
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`To:
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`The document was recorded in the United States Patent and TrademarkOffice at
`
`Reel
`
`, Frame
`
`, or for which a copy thereofis attached.
`
`[|
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`To:
`
`
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/Sean D. Burdick/
`June 2, 2014
`
`Signature
`Date
`Sean D. Burdick
`51513
`Printed or Typed Name
`Title or Registration Number
`
`[Page 2 of 2]
`
`IPR2020-00677
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`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that yoube given certain informationin connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, pleasebe advised that: (1)
`the general authority forthe collection of thisinformation is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and(3) the principal purpose forwhich the
`information isused by the U.S. Patent and Trademark Office is to process and/or examine your submission related
`to a patent applicationor patent.
`If you do not furnish the requested information,the U.S. Patent and Trademark
`Office may not be able to process and/or examineyour submission,which may result in termination of proceedings
`or abandonmentof the applicationor expiration of the patent.
`
`The informationprovided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these recordsis
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counselin the
`course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the informationin order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuantto 5 U.S.C. 552a(m).
`A record related to an InternationalApplication filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agencyfor
`purposesof National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSAaspart of that agency’s
`responsibility to recommend improvements in records managementpractices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (f.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, arecord may bedisclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record wasfiled in an application which became abandonedor in which the proceedings were
`terminated and which application is referenced byeither a published application, an application open to
`public inspection or an issued patent.
`A record from thissystem of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
`IPR2020-00677
`
`Vudu Ex. 1004, Page 11
`
`IPR2020-00677
`Vudu Ex. 1004, Page 11
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`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`12/545,131
`
`ISSUE DATE
`
`03/26/2013
`
`27799
`
`7590
`
`03/06/2013
`
`Cozen O'Connor
`277 Park Avenue, 20th floor
`NEW YORK, NY 10172
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`8407609
`
`6072-5B
`
`1708
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 559 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Tod C. Turmer, Kenmore, WA;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`IPR2020-00677
`Vudu Ex. 1004, Page 12
`
`IPR2020-00677
`Vudu Ex. 1004, Page 12
`
`

`

`PARTB - FEE(S) TRANSMITTAL
`
`Comgelete and sendthis form, together .. «th applicable fee(s), to: Mail Mail Stop ISS. FEE
`Commissionerfor Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate, All further correspondence including the Patent, advance orders and notification of maintenance fees will
`be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any changeofaddress)
`Note: A certificate ofmailing
`can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for anyother accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`11/26/2012
`
`7590
`27799
`Cozen O'Connor
`277 Park Avenue,20th floor
`NEW YORK, NY 10172
`
`Certificate of Mailing or Transmission
`certify that this Fee(s) Transmittal is being deposited with the United
`I hereby
`Postal Service with sulfetent postage forfirst class mail in an envelope
`States
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositor's name)
`
`
`
`(Signature)
`(Date)
`
`6072-5B
`Tod C. Turner
`08/21/2009
`12/545,131
`TITLE OF INVENTION: SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF AUDIO AND VISUAL
`PRESENTATIONS VIA A COMPUTER NETWORK
`
`1708
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`YES
`
`$885
`
`$300
`
`:
`
`$0
`
`$1185
`
`02/26/2013
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`BAUTISTA, XIOMARA L
`2171
`715-760000
`
`
`1. Cha
`'
`nge ofcorrespondence address or indication of"Fee Address"(37
`2. For printing on the patent front page,list
`Cozen O'Connor
`CFR 1
`.363).
`
`(1) the namesofup to 3 registered patent attorneys
`1
`CJ Change of correspondence address (or Change of Correspondence
`or agents OR,alternatively,
`
`Address form PTO/SB/122)attached.
`2
`(2) the nameofa single firm (having as a member a
`—
`L) "Fee Address"indication (or "Fee Address" Indication form
`registered attorney or agent) and the names of up to
`
`
`3
`2 registered patentattorneys or agents. Ifnonameis
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no namewill be printed.
`Numberis required.
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE:Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR
`3.11. Completion ofthis form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`
`
`
`
`LINQware Inc.
`
`Kenmore, WA
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : C] individual 4h.corporation or other private group entity LD Governmentcn
`
`interest as shown by
`
`the records Hffh,
`
`fi Statds/Patent and Tradewratk Office.
`
`4b, Payment of Fee(s): (Please first reapply any previously paid issue "ce shuwa abeve)
`4a, Thc following feo(s} are submitted:
`CU A checkis enclosed.
`Missue Fee
`
`EAPublication Fee (No small entity discount permitted) “MfPayment by credit card. Form PTO-2038 is attached.
`) Advance Order - # ofCopies
`NaheDirector is hereby authorized to charge thergapired feets). any deficiency, or credit any
`overpayment, to Deposit Account Number
`1 (enclose an extra copyofthis form).
`7
`,
`
`
`5. Changein Entity Status (from statfls indicated abové
`.
`
`
`Cla. Applicant claims SMALL yi ge37CFR 1.27. C) b. Applicants no longer claiming SMALL ENTITYstatus. Sec 37 CFR 1.27(g)(2).
`WvAtarys|s
`
`
`
`NOTE:The Issue Fee and PuibicolgtYorCf gulf Il not be accepted-fr6m anyoneother than the applicant; a registered attorncy or agent; or the assignee or other party in
`
`
`AuthorizedSignature/| H Zl Date February 26, 2013 7
`
`
`
`F4HdMae befge
`_
`RegistrationNo. 27’899
`__
`Typedorprintedname_
`Vache)
`This collection ofinformation§rdQuired by 37 CFR 1.311. The information is required to obtain orretain a benefit by the public which Is to file (and by the USPTOto process)
`an application. Confidentiality is governed by 35 U.S.C, 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, an
`submitting the completed application form to the USPTO.Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete
`this form and/or suggestions for reducing this burden, should be sentto the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,P.O.
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Actof 1995, no personsare required to respondto a collection of information unless it displays a valid OMB contro! number.
`
`
`
`PTOL-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`IPR2020-00677
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Vudu Ex. 1004, Page 13
`
`IPR2020-00677
`Vudu Ex. 1004, Page 13
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`First Named Inventor/Applicant Name:
`
`Tod C. Turner
`
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF
`AUDIO AND VISUAL PRESENTATIONSVIA A COMPUTER NE