throbber

`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
` ____________
`
`APPLE INC.
`Petitioner
`
`v.
`
`MAXEL, LTD.
`Patent Owner
`____________
`
`IPR2020-00200
`Patent No. 10,084,991
` ____________
`
`
`DECLARATION OF DR. ANDREW LIPPMAN
`
`
`
`
`
`
`
`
`
`IPR2020-00200
` Apple Inc. EX1003 Page 1
`
`
`
`

`

`TABLE OF CONTENTS
`BACKGROUND AND QUALIFICATIONS
`I.
`II. LEGAL FRAMEWORK
`
`
`
`4
`9
`
`10
`A. ANALOGOUS ART
`10
`B. OBVIOUSNESS
`C.
`SECONDARY CONSIDERATIONS OF NON-OBVIOUSNESS 15
`D.
`17
`
`CLAIM CONSTRUCTION
`III. OPINION REGARDING LEVEL OF SKILL OF A PERSON
`HAVING ORDINARY SKILL IN THE ART
`IV. BACKGROUND OF THE TECHNOLOGY
`V. OPINIONS REGARDING THE ’991 PATENT AND
`ANALAGOUS ART
`
`17
`19
`
`25
`
`26
`27
`30
`31
`32
`33
`35
`102
`104
`106
`
`34
`35
`
`102
`
`A. DESCRIPTION OF THE ALLEGED INVENTION OF THE
`B. OPINIONS REGARDING ASMUSSEN
`C. OPINIONS REGARDING BEAR
`D. OPINIONS REGARDING MARLEY
`E.
`F.
`A.
`A.
`B.
`C.
`
`’991 PATENT
`
`OPINIONS REGARDING DEFAZIO
`OPINIONS REGARDING LINDSTROM
`VI. OPINIONS REGARDING GROUND 1: COMBINATION OF
`ASMUSSEN AND BEAR
`VII. GROUND 1: THE COMBINATION OF ASMUSSEN AND BEAR
`CLAIM 1
`VIII. OPINIONS REGARDING GROUND 2: THE COMBINATION
`OF ASMUSSEN, BEAR, AND MARLEY
`CLAIM 1(C)
`CLAIM 2
`CLAIM 3
`
`
`
`IPR2020-00200
` Apple Inc. EX1003 Page 2
`
`
`
`

`

`D.
`E.
`F.
`A.
`B.
`
`CLAIM 4
`CLAIM 5
`CLAIM 12
`IX. OPINIONS REGARDING GROUND 3: THE COMBINATION
`OF ASMUSSEN, BEAR, MARLEY AND DEFAZIO
`CLAIM 5
`CLAIM 12
`X. OPINIONS REGARDING GROUND 4: THE COMBINATION
`OF ASMUSSEN, LINDSTROM, AND BEAR
`XI. CONCLUSION
`
`
`
`107
`111
`118
`121
`124
`
`121
`
`125
`135
`
`
`
`IPR2020-00200
` Apple Inc. EX1003 Page 3
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`
`I, Dr. Andrew Lippman, hereby declare the following:
`
`I.
`
`BACKGROUND AND QUALIFICATIONS
`1. My name is Andrew Lippman, and I am over 21 years of age and
`
`otherwise competent to make this Declaration. I make this Declaration based on facts
`
`and matters within my own knowledge and on information provided to me by others,
`
`and, if called as a witness, I could and would competently testify to the matters set
`
`forth herein.
`
`2.
`
`I have been retained as a technical expert witness in this matter by
`
`Counsel for the Petitioner, Apple Inc. (“Petitioner”) to provide my independent
`
`opinions on certain issues requested by Counsel for Petitioner relating to the
`
`accompanying Petition for Inter Partes Review of U.S. Patent No. 10,084,991 (“the
`
`’991 Patent”). I am being compensated at an hourly rate of $650.00. My
`
`compensation in this matter is not based on the substance of my opinions or on the
`
`outcome of this matter. I have been informed that Maxell, Ltd. is the purported
`
`owners of the ’991 Patent. I note that I have no financial interest in Maxell, Ltd. or
`
`Petitioner, and I have no other interest in the outcome of this matter.
`
`3.
`
`I have summarized in this section my educational background, career
`
`history, and other qualifications relevant to this matter. I have also included a current
`
`version of my curriculum vitae, attached as Appendix B.
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 4
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`I earned my undergraduate degree in Electrical Engineering from MIT
`
`4.
`
`in 1971. I earned a Master of Science degree in Computer Graphics from MIT in
`
`1978. I earned a Ph.D. in Electrical Engineering from the École Polytechnique
`
`Fédérale de Lausanne (Switzerland) in 1995. My thesis was on scalable video, a
`
`technique for representing visual data in a fluid and variable networking and
`
`processing environment, similar to what we call streaming today.
`
`5.
`
`I am currently a Senior Research Scientist at the Massachusetts Institute
`
`of Technology (“MIT”) and Associate Director of the MIT Media Laboratory, an
`
`approximately $80 million per year research and teaching facility at MIT, which I
`
`helped establish in the early 1980s.
`
`6.
`
`At MIT, I have supervised over 50 Masters and Ph.D. theses in the
`
`Media Arts and Sciences program and have taught courses such as Digital Video and
`
`MIT’s freshman physics seminar. Through the course of my career, I have directed
`
`and served as principal investigator of research projects supported by the Defense
`
`Advanced Research Projects Agency (DARPA), the Office of Naval Research
`
`(ONR), The National Science Foundation (NSF), and over 50 industrial
`
`companies. I have never precisely calculated my net research volume, but it is in
`
`excess of $50 million.
`
`7.
`
`I am named as an inventor on six patents in the area of video and digital
`
`processing and have served on the advisory boards for technology companies in
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 5
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`fields ranging from video conferencing to music analysis. I have authored or co-
`
`authored over 65 published papers in the fields of interactivity, communications,
`
`video coding, and television. I served on the editorial board of the Image
`
`Communication Journal between 1989 and 2003. I have served as an expert witness
`
`in patent cases since 2001, addressing diverse features of interactive television,
`
`electronic program guides, and user interaction.
`
`8.
`
`I have worked generally on video interaction systems since the
`
`1970s. In the early 1970s, I developed font representations that permitted high
`
`quality display of text on standard broadcast television receivers. In 1978, I directed
`
`a DARPA-funded project called the “Movie-Map” that used computing and optical
`
`video and image storage to create an “experiential map” that featured “surrogate
`
`travel,” the ability to recreate the visual experience of traveling through a real place,
`
`a city. This is similar to Google’s Street-View and mapping systems.
`
`9.
`
`In the 1980s, I was principal investigator of Office of Naval Research
`
`funded programs in video and graphics computer systems for interactive learning
`
`dedicated
`
`to maintenance and repair. I also developed networked video
`
`communications systems
`
`that
`
`included scripting
`
`languages for specifying
`
`audiovisual content and representing it on various monitoring terminals.
`
`10.
`
`In 1991, I created the “Media Bank” program at MIT, the purpose of
`
`which was to allow a diverse set of networked devices to access appropriate forms
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 6
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`of content for which they had the bandwidth and processing power to display. This
`
`entailed maintaining state information about terminal devices at a server and using
`
`that to determine the best representation of the audiovisual material to deliver to
`
`them. In addition, it included and developed cryptographic distribution methods that
`
`ensured secure delivery of information on the network. Related to this work, I also
`
`supervised Masters theses on networked distribution of video and coding specifically
`
`for diverse uses on the Internet. My colleagues and I created demonstrations of
`
`interactive television systems for news that combined the evening newscast with
`
`additional data from print sources so the viewer could learn more about the story
`
`than was available in the live broadcast.
`
`11. Also in 1991, I created the Television of Tomorrow program at MIT.
`
`This program addressed the digital representation and delivery of video at diverse
`
`scales and through diverse networks. This program built on work on scalable
`
`representations of images that were standards-independent and interactive.
`
`12.
`
`In 1993, I was invited to be a member of Robert Kahn’s “Cross Industry
`
`Working Group” the goal of which was to develop the ideas for a National
`
`Information Infrastructure. At DARPA, Kahn had initiated the research to develop
`
`the Arpanet and the Internet. Throughout this period, my students and I worked on
`
`distributed interactive systems for consumer use (television, electronic newspapers,
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 7
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`learning) including the basic technology of the network and the client-server
`
`interactions.
`
`13.
`
`I was a member of the Motion Picture Experts Groups, an ISO standards
`
`committee effort that defined the standards for common distribution of “MP3” music
`
`and storage and distribution of “MPEG Video.” I co-wrote the paper defining the
`
`requirements for the MPEG-2 standard with Okubo and McCann in 1995. MPEG
`
`standards remain the predominant encoding for distribution of digital video to this
`
`day. I was also the principal investigator on industry-funded programs addressing
`
`digital motion pictures — the “Movies of the Future” program at MIT, and high
`
`definition television, “Television of Tomorrow.” At MIT, I created the “Digital Life”
`
`consortium, the purpose of which was to explore and develop ideas relevant to an
`
`Internet-connected society.
`
`14. Based on my experiences described above, and as indicated in my
`
`Curriculum Vitae, I am qualified to provide the following opinions with respect to
`
`the patents in this case. Additionally, I was at least a person having ordinary skill in
`
`the art as of the priority date of the ’991 Patent.
`
`15.
`
`I am being compensated for my time spent in connection with this case.
`
`I have no financial interest in the outcome of this case. The opinions provided in this
`
`report are my own and my compensation does not depend in any way on the
`
`substance of my opinions.
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 8
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`16. As part of my work and in forming my opinions in connection with this
`
`proceeding, I have reviewed the following materials. For any prior art listed below,
`
`it is my opinion persons of ordinary skill in my field would reasonably rely upon
`
`such prior art in forming opinions regarding the subject matter of this proceeding:
`
`• Petition for Inter Partes Review of U.S. Patent No. 10,084,991;
`• U.S. Patent No. 10,084,991 (Ex. 1001);
`• File History for U.S. Patent 10,084,991 (Ex. 1002);
`• U.S. Patent No. 7,565,680 to Asmussen (Ex. 1004);
`• U.S. Patent No. 7,548,255 to Bear (Ex. 1005);
`• U.S. Patent Application No. 2007/0139514 to Marley (Ex. 1006)
`• U.S. Patent No. 5,940,484 to DeFazio (Ex. 1007).
`• U.S. Patent Application No. 2004/0031064 to Lindstrom (Ex. 1008)
`• U.S. Patent No. 6,493,020 to Stevenson (Ex. 1012)
`• U.S. Patent No. 6,134,223 to Burke (Ex. 1013)
`• U.S. Patent No. 8,458,756 to Rodriguez (Ex. 1014)
`• U.S. Patent No. 7,373,650 to Rodriguez (Ex. 1015)
`• Explorer® Digital Video Recorder - Users Guide (Ex. 1016)
`• “So far, interactive TV is no match for the mall” - Tampa Bay Times (St.
`Petersburg, Florida) June 5, 1995 (Ex. 1017); and
`• “Comcast rolls out video on demand” - Sunday News (Lancaster,
`Pennsylvania) Nov. 3, 2002 (Ex. 1018)
`
`
`II. LEGAL FRAMEWORK
`17.
`I am a technical expert and do not offer any legal opinions. However, I
`
`have been informed about certain legal principles regarding patentability and related
`
`matters under United States patent law, which I have applied in performing my
`
`analysis and arriving at my technical opinions in this matter.
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 9
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`
`A. Analogous Art
`18.
`I have been informed by counsel that for prior art to be used to establish
`
`the unpatentability of a patent based on obviousness, the prior art must be “analogous
`
`art” to the claimed invention. I have also been informed by counsel that a prior art
`
`reference is analogous art to the claimed invention if: (1) the reference is from the
`
`same field of endeavor as the claimed invention, even if it addresses a different
`
`problem; or (2) the reference is reasonably pertinent to the problem faced by the
`
`invention, even if it is not in the same field of endeavor as the claimed invention.
`
`B. Obviousness
`19.
`I have been informed that a person cannot obtain a patent on an
`
`invention if the differences between the invention and the prior art are such that the
`
`subject matter as a whole would have been obvious at the time the invention was
`
`made to a person having ordinary skill in the art (“POSITA”). I have been informed
`
`that a conclusion of obviousness may be founded upon more than a single item of
`
`prior art. I have been further informed that obviousness is determined by evaluating
`
`the following factors: (1) the scope and content of the prior art, (2) the differences
`
`between the prior art and the claim at issue, (3) the level of ordinary skill in the
`
`pertinent art, and (4) secondary considerations of non-obviousness. In addition, the
`
`obviousness inquiry should not be done in hindsight. Instead, the obviousness
`
`inquiry should be done through the eyes of a POSITA at the time of the alleged
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 10
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`
`invention.
`
`20.
`
`In considering whether certain prior art renders a particular patent claim
`
`obvious, I have been informed that I can consider the scope and content of the prior
`
`art, including the fact that one of skill in the art would regularly look to the
`
`disclosures in patents, trade publications, journal articles, conference papers,
`
`industry standards, product
`
`literature and documentation,
`
`texts describing
`
`competitive technologies, requests for comment published by standard setting
`
`organizations, and materials from industry conferences, as examples. I have been
`
`informed that for a prior art reference to be proper for use in an obviousness analysis,
`
`the reference must be “analogous art” to the claimed invention. I have been informed
`
`that a reference is analogous art to the claimed invention if: (1) the reference is from
`
`the same field of endeavor as the claimed invention (even if it addresses a different
`
`problem); or (2) the reference is reasonably pertinent to the problem faced by the
`
`inventor (even if it is not in the same field of endeavor as the claimed invention). In
`
`order for a reference to be “reasonably pertinent” to the problem, it must logically
`
`have commended itself to an inventor's attention in considering his problem. In
`
`determining whether a reference is reasonably pertinent, one should consider the
`
`problem faced by the inventor, as reflected either explicitly or implicitly, in the
`
`specification. I believe that all of the references I considered in forming my opinions
`
`in this IPR are well within the range of references a POSITA would have consulted
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 11
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`to address the type of problems described in the Challenged Claims.
`
`21.
`
`I have been informed that, in order to establish that a claimed invention
`
`was obvious based on a combination of prior art elements, a clear articulation of the
`
`reason(s) why a claimed invention would have been obvious must be provided.
`
`Specifically, I am informed that, under the U.S. Supreme Court’s KSR decision, a
`
`combination of multiple items of prior art renders a patent claim obvious when there
`
`was an apparent reason for one of ordinary skill in the art, at the time of the invention,
`
`to combine the prior art, which can include, but is not limited to, any of the following
`
`rationales: (A) combining prior art methods according to known methods to yield
`
`predictable results; (B) substituting one known element for another to obtain
`
`predictable results; (C) using a known technique to improve a similar device in the
`
`same way; (D) applying a known technique to a known device ready for
`
`improvement to yield predictable results; (E) trying a finite number of identified,
`
`predictable potential solutions, with a reasonable expectation of success; (F)
`
`identifying that known work in one field of endeavor may prompt variations of it for
`
`use in either the same field or a different one based on design incentives or other
`
`market forces if the variations are predictable to one of ordinary skill in the art; or
`
`(G) identifying an explicit teaching, suggestion, or motivation in the prior art that
`
`would have led one of ordinary skill to modify the prior art reference or to combine
`
`the prior art references to arrive at the claimed invention. I am also informed that
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 12
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`where there is a motivation to combine, claims may be rejected as prima facie
`
`obvious provided a POSITA would have had a reasonable expectation of success
`
`regarding the proposed combination.
`
`22.
`
`I am informed that the existence of an explicit teaching, suggestion, or
`
`motivation to combine known elements of the prior art is a sufficient, but not a
`
`necessary, condition to a finding of obviousness. This so-called “teaching-
`
`suggestion-motivation” test is not the exclusive test and is not to be applied rigidly
`
`in an obviousness analysis. In determining whether the subject matter of a patent
`
`claim is obvious, neither the particular motivation nor the avowed purpose of the
`
`patentee controls. Instead, the important consideration is the objective reach of the
`
`claim. In other words, if the claim extends to what is obvious, then the claim is
`
`invalid. I am further informed that the obviousness analysis often necessitates
`
`consideration of the interrelated teachings of multiple patents, the effects of demands
`
`known to the technological community or present in the marketplace, and the
`
`background knowledge possessed by a person having ordinary skill in the art. All of
`
`these issues may be considered to determine whether there was an apparent reason
`
`to combine the known elements in the fashion claimed by the patent.
`
`23.
`
`I also am informed that in conducting an obviousness analysis, a precise
`
`teaching directed to the specific subject matter of the challenged claim need not be
`
`sought out because it is appropriate to take account of the inferences and creative
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 13
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`steps that a POSITA would employ. The prior art considered can be directed to any
`
`need or problem known in the field of endeavor at the time of invention and can
`
`provide a reason for combining the elements of the prior art in the manner claimed.
`
`In other words, the prior art need not be directed towards solving the same specific
`
`problem as the problem addressed by the patent. Further, the individual prior art
`
`references themselves need not all be directed towards solving the same problem. I
`
`am informed that, under the KSR obviousness standard, common sense is important
`
`and should be considered. Common sense teaches that familiar items may have
`
`obvious uses beyond their primary purposes.
`
`24.
`
`I also am informed that the fact that a particular combination of prior
`
`art elements was “obvious to try” may indicate that the combination was obvious
`
`even if no one attempted the combination. If the combination was obvious to try
`
`(regardless of whether it was actually tried) or leads to anticipated success, then it is
`
`likely the result of ordinary skill and common sense rather than innovation. I am
`
`further informed that in many fields it may be that there is little discussion of obvious
`
`techniques or combinations, and it often may be the case that market demand, rather
`
`than scientific literature or knowledge, will drive the design of an invention. I am
`
`informed that an invention that is a combination of prior art must do more than yield
`
`predictable results to be non-obvious.
`
`25.
`
`I am informed that for a patent claim to be obvious, the claim must be
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 14
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`obvious to a POSITA at the time of the alleged invention. I am informed that the
`
`factors to consider in determining the level of ordinary skill in the art include (1) the
`
`educational level and experience of people working in the field at the time the
`
`invention was made, (2) the types of problems faced in the art and the solutions
`
`found to those problems, and (3) the sophistication of the technology in the field.
`
`26.
`
`I am informed that it is improper to combine references where the
`
`references teach away from their combination. I am informed that a reference may
`
`be said to teach away when a POSITA, upon reading the reference, would be
`
`discouraged from following the path set out in the reference, or would be led in a
`
`direction divergent from the path that was taken by the patent applicant. In general,
`
`a reference will teach away if it suggests that the line of development flowing from
`
`the reference’s disclosure is unlikely to be productive of the result sought by the
`
`patentee. I am informed that a reference teaches away, for example, if (1) the
`
`combination would produce a seemingly inoperative device, or (2) the references
`
`leave the impression that the product would not have the property sought by the
`
`patentee. I also am informed, however, that a reference does not teach away if it
`
`merely expresses a general preference for an alternative invention but does not
`
`criticize, discredit, or otherwise discourage investigation into the invention claimed.
`
`C.
`27.
`
`Secondary Considerations of Non-Obviousness
`I am informed that even if a prima facie case of obviousness is
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 15
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`established, the final determination of obviousness must also consider “secondary
`
`considerations” if presented. In most instances, the patentee raises these secondary
`
`considerations of non-obviousness. In that context, the patentee argues an invention
`
`would not have been obvious in view of these considerations, which include: (a)
`
`commercial success of a product due to the merits of the claimed invention; (b) a
`
`long-felt, but unsatisfied need for the invention; (c) failure of others to find the
`
`solution provided by the claimed invention; (d) deliberate copying of the invention
`
`by others; (e) unexpected results achieved by the invention; (f) praise of the
`
`invention by others skilled in the art; (g) lack of independent simultaneous invention
`
`within a comparatively short space of time; (h) teaching away from the invention in
`
`the prior art.
`
`28.
`
` I am further informed that secondary-considerations evidence is only
`
`relevant if the offering party establishes a connection, or nexus, between the
`
`evidence and the claimed invention. The nexus cannot be based on prior art features.
`
`The establishment of a nexus is a question of fact. While I understand that the Patent
`
`Owner here has not offered any secondary considerations at this time, I will
`
`supplement my opinions in the event that the Patent Owner raises secondary
`
`considerations during the course of this proceeding.
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 16
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`
`D. Claim Construction
`29.
`I have been informed by counsel that the first step in an unpatentability
`
`analysis involves construing the claims, as necessary, to determine their scope.
`
`Second, the construed claim language is then compared to the disclosures of the prior
`
`art. I am informed that claims are generally given their ordinary and custom meaning
`
`as understood by one of ordinary skill in the art at the time of the invention, in light
`
`of the patent specification.
`
`30. For purposes of this proceeding, I have applied the claim constructions
`
`set forth in the claim construction section of the Petition for Inter Partes Review of
`
`U.S. Patent No. 10,084,991 (the “Petition”) that this declaration accompanies when
`
`analyzing the prior art and the claims. For any claim terms not construed, I have
`
`applied the meaning of the claim terms of the ’991 Patent that are generally
`
`consistent with the terms’ ordinary and customary meaning, as a person of ordinary
`
`skill in the art would have understood them at the time of the invention. I have been
`
`instructed to assume for purposes of this proceeding that the time of the invention is
`
`September 25, 2008.
`
`III. OPINION REGARDING LEVEL OF SKILL OF A PERSON HAVING
`ORDINARY SKILL IN THE ART
`31.
`I was asked to provide my opinion as to the level of skill of a person
`
`having ordinary skill in the art (“POSITA”) of the ’991 Patent at the time of the
`
`claimed invention, which I have been instructed to assume is September 25, 2008.
`IPR2020-00200
`Apple Inc. EX1003 Page 17
`
`
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`In determining the characteristics of a hypothetical person of ordinary skill in the art
`
`of the ’991 Patent at the time of the claimed invention, I was told to consider several
`
`factors, including the type of problems encountered in the art, the solutions to those
`
`problems, the rapidity with which innovations are made in the field, the
`
`sophistication of the technology, and the education level of active workers in the
`
`field. I also placed myself back in the time frame of the claimed invention and
`
`considered the colleagues with whom I had worked at that time.
`
`32.
`
`In my opinion, a person having ordinary skill in the art of the ’991
`
`Patent at the time of its filing would have been a person having, as of September 25,
`
`2008, a Bachelor’s degree in Electrical Engineering, Computer Engineering, or
`
`Computer Science, or an equivalent degree with at least two years of experience in
`
`digital video systems and networking, human-computer interaction, or related
`
`technologies. Additional education may substitute for lesser work experience and
`
`vice-versa. Such a person of ordinary skill in the art would have been capable of
`
`understanding the ’991 Patent and the prior art references discussed herein.
`
`33. Based on my education, training, and professional experience in the
`
`field of the claimed invention, I am familiar with the level and abilities of a person
`
`of ordinary skill in the art at the time of the claimed invention. Additionally, I met
`
`at least these minimum qualifications to be a person having ordinary skill in the art
`
`at least as of September 25, 2008. Further, although my qualifications may exceed
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 18
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`those of the hypothetical person having ordinary skill in the art defined above, my
`
`analysis and opinions regarding the ’991 Patent have been rendered from the
`
`perspective of a person having ordinary skill in the art at the time of the invention.
`
`34. My opinions provided in this Declaration are made as of the priority
`
`date of the ’991 Patent (which counsel has informed me is September 25, 2008),
`
`unless expressly stated otherwise. To the extent that any verb tense used in this
`
`Declaration or any deposition or testimony provided in this matter is a present tense,
`
`e.g., “would reasonably understand,” such verb tense should be understood to be my
`
`opinion as of the ’991 Patent’s priority date (again, unless expressly stated
`
`otherwise). I merely use the present verb tense for ease of reading.
`
`IV. BACKGROUND OF THE TECHNOLOGY
`35.
`I was asked to briefly summarize the background of the prior art from
`
`the standpoint of a POSITA prior to September 25, 2008.
`
`36. Performing video phone calls over existing communications networks
`
`has been part of the consumer market for decades. Specifically, one of the first
`
`commercial videophones to hit the public market was the PicturePhone® researched
`
`and produced by AT&T Bell Labs. The PicturePhone® first debuted at the 1964
`
`World’s Fair that took place in Queens, NY, and became commercially available in
`
`Pittsburgh Pennsylvania with the first call taking place between the then current
`
`mayor Pete Flaherty and John Harper, the chairman of a company called Alcoa
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 19
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`(Aluminum Co. of America). However, being primarily aimed at large corporations
`
`and due to the exorbitant cost of both the units and placing video calls, the service
`
`did not garner the wide spread popularity envision by AT&T and eventually the
`
`service was discontinued by the late 1970s. AT&T again entered the market in 1992
`
`introducing the VideoPhone 2500TM aimed for use by the general public. This new
`
`and improved video phone looked like a standard telephone with a built-in camera
`
`and fold-up screen. This unit could call any phone in the world and perform a
`
`standard voice only call, but if calling other VideoPhone 2500 units could also
`
`transmit video. However, this video phone was still limited in its success due to its
`
`cost (roughly $1500 per unit), and low quality. See Marley (Ex. 1006), ¶¶ [0002]-
`
`[0003].
`
`37. By the mid 1990s, with the ever increasing use of the Personal
`
`Computer (“PC”), Internet-based videophones systems began making an
`
`appearance. One of the first internet based systems was called “CU-Seeme” and was
`
`developed and distributed for free over the internet by Cornell University. However,
`
`even this system was not truly user friendly, due to the fact that in order to use it, the
`
`user had to be in the vicinity of their PC, and most PCs were located in less
`
`frequently used rooms in a home. Also placing or receiving calls to a particular
`
`recipient was inconvenient because a user would have to arrange such a call in
`
`advance. See Stevenson (Ex. 1012), 1:10–2:22.
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 20
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
` Additionally, PCs could only provide this functionality if they had the
`
`38.
`
`correct network connections and equipment such as a camera, microphone, and
`
`necessary hardware and software. Burke (Ex. 1013), 1:26–2:43.
`
`39. At this time PC systems were not an overly desirable product to most
`
`consumers. Because of these drawbacks, other ways were being developed to
`
`implement video phone systems in the home. One solution to this was to use pre-
`
`existing networks and devices that were readily available in the home and familiar
`
`to a consumer. Such a network was the cable system and the devices were a
`
`consumer’s television and a set-top box. See Marley, ¶¶ [0003]-[0005].
`
`40. One patent from the mid 2000s, such as U.S. Patent No. 8,458,756 to
`
`Rodriguez et al. (“Rodriguez”) contemplates using existing cable television (CATV)
`
`networks to “transport videophone signals to subscribers of the cable television
`
`system in an efficient and inexpensive manner.” Rodriguez, 1:14-18, 1:67-2:4, see
`
`also 2:4-9 (disclosing “[m]odern digital cable television (CATV) transmission
`
`technology offers many advantages over conventional videophone and video
`
`conferencing technology,” and that “much of the existing infrastructure of
`
`conventional CATV systems may be reused for videophone”). Rodriguez also
`
`teaches that “videophone signals are transported over a CATV network to user of
`
`the CATV system.” Rodriguez, 2:56-58. Rodriguez depicts its CATV system in Fig.
`
`1 shown below.
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 21
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`
`
`
`Rodriguez, Fig. 1. Here Rodriguez depicts multiple users (101-104) all connected to
`
`a headend 110 via a cable 120. Rodriguez, 5:22-27. More specifically Rodriguez
`
`teaches that the cable 120 “may include various media, such as, for example, fiber
`
`optic, copper, or hybrid-fiber-coax- (HFC).” Id.
`
`41. Rodriguez utilizes a set top terminal with an integrated videophone unit
`
`that receives videophone data intended for a user and transmits the data to a display
`
`device such as the television. Rodriguez 3:51-56. Rodriguez also teaches that the
`
`
`
`IPR2020-00200
`Apple Inc. EX1003 Page 22
`
`
`
`

`

`Declaration of Dr. Andrew Lippman
`U.S. Patent No. 10,084,991
`video

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket