throbber
PTO/AlA/18 (07—12)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Pa enrvork Reduction Act of 1995, no ersons are re uired to res 0nd to a collection of information unless it disola s a valid OMB control number.
`
`DESIGN
`
`
`
`ADDRESS T05
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 2231 3_1 450
`
`PATENT APPLICATION
`TRANSMITTAL —VEHaCLE
`(Only for new nonprovisional applications under 37 CFR 1.53(b)}
`Express Mall Label NO' EEQCtrOmCQtHy flied Marc-h 1 7, 201 6
`DESIGN V. UTILITY: A "design patent" protects an article’s ornamental appearance (e.g., the
`way an article looks) (35 U. S. C. 171}, while a "utility patent” protects the way an article is used
`and works (35 U. S. C. 101). The ornamental appearance of an article includes its
`shape/configuration or surface ornamentation upon the article, or both. Both a design and a utility
`patent may be obtained on an article if invention resides both in its ornamental appearance and its
`utility. For more information, see MPEP § 1502.01.
`
`APPLICATION ELEMENTS
`
`ACCOMPANY.NGAPPL.CAT.ONpm
`
`1. El Fee Transmittal Form.
`(PTO/SB/17 or equivalent)
`
`2.
`
`Applicant claims small entity status.
`See 37 CFR 1.27.
`
`3.
`
`4.
`
`[Total Pages 3—1
`S pecifi cation.
`(preferred arrangement set forth below, MPEP § 1503. Q1
`. Preamble
`- Cross References to Related Applications
`' Statemef“ Regarding FEd Sponsored 3 8‘ D
`- Description ofthe figure(s) ofthe drawmgs
`- Feature description
`- Claim (only one (1) claim permitted, MPEP § 1503.03)
`Drawing(s).
`[Total Sheets 4
`_
`589 37 CHM-152
`]
`5. Inventor's Oath or Declaration. [Total Pages
`{including substitute statements under 37 CFR 1.64 and assignments sen/ing as an
`oath or declaration under 37 CFR 163(9))
`
`]
`
`
`
`——
`-—
`---———
`--——-—
`Signature .I’Yalei SLli‘i/
`Date March 17, 2016
`.
`'
`'e is ra ion ‘0.
`Name (Print/Type) Yale: Sun
`Att%rney/Agent) 57755
`This collection of information is required by 37 CFR 1 .53(b). The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS
`To THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`7.
`
`Assignment Papers.
`(cover sheet & document(s))
`37 CFR 3.73 0 Statement.
`|:| Power Of Attorney.
`(when there is an(as)signee)
`8.
`9. [:1 English Translation Document.
`(if app/roams)
`_
`_
`10 El information Disclosure Statement (IDS).
`PTO/SB/OS or PTO-1449
`Copies of foreign patent documents,
`publications & other information
`’
`Preliminaw Amendment.
`
`_
`
`-
`
`Return Receipt Postcard.
`(MPEP § 503) {Should be specifically itemized)
`
`Certified Copy of Priority Document(s).
`(if foreign priority is claimed)
`
`14.
`
`El Request for Expedited Examination of a
`Design Application.
`(37 CFR 1.155) (NOTE: Use "Mail Stop Expedited Design")
`
`15.
`
`Other:
`
`a.
`
`b.
`
`Newly executed.
`(original or copy)
`A copy from a prior application.
`37 CFR 1.63(d))
`
`6.
`
`Application Data Sheet.
`See 37 CFR 1.76 (PTO/AlA/14 or equivalent)
`*See Note.
`
`*NOTE:
`
`(1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an
`Application Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if
`the applicant is an assignee, person to whom the inventor is under an obligation to assign, or person who
`otherwise shows sufficient proprietary interest in the matter. See 37 CFR 146(k)).
`
`17. CORRESPONDENCE ADDRESS
`
`The address associated with
`Customer Number:
`
`24341
`
`OR
`
`'3 Correspondence address below
`
`LKQ - Ex. 1009 p. 1
`
`LKQ - Ex. 1009 p. 1
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission ofthe attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements ofthe Act, please be advised that: (1) the general authority for the
`collection ofthis information is 35 U.S.C. 2(b)(2); (2) furnishing ofthe information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment ofthe application or expiration ofthe patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure ofthese records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter ofthe
`record.
`
`4. A record in this system of records may be disclosed, as a routine use, to a contractor ofthe
`Agency having need forthe information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements ofthe Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau ofthe
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part ofthat agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records forthis
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication ofthe application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public ifthe record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, ifthe USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`LKQ - Ex. 1009 p. 2
`
`LKQ - Ex. 1009 p. 2
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`_
`
`_
`
`Title of Invention
`
`VEHICLE
`
`document may be printed and included in a paper filed application.
`
`The application data sheet is part ofthe provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`Secrecy Order 37 CFR 5.2:
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`CI Portions or all ofthe application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`
`Inventor Information:
`
`Inventor
`
`1
`
`Legal Name
`
`-———-
`Residence Information (Select One) 0 US Residency
`(9 Non US Residency 0 Active US Military Service
`
`Mailing Address of Inventor:
`
`Inventor
`
`2
`
`Legal Name
`
`
`
`———
`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
`
`Mailing Address of Inventor:
`
`Inventor
`
`3
`
`Legal Name
`
`EFS Web 2.2.12
`
`LKQ - Ex. 1009 p. 3
`
`LKQ - Ex. 1009 p. 3
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`_
`
`_
`
`Title of Invention
`
`VEHICLE
`
`m———m
`-_—_-
`Residence Information (Select One) 0 US Residency
`6) Non US Residency 0 Active US Military Service
`
`Mailing Address of Inventor:
`
`Inventor
`
`4
`
`Legal Name
`
`
`
`———
`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
`
`Mailing Address of Inventor:
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
`generated within this form by selecting the Add button.
`
`cw
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`|:| An Address is being provided for the correspondence Information of this application.
`
`EFS Web 2.2.12
`
`LKQ - Ex. 1009 p. 4
`
`LKQ - Ex. 1009 p. 4
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`_
`
`_ Title of Invention
`
`VEHICLE
`
`Application Information:
`
`Title of the Invention
`
`VEHICLE
`
`Attorney Docket Number— Small Entity Status Claimed
`
`|:|
`
`Total Number of Drawing Sheets (if any)
`Filing By Reference:
`
`Suggested Figure for Publication (if any) -
`
`
`
`Only complete this section when filing an application by reference under 35 U.S.C. 111(c) and 37 CFR1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., ”Domestic Benefit/National Stage Information” and ”Foreign Priority Information”).
`
`For the purposes ofa filing date under 37 CFR 1.53(b), the description and any drawings ofthe present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR1.57(a).
`
`Application number of the previously
`filed application
`
`Filing date (YYYY—MM—DD)
`
`Intellectual Property Authority or Country
`
`Publication Information:
`
`|:| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`
`
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`
`Numberwill be used forthe Representative Information during processing. Please Select One:
`
`Customer Number
`
`@ CustomerNumber
`24341
`
`0 us Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`
`EFS Web 2.2.12
`
`LKQ - Ex. 1009 p. 5
`
`LKQ - Ex. 1009 p. 5
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0851-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`_
`
`_ Title of Invention
`
`VEHICLE
`
`Domestic Benefit/National Stage Information:
`This section allows forthe applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(0), or 386(0) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the “Application Number” field blank.
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`by selecting the Add button.
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`
`Foreign Priority Information:
`
`This section allows forthe applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR1.5‘5. When priority is claimed to a foreign application
`that is eligible for retrieval underthe priority document exchange program (PDX)x the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Underthe PDX program, applicant bears the ultimate
`
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`
`property office, or a certified copy ofthe foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`Add button.
`
`Application Number
`
`Filing Date (YYYY-MM-DD)
`
`Access Codei(ifapplicable)
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to orthe benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`|:| 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined underthe first inventorto file provisions of the AIA.
`
`EFS Web 2.2.12
`
`LKQ - Ex. 1009 p. 6
`
`LKQ - Ex. 1009 p. 6
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`-
`
`-
`
`Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`
`VEHICLE
`
`
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out ofthe
`authorization by checking the corresponding boxA or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. Afterthe initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s).
`Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDX) - Unless boxA in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office ofthe People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1)-
`
`B. Search Results from US. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`|:|
`
`|:|
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`application-as-filed.
`Ifthis box is checked, the USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`
`NOTE: Once the application has published or is othenNise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
`
`LKQ - Ex. 1009 p. 7
`
`LKQ - Ex. 1009 p. 7
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`_
`
`_ Title of Invention
`
`VEHICLE
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`Applicant
`
`1
`
`Ifthe applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address ofthe legal representative who is the applicant under 37 CFR
`1.43; orthe name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. Ifthe applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who othen/vise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`0 Legal Representative under 35 U.S.C. 117
`
`0 Joint Inventor
`
`0 Person to whom the inventor is obligated to assign.
`
`0 Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Name of the Deceased or Legally lncapacitated Inventor:
`
`Ifthe Applicant is an Organization check here.
`
`organization Name
`
`BYD COMPANY LIMITED
`
`Mailing Address Information For Applicant:
`
`
`
`Address 1
`
`Address 2
`
`City
`
`Countrjf
`
`CN
`
`Phone Number
`
`Email Address
`
`No.3009, BYD Road, Pingshan
`
`Shenzhen, Guangdong
`
`State/Province
`
`Postal Code
`
`518118
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`
`37 of CFR to have an assignment recorded by the Office.
`
`EFS Web 2.2.12
`
`LKQ - Ex. 1009 p. 8
`
`LKQ - Ex. 1009 p. 8
`
`

`

`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`_
`
`_
`
`Title of Invention
`
`VEHICLE
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`lfthe Assignee or Non-Applicant Assignee is an Organization check here.
`
`|:|
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`selecting the Add button.
`
`Address 1
`
`Address 2
`
`Email Address
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However, if this Application
`Data Sheet is submitted with the INITIAL filing of the application m either box A or B is n_ot checked in
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access” section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more ofthe applicants is a juristic
`entity (e.g., corporation or association). lfthe applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, a_Hjoint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf ofa_Hjoint inventor-applicants.
`See 37 CFR 1.4(d) forthe manner of making signatures and certifications.
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`MNalei Sun/
`
`Date (YYYY-MM-DD)
`
`2016-03-17
`
`EFS Web 2.2.12
`
`LKQ - Ex. 1009 p. 9
`
`LKQ - Ex. 1009 p. 9
`
`

`

`PTO/AlA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`_
`
`_ Title of Invention
`
`VEHICLE
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/orsuggestions for reducing this burden, should be sent to the Chief Information Officer, US Patent and
`Trademark Office, US Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.12
`
`LKQ - Ex. 1009 p.10
`
`LKQ - Ex. 1009 p. 10
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93—579) requires that you be given certain information in connection with your submission of the attached form related to a patent
`application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection of this information
`is 35 U.S.C. 2(b)(2); (2) furnishing ofthe information solicited is voluntary; and (3) the principal purpose for which the information is used by the US. Patent and
`Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested information, the US.
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`the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552) and the Privacy
`Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department ofJustice to determine whether the Freedom of
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`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in order to perform
`a contract. Recipients ofinformation shall be required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a(
`).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed, as a routine use,
`to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent CooperationTreaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review (35 U.S.C. 181)
`and for review pursuant to the Atomic Energy Act (42 U.S.C. 218( D.
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee, during an
`inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records management practices and
`programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of
`records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make determinations about
`individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant to 35 U.S.C.
`122(b) or issuance ofa patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use,
`to the public if the record was filed in an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the USPTO becomes
`aware ofa violation or potential violation of law or regulation.
`
`
`
`EFS Web 2.2.12
`
`LKQ - Ex. 1009 p. 11
`
`LKQ - Ex. 1009 p. 11
`
`

`

`VEHICLE
`
`CROSS—REFERENCE TO RELATED APPLICATIONS
`
`This application is a divisional of US. Application No. 29/516,319, filed
`
`Jan. 30, 2015, which claims the benefit and priority of Chinese Design Patent
`
`Application No. 2014302633955, filed on July 30, 2014 with State Intellectual
`
`Property Office, the People’s Republic of China, the entire contents of which
`
`are incorporated herein by reference.
`
`DESCRIPTION
`
`Be it known that we, Yubo LIAN, Jihan FAN, Bo BI, and Yue Ll,
`
`citizens of The People’s Republic of China, have invented a new, original,
`
`and ornamental design for a vehicle, of which the following is a specification,
`
`including the accompanying photographs, which form a part thereof.
`
`BRIEF DESCRIPTION OF THE DRAWINGS
`
`Fig.
`
`1
`
`is a front elevation view of a vehicle embodying the first inventive
`
`design;
`
`Fig. 2 is a rear elevation view of Fig.
`
`1 embodying the first inventive
`
`design;
`
`Fig. 3 is a left side elevation view of Fig. 1 embodying the first inventive
`
`design;
`
`Fig. 4 is a right side elevation view of Fig.
`
`1 embodying the first
`
`inventive design;
`
`Fig. 5 is a top elevation view of Fig.
`
`1 embodying the first inventive
`
`LKQ - Ex. 1009 p. 12
`
`LKQ - Ex. 1009 p. 12
`
`

`

`desgn;
`
`Fig. 6 is a stereogram view of Fig.
`
`1 embodying the first
`
`inventive
`
`dngn;and
`
`Fig. 7 is another stereogram view of Fig. 1 embodying the first inventive
`
`design.
`
`LKQ - Ex. 1009 p. 13
`
`LKQ - Ex. 1009 p. 13
`
`

`

`WE CLAIM:
`
`The ornamental design for a vehicle as shown and described:
`
`LKQ - Ex. 1009 p. 14
`
`LKQ - Ex. 1009 p. 14
`
`

`

`ix
`
`\\\\\\\\§\\
`\\\\\\
`
`FIG.2
`FIG.1
`
`LKQ - Ex. 1009 p- 15
`
`LKQ - Ex. 1009 p. 15
`
`

`

`
`
`
`FIG. 3
`
`
`
`\\\\\ -\
`
`
`
`
`\X
`
`
`‘S‘
`
`.‘n‘ \ \.
`x‘\\§:~\\$\\\xv.
`\
`“:
`
`
`
`
`FIG. 4
`
`LKQ - Ex. 1009 p.16
`
`LKQ - Ex. 1009 p. 16
`
`

`

`\
`
`\§\
`
`LKQ - Ex. 1009 p. 17
`
`LKQ - Ex. 1009 p. 17
`
`

`

`.
`
`_____
`\§§\\\\\\\\\\k
`
`\\\\\\\\
`
`I
`
`FIG_ 6
`
`WWW
`
`WWW
`KQS
`
`\\
`
`,
`
`NW
`\\\\\\7‘?
`
`\\ \\\\\\_\
`
`
`FIG_ 7
`
`LKQ - Ex.1009 P-18
`
`LKQ - Ex. 1009 p. 18
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`VEHICLE
`
`First Named Inventor/Applicant Name:
`
`Yubo LIAN
`
`Attorney Docket Number:
`
`100758—5056—U501
`
`Filed as Large Entity
`
`Filing Fees for Design
`
`Basic Filing:
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Design Search Fee
`
`Design Examination
`
`1112
`
`1312
`
`1
`
`120
`
`120
`
`
`
`Claims:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`LKQ - Ex. 1009 p. 1-
`
`LKQ - Ex. 1009 p. 19
`
`

`

`.
`
`.
`
`.
`
`Sub-Total in
`
`Post-Allowance-and-Post-lssuance:
`
`Total in USD (5)
`
`Miscellaneous:
`
`LKQ - Ex. 1009 p. 20

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