UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`15/837,402
`
`ISSUE DATE
`
`09/25/2018
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10084991
`
`ASA-9567-06
`
`6521
`
`09/05/2018
`
`7590
`24956
`MATTINGLY & MALUR, PC
`1800 DIAGONAL ROAD
`SUITE 210
`ALEXANDRIA, VA 22314
`UNITED ST A TES OF AMERICA
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is O day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
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`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
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`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Kazunori IWABUCHI, Yokohama, JAPAN;
`Maxell, Ltd., Kyoto, JAPAN;
`Hiraki MIZOSOE, Kawasaki, JAPAN;
`Mutsumi SHIMODA, Kawasaki, JAPAN;
`Setiawan BONDAN, Yamato, JAPAN;
`Manabu SASAMOTO, Yokohama, JAPAN;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
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`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`IPR2020-00200
`Apple Inc. EX1002 Page 1
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
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`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`24956
`7590
`06/08/2018
`MATTINGLY & MALUR, PC
`1800 DIAGONAL ROAD
`SUITE 210
`ALEXANDRIA, VA 22314
`UNITED STATES OF AMERICA
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
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`I hereby certify that this Fee(s) Transmittal is being deposited with the United
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`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/837,402
`
`12/11/2017
`
`Kazunori IW ABU CHI
`
`ASA-9567-06
`
`6521
`
`TITLE OF INVENTION: TELEVISION RECEIVER WITH A TV PHONE FUNCTION
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0
`
`$0
`
`$1000
`
`09/10/2018
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`NGUYEN, KHAI N
`
`2652
`
`348-014040
`
`I. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address ( or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(I) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`I Mattingly & Malur, PC
`
`2 ______________
`
`3 ______________
`
`_
`
`_
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`
`Maxell, Ltd.
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual
`
`Kyoto, Japan
`
`[l Corporation or other private group entity O Government
`
`4a. The following fee(s) are submitted:
`[l Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - # of Copies _________
`
`_
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`18) Payment by credit card. Form PTO-2038 is attached.
`~ The director is hereby authorized to charge the required fee( s ), any deficiency, or credits any
`overpayment, to Deposit Account Number 50-1417
`( enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature _/_J_o_hn_R_._M_a_tt_in~g~IY~'---------------
`
`Date August 23, 2018
`
`
`
`Typed or printed name _J_o_h_n_R_. _M_a_tt_in~g~l~y ______________
`
`
`
`_
`
`
`
`Registration No. _3_0~,2_9_3 _____________
`
`_
`
`Page 2 of3
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`IPR2020-00200
`Apple Inc. EX1002 Page 2
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`15837402
`
`11-Dec-2017
`
`Title of Invention:
`
`A COMMUNICATION APPARATUS AND METHOD FOR RECEIVING AN
`INBOUND VIDEOPHONE CALL NOTICE WHILE DISPLAYING DIGITAL
`INFORMATION ON THE DISPLAY.
`
`First Named Inventor/Applicant Name:
`
`Kazunori IWABUCHI
`
`Filer:
`
`John Roberts Mattingly/Krista Hargrove
`
`Attorney Docket Number:
`
`ASA-9567-06
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`UTILITY APPL ISSUE FEE
`
`1501
`
`1
`
`1000
`
`1000
`
`IPR2020-00200
`Apple Inc. EX1002 Page 3
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USO($)
`
`1000
`
`IPR2020-00200
`Apple Inc. EX1002 Page 4
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`33513809
`
`15837402
`
`International Application Number:
`
`Confirmation Number:
`
`6521
`
`Title of Invention:
`
`A COMMUNICATION APPARATUS AND METHOD FOR RECEIVING AN
`INBOUND VIDEOPHONE CALL NOTICE WHILE DISPLAYING DIGITAL
`INFORMATION ON THE DISPLAY.
`
`First Named Inventor/Applicant Name:
`
`Kazunori IWABUCHI
`
`Customer Number:
`
`24956
`
`Filer:
`
`John Roberts Mattingly
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`ASA-9567-06
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`23-AUG-2018
`
`11-DEC-2017
`
`14:30:17
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully
`
`received
`
`in RAM
`
`yes
`
`CARD
`
`$1000
`
`RAM confirmation Number
`
`082418INTEFSW14305200
`
`Deposit Account
`
`Authorized User
`
`501417
`
`John Mattingly
`
`The Director of the USPTO is hereby authorized
`
`to charge
`
`indicated
`
`fees and credit any overpayment
`
`as follows:
`
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`IPR2020-00200
`Apple Inc. EX1002 Page 5
`
`

`

`37 CFR 1.19 (Document supply fees)
`
`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`1233209
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`9567-06-issuefeetransmittal.pd
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`26c04f727bb3ef00e494b27be6b8ca58d42
`a6ce4
`
`30833
`
`2
`
`Fee Worksheet (5B06)
`
`fee-info.pdf
`
`no
`
`2
`
`096eceb88c5431 c881 c4ea8b91 e60ce951 6
`d8b4
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`1264042
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`for a filing date (see 37 CFR
`includes the necessary components
`If a new application
`is being filed and the application
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Agglication under 35 U.S.C. 371
`is compliant with the conditions of 35
`If a timely submission to enter the national stage of an international application
`U.S.C. 371 and other applicable requirements a Form PCT /DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition
`to the Filing Receipt, in due course.
`New International Agglication Filed with the USPTO as a Receiving Office
`for
`includes the necessary components
`If a new international application
`is being filed and the international application
`filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`an international
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international
`filing date of
`the application.
`
`IPR2020-00200
`Apple Inc. EX1002 Page 6
`
`

`

`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONERFORPATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/837,402
`
`12/11/2017
`
`Kazunori
`
`IW ABUCHI
`
`ASA-9567-06
`
`6521
`
`08/03/2018
`7590
`24956
`MATTINGLY & MALUR, PC
`1800 DIAGONAL ROAD
`SUITE 210
`ALEXANDRIA, VIRGINIA 22314
`UNITED ST ATES OF AMERICA
`
`EXAMINER
`
`NGUYEN, KHA! N
`
`ART UNIT
`
`PAPER NUMBER
`
`2652
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`08/03/2018
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`ptomail@mmiplaw.com
`
`PTOL-90A (Rev. 04/07)
`
`IPR2020-00200
`Apple Inc. EX1002 Page 7
`
`

`

`Response to Rule 312 Communication
`
`Application No.
`
`Applicant(s)
`
`15/837,402
`
`Examiner
`
`IWABUCHI et al.
`
`Art Unit AIA Status
`
`KHAI N NGUYEN
`
`2652
`
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --
`
`1. ~The amendment filed on 24 July 2018 under 37 CFR 1.312 has been considered, and has been:
`a) 0
`
`entered.
`
`b) ~ entered as directed to matters of form not affecting the scope of the invention.
`
`c) 0
`
`d) 0
`
`e) 0
`
`disapproved because the amendment was filed after the payment of the issue fee.
`
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`disapproved. See explanation below.
`
`entered in part. See explanation below.
`
`Amendment under Rule 312 to change the Title filed on 07/24/2018 has been entered.
`
`/Khai N. Nguyen/
`Primary Examiner, Art Unit 2652
`
`U.S. Patent and Trademark Office
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20180730
`
`IPR2020-00200
`Apple Inc. EX1002 Page 8
`
`

`

`OK TO ENTER:
`
`/KNN/
`
`/KNN/
`
`(07/30/2018)
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicants
`
`Kazunori IWABUCHI
`
`Confirmation No. 6521
`
`Serial No.
`
`15/837,402
`
`Filed
`
`For
`
`November 12, 2017
`
`A COMMUNICATION APPARATUS AND METHOD FOR
`RECEIVING AN INBOUND VIDEOPHONE CALL NOTICE WHILE
`DISPLAYING DIGITAL INFORMATION ON THE DISPLAY (as
`amended)
`
`Group
`
`2652
`
`Examiner
`
`Khai N. NGUYEN
`
`Docket No.
`
`ASA-9567-06
`
`Customer No.: 24956
`
`AMENDMENT UNDER 37 CFR §1.312
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`July 24, 2018
`
`Following the mailing of the Notice of Allowance mailed June 8, 2018, the
`
`following amendments and remarks are respectfully submitted in connection with the
`
`above-identified application.
`
`Amendments to the Title begin on page 2 of this paper.
`
`Remarks are included following the amendments.
`
`IPR2020-00200
`Apple Inc. EX1002 Page 9
`
`

`

`APPLICATION
`NUMBER
`15/837,402
`
`FILING or
`37l(c)DATE
`12/11/2017
`
`GRPART
`UNIT
`2652
`
`FIL FEE REC'D
`2020
`
`24956
`MATTINGLY & MALUR, PC
`1800 DIAGONAL ROAD
`SUITE 210
`ALEXANDRIA, VA 22314
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent
`and Trademark
`Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY.DOCKET.NO
`ASA-9567-06
`
`IND CLAIMS
`TOT CLAIMS
`4
`16
`CONFIRMATION NO. 6521
`CORRECTED FILING RECEIPT
`
`
`
`1111111111111111111111 m~mll!IIIIHiUI II~
`
`11111111111111111111111
`
`Date Mailed: 08/03/2018
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Kazunori IWABUCHI, Yokohama, JAPAN;
`Hiraki MIZOSOE, Kawasaki, JAPAN;
`Mutsumi SHIMODA, Kawasaki, JAPAN;
`Setiawan BONDAN, Yamato, JAPAN;
`Manabu SASAMOTO, Yokohama, JAPAN;
`
`Applicant( s)
`
`Maxell, Ltd., Kyoto, JAPAN;
`
`Power of Attorney: The patent practitioners associated with Customer Number 24956
`
`Domestic Priority data as claimed by applicant
`This application is a CON of 15/631,298 06/23/2017
`which is a CON of 15/215,839 07/21/2016 PAT 9723268
`which is a CON of 14/811,048 07/28/2015 PAT 9432618
`which is a CON of 13/723,312 12/21/2012 PAT 9124758
`which is a CON of 12/457,257 06/04/2009 PAT 8363087
`
`Foreign Applications (You may be eligible to benefit from the Patent Prosecution Highway program at the
`USPTO. Please see http://www.uspto.gov for more information.)
`JAPAN 2008-246232 09/25/2008 No Access Code Provided
`
`Permission to Access Application via Priority Document Exchange: Yes
`
`Permission to Access Search Results: Yes
`
`page 1 of 4
`
`IPR2020-00200
`Apple Inc. EX1002 Page 10
`
`

`

`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`If Required, Foreign Filing License Granted: 01/11/2018
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 15/837,402
`Projected Publication Date: Not Applicable
`Non-Publication Request: No
`Early Publication Request: No
`Title
`
`A COMMUNICATION APPARATUS AND METHOD FOR RECEIVING AN INBOUND VIDEOPHONE
`CALL NOTICE WHILE DISPLAYING DIGITAL INFORMATION ON THE DISPLAY.
`
`Preliminary Class
`
`348
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`page 2 of 4
`
`IPR2020-00200
`Apple Inc. EX1002 Page 11
`
`

`

`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`
`page 3 of 4
`
`IPR2020-00200
`Apple Inc. EX1002 Page 12
`
`

`

`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+ 1-202-482-6800.
`
`page 4 of 4
`
`IPR2020-00200
`Apple Inc. EX1002 Page 13
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicants
`
`Kazunori IWABUCHI
`
`Confirmation No. 6521
`
`Serial No.
`
`15/837,402
`
`Filed
`
`For
`
`November 12, 2017
`
`: A COMMUNICATION APPARATUS AND METHOD FOR
`RECEIVING AN INBOUND VIDEOPHONE CALL NOTICE WHILE
`DISPLAYING DIGITAL INFORMATION ON THE DISPLAY (as
`amended)
`
`Group
`
`2652
`
`Examiner
`
`Khai N. NGUYEN
`
`Docket No.
`
`: ASA-9567-06
`
`Customer No.: 24956
`
`AMENDMENT UNDER 37 CFR §1.312
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`July 24, 2018
`
`Following the mailing of the Notice of Allowance mailed June 8, 2018, the
`
`following amendments and remarks are respectfully submitted in connection with the
`
`above-identified application.
`
`Amendments to the Title begin on page 2 of this paper.
`
`Remarks are included following the amendments.
`
`IPR2020-00200
`Apple Inc. EX1002 Page 14
`
`

`

`Serial No. 15/837,402
`Amendment Under 37 CFR §1.312 filed July 24, 2018
`
`Amendments to the Title:
`
`Please replace the original title of the invention with the following amended title:
`
`TELEVISIO~J RECEIVER WITH A TV PHO~JE FUNCTIO~J A COMMUNICATION
`
`APPARATUS AND METHOD FOR RECEIVING AN INBOUND VIDEOPHONE CALL
`
`NOTICE WHILE DISPLAYING DIGITAL INFORMATION ON THE DISPLAY.
`
`Page 2 of 3
`
`IPR2020-00200
`Apple Inc. EX1002 Page 15
`
`

`

`Serial No. 15/837,402
`Amendment Under 37 CFR §1.312 filed July 24, 2018
`
`REMARKS
`
`This paper is filed subsequent to the Notice of Allowance having a USPTO
`
`mailing date of June 8, 2018.
`
`The foregoing minor amendment is believed to be necessary, and
`
`accordingly, consideration and entry of the amendments is respectfully requested.
`
`No new matter has been added. It is believed that this minor amendment does not
`
`affect the allowability of the claims.
`
`Respectfully submitted,
`
`MATTINGLY & MALUR, PC
`
`/John R. Mattingly/
`John R. Mattingly
`Registration No. 30,293
`703-684-1120
`
`Page 3 of 3
`
`IPR2020-00200
`Apple Inc. EX1002 Page 16
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`33263887
`
`15837402
`
`International Application Number:
`
`Confirmation Number:
`
`6521
`
`Title of Invention:
`
`TELEVISION RECEIVER WITH A TV PHONE FUNCTION
`
`First Named Inventor/Applicant Name:
`
`Kazunori IWABUCHI
`
`Customer Number:
`
`24956
`
`Filer:
`
`John Roberts Mattingly
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`ASA-9567-06
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`24-JUL-2018
`
`11-DEC-2017
`
`14:41:40
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`I no
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes}/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`18459
`
`1
`
`9567-06-312Amd.pdf
`
`yes
`
`3
`
`4980461917a58d48704889871613a504e25
`fb78f
`
`IPR2020-00200
`Apple Inc. EX1002 Page 17
`
`

`

`Multipart Description/PDF
`
`files in .zip description
`
`Document Description
`
`Start
`
`End
`
`Amendment after Notice of Allowance (Rule 312)
`
`Claims
`
`Applicant Arguments/Remarks Made in an Amendment
`
`1
`
`2
`
`3
`
`1
`
`2
`
`3
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`18459
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`for a filing date (see 37 CFR
`includes the necessary components
`If a new application
`is being filed and the application
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Agglication under 35 U.S.C. 371
`is compliant with the conditions of 35
`If a timely submission to enter the national stage of an international application
`U.S.C. 371 and other applicable requirements a Form PCT /DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition
`to the Filing Receipt, in due course.
`New International Agglication Filed with the USPTO as a Receiving Office
`for
`includes the necessary components
`If a new international application
`is being filed and the international application
`an international
`filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international
`filing date of
`the application.
`
`IPR2020-00200
`Apple Inc. EX1002 Page 18
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria., Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`24956
`7590
`06/08/2018
`MATTINGLY & MALUR, PC
`1800 DIAGONAL ROAD
`SUITE 210
`ALEXANDRIA, VA 22314
`UNITED STATES OF AMERICA
`
`EXAMINER
`
`NGUYEN, KHA! N
`
`ART UNIT
`
`PAPER NUMBER
`
`2652
`
`DATE MAILED: 06/08/2018
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`15/837,402
`
`12/11/2017
`
`Kazunori IW ABU CHI
`
`ASA-9567-06
`
`6521
`
`TITLE OF INVENTION: TELEVISION RECEIVER WITH A TV PHONE FUNCTION
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$1000
`
`$0
`
`$0
`
`$1000
`
`09/10/2018
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All comm