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`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________
`
`PFIZER INC.,1
`Petitioner,
`
`v.
`
`NOVO NORDISK A/S,
`Patent Owner.
`______________
`
`Case IPR2020-003242
`Patent 8,114,833
`______________
`
`
`PATENT OWNER’S UPDATED LIST OF EXHIBITS
`
`
`
`
`
`
`1 The proceeding has been terminated as to the original petitioner, Mylan
`Institutional LLC. Paper 67.
`2 IPR2020-01252 has been joined with this proceeding. Paper 33.
`
`

`

`IPR2020-00324
`Patent 8,114,833
`
`DESCRIPTION
`Declaration of Ryan P. Johnson in Support of Patent Owner’s
`Motion for Admission Pro Hac Vice of Ryan P. Johnson Under 37
`C.F.R. § 42.10(c)
`Declaration of Laura T. Moran in Support of Patent Owner’s Motion for
`Admission Pro Hac Vice of Laura T. Moran Under 37 C.F.R. § 42.10(c)
`Chien-Hua Niu, FDA Perspective on Peptide Formulation and
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`Degradation, in PHARMACEUTICAL FORMULATION
`DEVELOPMENT OF PEPTIDES AND PROTEINS 70 (Sven Frokjaer
`& Lars Hovgaard eds.,2000) (“Goolcharran”)
`Mark C. Manning et al., Stability of Protein Pharmaceuticals, 6
`PHARM. RESEARCH 903 (1989) (“Manning”)
`R.W. Payne, et al., Peptide Formulation: Challenges and Strategies,
`INNOVATIONS PHARM. TECH. 64 (2009) (“Payne”)
`E.T. Kaiser et al., Secondary structures of proteins and peptides in
`amphiphilic environments (A Review), 80 PROC. NATL. ACAD. SCI.
`USA 1137 (1983) (“Kaiser”)
`Dean K. Clodfelter et al., Effects of Non-Covalent Self-Association
`on the Subcutaneous Absorption of a Therapeutic Peptide, 15
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`Eva Y. Chi et al., Physical Stability of Proteins in Aqueous Solution:
`Mechanism and Driving Forces in Nonnative Protein Aggregation,
`20 PHARM. RESEARCH 1325 (2003) (“Chi”)
`U.S. Patent No. 5,932,547
`Lotte Knudsen, et al., Potent Derivatives of Glucagon-like Peptide-1
`with Pharmacokinetic Properties Suitable for Once Daily
`Administration, 43 J. MED. CHEM. 1664 (2000) (“Knudsen 2000”)
`U.S. Patent Application Publication No. 2002/0061838
`Humira® Package Insert (revised 01/2003)
`Norditropin® Approved Labeling (revised 05/2000)
`United States Pharmacopeia and National Formulary (USP 26-NF
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`Alfred Doenicke, et al., Osmolalities of Propylene Glycol-
`Containing Drug Formulations for Parenteral Use. Should
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`2007
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`2008
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`
`
`
`

`

`IPR2020-00324
`Patent 8,114,833
`
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`Biosimilar Development and the BPCI Act (Revision 2), Guidance
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`Declaration of Peter M. Tessier, Ph.D. dated September 18, 2020
`(Confidential – Protective Order Material)
`Declaration of Dorthe Kot Engelund dated September 16, 2020
`(Confidential – Protective Order Material)
`Declaration of Tina Bjeldskov Pedersen, Ph.D. dated September 17, 2020
`Declaration of David Nolan dated September 17, 2020
`Curriculum Vitae of Peter M. Tessier (dated 09/2020)
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`IPR2020-00324
`Patent 8,114,833
`
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`human red blood cell membrane. 62 THE JOURNAL OF GENERAL
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`identification of long-range contacts and local order on the
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`(2001)
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`Rowley, S. D. Hematopoietic stem cell cryopreservation: a review of
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`Senderoff, R. I., et al. Consideration of conformational transitions and
`racemization during process development of recombinant glucagon-like
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`Setnikar, I., & Temelcou, O. Osmotic concentration and osmotic
`pressure in injectable solutions. 48 JOURNAL OF THE AMERICAN
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`2033
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`2034
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`2035
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`2036
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`2037
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`2038
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`2039
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`2040
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`2041
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`IPR2020-00324
`Patent 8,114,833
`
`Stratton, L. P., et al. Controlling deamidation rates in a model peptide:
`Effects of temperature, peptide concentration, and additives. 90 JOURNAL
`OF PHARMACEUTICAL SCIENCES, 2141-2148 (2001)
`Sztein, J. M., et al. Comparison of permeating and nonpermeating
`cryoprotectants for mouse sperm cryopreservation. 42
`CRYOBIOLOGY, 28-39 (2001) (“Sztein”)
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`insulin secretion in the normal state and in NIDDM. 42 DIABETES, 1219-
`1225 (1993)
`Yang, X., et al. Subzero nonfreezing storage of the mammalian cardiac
`explant: I. Methanol, ethanol, ethylene glycol, and propylene glycol as
`colligative cryoprotectants. 30 CRYOBIOLOGY, 366-375 (1993)
`Wolffenbuttel, B. H., & Graal, M. B. New treatments for patients with
`type 2 diabetes mellitus. 72 POSTGRADUATE MEDICAL JOURNAL, 657-662
`(1996)
`Highlights of Prescribing Information, Revised 08/2020 (“Victoza®
`Prescribing Information”)
`Internal Novo Nordisk Report, dated December 3, 2001 (Confidential –
`Protective Order Material)
`Internal Novo Nordisk Email Chain, beginning December 19, 2001 and
`certified translation thereof (Confidential – Protective Order Material)
`Internal Novo Nordisk Report, dated December 19, 2001 and certified
`translation thereof (Confidential – Protective Order Material)
`Internal Novo Nordisk Protocol, dated January 22, 2002 and certified
`translation thereof (Confidential – Protective Order Material)
`De Vos, A. M., et al. Human growth hormone and extracellular domain
`of its receptor: crystal structure of the complex. 255 SCIENCE, 306-312
`(1992)
`Internal Novo Nordisk Meeting Minutes, dated April 12, 2002 and
`certified translation thereof (Confidential – Protective Order Material)
`Internal Novo Nordisk Protocol, dated April 29, 2002 (Confidential –
`Protective Order Material)
`Internal Novo Nordisk Protocol, dated June 3, 2002 and certified
`translation thereof (Confidential – Protective Order Material)
`Internal Novo Nordisk Study Plan, dated June 5, 2002 and certified
`translation thereof (Confidential – Protective Order Material)
`Internal Novo Nordisk Memo, dated June 27, 2002 and certified
`translation thereof (Confidential – Protective Order Material)
`
`4
`
`
`2044
`
`2045
`
`2046
`
`2047
`
`2048
`
`2049
`
`2050
`
`2051
`
`2052
`
`2053
`
`2054
`
`2055
`
`2056
`
`2057
`
`2058
`
`2059
`
`
`
`

`

`IPR2020-00324
`Patent 8,114,833
`
`Internal Novo Nordisk Study Plan, dated July 23, 2002 and certified
`translation thereof (Confidential – Protective Order Material)
`Center for Drug Evaluation and Research “Final Printed Labeling –
`Application Number 21-319: FORTEO” (2002)
`Internal Novo Nordisk Lab Notebook (excerpt), dated July 24, 2002 and
`certified translation thereof (Confidential – Protective Order Material)
`Internal Novo Nordisk Meeting Minutes, dated November 14, 2002 and
`certified translation thereof (Confidential – Protective Order Material)
`Internal Novo Nordisk Design Review Presentation, dated November 29,
`2002 (Confidential – Protective Order Material)
`Internal Novo Nordisk Meeting Minutes, dated February 3, 2003 and
`certified translation thereof (Confidential – Protective Order Material)
`Internal Novo Nordisk Statement, dated April 9, 2003 (Confidential –
`Protective Order Material)
`Internal Novo Nordisk Report, dated April 10, 2003 (Confidential –
`Protective Order Material)
`Internal Novo Nordisk Report, dated April 22, 2003 (Confidential –
`Protective Order Material) (“April 22, 2003 Report”)
`Internal Novo Nordisk Report, dated June 10, 2003 and certified
`translation thereof (Confidential – Protective Order Material)
`Internal Novo Nordisk Trial Protocol, dated June 11, 2003 (Confidential
`– Protective Order Material)
`Internal Novo Nordisk Report, dated June 18, 2003 (Confidential –
`Protective Order Material)
`Internal Novo Nordisk Report, dated June 27, 2003 (Confidential –
`Protective Order Material)
`Internal Novo Nordisk Protocol, dated January 30, 2018 (Confidential –
`Protective Order Material)
`Internal Novo Nordisk Report, dated May 17, 2018 (Confidential –
`Protective Order Material)
`Internal Novo Nordisk Report, dated May 17, 2018 (Confidential –
`Protective Order Material)
`Berg, J. M. et al. Biochemistry: Chapter 3: Protein Structure and
`Function, 5 W.H. FREEMAN AND COMPANY, 41-76 (2002) (“Berg”)
`Physician’s Desk Reference, 54th ed., “Norditropin” pp. 2061-2062
`(2000)
`Physician’s Desk Reference, Supplement A, “Humira” pp. A5-A6 (2003)
`Deposition Transcript of Laird Forrest, Ph.D., dated September 3, 2020
`
`5
`
`
`2060
`
`2061
`
`2062
`
`2063
`
`2064
`
`2065
`
`2066
`
`2067
`
`2068
`
`2069
`
`2070
`
`2071
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`2072
`
`2073
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`2074
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`2075
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`2076
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`2077
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`2078
`2079
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`
`
`

`

`IPR2020-00324
`Patent 8,114,833
`
`Redacted Version of Declaration of Peter Tessier, Ph.D. dated September
`18, 2020
`Remington’s Pharmaceutical Science, Vol. I, 19th ed., Chapter 36 (1995)
`(“Remington 1995”)
`Claim Construction Order in Novo Nordisk Inc. et al. v. Mylan
`Institutional LLC, C.A. No. 19-1551 (CFC) (SRF), D.I. 106 (D. Del.
`Sept. 17, 2020)
`Supplemental Evidence to Resolve Objection to Exhibit 2051: Internal
`Novo Nordisk Email Chain, beginning December 19, 2001 and certified
`translation thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2052: Internal
`Internal Novo Nordisk Report, dated December 19, 2001 and certified
`translation thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2053: Internal
`Internal Novo Nordisk Protocol, dated January 22, 2002 and certified
`translation thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2055: Internal
`Novo Nordisk Meeting Minutes, dated April 12, 2002 and certified
`translation thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2057: Internal
`Novo Nordisk Protocol, dated June 3, 2002 and certified translation
`thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2058: Internal
`Novo Nordisk Study Plan, dated June 5, 2002 and certified translation
`thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2059: Internal
`Novo Nordisk Memo, dated June 27, 2002 and certified translation
`thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2060: Internal
`Novo Nordisk Study Plan, dated July 23, 2002 and certified translation
`thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2062: Internal
`Novo Nordisk Lab Notebook (excerpt), dated July 24, 2002 and certified
`translation thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2063: Internal
`Novo Nordisk Meeting Minutes, dated November 14, 2002 and certified
`translation thereof (Confidential – Protective Order Material)
`
`6
`
`
`2080
`
`2081
`
`2082
`
`2083*
`
`2084*
`
`2085*
`
`2086*
`
`2087*
`
`2088*
`
`2089*
`
`2090*
`
`2091*
`
`2092*
`
`
`
`

`

`IPR2020-00324
`Patent 8,114,833
`
`Supplemental Evidence to Resolve Objection to Exhibit 2065: Internal
`Novo Nordisk Meeting Minutes, dated February 3, 2003 and certified
`translation thereof (Confidential – Protective Order Material)
`Supplemental Evidence to Resolve Objection to Exhibit 2069: Internal
`Novo Nordisk Report, dated June 10, 2003 and certified translation
`thereof (Confidential – Protective Order Material)
`Witte, R., & Witte, J. Chapter 11: More about Hypothesis Testing. 11
`STATISTICS, 195-220 (2017)
`Deposition Transcript of Laird Forrest, Ph.D., dated January 21, 2021
`(Confidential – Protective Order Material)
`Redacted Version of Deposition Transcript of Laird Forrest, Ph.D., dated
`January 21, 2021
`Confidential Settlement Agreement (Business Confidential Information)
`
`Redacted Version of Declaration of Dorthe Kot Engelund, dated
`September 16, 2020
`Redacted Version of Deposition Transcript of Dorthe Kot Engelund,
`dated November 20, 2020
`Redacted Version of Deposition Transcript of Tina B. Pedersen, Ph.D.,
`dated November 24, 2020
`Confidential Settlement Agreement (Business Confidential Information)
`
`
`
`2093*
`
`2094*
`
`2095
`
`2096
`
`2097
`
`2098
`
`2099
`
`2100
`
`2101
`
`2102
`
` *
`
` Indicates that the Exhibit was served on Petitioner Mylan Institutional LLC, but
`was not filed.
`
`
`
`
`7
`
`

`

`
`
`
`CERTIFICATE OF SERVICE
`
`IPR2020-00324
`Patent 8,114,833
`
`Pursuant to 37 C.F.R. §§ 42.6(e), I hereby certify that on June 18, 2021, the
`
`foregoing document is being served by filing this document through the Patent Trial
`
`and Appeal Board End to End System, as well as delivering a copy via electronic
`
`mail upon the following attorneys of record for the Petitioners:
`
`Thomas J. Meloro (Reg. No. 33,538)
`Michael W. Johnson (Reg. No. 63,731)
`Willkie Farr & Gallagher LLP
`787 Seventh Avenue
`New York, NY 10019
`Telephone: (212) 728-8428
`Fax: (212) 728-8111
`tmeloro@willkie.com
`mjohnson1@willkie.com
`amoore@willkie.com
`mao-ny@willkie.com
`
`
`
`Date: June 18, 2021
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`
`
`
`
`
`
`
`
`
`/ Jeffrey J. Oelke/
`Jeffrey J. Oelke (Reg. No. 37,409)
`
`Counsel for Novo Nordisk A/S
`
`
`
`
`
`
`
`8
`
`

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