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`Page 1 of 9
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`INTEL - 1041
`Page 1 of 9
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3-73ICI
`
`Applicant/Patent Owner: PACT XPP SCHWEIZ AG
`
`Application No./PatentNo.: 7:928:753
`Filed/Issue Date: April 19, 2011
`
`Titled. MULTl-CORE PROCESSING SYSTEM
`
`PACT XPP SCHWEIZ AG
`. a corporation
`(Name of Assignee)
`(Type of Assignee, e.g.. corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. D An assignee of less than the entire right, title, and interest (check applicable box):
`
`%. Additional Statement(s) by the owners
`I_I The extent (by percentage) of its ownership interest is
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`
`I:I There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`3. D The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`4. I:I The recipient, via a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose m of options A or B below):
`
`A. E] An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`1. From. MARTIN VORBACH
`To. PACT XPP TECHNOLOGIES AG
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame 0319
`Reel 017171
`
`2_ From: PACT XPP TECHNOLOGIES AG
`To: THOMAS RICHTER; MAREN KRASS
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 023882
`
`, Frame 0403
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US Patent and Trademark
`Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyon need assistance in completing Iheform, coll I-800-PTO-9199 and select option 2.
`
`INTEL - 1041
`
`Page 2 of 9
`
`INTEL - 1041
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`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3-73ICI
`
`To: PACT XPP TECHNOLOGIES AG
`. THOMAS RICHTER; MAREN KRASS
`The document was recorded in the United States Patent and Trademark Office at
`
`
`Reel 032225
`, Frame 0089
`
`, or for which a copy thereof is attached.
`
`To: SCIENTIA SOL MENTIS AG
`PACT XPP TECHNOLOGIES AG
`The document was recorded in the United States Patent and Trademark Office at
`
`
`Reel 045532
`, Frame 0745
`
`, or for which a copy thereof is attached.
`
`To: PACT XPP SCHWEIZ AG
`. SCIENTIA SOL MENTIS AG
`The document was recorded in the United States Patent and Trademark Office at
`, Frame 0728Reel 052468 , or for which a copy thereof is attached.
`To:
`
`
`
`
`
`
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`
`
`Additional documents in the chain of title are listed on a supplemental sheet( ).
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (Le, a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Aaron Grunberger/
`
`Signature
`
`April 24, 2020
`
`Date
`
`Aaron Grunberger
`Printed or Typed Name
`
`59210
`Title or Registration Number
`
`[Page 2 of 2]
`
`INTEL - 1041
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`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose forwhich the
`information is used by the US. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the US. Patent and Trademark
`Office may not be able to process and/or examine your submission, which may result in termination of proceedings
`or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency‘s
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`INTEL - 1041
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`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`MULTI—CORE PROCESSING SYSTEM
`
`First Named Inventor/Applicant Name:
`
`Martin Vorbach
`
`Attorney Docket Number:
`
`PACT—O34—DE—PCT—US—3C1
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`
`
`
`
`Sub-Total in
`Description USD($) Quantity
`
`
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-lnterference:
`
`Post-Allowance-and-Post-lssuance:
`
`
`Extension-of—Time:
`
`INTEL - 1041
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`Miscellaneous:
`
`Total in USD (5)
`
`STATUTORY OR TERMINAL DISCLAIMER
`
`
`INTEL - 1041
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`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`MULTI—CORE PROCESSING SYSTEM
`
`
`
`“—
`
`Utility under 35 USC 1 1 Ha)
`Application Type:
`
`
`Payment information:
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Deposit Account
`
`Authorized User
`
`500624
`
`Christina Rodgers
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`INTEL - 1041
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`37 CFR 1.19 (Document supply fees)
`
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)I
`Message Digest
`1411120
`
`Pages
`Multi
`Part I.zip (if appl.)
`
`Power of Attorney
`
`PACTPOOO1USC2—POA.pdf
`
`5351e65d8136b49c7r5fb943495fe7798d1
`32e27
`
`Information:
`
`Statutory disclaimers per MPEP 1490
`
`PACTPOQOi 95C}
`StaIUIO ryDISCIaI mer'pdf
`
`323
`f13593d7i49043482c827c50c5f6udf647ci
`
`176479
`
`1
`
`2
`
`Information:
`
`123648
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`PACTPOOO1USC2—373cStateme
`nt.pdf
`
`Information:
`
`6934819561f3709fddf3176d83e3l 645957E
`6bd1
`
`
`Warnings:
`
`Fee Worksheet ($306)
`
`fee—info.pdf
`
`35341fd1 39e8c1 bd43eb336dc319ce231 I
`
`2
`
`Information:
`
`INTEL - 1041
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`INTEL - 1041
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`INTEL - 1041
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