UNILOC 201T LLC, UNILOC LICENSING USA LLC. and
`UNILOC USA. INC.
`
`DEFENDANT
`
`GOOGLE LLC
`
`
`
`
`Case 2:18-CV-00456—JRG Document 3 Filed 11/05/18 Page 1 0f 1 PagelD #: 66
`A0 l20 ' ev. 08/10
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT 0R
`
`TRADEMARK
`
`Alexandria, VA 22313-1450
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 l 16 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas
`on the following
`
`[:| Trademarks or
`
`MPatents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:1 B-cv-456
`PLAINTIFF
`
`DATE FILED
`1 111201 8
`
`U.S. DISTRICT COURT
`
`Eastern District of Texas
`
`———
`———
`———
`———
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`|:] Amendment
`
`[I Answer
`
`E] Cross Bill
`
`C] Other Pleading
`
`PATENT OR
`
`1301:1{TE OF PATENT
`TRADEMARK
`
`HOLDER OF PATENT 0R TRADEMARK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Casc file copy
`
`IPR2020-00677
`
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`IPR2020-00677
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`
`

`

`Case 8:18—38i01030ACADS Became-r115 Filed 101m18 Page 1 at 1 Page it) it: 84
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Central District of California
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks 0r
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`8:18-Cv-01930
`PLAINTIFF
`
`DATE FILED
`10/29/2018
`
`U.S. DISTRICT COURT
`Central District of California
`
`DEFENDANT
`
`Uniloc 2017 LLC and Uniloc Licensing USA LLC
`
`DATE INCLUDED
`
`In the above%ntit1ed case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`American Broadcasting Companies, Inc.
`HOLDER OF PATENT OR TRADEMARK
` CLERK
`
`In the aboveientitled case, the following decision has been rendered 0r judgement issued:
`DECIS ION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Up0n termination of action, mail this copy to Director
`Copy 2—Up0n filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`IPR2020-00677
`
`Vudu EX. 1004, Page 2
`
`IPR2020-00677
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addl'fiss. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, ViJgLnia 22313-1450
`wwwuspto.gov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`12/545,131
`
`08/21/2009
`
`Tod C. Turner
`
`6072-5B-321456.000
`CONFIRMATION NO. 1708
`
`27799
`Cozen O'Connor
`277 Park Avenue, 20m floor
`NEW YORK, NY 10172
`
`POWER OF ATTORNEY NOTICE
`
`lllllllllllllllllIllllIlllIIIIIlllIllllllllllllllIllllllllllllIlllllllllllllllllllllllllll
`0000000689276 9
`
`Date Mailed: 06/11/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/02/2014.
`
`. The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/rmturner myles/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`IPR2020-00677
`
`Vudu EX. 1004, Page 3
`
`IPR2020-00677
`Vudu Ex. 1004, Page 3
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`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addl'fiss. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, ViJgLnia 22313-1450
`wwwuspto.gov
`
`
`
`
`F ING OR 371 (C) DATE
`
`
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`12/545,131
`
`08/21/2009
`
`Tod C. Turner
`
`96051
`Uniloc USA Inc.
`Legacy Town Center
`7160 Dallas Parkway
`Suite 380
`
`Plano, TX 75024
`
`CONFIRMATION NO. 1708
`
`POA ACCEPTANCE LETTER
`
`lllllllllllllllllIllllIIHLIIIIIHIllllllllllllllllllllllllllllllllUllllllllllIllllllllllll
`“0000068927658
`
`Date Mailed: 06/11/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/02/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/rmturner myles/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`IPR2020-00677
`
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`
`IPR2020-00677
`Vudu Ex. 1004, Page 4
`
`

`

`PTO/SB/80 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`37 CFR 3.73 b .
`
`I hereby appoint:
`
`Practitioners associated with the Customer Number:
`
`96051
`
`OR
`I: Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(b) to:
`
`The address associated with Customer Number:
`
`96051
`
`OR
`
`Firm or
`Individual Name
`
`Address
`
`
`
`
`
`
`
`City
`
`Country
`
`Telephone
`
`Assignee Name and Address:
`
`Uniloc Luxembourg, SA.
`75, Boulevard Grande Duchesse Charlotte
`Luxembourg, LU L-1331
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTO/SBI96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`and must identif
`the application in which this Power of Attorne is to be filed.
`
`SIGNATURE of Assignee of Record
`The individual Whose signature and title is supplied below is authorized to act on behalf of the assignee
`
`Signature
`
`Name
`
`/Craig S. Etchegoyen/
`
`Craig S. Etchegoyen
`
`Date
`
`June 6, 2014
`
`Telephone
`
`Uniloc Luxembourg, S.A. CEO
`Title
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`US. Patent and Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO—9199 and select option 2.
`
`IPR2020-00677
`
`Vudu EX. 1004, Page 5
`
`IPR2020-00677
`Vudu Ex. 1004, Page 5
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`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(0)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`IPR2020-00677
`
`Vudu EX. 1004, Page 6
`
`IPR2020-00677
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`
`

`

`Electronic Acknowledgement Receipt
`
`International Application Number: —
`
`
`
`“fle°fmve"“°"‘
`
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF
`AUMOANDVBUALWESHHAHONSWAACOMPUERNEflNORK
`
`First Named Inventor/Applicant Name:
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`119914
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`9a221
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`CC-170_aia0096.pdf
`
`74e3e2278ae8ec6910435929b6f7e041c5e
`
`Vudu EX. 1004, Page 7
`
`IPR2020-00677
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`

`

`Power of Attorney
`
`CC-170_sb0080.pdf
`
`162054
`
`3c6d791f8c85351cb7215f81d3560c6b984
`1:24
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`IPR2020-00677
`
`Vudu EX. 1004, Page 8
`
`IPR2020-00677
`Vudu Ex. 1004, Page 8
`
`

`

`PTO/AlA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office;U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons arerequired to respond to a collection of information unless it displays a valid OMB control number.
`
`Applicant/Patent Owner:
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`Uniloc Luxembourg, S.A.
`
`Application No./Patent No.: 12/545,131
`Filed/Issue Date: August 21! 2009
`
`Titled'
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
`
`Uniloc Luxembourg, S.A.
`! a corporation
`(Name of Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. D An assignee of less than the entire right, title, and interest (check applicable box):
`
`%. Additional Statement(s) by the owners
`I_| The extent (by percentage) of its ownership interest is
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`
`I: There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`3. I: The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`4. I: The recipient, Via a court proceeding or the like (6.9., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) Showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1_ From: Tod C. Turner
`To: Linqware, Inc.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame 0319
`Reel 023406
`
`2, From: Linqware, Inc.
`To: Uniloc Luxmbourg, S.A.
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 032854
`
`, Frame 0161
`
`, or for which a copy thereof is attached.
`
`[Page1 of 2]
`This collection of information is required by37 CFR3.73(b). The information is required toobtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentialityis governed by35 U.S.C. 122and 37 CFR1.11 and1.14. Thiscollection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submittingthe completed application form to the USPTO.Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent tothe Chief Information Officer, US. Patent and Trademark
`Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESSSEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450
`
`Ifyon need assistance in completing theform, call I-800-PTO-9199 and select Option 2.
`IPR2020—00677
`
`Vudu EX. 1004, Page 9
`
`IPR2020-00677
`Vudu Ex. 1004, Page 9
`
`

`

`PTO/AlA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c1
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame
`Reel
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame
`Reel
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame
`Reel
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`E Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (Le, a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`
`/Sean D. Burdick/
`June 2, 2014
`Signature
`Date
`
`Sean D. Burdick
`
`51513
`
`Printed or Typed Name
`
`Title or Registration Number
`
`[Page 2 of 2]
`
`IPR2020-00677
`
`Vudu EX. 1004, Page 10
`
`IPR2020-00677
`Vudu Ex. 1004, Page 10
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that yoube given certain informationin connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, pleasebe advised that: (1)
`the general authority forthe collection of thisinformation is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and(3) the principal purpose forwhich the
`information isused by the US. Patent and Trademark Office is to process and/or examine your submission related
`to a patent applicationor patent.
`If you do not furnish the requested information,the US. Patent and Trademark
`Office may not be able to process and/or examineyour submission,which may result in termination of proceedings
`or abandonment of the applicationor expiration of the patent.
`
`The informationprovided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the informationin order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an InternationalApplication filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(0)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency’s
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, arecord may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`A record from thissystem of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`IPR2020-00677
`
`Vudu EX. 1004, Page 11
`
`IPR2020-00677
`Vudu Ex. 1004, Page 11
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`12/545,131
`
`ISSUE DATE
`
`03/26/2013
`
`27799
`
`7590
`
`03/06/2013
`
`Cozen O'Connor
`277 Park Avenue, 20th floor
`NEW YORK, NY 10172
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8407609
`
`6072—5B
`
`1708
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 559 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pairuspto. gov for additional applicants):
`
`Tod C. Turner, Kenmore, WA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`IPR2020-00677
`
`Vudu EX. 1004, Page 12
`
`IPR2020-00677
`Vudu Ex. 1004, Page 12
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`. FEE
`Complete and send this form, together .. ith applicable fee(s), to: Mail Mail Stop ISS
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273—2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required); Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will
`e mailed to the current corres ondcnce address as
`in icated unless corrected below or directed otherWise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate " EE ADDRESS" for
`
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block! for any change ofaddreSS)
`
`27799
`
`7590
`
`11/26/2012
`
`COZCD O'Connor
`277 Park Avenue, 20th floor
`NEW YORK, NY 10172
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fce(s) Transmittal. This certi icate cannot be used for any‘othcr accompanying
`papers. Each additional paper, such as an assxgnment or formal drawmg, must
`ave its own certificate of mailing or transmissmn.
`
`Certificate of Mailing or Transmission
`that this Fee 5 Transmittal is being deposited with the United
`1 hereb eertif
`ervice with suilicient postage for first class mail in an envelope
`States ostal
`addressed to the Mail Stop ISSUE FEE address above, or being facs1milc
`transmitted to the USPTO ( 71) 273-2885, on the date indicated below.
`
`
`(Depositor's name)
`
`
`
`
`
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`6072-513
`Tod C. Turner
`08/21/2009
`12/545, 131
`TITLE OF INVENTION: SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF AUDIO AND VISUAL
`PRESENTATIONS VIA A COMPUTER NETWORK
`
`1708
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`YES
`
`BAUTISTA, XIOMARA L
`
`$885
`
`2171
`
`$300
`
`‘
`
`$0
`
`$1 185
`
`02/26/2013
`
`715—760000
`
` 2. For printing on the patent front page, list
`1. Chan e of correspondence address or indication of "Fee Address" (37
`
`CFR i. 63).
`(1) the names of up to 3 registered patent attorneys
`
`or agents 0R, alternatively,
`D Chan e of corrcs ondence address (or Change of Correspondence
`Address orm PTO/ 13/122) attached.
`(2)‘thc name of a single firm (having as a member a
`
`registered attorney or agent) and the names of up to
`E1 "Fee Address" indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. If no name is
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`
`listed, no name will be printed.
`Number is required.
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`1
`
`2
`3
`
`
`Cozgn O'Connor
`
`a
`.
`
`
`If an assignee is identified below, the document has been filed for
`ee is identified below, no assignee data will appear on the patent.
`PLEASE NOTE: Unless an assi
`recordation as set forth in 37 CF 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`LINQware Inc .
`
`Kenmore, WA
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : E1 Individual fiCorporation or other private group entity D Government
`
`4b. Payment of Fce(s): (Please first reapply any previously paid issae rcc strewn above)
`4a. The following fee(s; are submitted:
`[1 A check is enclosed.
`MIssue Fee
`EPayment by credit card. Form PTO—2038 is attached.
`EPublication Fee (No small entity discount permitted)
`who Director is hereby authorized to charge thejifiggiirid fee(s), any deficiency, or credit any
`1:1 Advance Order - # of Copies
`overpayment, to Deposn Account Number
`lg enclose an extra copy of this form).
`/
`'
`5. Change in Entity Status (from Sta 5 indicated abov
`is no longer claiming SMALL ENTITY status. Sec 37 CFR l.27(g)(2).
`:2
`E] b. A .
`CFR 1.27.
`D 3. Applicant claims SMALL ;
`1 I ta 48-
`
`um anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`NOTE: The Issue Fee and Publiiw fl 1% 11 not be accept -
`interest as shown b the records . u
`i
`‘-
`=
`'
`‘-
`t and Tran . r Office.
`AuthorizedSignature I IIII'IL
`Date
`February 26s 2013
`W
`
`Typed orprinted name
`.llllgi
`- 7 c -
`RegistrationNo. 27 s 899
`‘-2
`
`I
`
`l
`
`,
`
`-
`
`
`
`A
`
`‘
`
`rt'a uired by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`This collection of information
`an application. Confidentialityis governed by 35 U.S.C. 122 and 37 CFR 1.14. T _is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time Will vag depending upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to
`e C ief In ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it diSplays a valid OMB control number.
`
`PTOL—85 (Rev. 02/1 1) Approved for use through 08/31/2013.
`
`OMB 0651—0033
`
`IPR2020-00677
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Vudu EX. 1004, Page 13
`
`IPR2020-00677
`Vudu Ex. 1004, Page 13
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`12545131
`
`Filing Date:
`
`21-Aug-2009
`
`T'tle °f Inventwn‘
`
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF
`AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
`
`Publ. Fee- early, voluntary, or normal
`
`First Named