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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`____________
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`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`____________
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`SAMSUNG DISPLAY CO., LTD.,
`Petitioner
`
`v.
`
`SOLAS OLED, LTD.,
`Patent Owner
`____________
`
`Case IPR2020-00320
`Patent No. 7.446,338
`____________
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`
`
`REQUEST FOR DIRECTOR REVIEW OR,
`IN THE ALTERNATIVE, FOR PANEL REHEARING
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
`TABLE OF CONTENTS
`
`
`I.
`II.
`
`B.
`
`Introduction .................................................................................................... 1
`Background of the ’338 Patent ....................................................................... 3
`A.
`Summary of ’338 Patent ...................................................................... 3
`B.
`The ’338 Patent Claims ........................................................................ 5
`III. The Board Committed Reversible Errors in Finding the Challenged
`Claims Obvious .............................................................................................. 6
`The Board Committed Legal Error by Misinterpreting the
`A.
`Scope of the “Arrayed Along” Requirement in Limitation 1[c] .......... 6
`The FWD Should Be Vacated Because All Grounds in
`Samsung’s Petition Rest on The Board’s Misinterpretation of
`“Arrayed Along” and Are Unsupported by Any Other
`Interpretation ...................................................................................... 15
`IV. Conclusion .................................................................................................... 15
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`i
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
`TABLE OF AUTHORITIES
`
`
`Cases
`Elekta Instrument S.A. v. O.U.R. Scientific Int'l, Inc.,
`214 F.3d 1302 (Fed. Cir. 2000) .................................................................... 12
`Omega Eng,g, Inc. v. Raytek Corp.
`334 F.3d 1314 (Fed. Cir. 2003) ...................................................................... 8
`
`Philips v. AWH Corp.,
`415 F.3d 1303 (Fed. Cir. 2005) ...................................................................... 9
`
`Power Mosfet Techs. LLC, v. Siemens AG,
`378 F.3d 1396 (Fed. Cir. 2004) .................................................................... 12
`Thorner v. Sony Computer Entm’t Am. LLC
`669 F.3d 1362 (Fed. Cir. 2012) ...................................................................... 9
`Unique Concepts, Inc. v. Brown,
`939 F.2d 1558 (Fed.Cir.1991) ...................................................................... 12
`United States v. Arthrex, Inc.,
`141 S. Ct. 1970 (June 21, 2021). .............................................................. 1, 15
`Warner-Jenkinson Co., Inc. v. Hilton Davis Chem. Co.,
`520 U.S. 17, 117 S.Ct. 1040, 137 L.Ed.2d 146 (1997) ................................ 12
`
`
`Regulations
`37 C.F.R. § 42.71(d)(2) ............................................................................................ 1
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`ii
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
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`I.
`
`Introduction
`Patent Owner Solas OLED, Ltd. (“Solas”) requests rehearing under 37 C.F.R.
`
`§ 42.71(d)(2) of the finding in the Board’s Final Written Decision (“FWD”) that
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`claims 1–3 and 5–13 of U.S. Patent 7,446,338 (“’338 patent”) are unpatentable.1
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`FWD at 83. In particular, Patent Owner requests review by the Director and, in the
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`alternative, panel rehearing under the Board’s interim Director review guidance2 and
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`Arthrex FAQ A33 and in accordance with United States v. Arthrex, Inc., 141 S. Ct.
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`1970 (June 21, 2021).
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`The FWD determined that claims 1–3 and 5–13 of the ’338 patent were
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`unpatentable under two grounds (Pet. at 10–11): (i) Ground I: Claims 1–2, 5–6, and
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`9–11 are obvious over the combination of Kobayashi and Shirasaki; and (ii) Ground
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`II: Claims 1–3 and 5–13 are obvious over the combination of Childs and Shirasaki.
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`But the Board’s erroneous conclusions rested on a misinterpretation of the scope of
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`limitation 1[c] and applied an incorrectly broad interpretation of the parties’
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`construction of the key terms in 1[c].
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`1 Pursuant to the Board’s interim review process, the Director is being notified
`of this Request via email to Director_PTABDecision_Review@uspto.gov.
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`2 https://www.uspto.gov/patents/patent-trial-and-appealboard/
`procedures/uspto-implementation-interim-director-review.
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` 3
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` https://www.uspto.gov/patents/patent-trial-and-appeal-
`board/procedures/arthrexqas
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`1
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
`The parties’ agreed claim construction does not and cannot support this overly
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`broad interpretation, for at least two reasons. First, the Board’s misinterpretation of
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`limitation 1[c] is inconsistent with the plain meaning of the “arrayed along.” But the
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`Board did not give “arrayed along” its plain meaning. Instead, the Board interpreted
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`“arrayed along” in an overly broad manner—and one that is inconsistent with its
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`plain meaning. The FWD only confirms this error. As the Board stated in its FWD,
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`the evidence in the proceeding supported a plain meaning of “arrayed along” that
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`required a showing that the pixel electrodes are arrayed in a manner that puts them
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`“in a line matching the length or direction of” the interconnections. FWD at 23. And
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`uncontradicted evidence further confirmed the pixel electrodes must be “in a line
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`next to” the interconnections. Despite this, the Board erroneously held that this plain
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`meaning “do[es] not preclude” an interpretation, like Samsung’s, in which “an
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`arrangement of the electrodes with respect to the interconnections [is] such that one
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`is almost directly below or beneath the other. Id (emphasis added). That is not the
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`plain meaning and wrong as a matter of law. Indeed, if the Board’s interpretation
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`were correct, then the “arrayed along” requirement would be no requirement at all,
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`because any orientation of the pixel electrodes would satisfy the requirement.
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`Regardless, and second, the Board’s construction rests on another error of law,
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`because it would lead to a result in which any pixel electrodes that are “located
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`between” interconnections would automatically also satisfy the separate “arrayed
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`2
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
`along” requirement in 1[c]. In other words, Samsung’s claim mapping entirely reads
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`out this separate requirements. That must be wrong, as a matter of controlling law.
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`Moreover, there is no dispute that under Solas’s contrary interpretation of the
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`limitation, which the Board expressly rejected, Samsung’s petition would fail. And
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`thus, the Board’s misinterpretation of the scope of that limitation resulted in an error
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`that was not harmless. The FWD should be vacated.
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`II. Background of the ’338 Patent
`A.
`Summary of ’338 Patent
`The following facts are not in dispute between the parties, or the Board.
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`The ’338 patent concerns display panels with light-emitting elements, such as
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`organic electroluminescent display panels. (Ex. 1001, ’338 patent at 1:14–21.) A
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`commonly used organic electroluminescent display technology is the organic light
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`emitting diode, or OLED. OLED displays contain a two-dimensional array of picture
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`elements, commonly called pixels, that are made up of red, green, and blue
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`“subpixels.” An example of this layout of sub-pixels is shown in the below annotated
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`depiction of Figure 1 of the patent:
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`3
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
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`More relevant to the instant Request, the patent specification describes a
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`structure that implements a circuit of this type as a series of thin-film layers in the
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`display panel, and the patent claims aspects of this structure. The patent explains that
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`such pixel circuit arrangements for a display are formed “by stacking various kinds
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`of layers on [an] insulating substrate.” (Id. at 8:21-22.) As shown in the exemplary
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`figure below, the exemplary circuit elements are layers over insulating substrate 2
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`to form the circuit arrangement. (Id. at 8:18-53.)
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`4
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`In particular, transistor array substrate 50 includes transistors 21-23. (Id. at 8:25-
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`9:2.) And interconnections are formed to “project upward from the upper surface of
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`the planarization film 33.” (Id. at 11:39-41.) Further, “sub-pixel electrodes 20a are
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`arrayed in a matrix on … the upper surface of the transistor array substrate 50 (id. at
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`11:50-52) and “organic EL layer 20b of the organic EL element 20,” i.e., a light
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`emitting layer, “if formed on the sub-pixel electrode 20a.” (Id. at 12:14-16.)
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`B.
`The ’338 Patent Claims
`Exemplary independent claim 1 recites a display panel comprising:
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`[a] a transistor array substrate which includes a plurality of pixels and
`comprises a plurality of transistors for each pixel, each of the transistors
`including a gate, a gate insulating film, a source, and a drain;
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`[b] a plurality of interconnections which are formed to project from a surface
`of the transistor array substrate, and which are arrayed in parallel to each
`other;
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`[c] a plurality of pixel electrodes for the plurality of pixels, respectively, the
`pixel electrodes being arrayed along the interconnections between the
`interconnections on the surface of the transistor array substrate;
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`[d] a plurality of light-emitting layers formed on the pixel electrodes,
`respectively; and
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`[e] a counter electrode which is stacked on the light-emitting layers, wherein
`said plurality of transistors for each pixel include a driving transistor, one of
`the source and the drain of which is connected to the pixel electrode, a switch
`transistor which makes a write current flow between the drain and the source
`of the driving transistor, and a holding transistor which holds a voltage
`between the gate and source of the driving transistor in a light emission period.
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`III. The Board Committed Reversible Errors in Finding the Challenged
`Claims Obvious
`A. The Board Committed Legal Error by Misinterpreting the Scope
`of the “Arrayed Along” Requirement in Limitation 1[c]
`Under Ground I, Samsung’s Petition relied solely on a supposed “express”
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`teaching by its base reference, “Kobayashi,” to satisfy all the requirements of 1[c].
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`Likewise, under Ground II, Samsung relied on a supposed express teaching by base
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`reference “Childs” to satisfy the same requirements of 1[c].
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`But in reaching its conclusions in the FWD, the Board erred, as a matter of
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`law, in holding that Samsung proved that Kobayashi or Childs satisfies limitation
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`1[c]. The Board’s erroneous conclusions rested on a misinterpretation of the scope
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`of limitation 1[c] and applied an incorrectly broad interpretation of the parties’
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`construction of the key terms in 1[c]. Moreover, there is no dispute that under Solas’s
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`contrary interpretation of the limitation, which the Board expressly rejected,
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`Samsung’s petition would fail. And thus, the Board’s misinterpretation of the scope
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`of that limitation resulted in an error that was not harmless.
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`The parties actually agreed on the following construction for the key portion
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`of limitation 1[c]. As the condensed table below shows, and as the parties agreed,
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`that key portion has at least three separate requirements:
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`Claim Terms
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`Agreed Constructions
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`“the pixel electrodes being
`arrayed along the
`interconnections between the
`interconnections on the surface
`of the transistor array substrate”
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`“the pixel electrodes are [i] arrayed along the
`interconnections and [ii] located between the
`interconnections, and [iii] the pixel
`electrodes are on the surface of the transistor
`array substrate”4 (emphasis added).
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`
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`But neither Kobayashi nor Childs teaches all three separate requirements of 1[c]; nor
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`could they. And Samsung’s contrary position otherwise—which the Board
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`accepted—wrongly renders some of the requirements superfluous and meaningless.
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`A review of Samsung’s theories and the FWD proves this. According to
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`Samsung’s Petition and the Board’s FWD, in Ground I, the pixel electrodes are the
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`“first electrodes 117,” and the interconnections are the “auxiliary wiring elements
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`118.” (Petition at 46–48.)
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`4 Moreover, the parties agree that “transistor array substrate” means “layered
`structure upon which or within which a transistor array is fabricated”
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`As shown in Samsung’s annotated figure, its alleged “pixel electrodes” are
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`highlighted in green, and alleged “interconnections” are highlighted in red. Thus,
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`according to Samsung’s Petition and the FWD, the green electrodes above are
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`located between the red interconnections above—and, separately, also arrayed
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`along those same red interconnections despite being in differently horizontal layers.
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`But the parties’ agreed claim construction does not and cannot support this
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`overly broad interpretation. And the Board’s conclusion otherwise was legal error;
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`specifically, one in misinterpreting the scope of limitation 1[c].
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`This is true for at least two reasons. First, the Board’s misinterpretation of
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`limitation 1[c] is inconsistent with the plain meaning of the “arrayed along.” The
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`Federal Circuit “indulge[s] a heavy presumption that claim terms carry their full
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`ordinary and customary meaning[.]” Omega Eng,g, Inc. v. Raytek Corp., 334 F.3d
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`1314, 1323 (Fed. Cir. 2003). “There are only two exceptions to this general rule: 1)
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`when a patentee sets out a definition and acts as his own lexicographer, or 2) when
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`the patentee disavows the full scope of a claim term either in the specification or
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`during prosecution.” Thorner v. Sony Computer Entm’t Am. LLC, 669 F.3d 1362,
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`1367–68 (Fed. Cir. 2012). The parties agree that neither exception applies here.
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`Thus, the parties agree that the “arrayed along” must be afforded its plain
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`meaning. And the parties further agree that plain meaning is not the same as—and
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`cannot be satisfied by—merely showing another, separate requirement of 1[c],
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`namely, that the pixel electrodes are located between the interconnections, among
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`other things. Rather, showing that the pixel electrodes are also “arrayed along” the
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`interconnections requires a different, additional showing.
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`The Board did not give “arrayed along” its plain meaning, but instead gave it
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`a meaning that is inconsistent with the plain meaning of the term. Instead, the Board
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`interpreted “arrayed along” in an overly broad manner—and one that is inconsistent
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`with its plain meaning. That is error. E.g., Philips v. AWH Corp., 415 F.3d 1303,
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`1320 (Fed. Cir. 2005) (en banc) (claim construction that is inconsistent with a term’s
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`plain meaning is error, unless the patentee “acted as his or her own lexicographer”
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`or made a “clear disavowal of claim scope.”)
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`The FWD only confirms this error. As the Board stated in its FWD, the
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`evidence in the proceeding supported a plain meaning of “arrayed along” that
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`required a showing that the pixel electrodes are arrayed in a manner that puts them
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`IPR2020-00320 (’338 Patent)
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`“in a line matching the length or direction of” the interconnections. FWD at 22-23
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`(emphasis added); see also https://www.merriam-webster.com/dictionary/along.
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`Uncontradicted extrinsic evidence further confirms the same meaning, namely, that
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`the pixel electrodes must be “in a line next to” the interconnections. See, e.g.,
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`https://dictionary.cambridge.org/us/dictionary/english/along (in a line next to
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`something long) (emphasis added). And the patent specification confirms this as
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`well. That intrinsic record describes the process of elements of the preferred
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`embodiments being formed or arrayed alongside others. Ex. 1001 at 2:45–47; 5:61–
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`6:2; 7:44–8:15; 10:48–11:65; 12:30–13:17; Figs. 1, 3–6.
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`Despite all this, the Board erroneously held that this plain meaning “do[es]
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`not preclude” an interpretation, like Samsung’s, in which “an arrangement of the
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`electrodes with respect to the interconnections [is] such that one is almost directly
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`below or beneath the other. Id (emphasis added). But placing the pixel electrodes
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`almost directly below or beneath the interconnections cannot plausibly “array” those
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`pixel electrodes “in a line matching the length or direction of” the interconnections.
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`To further illustrate this failure, under Samsung’s interpretation and
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`application of the claims, the gate and source elements 104 and 105—and even the
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`drain 114—would all be arrayed along elements 118. Samsung admits that 117 is
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`not coplanar with 118. Indeed, 117 and 118 do not share any overlapping layers in
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`the formation of the entire package. Reply at 20. To the contrary, by design, under
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`IPR2020-00320 (’338 Patent)
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`the theory presented by Samsung and on which the FWD rests, elements 117 is
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`several horizontal layers below from elements 118:
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`
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`Put differently, Samsung’s interpretation—which requires only that the electrodes
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`elements 117 be at a lower layer, even those not adjacent to or not overlapping with
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`any layer shared by any wiring elements 118—would indistinguishably render 104,
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`105, and 114 all “arrayed along” 118. That does not fly under controlling law.
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`Indeed, if the Board’s interpretation of claim scope were correct, then the
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`“arrayed along” requirement would be no requirement at all because any orientation
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`of the pixel electrodes and interconnections would satisfy the requirement. After all,
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`logically, the only way to orient the pixel electrodes with respect to the
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`interconnections would be to either: (a) line up the pixel electrodes in the same (or
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`overlapping) horizontal layers as the interconnections; or else (b) place one in
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`another layer, not in the same or even overlapping lines, including almost “directly
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`below or beneath” one another. Everyone agrees that (a) meets the “arrayed along”
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
`limitation, but the Board’s construction impermissibly also covers (b), which leaves
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`practically no way to not meet the limitation. But this cannot be correct, because
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`“[e]ach element contained in a patent claim is deemed material to defining the scope
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`of the patented invention.” Warner-Jenkinson Co., Inc. v. Hilton Davis Chem. Co.,
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`520 U.S. 17, 29, 117 S.Ct. 1040, 137 L.Ed.2d 146 (1997).
`
`Regardless, and second, the Board’s construction rests on another error of law,
`
`because it would lead to a result in which any pixel electrodes that are “located
`
`between” interconnections would automatically also satisfy the separate “arrayed
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`along” requirement in 1[c]. In other words, Samsung’s claim mapping entirely reads
`
`out this separate requirements. That must be wrong, as a matter of controlling law.
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`Indeed, any interpretation of the claims that “that render some portion of the claim
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`language superfluous are disfavored.” Power Mosfet Techs. LLC, v. Siemens AG,
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`378 F.3d 1396, 1410 (Fed. Cir. 2004); see also Elekta Instrument S.A. v. O.U.R.
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`Scientific Int'l, Inc., 214 F.3d 1302, 1305, 1307 (Fed. Cir. 2000) (claim language
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`incorrect as a matter of law because “[a]ny other conclusion renders the reference to
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`30° superfluous”); Unique Concepts, Inc. v. Brown, 939 F.2d 1558, 1563
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`(Fed.Cir.1991) (“When the language of a claim is clear, as here, and a different
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`interpretation would render meaningless express claim limitations, we do not resort
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`to speculative interpretation based on claims not granted.”).
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`IPR2020-00320 (’338 Patent)
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`One look at the logical extent (or lack thereof) of the Board’s misinterpretation
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`further confirms this. Under the Board’s misinterpretation, the pixel electrodes can
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`be in any layer relative to the pixel electrodes. This results in application of the term
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`that is clearly wrong and which rests on bounds far beyond the term’s plain meaning:
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`along”
`“arrayed
`electrodes
`Pixel
`interconnections under Board’s overly
`broad misinterpretation
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`Pixel electrodes also “arrayed along”
`interconnections under Board’s overly
`broad misinterpretation
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`Respectfully, none of the Board’s justifications for its misinterpretation of
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`claim scope pass legal muster.
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`For instance, the Board suggests that Figure 1 of the patent supports its overly
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`broad construction because the “sub-pixel electrodes 20a are further described as
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`being ‘arrayed in the horizontal direction’ between various interconnections[.]”
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`FWD at 23. But while the quote it uses includes the word “arrayed,” it is noticeable
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`missing the second piece of the phrase “along.” Thus, nothing in this sentence tackles
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`13
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`IPR2020-00320 (’338 Patent)
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`a key issue and requirement, that the pixel electrodes be “arrayed” not just anywhere
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`or any way, but “arrayed along” the interconnections.
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`The Board also points to a sentence relating to Figure 6 as supposed proof that
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`its broad construction must be correct. FWD at 24-25. Not so. To the contrary, the
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`sentence is directed to a single embodiment and, even then, it does not even mention
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`the phrase “arrayed along.” Reply at 21. In any event, that embodiment, in Figure
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`6, clearly does not support Samsung’s argument—it shows the green pixel electrodes
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`sharing overlapping horizontal portions with a plurality of interconnections 90 and
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`89—and even shows it right adjacent to the third interconnection 91:
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`This cannot change the plain meaning of “arrayed along.” Thus, no matter what, this
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`“justification” would not support Samsung’s theories or the construction applied by
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`the Board. That construction is wrong as a matter of law.
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`B.
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
`The FWD Should Be Vacated Because All Grounds in Samsung’s
`Petition Rest on The Board’s Misinterpretation of “Arrayed
`Along” and Are Unsupported by Any Other Interpretation
`As demonstrated above and by the FWD, there is no dispute that Samsung’s
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`obviousness theories—across Ground I and Ground II—are premised on the Board’s
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`interpretation of the scope of limitation 1[c], including, most notably, the “arrayed
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`along” requirement in 1[c]. Because that construction is in error, the conclusion in
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`the FWD must be vacated. See, e.g., Kaken Pharm. Co., Ltd., v. Iancu, 952 F.3d
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`1346, 1348 (Fed. Cir. 2021) (“Because the Board’s obviousness analysis materially
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`relied on its erroneous claim construction, we cannot affirm the Board’s
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`unpatentability determination.”)
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`IV. Conclusion
`For the reasons above, Solas respectfully requests that the Director review and
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`vacate the FWD or, in the alternative, the Panel rehear and vacate the FWD.
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`Moreover, under Athrex, this review cannot be performed by Mr. Hirshfeld, who
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`currently holds the title of “performing the functions and duties of the Under
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`Secretary of Commerce for Intellectual Property and Director of the USPTO.”
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`Though there is no doubt that Mr. Hirshfeld holds that interim title with the utmost
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`integrity, skill, and experience, “[o]nly an officer properly appointed to a principal
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`office may issue a final decision binding the Executive Branch…” United States v.
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`Arthrex, Inc., 141 S. Ct. 1970 (June 21, 2021).
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
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`Respectfully submitted,
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`Dated: July 7, 2021
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`
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`
`
` /Neil A. Rubin/
`
`
`
`Neil A. Rubin (Reg. No. 67,030)
`Reza Mirzaie (Reg. No. 69,138)
`Philip X. Wang (Reg. No. 74,621)
`Russ August & Kabat
`12424 Wilshire Blvd., 12th Fl.
`Los Angeles, CA 90025
`Phone: (310) 826-7474
`Fax: (310) 826-6991
`nrubin@raklaw.com
`rmirzaie@raklaw.com
`pwang@raklaw.com
`
`
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`IPR2020-00320 (’338 Patent)
`REQUEST FOR DIRECTOR REVIEW OR PANEL REHEARING
`CERTIFICATE OF SERVICE (37 C.F.R. § 42.6(e)(1))
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`The undersigned hereby certifies that the above document was served on July
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`7, 2021, by filing this document through the Patent Trial and Appeal Board End to
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`End
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`system as well as delivering a copy via electronic mail
`
`to
`
`Director_PTABDecision_Review@USPTO.gov and upon the following attorneys
`
`of record for the Petitioner:
`
`David A. Garr
`Jeffrey H. Lerner
`Jared Frisch
`COVINGTON & BURLING LLP
`One CityCenter
`850 Tenth Street, NW
`Washington, DC 20001
`Telephone: 202-662-6000
`Email: dgarr@cov.com
`Email: jlerner@cov.com
`Email: jfrisch@cov.com
`
`Peter P. Chen
`Robert T. Haslam
`COVINGTON & BURLING LLP
`3000 El Camino Real
`5 Palo Alto Square, 10th Floor
`Palo Alto, CA 94306
`Telephone: 650-632-4700
`Email: pchen@cov.com
`Email: rhaslam@cov.com
`
`Email: Samsung-Solas@cov.com
`
`
`Dated: July 7, 2021
`
`
`
`
`
`
`
`
` /Neil A. Rubin/
`Neil A. Rubin (Reg. No. 67,030)
`
`
`
`
`
`