`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`MEDTRONIC, INC., AND MEDTRONIC VASCULAR, INC.,
`Petitioner,
`
`v.
`
`TELEFLEX INNOVATIONS S.À.R.L.,
`Patent Owner.
`
`
`Case IPR2020-00136
`Patent RE 45,776
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`IPR2020-00136
`Patent RE 45,776
`
`
`EXHIBIT LIST
`
`
`Exhibit Description
`1001-
`[Intentionally left blank]
`1113
`1114
`
`1115
`
`1117
`1118
`1119
`1120
`1121
`1122
`
`Transcript from the June 27, 2013 deposition of Howard Charles Root
`in Vascular Solutions, Inc. v. Boston Scientific Corp., D. Minn., No.
`13-cv-01172 [PROTECTIVE ORDER MATERIAL]
`Transcript from the June 15, 2018 deposition of Howard Root in
`QXMedical, LLC v. Vascular Solutions, Inc., D. Minn., No. 17-cv-
`01969 [PROTECTIVE ORDER MATERIAL]
`1116 A marked up version of Ex-2114 by Mr. Root during 11/13/2020
`deposition
`[Reserved]
`[Reserved]
`[Reserved]
`[Reserved]
`[Reserved]
`Images of GuideLiner V1, V2, and V3 marked up by Peter T. Keith
`during his deposition
`1123 U.S. Patent No. 7,422,579 (“Keith '579)
`1124-
`[Intentionally left blank]
`1400
`1401 U.S. Patent No. RE45,776 (“the ’776 patent”)
`1402
`File history for U.S. Patent No. 8,292,850
`1403
`File history for U.S. Patent No. RE45,776
`1404 Assignment record of the ’776 patent from the USPTO assignment
`database
`1405 Declaration of Doctor Stephen JD Brecker, M.D.
`1406
`Curriculum Vitae of Doctor Stephen JD Brecker, M.D.
`1407 U.S. Patent No. 7,736,355 (“Itou”)
`
`1
`
`
`
`1411
`
`1412
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
`1408 U.S. Patent No. 7,604,612 (“Ressemann”)
`1409 U.S. Patent No. 5,439,445 (“Kontos”)
`1410
`New Method to Increase a Backup Support of a 6 French Guiding
`Coronary Catheter, Catheterization and Cardiovascular Interventions
`63: 452-456 (2004) (“Takahashi”)
`Excerpt of prosecution history of U.S. Patent No. 8,048,032
`(Application 11/416,629) (Amendment and Response, April 6, 2009)
`Joint Claim Construction Statement in QXMedical, LLC v. Vascular
`Solutions, Inc., D. Minn., No. 17-cv-01969 (January 10, 2018), D.I.
`36; D.I. 36-1.
`1413 Markman Order in QXMedical, LLC v. Vascular Solutions, Inc., D.
`Minn., No. 17-cv-01969 (October 30, 2018), D.I. 102
`1414 Meads, C., et al., Coronary artery stents in the treatment of ischaemic
`heart disease: a rapid and systematic review, Health Technology
`Assessment 2000 4(23) (“Meads”)
`Excerpt from Grossman’s Cardiac Catheterization, Angiography, and
`Intervention (6th edition) (2000) (chapters 1, 4, 11, 23-25).
`1416 US Patent Publication 2003/0233117 (“Adams ’117”)
`1417 U.S. Patent No. 5,902,290 (“Peacock”)
`1418 U.S. Patent No. 5,891,056 (“Ramzipoor”)
`1419 U.S. Patent No. 6,398,773 (“Bagaoisan”)
`1420 Mehan, Coronary Angioplasty through 4 French Diagnostic
`Catheters, Catheterization and Cardiovascular Interventions 30:22-26
`(1993) (“Mehan”)
`Excerpt of prosecution history for application 11/232,876 (Office
`Action, 6/20/09)
`Cordis, Instructions for Use, CYPHER™ (April 2003)
`1422
`1423 Medtronic, Summary of Safety and Effectiveness Data, Driver™
`Coronary Stent System (October 1, 2003)
`
`1421
`
`1415
`
`2
`
`
`
`1429
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
`1424
`Boston Scientific, Summary of Safety and Effectiveness Data,
`TAXUS™ Express2™ Drug-Eluting Coronary Stent System (March
`4, 2004)
`1425 U.S. Publication Application No. 2005/0015073 (“Kataishi”)
`1426 U.S. Patent No. 5,489,278 (“Abrahamson”)
`1427
`Intentionally Left Blank
`1428
`Baim, Randomized Trial of a Distal Embolic Protection Device
`During Percutaneous Intervention of Saphenous Vein Aorto-
`Coronary Bypass Grafts, Circulation 105:1285-1290 (2002) (“Baim”)
`Limbruno, Mechanical Prevention of Distal Embolization During
`Primary Angioplasty, Circulation 108:171-176 (2003) (“Limbruno”)
`1430 U.S. Patent No. 5,413,560 (“Solar ’560”)
`1431
`Schöbel, Percutaneous Coronary Interventions Using a New 5
`French Guiding Catheter: Results of a Prospective Study,
`Catheterization & Cardiovascular Interventions 53:308-312 (2001)
`(“Schöbel”)
`The sliding rail system (monorail): description of a new technique for
`intravascular instrumentation and its application to coronary
`angioplasty, Z. Kardio. 76:Supp. 6, 119-122 (1987) (“Bonzel”)
`1433 U.S. Publication Application No. 2004/0236215 (Mihara)
`1434 U.S. Patent No. 5,527,292 (“Adams ’292”)
`1435 U.S. Publication Application No. 2004/0010280 (“Adams ’280”)
`1436 Williams et al., Percutaneous Coronary Intervention in the Current
`Era Compared with 1985-1986, Circulation (2000) 102:2945-2951.
`1437 Dorros, G., et al., Coronary Angioplasty in Patients with Prior
`Coronary Artery Bypass Surgery, Cardiology Clinics 7(4): 791-803
`(1989)
`1438 Ozaki et al, New Stent Technologies, Progress in Cardiovascular
`Disease 2:129-140 (1996)
`1439 Urban et al., Coronary stenting through 6 French Guiding Catheters,
`Catheterization and Cardiovascular Diagnosis (1993) 28:263-266
`
`1432
`
`3
`
`
`
`1441
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
`1440
`Excerpt of McGraw-Hill Dictionary of Scientific and Technical
`Terms (5th edition) (1994) (defining “flexural modulus”)
`Excerpt from Kern’s The Interventional Cardiac Catheterization
`Handbook (2nd edition) (2004) (chapter 1)).
`1442 Declaration of Dr. Richard A. Hillstead, Ph.D.
`1443
`Curriculum Vitae of Dr. Richard A. Hillstead, Ph.D.
`1444 U.S. Patent No. 5,961,510 (“Fugoso”)
`1445 U.S. Patent No. 6,199,262 (“Martin”)
`1446 U.S. Patent No. 6,042,578 (“Dinh”)
`1447 WO 97/37713 (“Truckai”)
`1448
`Terumo Heartrail II product literature
`1449 Medtronic Launcher product literature
`1450 U.S. Patent No. 5,980,486 (“Enger”)
`1451 U.S. Patent No. 5,911,715 (“Berg”)
`1452 U.S. Patent No. 5,545,149 (“Brin”)
`1453 U.S. Patent No. 5,720,300 (“Fagan”)
`1454 U.S. Patent No. 5,120,323 (“Shockey”)
`1455
`Sakurada, Improved Performance of a New Thrombus Aspiration
`Catheter: Outcomes From In Vitro Experiments and a
`Case Presentation (“Sakurada”)
`1456 Nordenstrom, New Instruments for Catheterization and
`Angiocardiography (“Nordenstrom”)
`1457 U.S. Patent No. 5,445,625 (“Voda”)
`1458 U.S. Patent No. 6,595,952 (“Forsberg”)
`1459 U.S. Patent No. 6,860,876 (“Chen”)
`1460 U.S. Patent No. 6,638,268 (“Niazi”)
`1461 U.S. Patent No. 5,690,613 (“Verbeek”)
`1462
`lserson, J.-F.-B. Charrière: The Man Behind the “French” Gauge,
`The Journal of Emergency Medicine. Vol. 5 pp 545-548 (1987)
`
`4
`
`
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
`1463 U.S. Publication Application No. 2003/0195546 (“Solar ’546”)
`1464 QXMédical, LLC’s Opening Claim Construction
`Memorandum QXMedical, LLC v. Vascular Solutions, Inc., D. Minn.,
`No. 17-cv-01969 (March 14, 2018), D.I. 56
`1465 U.S. Patent No. 4,000,739 (“Stevens”)
`1466
`EP 0 881 921 B1 (“Lee”)
`1467 U.S. Patent No. 5,451,209 (“Ainsworth”)
`1468 Defendants’ Memorandum in Opposition to Plaintiff’s Summary
`Judgment Motion and in Support of Defendants’ Summary Judgment
`Motion, QXMedical, LLC v. Vascular Solutions LLC et al., 17-cv-
`01969-PJS-TNL (D. Minn 2019)
`Excerpt of prosecution history for application 14/195,435 (Office
`Action, 10/06/15)
`1470 Metz, Comparison of 6f with 7f and 8f guiding catheters for elective
`coronary angioplasty: Results of a prospective, multicenter,
`randomized trial, American Heart Journal. Vol. 134, Number 1, pp
`132-137 (“Metz”)
`Feldman, Coronary Angioplasty Using New 6 French Guiding
`Catheters, Catheterization and Cardiovascular Diagnosis 23:93-99
`(1991) (“Feldman”)
`1472 U.S. Patent No. 5,704,926 (“Sutton”)
`1473
`Plaintiffs’ Memorandum in Support of Motion for Preliminary
`Injunction, Vascular Solutions LLC et al. v. Medtronic, Inc., 19:cv-
`01760-PJS-TNL
`1474 Yokoyama, Feasibility and safety of thrombectomy with TVAC
`aspiration catheter system for patients with acute myocardial
`infarction, Heart Vessels (2006) 21:1–7 (“Yokoyama”)
`Excerpt from Plaintiff’s infringement allegations in Vascular
`Solutions, LLC. v. Medtronic, Inc., D. Minn., No. 19-cv-01760
`(October 11, 2019), D.I. 1-14.
`1476 U.S. Patent No. 5,860,963 (“Azam”)
`1477
`10/16/2019 Deposition of Peter Keith in Vascular Solutions, LLC. v.
`Medtronic, Inc., D. Minn., No. 19-cv-01760
`
`1475
`
`1469
`
`1471
`
`5
`
`
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
`1478
`Sylvia Hall-Ellis’s Librarian Declaration
`1479
`Complaint in Vascular Solutions, LLC. v. Medtronic, Inc., D. Minn.,
`No. 19-cv-01760 (October 11, 2019), D.I. 1-14.
`1480 U.S. Patent No. 5,061,273 (“Yock”)
`1481 U.S. RE45,380 (“the ’380 patent”)
`1482 Declaration of Peter Keith in Support of Plaintiffs’ Motion for
`Preliminary Injunction, Vascular Solutions LLC et al. v. Medtronic,
`Inc., 19:cv-01760-PJS-TNL (July 12, 2019)
`Joint Fed. R. C. P. 26(f) Report [Excerpt], Vascular Solutions LLC et
`al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL
`Plaintiffs’ Objections and Responses to Interrogatories [Excerpt],
`Vascular Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-
`TNL
`Teleconference Transcript from March 23, 2020
`[Reserved]
`Teleconference Transcript from April 17, 2020
`Preliminary Injunction Order, Vascular Solutions LLC et al. v.
`Medtronic, Inc., 19:cv-01760-PJS-TNL (April 9, 2020)
`Chart showing Judge Schiltz’s Trial Ready Dates
`Pretrial Scheduling Order in QXMedical, LLC v. Vascular Solutions,
`Inc., D. Minn., No. 17-cv-01969 (September 1, 2017), D.I. 20
`Third Amended Pretrial Scheduling Order in QXMedical, LLC v.
`Vascular Solutions, Inc., D. Minn., No. 17-cv-01969 (December 11,
`2018), D.I. 106
`Trial Notice and Final Pretrial Order in QXMedical, LLC v. Vascular
`Solutions, Inc., D. Minn., No. 17-cv-01969 (October 3, 2019), D.I.
`157
`Screenshot from Docket Navigator regarding Judge Schiltz’s Motions
`to Stay Pending Inter Partes Review
`1494 Motion to Stay Order in QXMedical, LLC v. Vascular Solutions, Inc.,
`D. Minn., No. 17-cv-01969 (December 26, 2019)
`
`1485
`1486
`1487
`1488
`
`1483
`
`1484
`
`1489
`1490
`
`1491
`
`1492
`
`1493
`
`6
`
`
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
`1495
`Plaintiffs’ Infringement Disclosures in Vascular Solutions LLC et al.
`v. Medtronic, Inc., 19:cv-01760-PJS-TNL (March 1, 2020)
`Teleconference Transcript from May 15, 2020
`1496
`1497 Declaration of William E. Manske in Support of Motion for Pro Hac
`Vice
`[Reserved]
`1498
`Teleconference Transcript from October 7, 2020
`1499
`1500 Order Granting Motion to Stay (UNSEALED 9.3.2020) in Vascular
`Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL (July
`7, 2020)
`1501 Order Overruling Appeal/Objection of Magistrate Judge Decision to
`District Judge in Vascular Solutions LLC et al. v. Medtronic, Inc.,
`19:cv-01760-PJS-TNL (September 3, 2020)
`1502 Order Lifting Stay in Horton, Inc. v. Kit Masters, Inc., Civ. No. 08-
`6291 (D. Minn.)
`Teleconference Transcript from October 23, 2020
`[Reserved]
`Teleconference Transcript from November 9, 2020
`[Intentionally left blank]
`
` Declaration of Paul Zalesky [PROTECTIVE ORDER MATERIAL]
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` Transcript from the November 13, 2020 deposition of Howard Root
` [Reserved]
` Transcript from the December 1, 2020 deposition of Peter T. Keith
`
`7
`
`1503
` 1504
`1505
`1506-
`1754
`1755
`1756
`1757
`1758
`1759
`1760
`1761
`1762
`1763
`1764
`
`
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
`1765-
`[Intentionally left blank]
`1799
`1800 Transcript from the November 24, 2020 deposition of Peter Keith
` Transcript from the November 19, 2020 deposition of Dr. John
`1801
`Graham
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` Declaration of Dr. Stephen Brecker in Connection with Petitioners’
`Reply
` Declaration of Michael Jones in Connection with Petitioners’ Reply
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` Transcript from the November 18, 2020 deposition of Dr. John
`Graham
` [Reserved]
` [Reserved]
` [Reserved]
` Transcript from the December 7, 2020 deposition of Craig
`Thompson, M.D.
` [Reserved]
` VSIMDT00132949 - Rebuttal Expert Report of Peter T. Keith on
`Validity in QXMedical, LLC v. Vascular Solutions LLC et al., No.
`0:17-CV-01969 (PJS/TNL) (D. Minn.) [PROTECTIVE ORDER
`MATERIAL]
` Transcript from the December 7, 2020 deposition of Lorenzo Azzalini
`
`1807
`1808
`1809
`1810
`1811
`1812
`1813
`
`1820
`
`8
`
`1802
`1803
`1804
`1805
`1806
`
`1814
`1815
`1816
`1817
`
`1818
`1819
`
`
`
`1822
`
`1823
`
`1824
`1825
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
` Transcript from the October 30, 2019 deposition of Amy Welch (with
`1821
`redactions) Vascular Solutions LLC et al. v. Medtronic, Inc., 19:cv-
`01760-PJS-TNL [PROTECTIVE ORDER MATERIAL]
` VSIMDT00000831 (with redactions) [PROTECTIVE ORDER
`MATERIAL]
` VSIMDT00001100 (with redactions) [PROTECTIVE ORDER
`MATERIAL]
` Video Transcript of GuideLiner V3 Catheter: The Engineering Story
` Declaration of Peter A. Keith in Support of Defendants' Opposition to
`Plaintiff's Motion for Summary Judgment and Defendants' Cross
`Motion in QXMedical, LLC v. Vascular Solutions LLC et al., No.
`0:17-CV-01969 (PJS/TNL) (D. Minn.)
` [Reserved]
` U.S. Patent Publication 2003/0125709 ("Eidenschink")
` [Reserved]
` [Reserved]
` Declaration of Dr. Paul Zalesky in Connection with Petitioners’
`Reply
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` Prashant, Current and Emerging Catheter Technologies for
`Percutaneous Transluminal Coronary Angioplasty, 201 Research
`Reports in Clinical Cardiology 213-26 (2014)
` MacHaalany et al., Guide Catheter Selection for Transradial PCI,
`Cardiac Interventions Today 45-48 (2013)
` Büchler et al., A Randomized Trial of 5 versus 7 French Guiding
`Catheters for Transfemoral Percutaneous Coronary Stent
`Implantation, 21(1) Journal of Interventional Cardiology 50-55
`(2008)
`
`1831
`1832
`1833
`1834
`1835
`1836
`
`1826
`1827
`1828
`1829
`1830
`
`1837
`
`1838
`
`9
`
`
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
` [Reserved]
`1839
`1840
` [Reserved]
`1841
` [Reserved]
`1842
` Originally filed Abstract, Specification, Drawings, and Claims from
`the ’032 File History
` Originally filed Abstract, Specification, Drawings, and Claims from
`the ’413 File History
` Preliminary Injunction Motion Hearing Transcript, Vascular
`Solutions LLC et al. v. Medtronic, Inc., 19:cv-01760-PJS-TNL
`[Intentionally left blank]
`
`1843
`
`1844
`
`1845-
`1899
`1900
`1901
`1902
`1903
`1904
`
`1905
`1906
`
`1907
`1908
`1909
`1910
`1911
`1912
`1913
`1914
`1915
`
`[Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` '776 Declaration of Dr. Brecker in Connection with Petitioners'
`Opposition to Patent Owner's Motion to Amend
` Dr. Hillstead Declaration from IPR2020-00136
` April 6, 2009 Applicant Amendment / Claims / Remarks from the
`’032 FH
` [Reserved]
` Excerpts from the ’379 File History
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` [Reserved]
` Dr. Brecker Declaration from IPR2020-00135
`
`10
`
`
`
`IPR2020-00136
`Patent RE 45,776
`
`Exhibit Description
` Dr. Hillstead Declaration from IPR2020-00135
`1916
`1917
` [Reserved]
`1918
` [Reserved]
`1919
` Declaration of Paul Zalesky in Support of Petitioners' Oppositions to
`Patent Owner's Motion to Amend
`
`
`
`
`
`Dated: December 23, 2020
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`
`/Cyrus A. Morton/
`Cyrus A. Morton
`Reg. No. 44,954
`Robins Kaplan LLP
`2800 LaSalle Plaza
`800 LaSalle Avenue
`Minneapolis, MN 55402
`Attorney for Patent Owner
`
`11
`
`
`
`IPR2020-00136
`Patent RE 45,776
`
`
`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e)(4), the undersigned certifies that on
`
`December 23, 2020, a copy of PETITIONERS’ UPDATED EXHIBIT LIST was
`
`served in its entirety by electronic mail on Patent Owner’s counsel at the following
`
`addresses indicated in Patent Owner’s Mandatory Notices:
`
`J. Derek Vandenburgh, Reg. No. 32,179
`dvandenburgh@carlsoncaspers.com
`
`Dennis C. Bremer, Reg. No. 40,528
`dbremer@carlsoncaspers.com
`
`Joseph W. Winkels
`jwinkels@carlsoncaspers.com
`
`Peter M. Kohlhepp
`pkohlhepp@carlsoncaspers.com
`
`Tara C. Norgard
`tnorgard@carlsoncaspers.com
`
`Alexander S. Rinn
`pkohlhepp@carlsoncaspers.com
`
`Megan E. Christner, Reg. No. 78,979
`mchristner@carlsoncaspers.com
`
`
`
`Dated: December 23, 2020
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`/Cyrus A. Morton/
`Cyrus A. Morton
`Reg. No. 44,954
`Attorney for Patent Owner
`
`
`
`12
`
`
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