Zhong, Annita
`From:
`Sent:
`To:
`
`Cc:
`Subject:
`
`Attachments:
`
`Counsel, 
`
`Deol, Ravi <Ravi.Deol@wilmerhale.com>
`Friday, July 3, 2020 5:42 PM
`PanOptis_Apple2; #Hilco/PanOptis v Apple [Int]; 'Ppm_Apple@grayreed.com'; Sheasby,
`Jason; Steven J. Pollinger; Vicki Merideth; Jill Bindler
`WH Apple Optis Service; ~Smith, Melissa; ~Arias, Diana
`RE: Optis Wireless Technology, LLC, et al., v. Apple Inc., Case No. 2:19-cv-00066 (E.D.
`Tex.) -- § 282 Disclosure
`2020-07-03 Apple's Identification of Prior Art Pursuant to 35 USC 282.pdf
`
`I’m resending the attached as I received bounce‐back messages. 
`
`Best, 
`
`Ravi Deol | WilmerHale 
`+1 720 598 3459 (t)
`
`From: Deol, Ravi <Ravi.Deol@wilmerhale.com>  
`Sent: Friday, July 3, 2020 6:37 PM 
`To: PanOptis_Apple2@McKoolSmith.com; panoptis‐Apple@irell.com; ppm_apple@grayreed.com 
`Cc: WH Apple Optis Service <WHAppleOptisService@wilmerhale.com>; melissa@gillamsmithlaw.com; 'Diana Arias' 
`<diana@gillamsmithlaw.com> 
`Subject: Optis Wireless Technology, LLC, et al., v. Apple Inc., Case No. 2:19‐cv‐00066 (E.D. Tex.) ‐‐ § 282 Disclosure 
`
`Counsel, 
`
`Attached for service, please find Apple Inc.’s Identification of Prior Art Pursuant to 35 U.S.C. § 282. 
`
`Have a happy and safe 4th, 
`
`Ravi Deol* | WilmerHale 
`1225 Seventeenth St. 
`Suite 2600 
`Denver, CO 80202 USA 
`+1 720 598 3459 (t)
`+1 720 274 3133 (f)
`ravi.deol@wilmerhale.com
`* Not admitted to practice in Colorado. Admitted in Illinois and Texas. Practice supervised by members of the firm who
`are members of the Colorado bar.
`
`Please consider the environment before printing this email. 
`
`This email message and any attachments are being sent by Wilmer Cutler Pickering Hale and Dorr LLP, are confidential, and may be privileged. If you are not 
`the intended recipient, please notify us immediately—by replying to this message or by sending an email to postmaster@wilmerhale.com—and destroy all 
`copies of this message and any attachments. Thank you. 
`
`For more information about WilmerHale, please visit us at http://www.wilmerhale.com.
`
`1
`
`Optis Cellular Ex 2031-p. 1
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`MARSHALL DIVISION
`
`
`
`
`Civil Action No. 2:19-cv-00066-JRG
`
`JURY TRIAL DEMANDED
`
`
`OPTIS WIRELESS TECHNOLOGY, LLC,
`OPTIS CELLULAR TECHNOLOGY, LLC,
`UNWIRED PLANET, LLC, UNWIRED
`PLANET INTERNATIONAL LIMITED,
`AND PANOPTIS PATENT
`MANAGEMENT, LLC,
`
`
`Plaintiffs,
`
`
`
`
`
`
`
`
`
`
`
`v.
`
`APPLE INC.,
`
`
`
`
`
`
`
`Defendant.
`
`APPLE INC.’S IDENTIFICATION OF
`PRIOR ART PURSUANT TO 35 U.S.C. § 282
`
`
`
`
`
`
`Optis Cellular Ex 2031-p. 2
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`Pursuant to 35 U.S.C. § 282, Defendant Apple Inc. (“Apple”) hereby provides notice of its
`
`intention to rely on the following patents, publications, and witnesses to establish prior art to U.S.
`
`Patent No. 8,005,154, U.S. Patent No. 8,019,332, U.S. Patent No. 8,385,284, U.S. Patent No.
`
`8,411,557, U.S. Patent No. 9,001,774, and U.S. Patent No. 8,102,833, to show the state of the art,
`
`or to establish the other matters described in 35 U.S.C. § 282.
`
`The identification of prior art references and persons does not mean that Apple will use
`
`every one of these references or present every such witness at trial. Rather, Apple has disclosed
`
`or will disclose the specific references, exhibits, and persons on which it intends to rely consistent
`
`with the rulings, directions, and procedures set forth by the Court or otherwise agreed by the
`
`parties.
`
`In addition to the items expressly listed in this notice, Apple incorporates by reference all
`
`information set forth in the parties’ initial disclosures, expert reports, expert and fact witness
`
`depositions, the trial exhibit list, the trial witness list, the pleadings and papers on file in this matter,
`
`the written discovery and discovery responses including, without limitation, Apple’s invalidity
`
`contentions, any motions filed, and exhibits and demonstratives at trial, and the prior art identified
`
`in the prosecution histories of the asserted patents.
`
`I.
`
`PATENTS
`
`No. Country
`
`Number
`
`1
`
`2
`
`3
`
`4
`
`5
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
`8,005,154
`
`8,019,332
`
`8,102,833
`
`8,385,284
`
`8,411,557
`
`Patentee
`
`Bates Range
`
`POAP_00003250 -
`POAP_00003268
`POAL-00003270-
`POAL-00003297
`POAP_00003298-
`POAP_00003314
`POAP_00003316-
`POAP_00003340
`POAP_00003341-
`POAP_00003359
`
`Date Issued/
`Published
`08/23/2011
`
`Kwon, et al.
`
`09/13/2011
`
`Lee, et al.
`
`01/24/2012
`
`Lee, et al.
`
`02/26/2013 Wengerter, et al.
`
`04/02/2013
`
`Imamura, et al.
`
`1
`
`Optis Cellular Ex 2031-p. 3
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`9,001,774
`
`6,975,615
`
`8,331,328
`
`6,732,316
`
`8,467,367
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` PCT
`
` PCT
`
` U.S.
`
` U.S.
`
`POAP _00003374-
`POAP _00003390
`APL-UPPO_004116083-
`APL-UPPO_004116100
`APL-UPPO_004116101-
`APL-UPPO_004116115
`APL-UPPO_004116074-
`APL-UPPO_004116082
`APL-UPPO_000582721-
`APL-UPPO_000582748
`APL-UPPO_000580549-
`APL-UPPO_000580565
`APL-UPPO_004116067-
`APL-UPPO_004116073
`APL-UPPO_004115158-
`APL-UPPO_004115173
`APL-UPPO_004115077-
`APL-UPPO_004115110
`APL-UPPO_004115111-
`APL-UPPO_004115120
`APL-UPPO_000582655-
`APL-UPPO_000582682
`APL-UPPO_004115121-
`APL-UPPO_004115133
`APL-UPPO_004115134-
`APL-UPPO_004115144
`APL-UPPO_004115174-
`APL-UPPO_004115187
`APL-UPPO_004115145-
`APL-UPPO_004115157
`APL-UPPO_004115188-
`APL-UPPO_004115201
`APL-UPPO_004116048-
`APL-UPPO_004116066
`APL-UPPO_000583205-
`APL-UPPO_ 000583267
`APL-UPPO_000583387-
`APL-UPPO_000583465
`
`APL-UPPO_000580657-
`APL-UPPO_000580674
`APL-UPPO_000573530-
`APL-UPPO_000573541
`
`No. Country
`
`Number
`
`Patentee
`
`Bates Range
`
`Date Issued/
`Published
`04/07/2015
`
`Khan
`
`12/13/2005
`
`Toskala, et al.
`
`12/11/2012
`
`Papasakellariou, et al.
`
`05/04/2004
`
`Tong, et al.
`
`01/18/2003 Malladi, et al.
`
`2006/0262871
`
`11/23/2006
`
`Cho
`
`6,421,527
`
`07/16/2002
`
`DeMartin, et al.
`
`Publication No.
`2008/0304467
`2003/0185159
`
`Publication No.
`2006/0098568
`8,374,161
`
`Publication No.
`2007/0097901
`Publication No.
`2007/0149206
`Publication No.
`2010/0067495
`Publication No.
`2007/0254656
`Publication No.
`2010/0260140
`6,188,717
`
`Publication No.
`WO2005/002103A1
`Publication No.
`WO2005/002103A1
`(Japanese)
`Publication No.
`2002/0012380A1
`Publication No.
`2008/0313521
`
`12/11/2008
`
`Papasakellariou, et al.
`
`10/02/2003
`
`Seo, et al.
`
`05/11/2006
`
`Oh, et al.
`
`02/12/2013 Malladi
`
`05/03/2007
`
`Tirkkonen et al.
`
`06/28/2007 Wang et al.
`
`03/18/2010
`
`Lee et al.
`
`11/01/2007
`
`Dalsgaard
`
`10/14/2010
`
`Zhu
`
`02/13/2001
`
`Kaiser, et al.
`
`01/06/2005 Murakami et al.
`
`01/06/2005 Murakami et al.
`
`01/31/2002
`
`Hottinen et al.
`
`12/18/2008
`
`Frederiksen et al.
`
`2
`
`Optis Cellular Ex 2031-p. 4
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No. Country
`
`Number
`
`Patentee
`
`Bates Range
`
`Publication No.
`2006/0227789
`7,426,201
`
`Publication No.
`2007/0177569
`8,645,786
`
`8,363,624
`
`6,304,991
`
`8,401,542
`
`7,873,004
`
`Publication No.
`2009/0238091
`7,016,925
`
`Publication No.
`2007/0192655
`8,009,637
`
`Publication No.
`2007/0165567
`8,000,305
`
`Date Issued/
`Published
`10/12/2006
`
`Dottling et al.
`
`09/16/2008
`
`Kim et al.
`
`08/02/2007
`
`Lundby
`
`02/04/2014 Michel et al.
`
`01/29/2013
`
`Blanz et al.
`
`10/16/2001
`
`Rowitch et al.
`
`03/19/2013
`
`Chung et al.
`
`01/18/2011
`
`Lee et al.
`
`09/24/2009
`
`Kim, et al.
`
`03/21/2006
`
`Schmidt
`
`08/16/2007
`
`Nagaraj
`
`08/30/2011
`
`Harris et al.
`
`07/19/2007
`
`Tan et al.
`
`08/16/2011 Tan et al.
`
`27
`
`28
`
`29
`
`30
`
`31
`
`32
`
`33
`
`34
`
`35
`
`36
`
`37
`
`38
`
`39
`
`40
`
`41
`
`42
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` U.S.
`
` PCT
`
`
`II.
`
`APL-UPPO_000572647-
`APL-UPPO_000572667
`APL-UPPO_000575151-
`APL-UPPO_000575171
`APL-UPPO_000576852-
`APL-UPPO_000576880
`APL-UPPO_000576895-
`APL-UPPO_000576906
`APL-UPPO_000571344-
`APL-UPPO_000571365
`APL-UPPO_000581186-
`APL-UPPO_000581198
`APL-UPPO_000582024-
`APL-UPPO_000582055
`APL-UPPO_002497782-
`APL-UPPO_002497809
`APL-UPPO_003009229-
`APL-UPPO_003009253
`APL-UPPO_004114087-
`APL-UPPO_004114125
`APL-UPPO_004178655-
`APL-UPPO_004178669
`APL-UPPO_000581861-
`APL-UPPO_000581872
`APL-UPPO_004121642-
`APL-UPPO_004121662
`APL-UPPO_000581840-
`APL-UPPO_000581860
`APL-UPPO_000580949-
`APL-UPPO_000580966
`POAP_00017046-
`POAP_00017083
`
`Bates Range
`APL-UPPO_004115688-
`APL-UPPO_004115963
`
`APL-UPPO_000565723-
`APL-UPPO_000565771
`
`2006/0018336
`
`01/26/2006
`
`Sutivong et al.
`
`Publication No.
`WO2006/019710
`
`PUBLICATIONS1
`
`02/23/2006
`
`Sutivong et al.
`
`No.
`1
`
`2
`
`Title, Author
` Wells, Multi-Gigabit Microwave and Millimeter-
`Wave: Wireless Communications (Artech House,
`Boston 2010)
` 3GPP TS 36.211 V2.0.0 (2007-09)
`
`Date
`2010
`
`Pages
`All
`
`09/24/2007 All
`
`
`1 Apple incorporates by reference the opening reports of its experts to establish the public
`availability of 3GPP and ETSI materials.
`
`3
`
`Optis Cellular Ex 2031-p. 5
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No.
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`Title, Author
` 3GPP, A Global Initiative, The Mobile Broadband
`Standard
` 3GPP TS 36.212 V2.0.0 (2007-09)
`
` Qualcomm Europe, Draft Change Request:
`36.212.v.8.0.0, 3GPP TSG-RAN #51, Document
`R1-075037
` Motorola, 3GPP TSG RAN WG1 #50, R1-
`073361, “Uplink channel interleaving”
` Qualcomm Europe, Rate matching details for
`control and data multiplexing, 3GPP TSG-RAN
`#50, Document R1-073269
` Qualcomm Europe, Details of control and data
`multiplexing in PUSCH, 3GPP TSG-RAN WG1
`#50-bis, Document R1-073926
` 3GPP TS 36.201 V2.0.0 (2007-09)
`
` 3GPP TS 36.213 V2.1.0 (2007-09)
`
` 3GPP TS 36.300 V8.1.0 (2006-06)
`
` LG Electronics, Inc., File History for U.S. Patent
`Application No. 12/209,136 (issued as U.S. Patent
`No. 8,102,833)
` Papasakellariou, et al., U.S. Provisional Patent
`Application No. 60/942,843 File History
` Samsung, Control Signaling Location in Presence
`of Data in E-UTRA UL, 3GPP TSG RAN #49,
`Document R1-073094
` Qualcomm Incorporated, U.S. Provisional Patent
`Application No. 60/819,268 File History
` Qualcomm Incorporated, U.S. Provisional Patent
`Application No. 60/954,299 File History
` LG Electronics, Inc., U.S. Provisional Patent
`Application No. 60/972,244 File History
` LG Electronics, Inc., U.S. Provisional Patent
`Application No. 60/987,427 File History
` LG Electronics, Inc., U.S. Provisional Patent
`Application No. 60/988,433 File History
` LG Electronics, Inc., Korean Application No. 10-
`2008-0068634
`
`Pages
`Date
`04/20/2020 All
`
`09/24/2007 All
`
`11/04/2007 All
`
`08/15/2007 All
`
`08/15/2007 All
`
`10/02/2007 All
`
`09/24/2007 All
`
`09/24/2007 All
`
`07/17/2007 All
`
`09/11/2008 All
`
`06/08/2007 All
`
`06/20/2007 All
`
`07/07/2006 All
`
`08/06/2007 All
`
`09/13/2007 All
`
`11/13/2007 All
`
`11/16/2007 All
`
`07/15/2008 All
`
`21
`
` 3GPP TSG RAN WG1 Meeting #50 Draft
`Agenda, Document R1-073240
`
`08/06/2007 All
`
`Bates Range
`APL-UPPO_004115236-
`APL-UPPO_004115239
`APL-UPPO_000565772-
`APL-UPPO_000565801
`APL-UPPO_000572668-
`APL-UPPO_000572695
`
`APL-UPPO_000579189-
`APL-UPPO_000579199
`APL-UPPO_000579183-
`APL-UPPO_000579188
`
`APL-UPPO_000579278-
`APL-UPPO_000579280
`
`APL-UPPO_000565710-
`APL-UPPO_000565722
`APL-UPPO_000565802-
`APL-UPPO_000565814
`APL-UPPO_000566210-
`APL-UPPO_000566315
`APL-UPPO_003010738-
`APL-UPPO_003011174
`
`APL-UPPO_004115240-
`APL-UPPO_004115258
`APL-UPPO_000579125-
`APL-UPPO_000579128
`
`APL-UPPO_000582640-
`APL-UPPO_000582654
`APL-UPPO_000582683-
`APL-UPPO_000582720
`APL-UPPO_003032791-
`APL-UPPO_003032843
`APL-UPPO_003032844-
`APL-UPPO_003032926
`APL-UPPO_003032927-
`APL-UPPO_003033013
`APL-UPPO_004115043-
`APL-UPPO_004115076;
`APL-UPPO_003009888-
`APL-UPPO_003009900
`APL-UPPO_004115966-
`APL-UPPO_004115968
`
`4
`
`Optis Cellular Ex 2031-p. 6
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No.
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`29
`
`30
`
`31
`
`32
`
`33
`
`34
`
`Title, Author
` GSMA, Global Mobile Communication is 20
`years old
` 3GPP TS 36.212 V8.0.0 (2007-09)
`
` Samsung Electronics Co., Ltd., File History for
`U.S. Patent Application No. 14/078,204 (issued as
`U.S. Patent No. 9,001,774)
` M. A. Beach, D. P. McNamara, P. N. Fletcher and
`P. Karlsson, MIMO-a solution for advanced
`wireless access?, 2001 Eleventh International
`Conference on Antennas and Propagation (IEE
`Conf. Publ. No. 480), Manchester, UK
` Samsung Electronics Co., Ltd., et al., Framework
`for Enabling Closed-loop MIMO for OFDMA,
`IEEE 802.16 Broadband Wireless Working Group,
`http://ieee802.org/16>, IEEE C802.16e-04/552r7
` IEEE 802.16-2004 Standard, IEEE Standard for
`Local and Metropolitan Area Networks Part 16:
`Air Interface for Fixed Broadband Wireless
`Access Systems,” IEEE Computer Society and the
`IEEE Microwave Theory and Techniques Society
` Motorola Labs, Signaling Methodologies to
`Support Closed-Loop Transmit Processing in TDD
`OFDMA, IEEE 802.16 Broadband Wireless
`Working Group, http://ieee802.org/16>, IEEE
`C802.16e-04/103r2
` Modern Dictionary of Electronics (7th ed.)
`
` Comprehensive Dictionary of Electrical
`Engineering
`
` Huseyin Arslan and Gregory E. Bottomley,
`Channel estimation in narrowband wireless
`communication systems, Wireless
`Communications and Mobile Computing
` Samsung Electronics Co., Ltd., File History for
`U.S. Patent Application No. 11/964,325 (issued as
`U.S. Patent No. 8,005,154)
` Translation of KR 10-2006-0133210 to Samsung
`Electronics Co., Ltd.
` Nortel, Open Loop and Closed Loop MIMO
`Operations, 3GPP2, C30-20061204-060
`
`Pages
`Date
`09/06/2007 All
`
`09/27/2007 All
`
`11/12/2013 All
`
`Bates Range
`APL-UPPO_004115328-
`APL-UPPO_004115333
`APL-UPPO_000004725-
`APL-UPPO_000004754
`POAP_00002941-
`POAP_00003234
`
`2001
`
`231-235
`vol. 1
`
`APL-UPPO_000571339-
`APL-UPPO_000571343
`
`01/26/2005 All
`
`APL-UPPO_000574867-
`APL-UPPO_000574896
`
`10/01/2004 All
`
`APL-UPPO_000566740-
`APL-UPPO_000567634
`
`07/07/2004 All
`
`APL-UPPO_000574832-
`APL-UPPO_000574866
`
`1999
`
`1998
`
`2001
`
`314
`
`669
`
`201
`
`12/26/2007 All
`
`12/22/2006 All
`
`All
`
`
`
`5
`
`APL-UPPO-
`A_000000076 - APL-
`UPPO-A_000000081
`APL-UPPO-
`A_000000020 - APL-
`UPPO-A_000000023
`APL-UPPO_000000001-
`APL-UPPO_0000000019
`
`POAP_00000001-
`POAP_00000178
`
`APL-UPPO_000584308-
`APL-UPPO_000584351
`APL-UPPO_000566452-
`APL-UPPO_000566466;
`APL-UPPO_003009265-
`APL-UPPO_003009279
`
`Optis Cellular Ex 2031-p. 7
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No.
`35
`
`36
`
`37
`
`38
`
`39
`
`40
`
`41
`
`42
`
`43
`
`44
`
`45
`
`46
`
`47
`
`48
`
`49
`
`50
`
`51
`
`52
`
`Title, Author
` B. Walke et al., UMTS: The Fundamentals (J.
`Wiley & Sons)
` Harri Holma and Antti Toskala, LTE for UMTS
`(Wiley and Sons)
` China Unicom, et al., Joint Proposal for 3GPP2
`Physical Layer for FDD Spectra, 3GPP2, C30-
`20060731-040R4
` J. Sanchez & M. Thiouneat, UMTS 146 (ISTE
`Ltd.)
`
` IEEE 802.16e-2005 Standard, “IEEE Standard for
`Local and Metropolitan Area Networks; Part 16:
`Air Interface for Fixed and Mobile Broadband
`Wireless Access Systems, Amendment 2: Physical
`and Medium Access Control Layers for Combined
`Fixed and Mobile Operation in Licensed Bands”
` Third Generation Partnership Project 2 (3GPP2)
`Working Procedures
` 3GPP2 Member Handbook
`
` Nortel, F-SCCH Signaling Enhancements, 3GPP2,
`C30-20060911-046
` 3GPP2, View Rosters, TSG-C Working Group 3
`at Montreal, PQ, Canada
` 3GPP2 TSG-C WG3 Meeting Minutes
`
` Contributions List for July 31, 2006 TSG-C WG3
`Meeting
` 3GPP2 Working Procedures v11.0
`
` Panasonic Corporation, File History for U.S.
`Patent Application No. 12/809,423 (issued as U.S.
`Patent No. 8,385,284)
`
` Matsushita Electric Industrial Co., Ltd., File
`History of EP. No. 2,073,419
` 3GPP TS 36.300 V8.2.0 (2007-09)
`
` 3GPP TS 36.212 V8.0.0 (2007-09)
`
` 3GPP TS 25.212 V7.6.0 (2007-09)
`
` 3GPP TS 36.321 V1.0.0 (2007-09)
`
`Date
`2003
`
`Pages
`All
`
`2009
`
`All
`
`07/31/2006 All
`
`2007
`
`All
`
`02/28/2006 All
`
`Bates Range
`APL-UPPO_004178681-
`APL-UPPO_004178775
`APL-UPPO_004120108-
`APL-UPPO_004120557
`APL-UPPO_000571628-
`APL-UPPO_000571711
`
`APL-UPPO_004178231-
`APL-UPPO_004178654
`
`
`APL-UPPO_000569425-
`APL-UPPO_000570288
`
`APL-UPPO_002851654-
`APL-UPPO_002851655
`APL-UPPO_002851600-
`APL-UPPO_002851609
`APL-UPPO_000571712-
`APL-UPPO_000571722
`APL-UPPO-002591031-
`APL-UPPO-002591035
`APL-UPPO_002888347-
`APL-UPPO_002888357
`APLUPPO_002582644
`
`APL-UPPO_002851620-
`APL-UPPO_002851687
`POAP_00014249-
`POAP_00014269;
`POAP_00014213-
`POAP_00014229
`APL-UPPO_003009283-
`APL-UPPO_003009492
`APL-UPPO_000009286-
`APL-UPPO_000009394
`POAP_00028595-
`POAP_00028624
`APL-UPPO_004175085-
`APL-UPPO_004175187
`POAP_00028638-
`POAP_00028655
`
`02/28/2006 All
`
`10/12/2006 All
`
`09/2006
`
`All
`
`07/31/2006 All
`
`12/04/2006 All
`
`07/31/2006 All
`
`02/28/2006 All
`
`08/16/2010 All
`
`12/20/2007 All
`
`10/05/2007 All
`
`09/27/2007 All
`
`09/25/2007 All
`
`09/10/2007 All
`
`6
`
`Optis Cellular Ex 2031-p. 8
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No.
`53
`
`Title, Author
` 3GPP TS 36.201 V8.0.0 (2007-09)
`
`Pages
`Date
`09/27/2007 All
`
`54
`
`55
`
`56
`
`57
`
`58
`
`59
`
`60
`
`61
`
`62
`
`63
`
`64
`
`65
`
`66
`
`67
`
`68
`
`69
`
`70
`
` 3GPP TS 36.212 V8.5.0 (2008-12)
`
` Ericsson, PDCCH contents – status from e-mail
`discussion, 3GPP TSG-RAN WG1 #50, R1-
`073809
` Panasonic, Joint Transport Format and RV
`signalling on PDCCH uplink assignments, 3GPP
`TSG RAN WG1#51bis, R1-080129
` RAN WG2, LS on NDI vs. RV, 3GPP TSG-RAN
`WG2 Meeting #60, R2-075481
` 3GPP TS 25.214 V7.6.0 (2007-09)
`
` 3GPP TS 25.302 V7.5.0 (2007-09)
`
` 3GPP TS 25.321 V7.6.0 (2007-09)
`
` 3GPP TR 25.858 V5.0.0 (2002-03)
`
` 3GPP TS 36.211 V8.0.0 (2007-09)
`
` Samsung, An efficient signaling on SCCH-HS and
`channel coding of SCCH-HS, 3GPP TSG-RAN
`Working Group 1 Meeting #23, R1-02-0051
` Ericsson, Signaling of Hybrid ARQ Redundancy
`Version, 3GPP TSG-RAN WG1 #23, R1-02-0080
` Secretary, Revised minutes of TSG RAN WG1
`#23 meeting, 3GPP TSG-RAN WG 1 meeting No.
`24, R1-02-0356
` Nokia, Implicit Redundancy Version for IR
`HARQ Scheme, 3GPP TSG-RAN WG1 Meeting
`#38bis, R1-041149
` NTT DoCoMo, et al., Coding Scheme of L1/L2
`Control Channel for E-UTRA Downlink, 3GPP
`TSG RAN WG1 LTE Ad Hoc, Cannes, France, 27
`– 30 June, 2006, R1-061672
` Discussion moderator (Ericsson), Notes from
`offline discussions on PDCCH contetns [sic],
`3GPP TSG-RAN WG1 #50, R1-073870
` Motorola, PDCCH Formats (A) for Scheduling
`Grants, 3GPP TSG RAN1 #51, R1-074587
` Nokia, et al., DL-CCH formats, 3GPP TSG RAN
`WG1 Meeting #51, R1-074873
`
`12/18/2008 All
`
`08/20/2007
`
`
`
`All
`
`01/09/2008 All
`
`All
`
`11/13/2007
`
`
`09/25/2007 All
`
`10/24/2007 All
`
`10/24/2007 All
`
`03/29/2002 All
`
`09/27/2007 All
`
`01/12/2002 All
`
`01/12/2002 All
`
`02/13/2002 All
`
`Bates Range
`APL-UPPO_000565815-
`APL-UPPO_000565827
`APL-UPPO_000005040-
`APL-UPPO_000005097
`APL-UPPO_004114040-
`
`
`APL-UPPO_000027852-
`APL-UPPO_000027854
`
`APL-UPPO_000028211
`
`APL-UPPO_000565378-
`APL-UPPO_000565461
`APL-UPPO_004175215-
`APL-UPPO_004175299
`APL-UPPO_004175300-
`APL-UPPO_004175445
`POAP_00028758-
`POAP_00028788
`APL-UPPO_000003409-
`APL-UPPO_000003458
`APL-UPPO_000577971-
`APL-UPPO_000577979
`
`APL-UPPO_000577980-
`APL-UPPO_000577981
`APL-UPPO_000028382-
`
`
`09/15/2004 All
`
`APL-UPPO_000577982
`
`06/20/2006 All
`
`APL-UPPO_000578147-
`APL-UPPO_000578165
`
`08/29/2007 All
`
`10/30/2007 All
`
`10/30/2007 All
`
`APL-UPPO_000027718-
`APL-UPPO_000027720
`
`APL-UPPO_000579302-
`APL-UPPO_000579305
`APL-UPPO_000579368-
`APL-UPPO_000579373
`
`7
`
`Optis Cellular Ex 2031-p. 9
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No.
`71
`
`72
`
`73
`
`74
`
`75
`
`76
`
`77
`
`78
`
`79
`
`80
`
`81
`
`82
`
`Title, Author
` Qualcomm Europe, PDCCH Formats and
`Contents, 3GPP TSG-RAN WG1 #51, R1-074951
` MCC Support, Draft Report of 3GPP TSG RAN
`WG1 #50 v0.2.0 (Athens, Greece, 20 – 24 August,
`2007), 3GPP TSG RAN WG1 Meeting #50b, R1-
`073896
` MCC Support, Report of 3GPP TSG RAN WG1
`#50b v1.0.0 (Shanghai, China, 8 – 12 October,
`2007), 3GPP TSG RAN WG1 Meeting #51, R1-
`075054
` MCC Support, Draft Report of 3GPP TSG RAN
`WG1 #51 v1.0.0 (Jeju, South Korea, 5 – 9
`November, 2007), 3GPP TSG RAN WG1 Meeting
`#51b, R1-080002
` G. Harvey, Excel Workshop for Dummies, Wiley
`(1st ed.)
` 3GPP, “LTE”,
`https://www.3gpp.org/technologies/keywordsacro
`nyms/98-lte
` Telesystem Innovations, Inc., LTE in a Nutshell:
`The Physical Layer (https://home.zhaw.ch/kunr/
`NTM1/literatur/LTE%20in%20a%20Nutshell%20
`-%20Physical%20Layer.pdf)
` 3GPP TS 36.213 V8.5.0 (2008-12)
`
` Donald E. Knuth, The Art of Computer
`Programming, Volume 2 / Seminumerical
`Algorithms (excerpted)
` Aaron Schlege, Linear Congruential Generator for
`Pseudo-random Number Generation with R,
`https://aaronschlegel.me/linear-
`congruentialgenerator-r.html
` Motorola, “Search Space Definition for L1/L2
`Control Channels,” 3GPP TSG RAN1#50, R1-
`073373
` Ericsson, “PDCCH blind decoding—Outcome
`of offline discussions,” 3GPP TSG RAN1 #52,
`R1-081101
`
`Pages
`Date
`10/30/2007 All
`
`10/02/2007 All
`
`Bates Range
`APL-UPPO_000579376-
`APL-UPPO_000579382
`APL-UPPO_000027721-
`APL-UPPO_000027779
`
`11/13/2007 All
`
`APL-UPPO_000022427-
`APL-UPPO_000022488
`
`01/29/2008 All
`
`APL-UPPO_000022489-
`
`
`2006
`
`2019
`
`2010
`
`All
`
`All
`
`All
`
`APL-UPPO_004177306-
`APL-UPPO_004177313
`APL-UPPO_002591487-
`APL-UPPO_002591490
`
`APL-UPPO_004114011
`
`APL-UPPO_000006697-
`APL-UPPO_000006770
`APL-UPPO_000575191-
`APL-UPPO_000575369;
`Physical textbook exhibit
`APL-UPPO_004177349-
`APL-UPPO_004177353
`
`POAP_00011886-
`POAP_00011896
`
`POAP_00011914-
`POAP_00011920;
`APL-UPPO_000579430-
`APL-UPPO_000579436;
`POAP_00000179, (’332
`File History) at
`POAP_00000520-
`POAP _00000526
`
`12/22/2008 All
`
`1969 &
`1981
`
`All
`
`01/05/2018 All
`
`08/15/2007 All
`
`02/15/2008 All
`
`8
`
`Optis Cellular Ex 2031-p. 10
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No.
`83
`
`84
`
`85
`
`86
`
`87
`
`88
`
`89
`
`90
`
`91
`
`92
`
`93
`
`94
`
`95
`
`96
`
`97
`
`Title, Author
` Pierre L’Ecuyer, “Efficient and Portable
`Combined Random Number Generators,”
`Communications of the ACM, Vol. 31, No. 6
` Thomas H. Cormen, et al., Introduction to
`Algorithms, Second Edition
` Nokia, et al., Text Proposal for IPDL, 3GPP TSG-
`RAN Working Group 1 meeting #9, R1-99k71
` LG Electronics, “Randomization Function for
`PDCCH search space”, 3GPP TSG RAN
`WG1#52bis, R1-081567
` Mitsubishi Electric, “Blind detection complexity
`reduction with UE specific PDCCH scrambling,”
`3GPP TSG RAN WG1 #51bis meeting, R1-
`080405
` Motorola, “Search Space Definition: Reduced
`PDCCH Blind Detection for Split PDCCH Search
`Space,” 3GPP TSG RAN1#50bis, R1-073996
`
` Motorola, “Search Space Definition: Reduced
`PDCCH Blind Detection for Split PDCCH Search
`Space,” 3GPP TSG RAN1#51, R1-074583
` NEC Group, “DL Control Channel Structure: CCE
`Aggregation and Blind Detections,” TSG-RAN
`WG1#50, R1-073456
` Panasonic, “System Level Analysis for CCE
`Aggregation Size Dependent Transport Format
`Signaling,” 3GPP TSG-RAN WG1 Meeting #51,
`R1-074910
` Qualcomm Europe, “Remaining issues on PDCCH
`search space definitions,” 3GPP TSG RAN1
`#52bis, R1-081481
` Samsung, Configuration of PDCCH Monitoring
`Set, 3GPP TSG RAN WG1 Meeting #51bis, R1-
`080028
` Philips, et al., Configuration of PDCCH blind
`decoding sets, 3GPP TSG RAN WG1 Meeting
`#52, R1-080819
` Philips, Analysis of search space design for
`PDCCH blind decoding, 3GPP TSG RAN WG1
`Meeting #52bis , R1-081504
` Samsung, “UE-specific search space”, 3GPP TSG
`RAN WG1 Meeting #52bis, R1-081212
` Daewon Lee Email to Dr. Tim Mousley et al., at
`3GPP_TSG_RAN_WG1@LIST.ETSI.ORG
`
`Pages
`Date
`June 1988 All
`
`08/13/2001 All
`
`12/28/1999 All
`
`04/09/2008 All
`
`01/09/2008 All
`
`10/03/2007 All
`
`10/30/2007 All
`
`08/15/2007 All
`
`10/30/2007 All
`
`03/27/2008 All
`
`01/08/2008 All
`
`02/06/2008 All
`
`03/26/2008 All
`
`03/26/2008 All
`
`03/27/2008 All
`
`9
`
`Bates Range
`APL-UPPO_000576815-
`APL-UPPO_000576823
`
`APL-UPPO_000572601-
`APL-UPPO_000572646
`APL-UPPO_000579559-
`APL-UPPO_000579563
`POAP_00011924-
`POAP_00011939
`
`POAP_00011906-
`POAP_00011913
`
`APL-UPPO_002491587-
`APL-UPPO_002491590;
`POAP_00011902-
`POAP_00011902
`APL-UPPO_004113340
`
`POAP_00011897-
`POAP_00011897;
`POAP_00049608
`https://www.3gpp.org/ftp
`/tsg_ran/wg1_rl1/tsgr1_5
`1/Docs/R1-074910.zip
`
`APL-UPPO_000027917-
`APL-UPPO_000027919
`
`APL-UPPO_000579389-
`APL-UPPO_000579391
`
`APL-UPPO_003033028-
`APL-UPPO_003033029
`
`APL-UPPO_000027920-
`APL-UPPO_000027924
`
`APL-UPPO_000027906-
`APL-UPPO_000027912
`APL-UPPO_000576832-
`APL-UPPO_000576845
`
`Optis Cellular Ex 2031-p. 11
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No.
`98
`
`99
`
`100
`
`101
`
`102
`
`103
`
`104
`
`105
`
`106
`
`107
`
`108
`
`109
`
`110
`
`111
`
`112
`
`113
`
`Title, Author
` LG Electronics, Inc., U.S. Provisional Patent
`Application No. 61/037,000 File History
` LG Electronics, Inc., File History for U.S. Patent
`Application No. 12/963,570 (issued as U.S. Patent
`No. 8,019,332)
` 3GPP TS 36.213 V8.3.0 (2008-05)
`
` Samsung et al., “36.213 CR0043 (Rel-8, F)
`Clarification on tree structure of CCE
`aggregations”, 3GPP TSG RAN WG1 #53bis, R1-
`082645
` LG Electronics, Inc., U.S. Provisional Patent
`Application No. 61/029,576 File History
` Samsung, “Configuration of PDCCH candidate
`sets for the control of blind decoding attempts”,
`3GPP TSG RAN WG1 Meeting #52, R1-080675
` Samsung, Configuration of PDCCH Monitoring
`Set, 3GPP TSG RAN WG1 Meeting #50, R1-
`073536
` Panasonic, CCE aggregation size and transport
`format signaling, 3GPP TSG-RAN WG1 Meeting
`#50, R1-073608
` ZTE, CCE allocation scheme in PDCCH for
`efficient blind detection, 3GPP TSG-RAN WG1
`#51, R1-074559
` NEC Group, DL Control Channel Structure: CCE
`Aggregation and Blind Detections, 3GPP TSG-
`RAN WG1#51, R1-074713
` Qualcomm Europe, PDCCH Blind Decodes, 3GPP
`TSG RAN1 #51, R1-074959
` NEC Group, Downlink CCE Aggregation and
`Blind Detections, 3GPP TSG-RAN WG1#52, R1-
`081017
`
` LGE, “Way Forward on Hashing Function
`Definition” presentation, 3GPP TSG-RAN
`WG1#52b, R1-081675
` 3GPP TS 36.213 V8.1.0 (2007-11)
`
` LG Electronics, Inc., Korean Patent Application
`No. 10-2008-0068633
` LG Electronics, Inc., File History for U.S. Patent
`Application No. 12/252,270 (issued as U.S. Patent
`No. 7,873,004)
`
`Pages
`Date
`03/17/2008 All
`
`12/08/2010 All
`
`06/18/2008 All
`
`07/02/2008 All
`
`02/19/2008 All
`
`02/05/2008 All
`
`Bates Range
`APL-UPPO_002496854-
`APL-UPPO_002496943
`POAP_00000179-
`POAP_00000680
`
`APL-UPPO_000006487-
`APL-UPPO_000006531
`APL-UPPO_003033132-
`APL-UPPO_003033134
`
`APL-UPPO_002496801-
`APL-UPPO_002496853
`POAP_00040506-
`POAP_00040510
`
`08/15/2007 All
`
`APL-UPPO_004113337
`
`08/15/2007 All
`
`APL-UPPO_004113338
`
`10/31/2007 All
`
`APL-UPPO_004113339
`
`10/30/2007 All
`
`APL-UPPO_004113341
`
`10/30/2007 All
`
`APL-UPPO_004113342
`
`02/06/200 All
`
`04/04/2008 All
`
`12/18/2007 All
`
`07/15/2008 All
`
`10/15/2008 All
`
`https://www.3gpp.org/ftp
`/tsg_ran/WG1_RL1/TSG
`R1_52/Docs/R1-
`081017.zip
`APL-UPPO_000579552-
`
`
`APL-UPPO_000006393-
`APL-UPPO_000006409
`APL-UPPO_002569294-
`APL-UPPO_002569353
`APL-UPPO_002497329-
`APL-UPPO_002497781
`
`10
`
`Optis Cellular Ex 2031-p. 12
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No.
`114
`
`115
`
`116
`
`117
`
`118
`
`119
`
`Title, Author
` Patent Prosecution Highway (PPH) – Fast Track
`Examination of Applications
`(https://www.uspto.gov/patents-
`gettingstarted/international-
`protection/patentprosecution-highway-pph-fast-
`track).)
` LG Electronics, Inc., U.S. Provisional Patent
`Application No. 61/038,056 File History
` Kernighan, B. & Ritchie, D. M., The C
`Programming Language, Prentice Hall (2d ed.)
` ETSI SAGE 3GPP Standard Algorithms Task
`Force, Public Report, “Security Algorithms Group
`of Experts (SAGE) Report on the Evaluation of
`3GPP Standard Confidentiality and Integrity
`Algorithms,” S3-000104
` IEEE, MBFDD and MBTDD: Proposed Draft Air
`Interface Specification, C802.20-06/04
` ETSI TS 102.176-1 V2.1.1 (2011-07)
`
`120
`
` ETSI, “ETSI Rules of Procedure, 29 March 2007” 03/27/2007 All
`
`121
`
`122
`
`123
`
`124
`
`125
`
`126
`
`127
`
`128
`
`129
`
`130
`
` LG Electronics, Inc., “IPR Information Statement
`and Licensing Declaration”
` 3GPP TS 25.214 V15.0.0 (2017-09)
`
`03/12/2009 All
`
`09/25/2017 All
`
` MCC Support, Draft Report of 3GPP TSG RAN
`WG1 #52 v0.1.0 (Sorrento, Italy, 11 – 15
`February, 2008), 3GPP TSG RAN WG1 Meeting
`#52bis
` 3GPP TS 36.321 V8.8.0 (2009-12)
`
` Daniel Zwillinger, Standard Mathematical Tables
`and Formulae (CRC Press, 31st ed.)
` Motorola, “PDCCH Search Space Assignment
`Hashing Function,” 3GPP TSG RAN1 #52bis, R1-
`081289
` LG Electronics, Inc., U.S. Provisional Patent
`Application No. 61/045,970 File History
` LG Electronics, Inc., U.S. Provisional Patent
`Application No. 61/033,725 File History
` James E. Gentle, Random Number Generation
`and Monte Carlo Methods (2d. Ed.)_
` Harris, et al., U.S. Provisional Patent Application
`No. 60/781,527 File History
`
`02/19/2008 All
`
`12/28/2009 All
`
`2003
`
`All
`
`03/27/2008 All
`
`04/18/2008 All
`
`04/04/2008 All
`
`2003
`
`All
`
`03/10/2006 All
`
`11
`
`Pages
`Date
`03/24/2020 All
`
`Bates Range
`APL-UPPO_004113329-
`APL-UPPO_004113333
`
`03/08/2008 All
`
`1988
`
`All
`
`12/22/1999 All
`
`APL-UPPO_003009162-
`APL-UPPO_003009228
`APL-UPPO_004113041-
`APL-UPPO_004113328
`APL-UPPO_004177185-
`APL-UPPO_004177213
`
`01/06/2006 All
`
`07/30/2011 All
`
`APL-UPPO_000571723-
`APL-UPPO_000572527
`APL-UPPO_004177214-
`APL-UPPO_004177279
`APL-UPPO_002588572-
`APL-UPPO_002588577
`POAP_00018203-
`POAP_00018225
`APL-UPPO_001035761-
`APL-UPPO_001035901
`APL-UPPO_000018591-
`APL-UPPO_000018655;
`
`
`APL-UPPO_002888637-
`APL-UPPO_002888683
`APL-UPPO_004114186-
`APL-UPPO_004115042
`APL-UPPO_000027913-
`APL-UPPO_000027916
`
`APL-UPPO_000566688-
`APL-UPPO_000566733
`APL-UPPO_000566643-
`APL-UPPO_000566687
`APL-UPPO_004113344-
`APL-UPPO_004113738
`APL-UPPO_000566467-
`APL-UPPO_000566531
`
`Optis Cellular Ex 2031-p. 13
`Apple v Optis Cellular
`IPR2020-00465
`
`

`

`No.
`131
`
`132
`
`133
`
`134
`135
`136
`137
`138
`139
`140
`141
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`142
`143
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`144
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`145
`
`146
`
`147
`
`148
`
`149
`
`150
`
`Title, Author
` Tan, et al., U.S. Provisional Patent Application
`No. 60/759,697 File History
` NTT DoCoMo et al., “Orthogonal Pilot Channel
`Structure in E-UTRA Uplink,” 3GPP TSG-RAN
`WG1 LTE Ad Hoc Meeting, Helsinki, Finland, 23
`– 25 January, 2006, R1-060046
` 3GPP TS 36.300 V8.8.0 (2009-03)
`
` 3GPP TS 36.300 V8.0.0 (2007-03)
` 3GPP TS 25.211 V3.1.1 (1999-12)
` 3GPP TS 25.331 V6.8.0 (2005-12)
` 3GPP TS 25.214 V3.2.0 (2000-03)
` 3GPP TS 25.331 v3.10.0 (2002-03)
` 3GPP TS 25.321 v. 6.7.0 (2005-12)
` 3GPP TS 25.213 v.6.4.0 (2005-09)
` 3GPP TS 25.214 v6.7.1 (2005-12)
`
` 3GPP TS 25.321 v3.2.0 (1999-12)
` Motorola, “RACH Design for EUTRA,” 3GPP
`TSG RAN1#43, R1-060025
` NTT DoCoMo et al., “Random Access
`Transmission in E-UTRA Uplink,” 3GPP TSG-
`RAN WG1 LTE Ad Hoc Meeting, Helsinki,
`Finland, 23 – 25 January, 2006, R1-060047
` Qualcomm Europe, “Principles of RACH,” 3GPP
`TSG-RAN WG1 LTE #44, R1-060480
` Huawei, “EUTRA RACH preambles,” 3GPP TSG
`RAN WG1 LTE Ad Hoc, Helsinki, Finland,
`January 23-25, 2006, R1-060226
` LG Electronics(rapporteur), “‘Email discussion
`“Information of preamble for unsynchronized
`random access,’” 3GPP TSG RAN WG2 Meeting
`#54, R2-062456
` Panasonic, “Random access burst evaluation in
`EUTRA uplink,” TSG-RAN WG1 Meeting#44bis,
`R1-060792
` NTT DoCoMo et al, “Random Access Channel
`Structure for E-UTRA Uplink,” 3GPP TSG RAN
`WG1 Meeting #45, R1-061184
` JPO, JP 2008506313 Prosecution History,
`Certified Translation
`
`151
`
` JPO, Certified Copy of Japanese Patent
`Application No. 2006-076995 Submitted to the IB
`
`Pages
`Date
`01/17/2006 All
`
`01/19/2006 All
`
`Bates Range
`APL-UPPO_000580476-
`APL-UPPO_000580529
`APL-UPPO_000578040-
`APL-UPPO_000578047
`
`04/03/2009 All
`
`04/06/2007 All
`01/17/2000 All
`12/21/2005 All
`04/08/2000 All
`03/25/2002 All
`12/20/2005 All
`09/28/2005 All
`12/12/2005 All
`
`12/24/1999 All
`01/18/2006 All
`
`01/19/2006 All
`
`02/08/2006 All
`
`01/18/2006 All
`
`08/23/2006 All
`
`03/21/2006 All
`
`05/02/2006 All
`
`11/22/2011
`06/07/2011
`08/30/2011
`
`
`All
`
`All
`
`APL-UPPO_000010057-
`APL-UPPO_000010213
`POAP_00041858
`APL-UPPO_004116863
`APL-UPPO_004116874
`APL-UPPO_004116867
`APL-UPPO_004116872
`APL-UPPO_004116870
`APL-UPPO_004116865
`APL-UPPO_003032731-
`APL-UPPO_003032790
`APL-UPPO_004116869
`APL-UPPO_004113334
`
`APL-UPPO_000584395-
`APL-UPPO_000584402
`
`APL-UPPO_000026246-
`APL-UPPO_000026252
`APL-UPPO_000578056-
`APL-UPPO_000578063
`
`APL-UPPO_000028100-
`APL-UPPO_000028103
`
`APL-UPPO_000026360-
`APL-UPPO_000026366
`
`APL-UPPO_000026470-
`APL-UPPO_000026482
`
`APL-UPPO_003008855-
`APL-UPPO_003008866
`
`AP