throbber

`
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_______________
`
`APPLE INC.
`Petitioner,
`
`v.
`
`MAXELL, LTD.,
`Patent Owner
`_______________
`
`Case: IPR2020-00202
`
`U.S. Patent No. 10,212,586
`_______________
`
`DECLARATION OF DR. BRANIMIR VOJIC, DSC
`
`
`
`738473418.4
`
`
`
`
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 1 of 106
`
`

`

`TABLE OF CONTENTS
`
`
`Page
`INTRODUCTION .......................................................................................... 1
`I.
`BACKGROUND AND QUALIFICATIONS ................................................ 2
`II.
`III. UNDERSTANDING OF LEGAL STANDARDS ......................................... 6
`A.
`Burden of Proof .................................................................................... 7
`B. Obviousness .......................................................................................... 7
`C.
`Secondary Considerations .................................................................. 12
`D.
`Claim Construction ............................................................................ 13
`E.
`Level of Ordinary Skill in the Art ...................................................... 19
`IV. MATERIALS CONSIDERED ..................................................................... 21
`V.
`BACKGROUND OF THE TECHNOLOGY ............................................... 22
`A.
`The ’586 Patent .................................................................................. 22
`B. Authorization and Authentication ...................................................... 29
`VI. RELEVANT CLAIMS OF THE ’586 PATENT ......................................... 35
`VII. PRIOR ART ANALYSIS ............................................................................. 39
`A. Kirkup (Ex. 1004)............................................................................... 39
`B. Huerga (Ex. 1005) .............................................................................. 48
`VIII. ANALYSIS OF INSTITUTED GROUNDS ................................................ 48
`A. Ground 1: Claims 1, 6-7, 9, 13-14, 16, and 18 Are Not Obvious
`Over Kirkup ........................................................................................ 49
`1. The Level of Ordinary Skill in the At…………………….49
`2. The Scope and Content of the Prior Art…………………..49
`3. The Differences Between the Prior Art and the Claimed
`Invention …..........................................…….......................49
`a. Kirkup Does Not Disclose Element 1(f) (the Second
`Condition) Under Maxell’s Construction of “Short-
`Range Wireless
`Communication.”..........................................……....50
`b. Kirkup’s Two Scenarios For Accessing the
`Authentication Code Fail To Teach the Three-Ordered
`Conditions in Claim 1...............................................52
`
`738473418.4
`
`
`
`
`
`
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 2 of 106
`
`

`

`TABLE OF CONTENTS
`(continued)
`
`(i)
`
`Page
`Scenario 1 – Claim Elements 1(d)-
`1(g) Are Not Met Because the First
`Mobile Terminal Is Already Unlocked
`When The Authentication Process In
`Figure 2 Begins................................52
`(ii) Scenario 2 – Claim Elements 1(d) and
`1(g) Are Not Met Because the Second
`Mobile Terminal (PC 110) Is
`Unlocked While the First Mobile
`Terminal (HED) Remains Locked...60
`c. Apple’s Arguments As to Kirkup Meeting the Three-
`Ordered Conditions (Elements 1(e)-1(g)) Fail for
`Additional
`Reasons.................................................................... 64
`(i) Apple’s Arguments Regarding the First
`Condition Fail............................................64
`(ii) Apple’s Arguments Regarding the Second
`Condition Fail............................................70
`(iii) Apple’s Arguments Regarding the Third
`Condition
`Fail.............................................................80
`d. For the Same Reasons As Claim 1, Kirkup Similarly
`Does Not Teach the Three-Ordered Conditions in
`Claims 9 and 16.........................................................86
`4. Secondary Considerations of Non-obviousness…………..86
`B. Ground 2: Claims 2, 6, 10, 13, 17 and 18 Are Not Obvious
`Over Kirkup in view of Huerga ................................................ ….….87
`
`738473418.4
`
`
`
`-ii-
`
`
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 3 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`I, Branimir Vojcic, DSc, hereby declare the following:
`I.
`INTRODUCTION
`1. My name is Branimir Vojcic. I have been asked by the Patent Owner
`
`in this proceeding (Maxell, Ltd.) provide my opinion as to the validity of U.S.
`
`Patent No. 10,212,586 (“the ’586 Patent”) and to respond to Apple’s Petition for
`
`Inter Partes Review of the ’586 Patent (“Petition” or “Pet.”), the Declaration of
`
`Dr. Victor Shoup (“Shoup Decl.”) Regarding Invalidity of the ’586 Patent, and the
`
`Decision Granting Institution of Inter Partes Review (“Institution Decision”) of
`
`the ’586 Patent, and to provide my opinion as to the validity of the ’586 Patent.
`
`2.
`
`Although I am being compensated at my usual consulting rate of
`
`$650 per hour for my time reviewing materials and preparing this declaration, my
`
`opinions expressed here are my own. My compensation is in no way dependent on
`
`the outcome of this proceeding or upon the Patent Trial and Appeal Board
`
`(PTAB) accepting my opinions. I have no other financial interest in this matter or
`
`the parties thereto.
`
`3.
`
`Depending on new information learned or positions taken throughout
`
`the proceeding by Apple or its experts, I may edit, add to, or otherwise refine the
`
`topics and opinions given here. I reserve the right to supplement my opinions
`
`based on new information.
`
`
`
`
`738473418.4
`
`1
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 4 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`II.
`
`BACKGROUND AND QUALIFICATIONS
`4.
`My qualifications to testify about the ’586 Patent and the relevant
`
`technology are set forth in my curriculum vitae (“CV”), which I have attached
`
`here as Exhibit A. My CV includes a list of all my publications within at least the
`
`past ten years. The matters in which I have testified (either at trial or by
`
`deposition) in the past four years is also attached as Exhibit A.
`
`5.
`
`I will briefly summarize my qualifications to render opinions
`
`regarding this technology in the following paragraphs.
`
`6.
`
`I am an expert
`
`in wireless technology and other areas of
`
`telecommunications, signal processing and electrical engineering. I am presently a
`
`Professor Emeritus of Engineering and Applied Science at The George
`
`Washington University. I retired from the university in May 2015, where I was a
`
`member of the faculty since September 1, 1991. In addition, I have served as a
`
`consultant for a number of companies in the wireless communications industry in
`
`various technology areas. I have also served on numerous committees and as a
`
`reviewer and editor for several journals, conferences, and organizations.
`
`7.
`
`I am presently President of Xplore Wireless, LLC, a small
`
`telecommunication consulting company. I am also a co-founder, Director, CEO
`
`and CTO of LN2, a startup in the telecommunication space.
`
`8.
`
`I received my Diploma of Engineering, Master of Science, and
`
`738473418.4
`
`2
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 5 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`Doctor of Science degrees in Electrical Engineering from the University of
`
`Belgrade in Yugoslavia in 1981, 1986, and 1989, respectively. The primary focus
`
`of my Doctor of Science studies was on Code Division Multiple Access (CDMA)
`
`and spread spectrum communications technologies.
`
`9.
`
`In 1991, I joined The George Washington University as an Assistant
`
`Professor and was promoted to Associate Professor and Professor in 1997 and
`
`2000, respectively. From 2001 to 2004, I served as the Chairman of the Electrical
`
`and Computer Engineering Department at The George Washington University.
`
`During my tenure at The George Washington University, until May 2015, I taught
`
`many different courses on communications theory and networks, wireless
`
`communications, CDMA, and I was a course director for a number of courses in
`
`communications.
`
`I have supervised students mostly
`
`in
`
`the areas of
`
`communications and coding theory, wireless communications/networks, CDMA
`
`(including IS-95, CDMA2000, WCDMA/HSDPA/HSUPA) and OFDM/LTE and
`
`have been a thesis director for a number of Doctor of Science candidates, who
`
`now have successful careers in academia, industry, and government.
`
`10. My research in the areas I just mentioned has been supported by the
`
`communications industry and various Government agencies, such as Advanced
`
`Research Project Agency (ARPA), National Science Foundation (NSF), and
`
`National Security Agency
`
`(NSA). Much of
`
`this
`
`research concerns
`
`738473418.4
`
`3
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 6 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`communications theory, performance evaluation, modeling wireless networks,
`
`multi-user detection, adaptive antenna arrays, and ad-hoc networks.
`
`11.
`
`I have authored or co-authored numerous journal and conference
`
`papers, contributed to various books, and co-authored a text book on CDMA,
`
`entitled “The cdma2000 System for Mobile Communications,” Prentice Hall,
`
`2004. I also served as a co-editor of a book on wireless communications, entitled
`
`“Multiaccess, Mobility and Teletraffic in Wireless Communications, Volume III,”
`
`Kluwer Academic Publishers, Norwell, Massachusetts, 1998. My CV includes a
`
`detailed listing of my publications.
`
`12.
`
`I have also received awards for my work. In 1995, I received the
`
`prestigious National Science Foundation Faculty Early CAREER Development
`
`Award. The award is given annually by NSF to a select group of young professors
`
`nationwide to promote excellence in teaching and research.
`
`13.
`
`I have served as a consultant for numerous companies in the wireless
`
`communications industry in technology areas, in the areas of 2G/3G/4G mobile
`
`technologies, Wireless LANs, new generation broadcast systems, advanced
`
`mobile satellite systems and other aspects of modern communication systems. I
`
`have also taught academic courses as well as short courses for the industry and
`
`government on various aspects of communications in the areas of 2G, 2.5G, 3G
`
`and 4G cellular standards, such as CDMA2000 1xRTT, CDMA2000 Evolution
`
`738473418.4
`
`4
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 7 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`Data Optimized (EVDO), Wideband Code Division Multiple Access (WCDMA)
`
`and LTE.
`
`14.
`
`I am a Senior Member of the IEEE and was an Associate Editor for
`
`IEEE Communications Letters and Journal on Communications and Networks. I
`
`served as a member of technical program committees, as a session organizer for
`
`many technical conferences and workshops, and as a reviewer of technical papers
`
`for many journals and conferences.
`
`15.
`
`I am a co-inventor of U.S. Patent No. 6,523,147, entitled “Method
`
`and Apparatus for Forward Error Correction Coding for an AM In-Band On-
`
`Channel Digital Audio Broadcasting System,” US Patent No. 8,595,590 B1,
`
`entitled “Systems and Methods for Encoding and Decoding Check-Irregular Non-
`
`Systematic IRA Codes,” and applications, “Joint Source-Channel Decoding with
`
`Source Sequence Augmentation”, US 20140153654 A1, Jun 5, 2014, “Systems
`
`and Methods for Advanced Iterative Decoding and Channel Estimation of
`
`Concatenated Coding Systems”, US 20140153625 A1, Jun 5, 2014, “Advanced
`
`Decoding of High/Medium/Low Density Parity Check Codes”, PCT/US13/72883,
`
`and International Application Number PCT/CA01/01488, entitled “Multi-User
`
`Detector For Direct Sequence - Code Division Multiple Access (DS/CDMA)
`
`Channels.”
`
`738473418.4
`
`5
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 8 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`
`16. Over the last several years I have evaluated many (on the order of
`
`hundreds) patents that are essential or potentially essential to wireless standards
`
`for various clients. These evaluations typically include, for example, analyzing
`
`whether the patent claims read on the relevant standard, considering the
`
`importance of the technological inventions claimed, analyzing how such claimed
`
`inventions compare to other similar patents in the field, searching for and
`
`reviewing potential prior art, reviewing and analyzing the prosecution histories of
`
`patents relevant to potential claim construction, infringement, or other issues,
`
`reviewing and analyzing the working group documents related to the relevant
`
`standard in relation to the claimed invention, and considering whether there are
`
`available alternatives to the claimed inventions.
`
`17.
`
`I have provided expert reports, expert depositions, and testimony
`
`over the past 8 years in numerous cases involving many aspects of wireless
`
`communications.
`
`III. UNDERSTANDING OF LEGAL STANDARDS
`18.
`I am not a lawyer, but I have been informed by Maxell’s counsel of
`
`the legal principles necessary to my validity analysis. In this section, I set forth my
`
`understanding of these legal principles as they have been explained to me.
`
`738473418.4
`
`6
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 9 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`
`A. Burden of Proof
`19.
`I understand that in IPR proceedings, patents are not entitled to the
`
`same presumption of validity that they enjoy in district courts. Instead, I
`
`understand the party asserting unpatentability (the petitioner) bears the burden to
`
`prove invalidity by a “preponderance of the evidence.”
`
`20.
`
`I understand that the “preponderance of evidence” standard requires
`
`evidence to show that a fact is more likely than not.
`
`21.
`
`I understand that a decision by the PTAB to institute an Inter Partes
`
`Review of a patent means that the PTAB formed a belief that there is a reasonable
`
`likelihood that the petitioner would prevail with respect to at least one of the
`
`claims challenged in the petition.
`
`B. Obviousness
`22.
`I understand that a validity analysis of a patent claim regarding
`
`obviousness consists of two steps. The first step is the construction (or
`
`interpretation) of any disputed claim terms. The second step is a comparison of the
`
`properly construed claims to the prior art.
`
`23.
`
`I understand that a patent claim can be invalid under 35 U.S.C. § 103
`
`if the claimed subject matter would have been “obvious” to a person of ordinary
`
`skill in the art as of the priority date of the patent based upon one or more prior art
`
`references. I understand that an obviousness analysis should consider each of the
`
`738473418.4
`
`7
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 10 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`following so-called “Graham factors”: (1) the scope and content of the prior art;
`
`(2) the differences between the claims and the prior art; (3) the level of ordinary
`
`skill in the pertinent art; and (4) secondary considerations, if any (such as
`
`unexpected results, commercial success, long felt but unsolved needs, failure of
`
`others, copying by others, licensing, and skepticism of experts).
`
`24.
`
`I understand that a conclusion of obviousness may be based upon
`
`either a single prior art reference or a combination of prior art references,
`
`particularly if the combination of elements does no more than yield predictable
`
`results. However, I understand that merely demonstrating that each of the claim
`
`elements was, independently, known in the prior art does not prove that a patent
`
`composed of several claim elements is obvious.
`
`25. Moreover, I understand that it can be important to identify a reason
`
`that would have prompted a person of ordinary skill in the relevant field to
`
`combine the elements in a way the claimed new invention does.
`
`26.
`
`I further understand that, to determine obviousness, it may be
`
`necessary to look to the interrelated teachings of multiple patents or other prior art
`
`references, the effects of demands known to the design community or present in
`
`the marketplace, and the background knowledge possessed by a person having
`
`ordinary skill in the art.
`
`738473418.4
`
`8
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 11 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`
`27.
`
`I also understand that, in determining whether a combination of prior
`
`art references renders a claim obvious, it may be helpful to consider whether there
`
`is some teaching, suggestion, or motivation to combine the references and a
`
`reasonable expectation of success in doing so. I understand, however, that the
`
`teaching, suggestion, or motivation to combine inquiry is not required and may
`
`not be relied upon in lieu of the obviousness analysis outlined above.
`
`28.
`
`I understand that the following exemplary rationales may lead to a
`
`conclusion of obviousness: the combination of prior art elements according to
`
`known methods to yield predictable results; the substitution of one known element
`
`for another to obtain predictable results; and the use of known techniques to
`
`improve similar devices in the same way.
`
`29. However, a claim is not obvious if the improvement is more than the
`
`predictable use of prior art elements according to their established functions.
`
`Similarly, a claim is not obvious if the application of a known technique is beyond
`
`the level of ordinary skill in the art.
`
`30. Further, when the prior art teaches away from combining certain
`
`known elements, discovery of successful means of combining them is not
`
`obvious. A reference “teaches away” when a person of ordinary skill would be
`
`discouraged from, or led in a different direction, from the direction taken by the
`
`claimed invention. I understand that similar subject matter may not be sufficient
`
`738473418.4
`
`9
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 12 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`motivation for a person of skill in the art to combine references if the references
`
`have conflicting elements.
`
`31.
`
`I understand that, in order to be used in an obviousness combination,
`
`a prior art reference must be “analogous.” I understand that a prior art reference
`
`may be analogous if it is in the same field of endeavor as the other references with
`
`which it is combined, or if the reference is reasonably pertinent to the solving the
`
`problems the inventors of the patent-at-issue sought to solve.
`
`32.
`
`I understand that obviousness of a patent claim cannot properly be
`
`established through hindsight, and that elements from different prior art
`
`references, or different embodiments of a single prior art reference, cannot be
`
`selected to create the claimed invention using the invention itself as a roadmap. I
`
`understand that the claimed invention as a whole must be compared to the prior art
`
`as a whole, and it is important to avoid aggregating pieces of prior art through
`
`hindsight that would not have been combined absent the inventors’ insight.
`
`33.
`
`I understand that obviousness is not established by simply combining
`
`previously known elements from the prior art. A patent composed of several
`
`elements is not proved obvious merely by demonstrating that each of its elements
`
`was, independently, known in the prior art. An invention is unpatentable as
`
`obvious if the differences between the patented subject matter and the prior art
`
`738473418.4
`
`10
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 13 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`would have been obvious at the time of invention to a person of ordinary skill in
`
`the art.
`
`34.
`
`I understand that obviousness of a patent cannot properly be
`
`established by mere conclusory statements. Instead, there must be some
`
`articulated reasoning with some rational underpinning to support the legal
`
`conclusion of obviousness. When an expert opines that all the elements of a claim
`
`disparately exist in the prior art, the expert should provide the rationale to
`
`combine the disparate references. A reason for combining disparate prior art
`
`references is a critical component of an obviousness analysis. The obviousness
`
`analysis should be made explicit and needs to provide an articulated reasoning
`
`with some rational underpinning to identify the reason that would have prompted
`
`a person of ordinary skill in the relevant field to combine the elements in the way
`
`the claimed new invention does.
`
`35.
`
`I also understand that inventions in most, if not all, instances rely
`
`upon building blocks long since uncovered, and claimed discoveries almost of
`
`necessity will be combinations of what, in some sense, is already known. This is
`
`another reason why merely pointing to the elements being known in the art in
`
`separate locations is not the end of the obviousness inquiry.
`
`36.
`
`I understand that technical experts may testify to matters like the
`
`level of skill in the art at the time of the invention and what a skilled artisan might
`
`738473418.4
`
`11
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 14 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`find obvious in light of the prior art without addressing objective indicia of non-
`
`obviousness. However, where an expert purports to testify not just to certain
`
`factual components underlying the obviousness inquiry, but to the ultimate
`
`question of obviousness, the expert must consider all factors relevant to that
`
`ultimate question, including all objective evidence of non-obviousness.
`
`37.
`
`I understand that to render obvious a patent claim the prior art
`
`references must be enabling. That is, the references must provide sufficient
`
`information to allow one skilled in the art to practice what is disclosed without
`
`undue experimentation. I understand that while a prior art reference may support
`
`any finding apparent to a person of ordinary skill in the art, prior art references
`
`that address different problems may not, depending on the art and circumstances,
`
`support an inference that the skilled artisan would consult both of them
`
`simultaneously.
`
`C.
`38.
`
`Secondary Considerations
`I understand that one of the so-called Graham factors that must be
`
`considered in determination obviousness is the existence of any secondary
`
`considerations, which tend to show that a patent claim is not obvious. Such
`
`secondary considerations of non-obviousness of a patent include (1) long-felt and
`
`unmet need in the art that was satisfied by the claimed invention of the patent; (2)
`
`failure of others to achieve the results of the claimed invention; (3) commercial
`
`738473418.4
`
`12
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 15 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`success or lack thereof of the products and processes covered by the claimed
`
`invention; (4) deliberate copying of the claimed invention by others in the field;
`
`(5) taking of licenses under the patent by others; (6) whether the claimed
`
`invention was contrary to the accepted wisdom of the prior art; (7) expression of
`
`disbelief or skepticism by those skilled in the art upon learning of the claimed
`
`invention; (8) unexpected results achieved by the claimed invention; (9) praise of
`
`the claimed
`
`invention by others skilled
`
`in
`
`the art; and (10)
`
`lack of
`
`contemporaneous and independent invention by others.
`
`39.
`
`I understand that each of these considerations may form an
`
`independent basis for non-obviousness of a patent. I also understand that the fact
`
`that another person simultaneously and independently created the same invention
`
`claimed in an asserted patent can serve as an indication that the invention was
`
`obvious.
`
`40.
`
`I also have been informed by counsel that there must be a nexus
`
`between any such secondary considerations and the claimed invention.
`
`D. Claim Construction
`41.
`I understand that a patent may include two types of claims:
`
`independent claims and dependent claims. An independent claim stands alone and
`
`includes only the limitations it recites. A dependent claim can depend from an
`
`independent claim or another dependent claim and includes all the limitations that
`
`738473418.4
`
`13
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 16 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`it recites in addition to all of the limitations recited in the claim or claims from
`
`which it depends.
`
`42.
`
`I understand that the claim construction exercise begins with the
`
`language of the claims themselves, and that the general rule is that claim terms are
`
`given their plain and ordinary meaning to a person of ordinary skill in the art, in
`
`view of the specification of the patent, at the time of the invention. I also
`
`understand that the intrinsic evidence (i.e., the claims, written description, and
`
`prosecution history) are the primary sources used in interpreting claim language.
`
`43.
`
`I understand that the district court in the related proceeding did not
`
`construe any terms of the ’586 Patent.
`
`44.
`
`I understand that Apple did not forward any proposed constructions
`
`in its Petition other than endorsing the Phillips standard (Petition at 10), and the
`
`PTAB determined that “no claim term requires express construction” in its
`
`Institution Decision. ID at 23.
`
`45. Having read the ’586 Patent and its file history, it is my opinion that
`
`the phrase “short-range wireless communications” (found in Claims 1, 9, and 16)
`
`should be construed as “short-range wireless transmission and reception of
`
`information.”
`
`46. During prosecution, applicants amended the independent claims to
`
`require that the transceiver of the mobile terminal perform short-range wireless
`
`738473418.4
`
`14
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 17 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`communications with the another mobile terminal while both terminals are in a
`
`locked state:
`
`
`
`Ex. 1002, at 270. See also id. at 272, 274. In the accompanying remarks,
`
`applicants clarified that the “short-range wireless communications” requires that
`
`the mobile terminal “transmit” and “receive” information:
`
`
`
`738473418.4
`
`15
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 18 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`
`
`
`Id. at 265.
`
`
`
`47. Subsequently, on May 31, 2018, applicants amended the claims
`
`again, further clarifying the above and placing the “second condition” required by
`
`the wherein clause of the ’586 Patent’s independent claims 1, 9, and 16 into their
`
`present form:
`
`738473418.4
`
`16
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 19 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`
`
`
`Ex. 1002 at 195. See also id. at 197, 199. In their remarks, applicants again
`
`clarified that the “mobile terminal communicates (transmits and receives
`
`information) with the another mobile terminal before the status of the another
`
`mobile terminal changes from ‘lock’ to ‘unlock’ by receiving information from
`
`the mobile terminal.” Id at 202-203 (emphasis in original).
`
`48. Applicants’ amendments and statements on the scope of the claimed
`
`“short-range wireless communications” were “repeated and consistent,” and on
`
`that basis alone “decisive” as to the appropriate scope of the claim term. See
`
`738473418.4
`
`17
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 20 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`Personalized Media Commc’ns, LLC v. Apple Inc., 2020 U.S. App. LEXIS 8017,
`
`at *21-22 (Fed. Cir. Mar. 13, 2020).
`
`49. Moreover, in each of the independent claims, the “short-range
`
`wireless communications” are executed by the “transceiver,” which a person of
`
`skill in the art would recognize as performing transmitting and receiving.1 Further,
`
`the specification consistently describes the mobile terminals as capable of bi-
`
`directional communication:
`
`The mobile terminals 1 and 2 each have a radio communication
`function, and transmit and receive a variety of information to and
`from a mobile base station. Further, the mobile terminals 1 and 2
`each have a
`function of performing
`short-range wireless
`communication between terminals, and can transmit and receive a
`variety of information between the mobile terminals 1 and 2 by
`using the function.
`
`Ex. 1001 at 2:54-61.
`
`Further, the mobile terminal 1 and/or mobile terminal 2 may each
`have a wireless LAN (Local Area Network) function, and transmit
`and receive a variety of information to and from a wireless LAN
`router.
`
`
`1 In claims 1 and 16, the transceiver is specifically called out as performing the
`communication, and I understand that the transceiver performs the communication
`in the second condition (step) in method claim 9.
`
`738473418.4
`
`18
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 21 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`Id. at 3:54-57.
`
`50. Thus, based on the intrinsic evidence, it is my opinion that “short-
`
`range wireless communications” should be construed to mean “short-range
`
`wireless transmission and reception of information.” See Ex. 2029, Shoup Dep.,
`
`18:3-10.
`
`E.
`51.
`
`Level of Ordinary Skill in the Art
`I understand that claims are to be interpreted from the viewpoint of a
`
`person of ordinary skill in the relevant art (POSITA). To determine the level of
`
`skill that would be “ordinary,” I understand that a person of ordinary skill must
`
`generally have the capability of understanding the general principles that are
`
`applicable to the pertinent art.
`
`52.
`
`In the case of the ’586 Patent, these general principles include the
`
`concepts of wireless communications in modern mobile devices (e.g., cell phones,
`
`watches, smartphones, tablets, laptops, and the like) and the unlocking of those
`
`devices using, in part, wireless communication. A person of ordinary skill in the
`
`art should be familiar with these principles
`
`53. A person of ordinary skill in the art in the field of the ’586 Patent
`
`would have had a working knowledge of wireless communications, and gained
`
`this knowledge through a Bachelor of Science in Electrical Engineering, and at
`
`least one year of experience working in the field of wireless communications.
`
`738473418.4
`
`19
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 22 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`Additional education or work experience in a relevant field may compensate for a
`
`deficit in one of the relevant qualifications above. This is based on my review of
`
`the ’586 Patent and my knowledge of those who were working in the field at the
`
`time of the invention. I at least met this definition of a person of ordinary skill in
`
`the art at the time of the inventions of the ’586 Patent (no later than May 2012).
`
`54.
`
`I understand that Dr. Shoup has stated that, in his opinion, a person of
`
`ordinary skill in the art for the ’586 Patent “In my opinion, a person having
`
`ordinary skill in the art of the ’586 Patent at the time of its filing would have been
`
`a person having, as of May 23, 2012, at least: a bachelor’s degree in computer
`
`science, or in a related field, with at least 2-4 years of industry experience in
`
`computer and network security. Additional education may substitute for lesser
`
`experience and vice-versa. Such a person of ordinary skill in the art would have
`
`been capable of understanding the ’586 Patent and the prior art references
`
`discussed herein.” Ex. 1003 at 14.
`
`55.
`
`I do not believe that my definition of a person of ordinary skill is
`
`materially different from Dr. Shoup’s. Indeed, there are several similarities
`
`between our two definitions: both expressly mention a degree in either electrical
`
`engineering or computer science (degrees where students often take overlapping
`
`courses), and both require at least one year of work experience in a related field.
`
`That said, my opinions here would not change based on which definition the
`
`738473418.4
`
`20
`
`Apple v. Maxell
`IPR2020-00202
`Maxell Ex. 2022
`
`Page 23 of 106
`
`

`

`Declaration of Branimir Vojcic, DSc
`
`PTAB ultimately adopts; it is my opinion that the challenged claims of the ’586
`
`Patent are valid under both definitions.
`
`IV. MATERIALS CONSIDERED
`56. Among the materials I considered here are the ’586 Patent (Ex.
`
`1001); its prosecution history (Ex. 1002); Apple’s Petition for Inter Partes Review
`
`of U.S. Patent No. 10,212,586, filed December 19, 2019 (the “Petition” or “Pet.”),
`
`an

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket