`PTO/SB/68 (02-10)
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`REQUEST FOR ACCESS TO AN ABANDONED APPLICATION UNDER 37 CFR 1.14
`In re Application of
`
`
`
`Bring completed form to:
`File Information Unit, Suite 3A20
`2800 South Randolph Street
`Arlington, VA 22206
`
`Telephone: (703) 756-1800
`
`
`Application Number
`
`
`
`
`Filed
`
`
`
`
`Paper No.
`
`
`
`I hereby request access under 37 CFR 1.14(a)(1)(iv) to the application file record of the above-identified ABANDONED
`application, which is not within the file jacket of a pending Continued Prosecution Application (CPA) (37 CFR 1.53(d)) and
`which is identified in, or to which a benefit is claimed, in the following document (as shown in the attachment):
`
`United States Patent Application Publication No.
`
`, page,
`
`
`
`line
`
`United States Patent Number
`
`, column
`
`
`
`, line,
`
`,
`
`.
`
`WIPO Pub. No.
`
`
`
`
`.
`
`, page
`, line
`
`
`
`
`
`
`Related Information About Access to Applications Maintained in the Image File
`Wrapper System (IFW) and Access to Pending Applications in General
`A member of the public, acting without a power to inspect, cannot order applications maintained in the IFW system through
`the FIU. If the member of the public is entitled to a copy of the application file, then the file is made available through the
`Public Patent Application Information Retrieval system (Public PAIR) on the USPTO internet web site (www.uspto.gov).
`Terminals that allow access to Public PAIR are available in the Public Search Room. The member of the public may also
`be entitled to obtain a copy of all or part of the application file upon payment of the appropriate fee. Such copies must be
`purchased through the Office of Public Records upon payment of the appropriate fee (37 CFR 1.19(b)).
`For published applications that are still pending, a member of the public may obtain a copy of:
`the file contents; the pending application as originally filed; or any document in the file of the pending application.
`For unpublished applications that are still pending:
`(1) If the benefit of the pending application is claimed under 35 U.S.C. 119(e), 120, 121, or 365 in another application
`that has: (a) issued as a U.S. patent, or (b) published as a statutory invention registration, a U.S. patent
`application publication, or an international patent application publication in accordance with PCT Article 21(2), a
`member of the public may obtain a copy of: the file contents; the pending application as originally filed; or any
`document in the file of the pending application.
`(2) If the application is incorporated by reference or otherwise identified in a U.S. patent, a statutory invention
`registration, a U.S. patent application publication, or an international patent application publication in accordance
`with PCT Article 21(2), a member of the public may obtain a copy of the pending application as originally filed.
`
`
`
`
`
`
`Signature
`
`Typed of printed name
`
`
`Registration Number, if applicable
`
`
`Telephone Number
`
`
`
`
`
`
`
`Approved by:
`
`Unit:
`
`
`
`
`
`
`Date
`
`FOR PTO USE ONLY
`
`
`(initials)
`
`
`
`
`
`
`
`
`
`
`
`
`
` This collection of information is required by 37 CFR 1.11 and 1.14. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`
`
`
`
` process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
` gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`
`
`
`
`
` you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
` Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. BRING TO: File
`
`
`
`
` Information Unit, Suite 3A20, 2800 South Randolph Street, Arlington, Virginia.
`
`
`
`
`
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Page 1 of 4 IPR2020-00260
`
`VENKAT KONDA EXHIBIT 2027
`
`

`

`Privacy Act Statement
` The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Page 2 of 4 IPR2020-00260
`
`VENKAT KONDA EXHIBIT 2027
`
`

`

`Doc Code:
`
`PTO/SB/68 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`REQUEST FOR ACCESS TO AN ABANDONED APPLICATION UNDER 37 CFR 1.14
`In re Application of
`
`Bring completed form to:
`File Information Unit, Room 2E04
`2900 Crystal Drive
`Arlington, VA 22202-3514
`
`Application Number
`
`Filed
`
`Telephone: (703) 308-2733
`
`Paper No.___________
`
`I hereby request access under 37 CFR 1.14(a)(1)(iv) to the application file record of the above-identified ABANDONED
`application, which is not within the file jacket of a pending Continued Prosecution Application (CPA) (37 CFR 1.53(d))
`and which is identified in, or to which a benefit is claimed, in the following document (as shown in the attachment):
`
` United States Patent Application Publication No. ______________, page, _________ line ________,
`
`
`
`
` United States Patent Number ________________, column ____
`
`_____, line, ___________ or
`
`
` ________.
`
`WIPO Pub. No._________________, page _________, line
`
`Related Information About Access to Applications Maintained in the Image File
`
`Wrapper System (IFW) and Access to Pending Applications in General
`
`A member of the public, acting without a power to inspect, cannot order applications maintained in the IFW system
`through the FIU. If the member of the public is entitled to a copy of the application file, then the file is made
`available through the Public Patent Application Information Retrieval system (Public PAIR) on the USPTO internet
`web site (www.uspto.gov). Terminals that allow access to Public PAIR are available in the Public Search Room.
`The member of the public may also be entitled to obtain a copy of all or part of the application file upon payment of
`the appropriate fee. Such copies must be purchased through the Office of Public Records upon payment of the
`appropriate fee (37 CFR 1.19(b)).
`For published applications that are still pending, a member of the public may obtain a copy of:
` the file contents; the pending application as originally filed; or any document in the file of the pending
`application.
`For unpublished applications that are still pending:
`(1) If the benefit of the pending application is claimed under 35 U.S.C. 119(e), 120, 121, or 365 in another
`application that has: (a) issued as a U.S. patent, or (b) published as a statutory invention registration, a U.S.
`patent application publication, or an international patent application publication in accordance with PCT
`Article 21(2), a member of the public may obtain a copy of: the file contents; the pending application as
`originally filed; or any document in the file of the pending application.
`
`If the application is incorporated by reference or otherwise identified in a U.S. patent, a statutory invention
`registration, a U.S. patent application publication, or an international patent application publication in
`accordance with PCT Article 21(2), a member of the public may obtain a copy of the pending application as
`originally filed.
`
`(2)
`
` Signature
`
`Typed or printed name
`
` Registration Number, if applicable
`
` Telephone Number
`
` Date
`
` FOR PTO USE ONLY
`
` Approved by: __________________
` (initials)
`
` Unit: __________________________
`
`This collection of information is required by 37 CFR 1.11 and 1.14. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. BRING TO: File Information Unit, Room 2E04, 2900 Crystal Drive, Arlington, Virginia.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Page 3 of 4 IPR2020-00260
`
`VENKAT KONDA EXHIBIT 2027
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Page 4 of 4 IPR2020-00260
`
`VENKAT KONDA EXHIBIT 2027
`
`