throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_______________
`
`APPLE INC.
`Petitioner,
`
`v.
`
`MAXELL, LTD.,
`Patent Owner
`_______________
`
`Case: IPR2020-00199
`
`U.S. Patent No. 6,329,794
`_______________
`
`
`
`
`
`PATENT OWNER SUR-REPLY TO PETITION FOR INTER PARTES
`REVIEW OF U.S. PATENT NO. 6,329,794
`
`
`
`
`
`
`
`
`Mail Stop Patent Board
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`
`
`
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`PATENT OWNER’S EXHIBIT LIST
`
`
`
`Description
`Letter from Maxell to Apple dated May 17, 2018
`Apple Preliminary Election of Art
`Apple invalidity contention cover document
`Hikishima Claim Chart from District Court Action
`March 16, 2020 Scheduling Order from District Court Action
`May 31, 2019 Scheduling Order from District Court Action
`Letter from Maxell to Apple dated October 9, 2018
`’241 IPR Preliminary Response
`’241 IPR Institution Decision
`March 6, 2017 Scheduling Order from Maxell v. ZTE
`March 19, 2018 Scheduling Order from Maxell v. ZTE
`Docket from District Court Action
`January 8, 2020 Minute Order from District Court Action
`August 28, 2019 Minute Order from District Court Action
`September 18, 2019 Minute Order from District Court Action
`April 20, 2020 Scheduling Order from District Court Action
`Declaration of Tiffany A. Miller
`Maxell Final Election of Asserted Claims
`Togoshi Chart from District Court Action
`Standing Order re COVID-19
`Transcript of September 18, 2020 Deposition of Louis Hruska
`Appendix F from Opening Report of Dr. Daniel A. Menascé
`Regarding U.S. Patent No. 6,329,794
`Declaration of Michael C. Brogioli, Ph.D.
`
`
`Exhibit #
`2001
`2002
`2003
`2004
`2005
`2006
`2007
`2008
`2009
`2010
`2011
`2012
`2013
`2014
`2015
`2016
`2017
`2018
`2019
`2020
`2021
`2022
`
`2023
`
`
`
`ii
`
`

`

`TABLE OF CONTENTS
`
`
`Page
`
`
`
`INTRODUCTION .......................................................................................... 1
`I.
`POWER CONSUMPTION REDUCTION INSTRUCTION ........................ 2
`II.
`III. HIKISHIMA FAILS TO DISCLOSE OR SUGGEST A POWER
`CONSUMPTION REDUCTION INSTRUCTION AS CLAIMED IN
`CLAIMS 1 AND 9........................................................................................ 20
`IV. HIKISHIMA FAILS TO DISCLOSE CLAIMS 2 AND 3 .......................... 24
`V. HIKISHIMA AND TAGOSHI FAIL TO DISCLOSE CLAIMS 8 &
`14 .................................................................................................................. 25
`VI. CONCLUSION ............................................................................................. 27
`
`
`
`
`
`-
`
`
`
`i-
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`I.
`
`
`
`INTRODUCTION
`A power consumption reduction instruction is disclosed broadly in the ’794
`
`Patent, but a switch signal is not encompassed within the meaning of the
`
`instruction. Power cutoff to the function devices—if it occurs—is accomplished as
`
`disclosed and claimed by the changeover controllers. The claimed power
`
`consumption reduction instruction is just that: an instruction. An instruction may
`
`instruct a device to stop operations, reduce operating speed, and/or otherwise
`
`prepare for power supply cutoff. The intrinsic record makes this clear, and the
`
`challenged claims make clear that a switch or changeover controller is distinct
`
`from a power consumption reduction instruction. Thus, it is Apple, not Maxell,
`
`attempting to import limitations into the claims and ascribe functionality to the
`
`instruction that is not supported by the intrinsic record. Apple’s purpose in doing
`
`so is obvious: to manufacture a power consumption reduction instruction in
`
`Hikishima where none exists.
`
`Hikishima’s switch signal is not an instruction to stop operations, reduce
`
`operating speed, and/or otherwise prepare for power supply cutoff. Indeed,
`
`Hikishima discloses no instruction at all. An instruction precedes an event, such as
`
`stopping operations, reducing operating speed, or preparing for power cutoff.
`
`Hikishima skips any issuance of an instruction to function devices and simply cuts
`
`
`
`1
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`off the power via a switch, similar to the changeover controllers disclosed in the
`
`
`
`’794 Patent. What is critically missing from Hikishima is the instruction preceding
`
`the event—the claimed power consumption reduction instruction. Absent such an
`
`instruction in Hikishima, Apple cannot show that the challenged claims are
`
`unpatentable.
`
`The Board should confirm the patentability of all the challenged claims.
`
`II.
`
`POWER CONSUMPTION REDUCTION INSTRUCTION
`Maxell’s construction of the claimed “power consumption reduction
`
`instruction” is consistent with the intrinsic record. Apple tries to contort
`
`Hikishima’s switch signal into a power consumption reduction instruction. The
`
`power consumption reduction instruction has many applications, but it is clear
`
`from the intrinsic record that opening a switch to cut off power to a device is not
`
`the same as sending it a power consumption reduction instruction.
`
`In its reply, Apple continues to employ imprecise language to transform
`
`Hikishima’s switch signal into a power consumption reduction instruction. Paper
`
`22 at 2. For example, Apple states “Maxell asserts the power consumption
`
`reduction instruction encompasses1 (1) stopping operations; (2) reducing operating
`
`speed; and/or (3) preparing for power supply cutoff, but the instruction cannot
`
`1 All emphases added unless otherwise noted.
`2
`
`
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`encompass cutting off the power supply by a switch.” Id. Apple’s purposeful and
`
`
`
`imprecise use of “encompasses” gets to the heart of the matter. The ’794 Patent’s
`
`power consumption reduction instruction does not “encompass” any of the litany
`
`of items Apple lists. Rather, as Maxell argues consistent with the intrinsic record
`
`(see, e.g., Paper 17 at 15-31), the power consumption reduction instruction is “an
`
`instruction to stop operations, reduce operating speed, and/or otherwise prepare for
`
`power supply cutoff.” Paper 17 at 15. In the ’794 Patent and claims, actual power
`
`supply cutoff is performed (if at all) by a switch, and occurs after the controller
`
`sends the power consumption reduction instruction to the function device. Ex.
`
`2023, ¶¶ 43-45. Put another way, issuance of the instruction from the controller
`
`precedes performance of power reduction operations by the function device, such
`
`as stopping operations or reducing operating speed, as well as power supply cutoff
`
`(to the extent it occurs). Ex. 1001, at 7:4-7 (“The function device 1 receives the
`
`power consumption reduction instruction and performs power consumption
`
`reduction operations such as stopping operations or reducing operating speed.”);
`
`see also id., Claim 1 (“a controller for controlling operation of said function
`
`devices based on said remaining capacity….”) and Claim 3 (“a changeover device
`
`capable of cutting off power to part or all of at least one function device…”). The
`
`’794 Patent clearly distinguishes between power consumption reduction
`3
`
`
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`instructions and any subsequent power consumption reduction operations. Id.
`
`
`
`A. The Power Consumption Reduction Instruction is Separate From
`and Precedes Any Operation Such as the Act of Power Cutoff
`Apple’s argument that “the objective of the instruction is cutting off the
`
`power supply” is simply not true. Paper 22 at 3. The ’794 Patent is not so limited.
`
`The objective of the instruction is instruction of the function devices.2 See, e.g., Ex.
`
`1001, 7:3-8; 8:30-10:25. Again, evidence from the intrinsic record confirms that
`
`the power consumption reduction instruction is separate from and precedes the act
`
`of power cutoff—if such cutoff occurs at all—and demonstrates exemplary
`
`purposes of the instruction. The ’794 Patent specification does not equate the act of
`
`cutting off power to a “power consumption reduction instruction.” Apple tacitly
`
`acknowledges the instruction must precede the act, and that power cutoff is not
`
`necessarily the result of the act. Paper 22 at 4 (“All of the embodiments (except
`
`arguably the Figs. 6-7 embodiment), send a power consumption reduction
`
`instruction that initiates a series of steps culminating in cutting off the power
`
`supply to the function devices.”)
`
`
`
`
`2 For ease of reference “function device” used herein references the “function
`devices” of claim 1 and the “component devices” of Claim 9.
`
`
`
`4
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`1.
`
`The Intrinsic Record Is Clear That An Instruction Precedes
`An Operation.
`The claims, specification, and figures are all clear that the power
`
`consumption reduction instruction is sent by the controller to the function device
`
`and that only as a result of the instruction are power consumption reduction
`
`operations performed:
`
`In the present invention, a power supply circuitry includes a capacity
`detector detecting a remaining capacity of a battery and a controller
`issuing power consumption reduction instructions to independently
`operable function devices based on their priority levels. As a result,
`power consumption reduction operations are possible such as
`stopping function devices with low priorities first based on the
`remaining capacity in the battery.
`
`Ex. 1001 at 1:55-62; see also 3:35-38, 4:57-60, and Figs. 1-3, 6, 10, 11. With
`
`respect to what constitutes the power consumption reduction instruction, the
`
`specification provides several examples, none of which include cutting off a power
`
`supply by opening a switch.
`
`In the Figure 5 embodiment, the power consumption reduction instruction is
`
`an instruction indicating to the function device that the power supply will soon be
`
`cut off, i.e., the instruction precedes an act:
`
`In this embodiment, a power consumption reduction instruction is
`5
`
`
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`assumed to mean cutoff from the power supply. Thus, in the
`following description
`the power
`consumption
`reduction
`instruction will be referred to as a power supply cutoff warning.
`
`Ex. 1001 at 4:52-56. This instruction allows the function device to prepare for its
`
`eventual cutoff from the power supply:
`
`The function device 1 receives the power supply cutoff warning from
`the controller 108 and puts the function device 1 in a state where a
`cutoff from the power supply will not lead to problems.
`
`Id. at 4:57-60. See also Ex. 2023, at ¶41. It is clear from the intrinsic record that it
`
`is not the instruction that cuts off power, but rather power supply cutoff is
`
`performed by the changeover controller:
`
`The power supply section 101 includes…a changeover controller A
`104 capable of switching between activation and stopping of power
`to a function device 1 and a function device 2; a changeover
`controller B 105 capable of switching between activation and
`stopping of power to the function device 1….
`
`Ex. 1001 at 3:25-34. See also Ex. 2023, at ¶¶ 43-45. Indeed, in the context of the
`
`Figure 5 embodiment, after the reception of the power consumption reduction
`
`instruction, “the function device 1 sends the controller 108 a power consumption
`
`reduction completion notification.” Ex. 1001, at 4:60-62. It is clear from the
`
`specification that such a power consumption reduction completion notification
`
`
`
`6
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`could not be sent to the controller if power to the function device had already been
`
`
`
`cut off by a switch. This evidence further confirms the proper construction of the
`
`power consumption reduction instruction, and is consistent with the invention
`
`disclosed in the ’794 Patent by ensuring that information processing devices power
`
`down function devices in a controlled manner to ensure that they are operable for
`
`future use. Ex. 2023 at ¶ 61.
`
`The ’794 Patent discloses that the controller may issue a power consumption
`
`reduction instruction to a function device to allow it to put itself “in a state where a
`
`cutoff from the power supply will not lead to problems.” Ex. 1001 at 4:57-60; Ex.
`
`2023, at ¶¶ 63-64. For example, the power consumption reduction instruction may
`
`consist of a “power supply cutoff warning” (4:60-62), an instruction to “stop
`
`operation” (Claims 2 and 10), and/or an instruction to “reduc[e] operating speed”
`
`(7:4-7). After receiving the power consumption reduction instruction and readying
`
`itself for power supply cutoff, the controller may cut off the power supplied to the
`
`function device using a changeover controller (e.g., a switch). Id. 4:57-5:2; Ex.
`
`2023, at ¶¶ 67-69.
`
`B. Apple’s Attempt To Conflate The Power Consumption Reduction
`Instruction With The Act Of Cutting Off Power Should Be
`Rejected
`Apple attempts to conflate two distinct processes: (1) the instruction that
`
`
`
`7
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`precedes possible power supply cutoff, and (2) subsequent power supply cutoff.
`
`Paper 22 at 4. Apple’s argument that sending a power consumption reduction
`
`instruction means the power supply is cutoff is wrong. Id. at 5. Apple’s argument
`
`that “the instruction also serves as a warning that power supply cutoff is to occur
`
`via the instruction” is also wrong. Id. Power supply cutoff does not occur via the
`
`instruction; it occurs, if at all, via the changeover controller. See, e.g., Ex. 1001,
`
`at 4:65-5:2 (“The controller 108 checks for a power supply cutoff permission
`
`notification from the function device 1 (110) at operation 504. Once this
`
`notification is issued, the changeover controller B (105) cuts off power at
`
`operation 505.”)
`
`1.
`Apple Ignores the Intrinsic Evidence
`Apple ignores the evidence from the intrinsic record set forth above that
`
`power supply cutoff occurs (if at all) only after the controller sends the power
`
`consumption reduction instruction to the function device. It also ignores the
`
`figures of the ’794 Patent, which depict these two distinct processes, namely,
`
`distinct components and signal paths for issuing the instruction and cutting off
`
`power. This can be seen particularly by examining the Figures of the ’794 Patent.
`
`For example, Figs. 1, 10, and 11 depict changeover controllers for cutting off
`
`power, and separate paths for issuance of the power consumption reduction
`
`
`
`8
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`instructions:
`
`
`
`
`
`
`
`
`
`
`
`Id. at Figs. 1, 10, and 11; see also Ex. 2023, at ¶¶ 64-65. Figures 2 and 3 depict
`
`distinct power and signal lines between the power supply circuit and the function
`
`devices. See Ex. 2021, at 31:15-17 (Mr. Hruska distinguishing “heavier” line as
`
`relating to the supply of power). Consistent among all of the embodiments are the
`
`distinct components and signal paths for issuing the power consumption reduction
`
`instruction and the operation of cutting off power. Thus, the actual power supply
`
`
`
`9
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`cutoff is performed by a switch (changeover controller), and occurs after the
`
`controller sends the power consumption reduction instruction to the function
`
`device, if at all. Ex. 2023, at ¶¶ 43-45. Apple’s expert Mr. Hruska conceded that
`
`the only function of the changeover controller was to act as a switch for power.
`
`Ex. 2021, at 33:9-17; see also id. at 36:16-37:2 (“I see the power lines as going
`
`through the changeover controllers, and I don’t see the line going from the
`
`controller directly to the function device impacting those power lines. So I don’t
`
`think there’s any way it would be a power consumption reduction instruction.”)
`
`Thus,
`
`the changeover controller (switch) cannot also provide a power
`
`consumption reduction instruction.
`
`2.
`
`Apple Focuses On Certain Embodiments To The Exclusion
`Of Others
`Apple makes much of the disclosure referencing a power consumption
`
`
`
`reduction instruction as “assumed to mean cutoff from the power supply.” Paper
`
`22 at 6. Apple further attempts to distinguish between the specification’s use of
`
`“power supply cutoff warning” and “power consumption reduction instruction,”
`
`arguing that the former is used in “all but the Figs. 6-7 embodiment,” and the
`
`latter is used in the Figs. 6-7 embodiment. Id. To be sure, both phrases are used
`
`throughout the specification, and the term “power supply cutoff warning” is also
`
`
`
`10
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`used in the Figs. 6-7 embodiment, even though it is clear (and acknowledged by
`
`Apple) that the embodiment is directed to “power consumption reduction
`
`operations such as stopping operations or reducing operating speed.” Ex. 1001,
`
`7:4-7; Figs 6-7. In fact, Figure 6 depicts signal lines between the controller and the
`
`function devices—for power consumption reduction instructions—but nothing for
`
`changeover/switching functionality. Power lines are only depicted between the
`
`function devices and power stabilizer/charging controller 103:
`
`
`
`Regardless, whether referred to as a “power consumption reduction
`
`instruction” or a “power supply cutoff warning,” a POSITA would recognize the
`
`
`
`
`
`11
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`claimed power consumption reduction instruction as a condition precedent to the
`
`changeover controller cutting off power, or to the function device stopping
`
`operations or reducing speed. Ex. 2023, ¶¶42-43.
`
`In the context of the Fig. 5 embodiment, it is only after the “controller 108
`
`checks for a power supply cutoff permission notification from the function device
`
`1 (110) at operation 504,” that the process flow proceeds in cutting off the power
`
`supply to the function device. Ex. 2023, ¶43; Ex. 1001 at 4:65-68. In fact,
`
`a function device that has been sent a power consumption reduction
`instruction may elect to cease its intended function, but still remain
`active in one of many states such as a low-power state, or non-
`functional but online from a power consumption standpoint. Such a
`state allows much more robust functionality of the function device,
`such as the ability to enter varying states of power consumption, as
`well as reporting and collecting of various metrics to be used within
`the system such as diagnostic and monitoring information. In addition,
`the ability to take such a function device from a low- power state, and
`back to a higher power consumption state is desirable from a system
`design standpoint.
`Ex. 2023, ¶ 53; see also id., ¶¶51-52. The objective of the instruction is instruction
`
`of the function devices. See, e.g., Ex. 1001, 8:30-10:25. As such, and consistent
`
`with the specification, the phrase “power consumption reduction instruction”
`
`
`
`12
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`should be construed to mean “an instruction to stop operations, reduce operating
`
`
`
`speed, and/or otherwise prepare for power supply cutoff” and should exclude the
`
`act of power supply cutoff by way of a switch. Paper 17, at 15-27; Ex. 2023, ¶¶54-
`
`55.
`
`
`
`3.
`
`There Is No Evidence That Cutting Off Power To A
`Function Device Inherently Provides A Warning To A
`Function Device
`Apple attempts to reconcile the statement in the Figure 5 embodiment that
`
`the power consumption reduction instruction “is assumed to mean cutoff from the
`
`power supply” and, according to Apple, “because there is power supply cutoff, the
`
`power consumption reduction instruction is a power supply cutoff warning.”
`
`Reply at 6. But there is no evidence in the record to suggest that cutting off power
`
`to a function device inherently provides a warning to the function device. Instead,
`
`the evidence is to the contrary—abrupt cutoff of power does not provide a
`
`warning in and of itself—the power supply cutoff warning set forth in the ’794
`
`Patent is sent so that the function device can prepare for power supply cutoff
`
`and/or perform its own power consumption reduction operations. Ex. 1001, at
`
`4:57-5:15; see also Ex. 2023, ¶¶ 61-63.
`
`Indeed, the Fig. 5 embodiment only makes sense in the context of a warning
`
`
`
`13
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`sent before the switch is opened. 3 Additionally, even the Fig. 5 embodiment
`
`contemplates scenarios in which the power supply is not cutoff (e.g., if the
`
`function device does not provide permission), scenarios which would not be
`
`possible if the instruction were simply a “power supply cutoff” instruction. See
`
`Ex. 1001, at 4:57-5:2.
`
`Apple focuses myopically on Dr. Brogioli’s testimony that the patent’s
`
`description at 4:52-54 “doesn’t necessarily align” with the ’794 Patent’s overall
`
`description. Paper 22 at 11 (citing Ex. 1051 at 14:5-16:12). But Apple improperly
`
`truncates Dr. Brogioli’s testimony:
`
`And so there’s a little bit of a mismatch between these two sentences
`in that the first one’s stating, in this embodiment, the power
`consumption reduction instruction is assumed to mean cut off from
`the power supply. I think that really needs to be taken into context
`with the larger specification….I would say this sentence as it’s
`written…is that the power assumption [sic] reduction instruction
`in this case is a power supply cutoff warning, and part of this
`overall broader process that the claims are describing. So when
`looking at the prior sentence that you referenced that sentence taken in
`
`
`3 Contrary to Apple’s characterization, Maxell is not denigrating its own patent,
`nor is Maxell trying to “change the patent’s express definition of a power
`consumption reduction instruction.” Paper 22 at 10.
`
`
`
`14
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`isolation doesn’t necessarily align with that overall description in the
`specification various embodiments….
`
`Ex. 1051 at 14:5-16:12. In spending several pages attacking Maxell and Dr.
`
`Brogioli for engaging in claim construction analysis to properly interpret the
`
`meaning of the term power consumption reduction instruction based on the full
`
`specification, Apple attempts to shift focus away from its purposeful ignorance of
`
`expressly disclosed embodiments and the purpose(s) of the claimed power
`
`consumption reduction instruction.
`
`4.
`
`Apple’s Expert Confusingly Testified That A Power Supply
`Cutoff Warning Is Not A Power Consumption Reduction
`Instruction
`Apple fails to meaningfully address its expert’s confusing testimony that the
`
`“power supply cutoff warning” is not a type of power consumption reduction
`
`instruction:
`
`Q. Okay. So I think you identified one type of power consumption
`reduction instruction there, which is a cutoff instruction. Is that fair?
`A. Yes.
`Q. Are there any other types of power consumption reduction
`instructions, expressly disclosed in the ’794 patent?
`I’m not aware of any.
`A.
`
`Ex. 2021, at 25:9-26:3.
`
`
`
`15
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`Q. Going back to column 4, go to line 54. I’ll read this again.
`Thus, in the following description the power consumption reduction
`instruction will be referred to as a power supply cutoff warning.
`
`That warning is not a type of power consumption reduction
`instruction, in your opinion, correct?
`A. Well, I see that ’794 makes that statement. In the following
`description, that reduction instruction is going to be referred to. So I
`think
`they’re providing another phrase
`to
`indicate a power
`consumption reduction instruction. But that’s not making it equal.
`Is the warning referenced here a type of power consumption
`Q.
`reduction instruction?
`A. No, I haven’t found that. I see where you’ve directed my
`attention a couple times now, I don’t see that that is making them the
`same thing. It’s not.
`
`Id. at 26:11-27:5. Apple and its expert fail to analyze the other power
`
`consumption reduction instruction embodiments (e.g., as referenced with respect
`
`to Figures 2, 3, 6, 7, and 10), which also distinguish between the instruction and
`
`the power supply cutoff.
`
`Of course, Apple’s motivation for contorting the disclosure is obvious:
`
`Hikishima merely discloses opening a switch to cut off power—Hikishima fails to
`
`disclose an instruction, and certainly not the claimed power consumption
`
`reduction instruction set forth in the ’794 Patent. Paper 17, at 39-46; Ex. 2023,
`
`
`
`16
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`¶¶104-113. In the ’794 Patent, the instruction is expressly sent to the function
`
`device so that the function device can prepare for power supply cutoff and/or
`
`perform its own power consumption reduction operations. Ex. 1001, at 7:3-7.
`
`The power consumption reduction instruction cannot refer to both the power
`
`supply cutoff (by switch) and the power supply cutoff warning in the same
`
`embodiment. Apple’s expert Mr. Hruska agrees. Ex. 2021, 26:11-27:5 And the
`
`only sensible interpretation, per the testimony of Dr. Brogioli and the intrinsic
`
`evidence, is that the power consumption reduction instruction from the Figure 5
`
`embodiment is a “power supply cutoff warning”—distinct from the act of cutting
`
`off the power supply.
`
`C.
`
`It is Apple, Not Maxell, That Invites Legal Error By Improperly
`Construing Power Consumption Reduction Instruction
`Apple argues that Maxell is attempting to import limitations into the claims,
`
`but it really is Apple that is attempting to do so. Paper 22 at 7. Apple attempts to
`
`characterize the act/operation of opening a switch as equivalent to issuance of a
`
`power consumption reduction instruction. In so doing, Apple injects functionality
`
`into the “power consumption reduction instruction” that is solely within the
`
`province of the changeover controller. But neither the claims nor any disclosed
`
`embodiment describe a situation where the instruction is equated with opening a
`
`
`
`17
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`switch. Even the Fig. 5 embodiment fails to support Apple’s attempt to equate
`
`
`
`Hikishima’s switch signal with a power consumption reduction instruction, as it
`
`suggests at most indication that power supply cutoff will soon occur.
`
`Completely missed by Apple is that the power consumption reduction
`
`instruction is an instruction for the function device to act—e.g., to prepare, to stop,
`
`or to reduce operating speed. Maxell does not contend claims 1 and 9 preclude the
`
`act of power supply cutoff. Apple agrees that the result of the power consumption
`
`reduction instruction is not claimed in claims 1 and 9. Paper 22 at 7. What is clear
`
`from the specification and the scope of the claims, is that the instruction itself
`
`cannot cut off the power supply—that act belongs within the sole domain of the
`
`changeover controller. Paper 17 at 29-30; Ex. 2023, ¶¶42, 45. The text of claim 3
`
`elucidates this point:
`
`An information processing device according to claim 1, wherein said
`power supply circuitry includes a changeover device capable of
`cutting off power to part or all of at least one function device, said
`controller controlling said changeover device based on said remaining
`capacities NA and NB of said battery.
`
`Ex. 1001, Claim 3. Claim 3 makes clear that to the extent power supply cutoff
`
`occurs, it is achieved through the changeover controller. Apple appears to agree,
`
`
`
`18
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`but then attempts to expand the definition of instruction to include the act of
`
`
`
`cutting off the power:
`
`Just as the step of stopping operations of the function device is a
`separate setup from sending the power consumption reduction
`instruction, cutting off the power supply is a separate step from
`sending the power consumption reduction instruction. It is the
`sending of the power consumption reduction instruction that triggers
`cutting off the power supply…. Therefore, cutting off the power
`supply is properly within the scope of a power consumption
`reduction instruction.
`
`Paper 22 at 9. But it does not follow that if cutting off the power supply is a
`
`separate step from sending the power consumption reduction instruction, that the
`
`operation of cutting off the power supply is properly within the scope of a power
`
`consumption reduction instruction. Such a reading is not supported by the intrinsic
`
`record.
`
`Nor does the ’794 Patent provide an “express definition” of a power
`
`consumption reduction instruction as “assumed to mean cutoff from the power
`
`supply,” as Apple contends. Id. at 13. In this regard, it is Apple, not Maxell,
`
`attempting to disregard certain portions of the specification. As Maxell explained
`
`in its Patent Owner Response, Apple’s reliance on one particular sentence in the
`
`
`
`19
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`specification to the exclusion of others in the specification is unreasonable. See
`
`
`
`Paper 17 at 27-30. Apple’s attempt to include cutting off the power supply via a
`
`switch within the construction of “power consumption reduction instruction”
`
`should be rejected. Apple has not pointed to any embodiment that includes the act
`
`of cutting off power within the definition of the power consumption reduction
`
`instruction.
`
`III. HIKISHIMA FAILS TO DISCLOSE OR SUGGEST A POWER
`CONSUMPTION REDUCTION INSTRUCTION AS CLAIMED IN
`CLAIMS 1 AND 9
`Both independent claims 1 and 9 require a controller that sends a power
`
`consumption reduction instruction to each function/component device based on
`
`remaining battery capacity. Ex. 1001, cl. 1 & 9. According to Apple and its expert,
`
`a “POSITA would have understood a control signal sent through the intermediate
`
`power source switch in Hikishima opens the switch, which in turn sends an
`
`instruction to the mapped function device.” Paper 22 at 15 (emphasis added). This
`
`understanding exposes the unreasonableness of Apple’s construction of “power
`
`consumption reduction instruction.” Opening a switch would send no such
`
`instruction; opening a switch would act to cut off any signal or instruction of any
`
`kind—thus depriving the function device of any reception of an instruction. Ex.
`
`2023, at ¶¶ 123-135.
`
`
`
`20
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`Apple’s attempt at explaining that the instruction need not be sent directly to
`
`the function device is beside the point. Apple continues to conflate “control” with
`
`the actual claim limitations, which require a controller that sends power
`
`consumption reduction instructions to the function/component devices. Ex. 2023,
`
`at ¶ 137. “A function device may be controlled by turning off its power supply, but
`
`that does not necessarily mean that a signal was [sent from the controller] to the
`
`function device.” Id. The structure of Hikishima—switches disposed between the
`
`controller and function devices—precludes any instruction from reaching the
`
`function devices. Moreover, Hikishima does not disclose issuance of any preceding
`
`signals from the controlling circuit 78 to the alleged function devices prior to the
`
`opening of power source switches 80 and 82.
`
`Instead, controlling circuit 78 issues a signal (indicated in green) to warning
`
`display circuit 84:
`
`
`
`21
`
`

`

`Case IPR2020-00199
`Patent No. 6,329,794
`Patent Owner Sur-Reply
`
`
`
`
`
`
`Ex. 2023, at ¶ 107 (citing Ex. 1004 at Fig 1). But these warning signals are
`
`notifications regarding the operating status of the alleged function devices intended
`
`for the user of the portable device or a third-party user communicating with it—not
`
`instructions to the alleged function devices. Ex. 1004 at [0026] (“In step S20, the
`
`controlling circuit 78 controls the warning display circuit 84 to perform a process
`
`indicating to an operator or another party of communication that video image
`
`communication will end.”). See also Ex. 2023, at ¶

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket