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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`____________
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`JUNIPER NETWORKS, INC. & PALO ALTO NETWORKS, INC.
`
`Petitioner,
`
`v.
`
`PACKET INTELLIGENCE LLC
`
`Patent Owner.
`
`____________
`
`Case IPR2020-00337
`
`U.S. Patent No. 6,771,646
`
`____________
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`PETITIONER’S UPDATED EXHIBIT LIST
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`IPR2020-00337
`U.S. Patent No. 6,771,646
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`UPDATED LIST OF EXHIBITS
`
`Description
`Exhibit
`U.S. Patent No. 6,651,099 (“the ’099 Patent”)
`1001
`1002 U.S. Patent No. 6,665,725 (“the ’725 Patent”)
`1003 U.S. Patent No. 6,771,646 (“the ’646 Patent”)
`1004 U.S. Patent No. 6,839,751 (“the ’751 Patent”)
`1005 U.S. Patent No. 6,954,789 (“the ’789 Patent”)
`1006 Declaration of Dr. Jon B. Weissman
`1007
`Curriculum vitae of Dr. Weissman
`1008 U.S. Patent No. 6,412,000 (“Riddle”)
`1009
`PCT Publication WO 92/19054 (“Ferdinand”)
`1010
`RFC 1945 - Hypertext Transfer Protocol -- HTTP/1.0 (“RFC1945”)
`1011 U.S. Patent No. 6,625,150 (“Yu”)
`1012
`Provisional Patent Application No. 60/112,859 (“the ’859 Provi-
`sional”)
`PCT Publication WO 97/23076 (“Baker”)
`1013
`1014 U.S. Patent No. 5,740,175 (“Wakeman”)
`1015 U.S. Patent No. 5,805,808 (“Hasani”)
`1016
`Provisional Patent Application No. 60/141,903 (“the ’903 Provi-
`sional”)
`File History for U.S. Patent No. 6,651,099
`File History for U.S. Patent No. 6,665,725
`File History for U.S. Patent No. 6,771,646
`
`1017
`1018
`1019
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`1
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`
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`1024
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`1025
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`1026
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`Exhibit
`1020
`
`IPR2020-00337
`U.S. Patent No. 6,771,646
`
`1021
`1022
`1023
`
`Description
`File History for U.S. Patent No. 6,771,646 – February 10, 2004, Re-
`sponse to Office Action
`File History for U.S. Patent No. 6,839,751
`File History for U.S. Patent No. 6,954,789
`Certified Translation of German Federal Patent Court Nos. 2Ni 26/16
`(EP) and 2(Ni 46/16) (July 12, 2018)
`Provisional Patent Application No. 60/066,864 (“the ’864 Provi-
`sional”)
`Redline showing a comparison of Riddle to Provisional Patent Appli-
`cation No. 60/066,864
`Claim Chart comparing claims 1, 8, and 11 of Riddle to the specifica-
`tion of Provisional Patent Application No. 60/066,864
`1027 U.S. Patent Application 08/977,642 (“Packer Application”)
`1028 U.S. Patent Application 09/198,051 (“the ’051 Application”)
`1029 U.S. Patent No. 5,802,106
`1030 U.S. Patent No. 6,038,216
`1031 U.S. Patent No. 6,046,980 (“Packer”)
`1032
`PointCast Inc. is Testing a New Screen-Saver Product, The Wall
`Street Journal (April 15, 1996)
`1033 Gillin, Paul. Editorial, Computer World (May 13, 1996)
`1034
`Sneider, Daniel. Redefining News in the Era of Internet By Blending
`Print and Television, Silicon Valley Start-up Shakes up Traditional
`View of News, The Christian Science Monitor (June 26, 1996)
`PointCast Inc. 1998 SEC Filings
`1035
`1036 U.S. Patent No. 6,807,558
`1037
`RFC 765 – File Transfer Protocol (“RFC765”)
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`2
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`
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`IPR2020-00337
`U.S. Patent No. 6,771,646
`
`Exhibit
`1038
`1039
`1040
`1041
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`1042
`1043
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`1044
`1045
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`1046
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`1047
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`1048
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`1049
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`1050
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`1051
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`1052
`
`Description
`RFC 791 – Internet Protocol (“RFC791”)
`RFC 793 – Transmission Control Protocol (“RFC793”)
`RFC 1543 – Instructions to RFC Authors (“RFC1543”)
`RFC 2026 – The Internet Standards Process – Revision 3
`(“RFC2026”)
`RFC 2616 – Hypertext Transfer Protocol – HTTP/1.1 (“RFC2616”)
`International Standard ISO/IEC 7498 – Information Processing Sys-
`tems – Open Systems Interconnection – Basic Reference Model –
`Part 4: Management Framework (Nov. 15, 1989)
`Internet Archive Affidavit for RFC1945
`Internet Archive Affidavit for RFC 1889 – RTP: A Transport Proto-
`col for Real-Time Applications (“RFC1889”)
`Internet Archive Affidavit for RFC 2326 – Real Time Streaming Pro-
`tocol (RTSP) (“RFC2326”)
`Chart comparing Yu to Provisional Patent Application No.
`60/112,859
`Claim Chart comparing Yu’s claim 1 to the Provisional Patent Appli-
`cation No. 60/112,859
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00769, Pa-
`per No. 10 (Opposition to Request for Rehearing) (September 15,
`2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00450, Pa-
`per No. 6 (Preliminary Response) (April 28, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00451, Pa-
`per No. 6 (Preliminary Response) (April 28, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00629, Pa-
`per No. 6 (Preliminary Response) (April 28, 2017)
`
`3
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`
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`IPR2020-00337
`U.S. Patent No. 6,771,646
`
`Exhibit
`1053
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`1054
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`1055
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`1056
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`1057
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`1058
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`1059
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`1060
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`1061
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`1062
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`1063
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`1064
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`1065
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`1066
`
`Description
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00630, Pa-
`per No. 6 (Preliminary Response) (April 28, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00769, Pa-
`per No. 6 (Preliminary Response) (April 28, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00862, Pa-
`per No. 6 (Preliminary Response) (June 5, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00450, Pa-
`per No. 8 (Decision) (July 26, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00451, Pa-
`per No. 8 (Decision) (July 26, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00629, Pa-
`per No. 8 (Decision) (July 26, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00630, Pa-
`per No. 9 (Decision) (July 26, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00769, Pa-
`per No. 8 (Decision) (July 26, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00862, Pa-
`per No. 8 (Decision) (July 26, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00863, Pa-
`per No. 6 (Decision) (August 31, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00863, Pa-
`per No. 8 (Notice of Abandonment) (Dec. 1, 2017)
`Sandvine Corp. v. Packet Intelligence, LLC, No. IPR2017-00863, Pa-
`per No. 9 (Adverse Judgment) (Dec. 20, 2017)
`Nokia Corp. v. Packet Intelligence, LLC, No. IPR2019-01289,
`EX1006 (Declaration of Dr. Kevin Jeffay)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 55-21 (Packet Intelligence
`Technology Tutorial) (January 20, 2017)
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`4
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`IPR2020-00337
`U.S. Patent No. 6,771,646
`
`Exhibit
`1067
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`1068
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`1069
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`1070
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`1071
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`1072
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`1073
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`1074
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`1075
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`1076
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`Description
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 66 (Claim Construction
`Memorandum and Order) (March 14, 2017)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 244 (Transcript of Pro-
`ceedings held Oct. 10, 2017 AM Session) (October 17, 2017)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 250 (Transcript of Pro-
`ceedings held Oct. 12, 2017 PM Session) (October 17, 2017)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 314 (NetScout’s JMOL of
`No Infringement) (October 5, 2018)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 314-1 (Declaration of Mi-
`chael Lyons) (October 5, 2018)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 314-4 (Excerpts of Russell
`Dietz’s Demonstrative Slides) (October 5, 2018)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 323-1 (Declaration of Ste-
`ven Udick) (October 26, 2018)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 323-2 (Excerpts from Dr.
`Kevin Almeroth’s Direct Testimony Demonstrative Slides) (October
`26, 2018)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 324-1 (Declaration of Sa-
`daf R. Abdullah) (October 26, 2018)
`Packet Intelligence LLC, v. NetScout Systems, Inc. et al., E.D. Tex.
`Case No. 2:16-CV-230-JRG, Docket Item 324-2 (Dr. Kevin Alme-
`roth’s Rebuttal Testimony Demonstrative Slides) (October 26, 2018)
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`5
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`IPR2020-00337
`U.S. Patent No. 6,771,646
`
`Exhibit
`1077
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`1078
`
`1079
`
`Description
`Packet Intelligence LLC, v. Ericsson Inc. et al., E.D. Tex. Case No.
`2:18-CV-00381-JRG, Docket Item 74 (Joint Claim Construction and
`Prehearing Statement) (June 7, 2019)
`Packet Intelligence LLC, v. Cisco Systems, Inc., E.D. Tex. Case No.
`2:14-CV-252-JRG, Docket Item 89 (Packet Intelligence LLC’s Open-
`ing Claims Construction Brief) (January 26, 2015)
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, Joint Claim Construction and Prehearing State-
`ment (December 17, 2019)
` Patent Trial and Appeal Board Consolidated Trial Practice Guide
`(November 2019)
`Chart of third-parties’ previously-proposed terms subject to §112(6)
`and corresponding structure
`Table Comparing Claims 1, 10, and 17 of the ’725 Patent
`1082
`1083 Declaration of Joseph Edell
`1084
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, August 20, 2019 Case Management Conference
`Transcript
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, Docket Item 35 (Pretrial Order) (September 3,
`2019)
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, Packet Intelligence LLC’s Disclosure Of As-
`serted Claims And Infringement Contentions To Palo Alto Networks,
`Inc. (September 24, 2019)
`Packet Intelligence LLC v. Juniper Networks, Inc., N.D. Cal. Case
`No. 3:19-cv-04741, Packet Intelligence LLC’s Disclosure Of As-
`serted Claims And Infringement Contentions To Juniper Networks,
`Inc. (January 23, 2020)
`
`1086
`
`1080
`
`1081
`
`1085
`
`1087
`
`6
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`
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`IPR2020-00337
`U.S. Patent No. 6,771,646
`
`Exhibit
`1088
`
`1089
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`1090
`
`1091
`
`1092
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`1093
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`1094
`1095
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`1096
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`1097
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`1098
`
`1099
`
`Description
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, Docket Item 49 (Joint Subsequent Case Manage-
`ment Statement) (December 31, 2019)
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, Docket Item 50 (Civil Minutes) (January 7, 2020)
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, January 8, 2020 Docket Entry
`Packet Intelligence LLC v. Juniper Networks, Inc., N.D. Cal. Case
`No. 3:19-cv-04741, Docket Item 38 (Civil Minutes) (January 7, 2020)
`Packet Intelligence LLC v. Juniper Networks, Inc., N.D. Cal. Case
`No. 3:19-cv-04741, Docket Item 48 (Stipulated First Amended
`Scheduling Order) (March 29, 2020)
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, Docket Item 62 (Order Granting Palo Alto Net-
`works’ Proposed Modification to the Scheduling Order) (May 15,
`2020)
`Packet Intelligence Letter to Palo Alto Networks (January 18, 2019)
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, Docket Item 18 (Defendant and Counterclaimant
`Packet Intelligence LLC’s Answer and Counterclaims) (July 2, 2019)
`Palo Alto Networks, Inc. v. Packet Intelligence LLC, N.D. Cal. Case
`No. 3:19-cv-02471, Docket Item 27 (Joint Case Management State-
`ment) (August 13, 2019)
`Packet Intelligence LLC v. Juniper Networks, Inc., N.D. Cal. Case
`No. 3:19-cv-04741, Complaint (August 13, 2019)
`J&K IP Assets, LLC v. Armaspec, Inc., No. 17-cv-07308-WHO, Dkt.
`No. 45 (N.D. Cal. Apr. 24, 2019)
`J&K IP Assets, LLC v. Armaspec, Inc., No. 17-cv-07308-WHO, Dkt.
`No. 61 (N.D. Cal. September 12, 2019)
`
`7
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`Exhibit
`1100
`
`IPR2020-00337
`U.S. Patent No. 6,771,646
`
`1101
`
`Description
`Packet Intelligence, LLC v. Sandvine Corp., E.D. Tex. Case No. 2:16-
`cv-00147, Docket Item 1 (Packet Intelligence LLC’s Complaint For
`Patent Infringement) (February 17, 2016)
`Packet Intelligence, LLC v. Sandvine Corp., E.D. Tex. Case No. 2:16-
`cv-00147, Docket Item 39 (Verdict Form) (November 9, 2017)
`Packet Intelligence, LLC v. Sandvine Corp., E.D. Tex. Case No. 2:16-
`cv-00147, Docket Item 66 (Final Judgment) (February 9, 2018)
`1112 Declaration of Andrew Radsch
`1113
`Petitioner’s Demonstratives
`
`1102
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`8
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`Dated: June 4, 2021
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`IPR2020-00337
`U.S. Patent No. 6,771,646
`
`By: /Scott A. McKeown/
`Scott A. McKeown
`Reg. No. 42,866
`ROPES & GRAY LLP
`2099 Pennsylvania Avenue, NW
`Washington, D.C. 20006-6807
`Phone: +1-202-508-4740
`Fax: +1-617-235-9492
`scott.mckeown@ropesgray.com
`
`9
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`IPR2020-00337
`U.S. Patent No. 6,771,646
`CERTIFICATE OF SERVICE
`The undersigned certifies that a copy of the foregoing PETITIONER’S
`
`UPDATED EXHIBIT LIST and EXHIBIT 1113 was served via electronic mail to
`
`the following attorneys of record for the Patent Owner listed below:
`
`R. Allan Bullwinkel – Lead Counsel
`Reg. No. 77,630
`Heim Payne & Chorush, LLP
`1111 Bagby Street, Suite 2100
`Houston, TX 77002
`Telephone: 713-221-2000
`Facsimile: 713-221-2021
`abullwinkel@hpcllp.com
`
`Michael F. Heim – Back-Up Counsel
`Reg. No. 32,702
`Heim Payne & Chorush, LLP
`1111 Bagby Street, Suite 2100
`Houston, TX 77002
`Telephone: 713-221-2000
`Facsimile: 713-221-2021
`mheim@hpcllp.com
`
`
`Dated: June 4, 2021
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`By: /Jonathan Bradford/
`Name: Jonathan Bradford
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