`
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`MEDTRONIC, INC., AND MEDTRONIC VASCULAR, INC.
`
`Petitioners,
`
`v.
`
`TELEFLEX INNOVATIONS S.A.R.L.
`
`Patent Owner.
`
`
`
`
`
`
`
`IPR2020-00126
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PATENT OWNER’S SUR-REPLY
`ADDRESSING CONCEPTION AND REDUCTION TO PRACTICE
`
`
`
`
`
`
`
`
`I.
`
`Petitioner Bears the Burden of Persuasion ...................................................... 2
`
`TABLE OF CONTENTS
`
`II. GuideLiner’s Priority is Amply Corroborated ................................................ 3
`
`A. Conception ............................................................................................. 3
`
`B. Reduction to Practice............................................................................. 5
`
`1.
`
`2.
`
`VSI Built the April and July GuideLiner Prototypes .................. 5
`
`The April and July 2005 GuideLiner Prototypes Were
`Tested and Shown to Work for Their Intended Purpose ............ 9
`
`III. Diligence ........................................................................................................ 12
`
`IV. Petitioner’s Reply Confirms There is No Substantial Dispute That the
`ʼ032 Patent Claims Cover the Prototypes ...................................................... 12
`
`A. Attachment of Proximal and Distal Sections
`(Claims 1, 10-11, 22) ........................................................................... 15
`
`B.
`
`“Flexible Distal Tip Portion” / “Flexible Tip Portion”
`(Claims 6, 11) ...................................................................................... 15
`
`C.
`
`“Resisting Axial and Shear Forces” (Claims 2, 12) ............................ 16
`
`D.
`
`“Proximal Side Opening” in the Tubular Portion (Claims 3, 4) ......... 17
`
`E.
`
`“One French Smaller” (Claims 8, 17) ................................................. 17
`
`F.
`
`Standard Guide Catheter Length and Single Hemostatic Valve
`(Claims 10, 14, 22) .............................................................................. 18
`
`V. Petitioner’s Procedural Challenge Fails ........................................................ 18
`
`CERTIFICATE OF WORD COUNT COMPLIANCE ........................................... 21
`
`CERTIFICATION OF SERVICE............................................................................ 22
`
`
`
`
`
`
`
`
`i
`
`
`
`TABLE OF AUTHORITIES
`
`
`Cases
`
`Compass Bank v. Intellectual Ventures II, LLC,
`IPR2014-00786, Paper 46 (PTAB Sept. 23, 2015) ............................................... 10
`
`Cooper v. Goldfarb,
`154 F.3d 1321 (Fed. Cir. 1998) .............................................................................. 8
`
`DSL Dynamic Scis., Ltd. v. Union Switch & Signal, Inc.,
`928 F.2d 1122 (Fed. Cir. 1991) ............................................................................ 11
`
`Dynamic Drinkware, LLC v. Nat’l Graphics, Inc.,
`800 F.3d 1375 (Fed. Cir. 2015) .............................................................................. 2
`
`E.I. du Pont de Nemours & Co. v. Unifrax I LLC,
`921 F.3d 1060 (Fed. Cir. 2019) ..........................................................................6, 8
`
`Fleming v. Escort Inc.,
`774 F.3d 1371 (Fed. Cir. 2014) .............................................................................. 8
`
`Fox Grp., Inc. v. Cree, Inc.,
`700 F.3d 1300 (Fed. Cir. 2012) .............................................................................. 3
`
`Green Cross Corp. v. Shire Human Genetic Therapies, Inc.,
`IPR2016-00258, Paper 89 (PTAB Mar. 22, 2017) ................................................. 2
`
`In re Stempel,
`241 F.2d 755 (C.C.P.A. 1957) ......................................................................... 9, 17
`
`Intellectual Ventures II LLC v. Motorola Mobility LLC,
`692 F. App’x 626 (Fed. Cir. 2017) ......................................................................... 8
`
`Loral Fairchild Corp. v. Matsushita Elec. Indus.,
`266 F.3d 1358 (Fed. Cir. 2001) ................................................................. 6, 10, 11
`
`Mahurkar v. C.R. Bard, Inc.,
`79 F.3d 1572 (Fed. Cir. 1996) ............................................................................2, 3
`
`Medichem, S.A. v. Rolabo, S.L.,
`437 F.3d 1157 (Fed. Cir. 2006) .............................................................................. 3
`
`
`
`ii
`
`
`
`Motorola Mobility LLC v. Intellectual Ventures II LLC,
`IPR2014-00504, Paper 84 (PTAB Mar. 13, 2020) ................................................. 2
`
`NFC Tech, LLC v. Matal,
`871 F.3d 1367 (Fed. Cir. 2017) ..........................................................................6, 8
`
`Pfizer, Inc. v. Genentech, Inc.,
`IPR2017-01488, Paper 87 (PTAB, Nov. 29, 2018) ......................................... 9, 16
`
`Research in Motion Corp. v. Multimedia Ideas LLC,
`IPR2013-00036, Paper 15 (PTAB Mar. 18, 2013) ............................................... 18
`
`Other Authorities
`
`37 CFR §42.6(a)(3) ........................................................................................... 18, 19
`
`
`
`
`
`iii
`
`
`
`The GuideLiner was the first rapid exchange (“RX”) guide extension
`
`catheter (“GEC”) to improve backup support for delivery of stents and other
`
`interventional cardiology devices, including difficult cases. It was known that two
`
`full-length over-the-wire (“OTW”) catheters, i.e., the “mother-and-child”
`
`approach, would provide backup support allowing interventional devices to
`
`navigate tortuous arteries and tough occlusions. The GuideLiner inventors built on
`
`that concept to create an innovative RX GEC. Although it took time to
`
`commercialize the device, it was apparent from early GuideLiner prototypes,
`
`including those built and tested in April and July 2005, that the invention worked
`
`for its intended purpose.
`
`Petitioner makes two primary arguments in response. First, Petitioner
`
`attempts a “gotcha”, asking the Board to ignore Patent Owner’s (“Teleflex”)
`
`evidence and argument based solely on procedure. This argument cannot prevail
`
`in the context of this unique case. Second, Petitioner argues that Teleflex’s
`
`evidence is not sufficiently corroborated. This argument fails the rule of reason
`
`test. Because Petitioner cannot meet its burden to show that Itou antedates the
`
`GuideLiner patents, its challenge on conception and reduction to practice
`
`(“CRTP”) fails.
`
`
`
`
`
`
`
`1
`
`
`
`I.
`
`Petitioner Bears the Burden of Persuasion
`
`In IPRs, the burden of persuasion on invalidity rests on the petitioner and
`
`never shifts to the patent owner. Dynamic Drinkware, LLC v. Nat’l Graphics, Inc.,
`
`800 F.3d 1375, 1378 (Fed. Cir. 2015). That rule applies to CRTP. Id.; Motorola
`
`Mobility LLC v. Intellectual Ventures II LLC, IPR2014-00504, Paper 84 at 14-15
`
`(PTAB Mar. 13, 2020). Indeed, Petitioner leveraged its burden to obtain more
`
`words—and the last word—on CRTP. Ex-1099, 5:14-7:10, 11:22-14:1.
`
`When Petitioner came forward with Itou, the burden of production shifted to
`
`Teleflex to present evidence and argument sufficient to support a date of invention
`
`prior to Itou. Dynamic Drinkware, 800 F.3d at 1378-80; Green Cross Corp. v.
`
`Shire Human Genetic Therapies, Inc., IPR2016-00258, Paper 89 at 13 (PTAB Mar.
`
`22, 2017). Teleflex responded with a detailed brief, supported by extensive
`
`documentary and testimonial evidence. Paper 39 (“POR”). In the face of
`
`Teleflex’s robust evidence of the GuideLiner’s priority, Petitioner cannot meet its
`
`ultimate burden of persuasion on invalidity by its alleged antedating reference.
`
`Even if the Board were uncertain about the evidence, Petitioner, the party with the
`
`ultimate burden, loses. Dynamic Drinkware, 800 F.3d at 1378-79; see also
`
`Mahurkar v. C.R. Bard, Inc., 79 F.3d 1572, 1577 (Fed. Cir. 1996).
`
`
`
`
`
`
`
`2
`
`
`
`II. GuideLiner’s Priority is Amply Corroborated
`
`A. Conception
`
`Separate proof of conception is only necessary if the Board finds no actual
`
`reduction to practice before Itou. See Fox Grp., Inc. v. Cree, Inc., 700 F.3d 1300,
`
`1304-05 (Fed. Cir. 2012). Corroboration is not required for signed and dated
`
`physical exhibits created by the inventors because the “trier of fact can conclude
`
`for itself what documents show, aided by testimony as to what the exhibit would
`
`mean to one skilled in the art.” Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157,
`
`1169-70 (Fed. Cir. 2006) (quoting Mahurkar, 79 F.3d at 1577-78).
`
`Even if the earliest conception documents were disregarded, others prior to
`
`the critical date undisputedly show conception of the entire invention, including
`
`the side opening:
`
`
`
`3
`
`
`
`POR, 14-15; Ex-2114. Petitioner’s expert, Zalesky, agrees. E.g. Ex-2237, 211:11-
`
`16, App’x A cl. 13.
`
`
`
`
`
`
`
`
`
`4
`
`
`
`Additional evidence also reflects the side opening:
`
`Ex-2022; Ex-2237, 250:9-13; see also POR, 11, 16; Ex-2113; Ex-2019; Ex-2122,
`
`
`
`¶8.
`
`B. Reduction to Practice
`
`
`
`1.
`
`VSI Built the April and July GuideLiner Prototypes
`
`In the face of specific and corroborated evidence that VSI1 designed and
`
`built the April and July 2005 GuideLiner prototypes, Petitioner tries to change the
`
`subject, first by arguing that more documents should exist. Paper 79 (“Reply”) 8-
`
`11. Zalesky admits that the rigid set of documents and activities he would expect
`
`to see relate to regulatory clearance, not CRTP, and that his own record-keeping
`
`practices were “overkill.” Ex-2237, 77:19-78:2, 63:23-64:9, 115:18-117:10.
`
`Indeed, Zalesky and the regulations he cites recognize and accept variability in this
`
`
`1 VSI is the predecessor-in-interest to the GuideLiner patents.
`
`
`
`5
`
`
`
`regard. Id., 98:20-99:8, 100:3-18, 101:10-19, 109:15-22; Ex-1771, 9, 22; Ex-1772,
`
`7, 52.
`
`Petitioner also sidesteps that many documents from 2005 no longer exist and
`
`that VSI simply did not and was not required to generate Zelesky’s prescribed
`
`documentation. Ex-2118, ¶20; Ex-1762, 24:25-26:24, 85:11-16; Ex-2237, 98:20-
`
`100:18, 109:15-22; Ex-1771, 9, 22; Ex-1772, 7, 52; Ex-1766, 21:20-22:5. The
`
`Federal Circuit rejects arguments about numerosity of corroborating documents for
`
`CRTP particularly when, as here, many years have passed since the facts in
`
`question. NFC Tech, LLC v. Matal, 871 F.3d 1367, 1373-74 (Fed. Cir. 2017);
`
`Loral Fairchild Corp. v. Matsushita Elec. Indus., 266 F.3d 1358, 1363-64 (Fed.
`
`Cir. 2001). The rule of reason does not require the type or volume of documents
`
`that Petitioner demands. E.I. du Pont de Nemours & Co. v. Unifrax I LLC, 921
`
`F.3d 1060, 1077-78 (Fed. Cir. 2019). The fact that Teleflex no longer has some of
`
`the documents that once existed does not make the substantial RTP evidence any
`
`less persuasive.
`
`Petitioner next speculates that evidence about the GuideLiner prototypes
`
`might relate to an OTW device. Reply 11-16. Petitioner’s speculation fails on
`
`chronology. The sole document Petitioner cites to posit that a hypotube was used
`
`in an OTW device bears November 2005 and January 2006 dates, far later than the
`
`cut-down hypotubes used for the April and July 2005 prototypes. Compare Ex-
`
`
`
`6
`
`
`
`1763, 6 with Exs-2113, -2114. Petitioner’s speculation also fails on materials and
`
`dimensions. The hypotube in the OTW drawing is nitinol and roughly 19cm, quite
`
`different than the 100cm stainless steel hypotubes used for the GuideLiner
`
`prototypes. Id. The 43in distal section in the OTW drawing also differs
`
`dramatically from the 11.8in prototype distal section. Ex-2237, 164:24-167:19;
`
`compare Ex-1763, 6 with Exs-2089, Ex-2092.
`
`Petitioner also dredges up a handful of notebook pages dated after the April
`
`and July prototypes were assembled and tested. Reply 9-10. Nothing about these
`
`pages disproves CRTP of GuideLiner RX before Itou. These pages only further
`
`corroborate that VSI did not generate detailed testing records until the design
`
`verification stage, when formal documentation is required for FDA approval. Ex-
`
`2118, ¶¶54-57; Ex-1762, 84:19-85:16; Ex-1766, 21:20-22:5, 48:18-49:17; see Ex-
`
`2099 (expected completion of OTW design verification testing in January 2006).
`
`Petitioner’s third argument, that the GuideLiner prototype parts could have
`
`been used for other VSI products (Reply 11-16), is, as Zalesky admits, pure
`
`conjecture and contradicted by the evidence. Ex-2237, 151:8-152:10, 156:3-
`
`160:17, 172:11-174:25. Moreover, the corroborating invoices and related
`
`documents are specifically tied to an accounting report for the GuideLiner project,
`
`not a general ledger that would suggest the parts could be used for other products,
`
`as Zalesky speculates. Ex-2005; Ex-2237, 145:1-19, 207:14-208:9.
`
`
`
`7
`
`
`
`Petitioner next hypothesizes that the GuideLiner prototypes were not
`
`assembled. Reply 16-17. Zalesky admits this does not make sense. Ex-2237,
`
`208:14-209:4. The proximal and distal sections of the prototypes were specifically
`
`counterbored for the two pieces to be joined. POR, 9-11, 14; Ex-2089, 8; Ex-2092,
`
`8; Ex-2113; Ex-2114. Root and Sutton detail how the prototypes were assembled.
`
`Ex-2118, ¶¶25, 34-35, 41, 44, 46; Ex-2119, ¶¶32, 34-36. Erb, who participated
`
`first-hand in the process, corroborates that testimony. Ex-2122, ¶¶10, 12; see also
`
`Ex-2039, ¶¶5-7, 9, 11.
`
`Rule of reason evidence must be considered as a whole, even where no one
`
`piece of evidence in and of itself establishes a fact, and even where the evidence is
`
`circumstantial. NFC Tech., 871 F.3d at 1371-72. The law does not require
`
`corroboration of every point of a reduction to practice. Cooper v. Goldfarb, 154
`
`F.3d 1321, 1330 (Fed. Cir. 1998); Intellectual Ventures II LLC v. Motorola
`
`Mobility LLC, 692 F. App’x 626, 627 (Fed. Cir. 2017). The goal of the rule of
`
`reason is to determine “whether the inventor’s story is credible.” Fleming v.
`
`Escort Inc., 774 F.3d 1371, 1377 (Fed. Cir. 2014); see also E.I. duPont, 921 F.3d
`
`at 1077-78. Zalesky does not assert that any of Teleflex’s evidence is false. Ex-
`
`2237, 138:5-139:25, 154:4-155:13, 188:3-18, 227:14-17, 250:19-22. With its
`
`arguments, Medtronic only implicates its own credibility with overkill, conjecture,
`
`and rejection of controlling law.
`
`
`
`8
`
`
`
`2.
`
`The April and July 2005 GuideLiner Prototypes Were
`Tested and Shown to Work for Their Intended Purpose
`
`The intended purpose of the GuideLiner was to increase backup support for
`
`delivery of interventional cardiology devices, including procedures involving
`
`tough or chronic total occlusions. Exs-2002, -2003, -2024.
`
`Petitioner’s expert agrees that no testing would have been required to know
`
`that an RX catheter design would work for that purpose. Brecker testified that a
`
`POSITA in 2005 would understand, without any physical testing, that Itou would
`
`provide this increased backup support. Ex-2116, 110:20-113:24; Ex-2238, 87:18-
`
`89:5. Brecker explained it was an inherent, known principle that a catheter-within-
`
`a-catheter would increase backup support for this purpose. Ex-2116, 110:20-
`
`111:24. Zalesky and Jones are in accord, as is Teleflex’s expert, Keith. Ex-2237,
`
`182:19-184:22, 36:13-37:10, 57:19-60:8; Ex-2241, 85:20-25, 86:21-89:2; Ex-
`
`2123, ¶20; Ex-1764, 49:15-50:25; see also Ex-1010 (successful testing of mother-
`
`and-child in chronic total occlusion cases). Zalesky further testified that the
`
`GuideLiner patents use the same principle as the mother-and-child approach as it
`
`relates to axial and shear forces. Ex-2237, 95:20-23. Such admissions about
`
`inherency show that no testing was required to reduce GuideLiner to practice.
`
`Pfizer, Inc. v. Genentech, Inc., IPR2017-01488, Paper 87 at 24 (PTAB, Nov. 29,
`
`2018); see In re Stempel, 241 F.2d 755, 759 (C.C.P.A. 1957).
`
`
`
`9
`
`
`
`The inventors did not merely know the GuideLiner would work, they proved
`
`it. Root testified about the specific GuideLiner benchtop tests, including delivering
`
`and retrieving interventional devices in the same coronary anatomies Zalesky said
`
`he would test for more difficult lesions and anatomies. Ex-1762, 105:18-24,
`
`106:9-13, 100:18-102:13; Ex-2237, 59:4-13, 152:11-153:21; see also Ex-2118,
`
`¶¶17-18, 35, 38; Ex-2119, ¶¶37-38, 41. Root’s testimony is corroborated by Erb,
`
`who not only witnessed the testing, but explained that the testing proved the
`
`prototypes worked. Ex-2122, ¶¶11-12. Invoices for prototype parts and the fact
`
`that Erb had just joined VSI in early 2005 corroborate his memory about the
`
`timeframe. Ex-1756, 33:16-24; Ex-2122, ¶¶1, 5-12; Ex-2110. Additional
`
`corroboration comes from Schmalz, who testified that the GuideLiner RX would
`
`not be included in the August 24, 2005 Product Requirements document (Ex-2024)
`
`unless it had been tested and shown to work for its intended purposes, and that she
`
`had an independent recollection of a working GuideLiner RX prototype before that
`
`document. Ex-2039, ¶¶4-7; Ex-1766, 21:20-22:5, 46:17-47:2, 48:18-49:3, 49:18-
`
`21; Ex-2118, ¶54; Ex-2119, ¶44. If testing were required, Teleflex’s evidence is
`
`more than enough under the rule of reason. Loral Fairchild, 266 F.3d at 1364-65;
`
`Compass Bank v. Intellectual Ventures II, LLC, IPR2014-00786, Paper 46 at 22-24
`
`(PTAB Sept. 23, 2015).
`
`
`
`10
`
`
`
`The inventors were not required to show that the GuideLiner worked
`
`perfectly or for every difficult case. DSL Dynamic Scis., Ltd. v. Union Switch &
`
`Signal, Inc., 928 F.2d 1122, 1126 (Fed. Cir. 1991). Zalesky agrees. Ex-2237,
`
`33:24-34:3, 37:14-18, 112:19-113:5. And whereas repeatability is key in
`
`regulatory clearance and commercialization, “[o]nce the invention has been shown
`
`to work for its intended purpose, [RTP] is complete.” Loral Fairchild, 266 F.3d at
`
`1362-63; Ex-2237, 36:1-5. Indeed, when asked whether testing for regulatory
`
`purposes was the same as that for RTP, Zalesky responded with an emphatic “No,
`
`no, no, no, no.” Ex-2237, 63:23-64:9. Zalesky also admitted that, like VSI, he
`
`never began the formal regulatory process until he knew the product would work
`
`for its intended purpose. Id., 64:17-20.
`
`The additional engineering VSI conducted after RTP was undisputedly to
`
`refine the product for regulatory purposes and commercialization. Ex-2118, ¶¶59-
`
`75, 88-91; Ex-2119, ¶¶6, 23, 41, 44, 48-49, 52; Ex-2122, ¶¶13-14. This is
`
`something that “absolutely” happens, even in Zalesky’s experience. Ex-2237,
`
`113:20-114:11; see also id., 43:22-44:10, 44:21-45:5, 117:3-118:1. Changes for
`
`commercialization—even substantial ones—do not disprove an earlier RTP. DSL
`
`Dynamic, 928 F.2d at 1126. Again, Zalesky agrees. Ex-2237, 193:19-194:3,
`
`194:22-195:11.
`
`
`
`11
`
`
`
`III. Diligence
`
`The extensive record about VSI’s continual work to optimize GuideLiner,
`
`along with its work to patent the invention, shows diligence from conception to
`
`constructive reduction to practice. POR, 28-29, 3-19.
`
`IV. Petitioner’s Reply Confirms There is No Substantial Dispute That the
`ʼ032 Patent Claims Cover the Prototypes
`
`Petitioner relies on Zalesky’s claim chart to argue that the GuideLiner April
`
`and July 2005 prototypes did not reduce to practice each claim element of the ʼ032
`
`patent. Reply, 3, n.2. But Zalesky testified—vehemently—that his opinions are
`
`not based on any understanding of what the claim terms mean. Ex-2237, 216:8-12;
`
`218:7-12. Zalesky’s charts “largely depend” on his belief that there is insufficient
`
`corroboration that the prototypes were built and tested, not that they lacked any
`
`claim limitations. Id., 217:24-218:6; see also 216:13-24; Ex-1755, App’x A. But
`
`the question of whether the prototypes were built and tested is a separate question.
`
`Ample evidence shows they were. Supra, Part II(B).
`
`Nevertheless, the annotated drawings from Teleflex’s Response are updated
`
`below with some of the particular language of the ʼ032 patent claims that Zalesky
`
`purports to address:
`
`
`
`12
`
`
`
`April Prototypes
`April Prototypes
`
`Flexible tip portion
`(claims 11—22)
`
`Reinforced portion
`
`
`Mr: 2115. (Elm:
`Lula"m,rim "‘
`
`
`H] [MD
`
`PM E} all am
`
`Wfiflm
`
`Pat-TERRA!!!
`
`Color:299:”ml
`
`Flexible tip portion
`
`Bored end for connecting to
`
`SPECTRAlflics component
`
`(claims 1-10) Distal End
`
`/— am {QR
`
`(E,
`._
`
`nmu
`““5“”
`
`4mam
`.
`
`U ..
`
`55mm 3-:
`some I2”
`
`:.usomx
`1
`(Q) i
`
`SECTION pm
`VIN-U?”
`
`1mm:
`"—1—
`
`_
`
`saw-on c-c
`scat: lirl
`
` Machined end for connecting
`
`SlletflllfiflllY l‘igid portion
`defining rail stl'nctnl'e
`
`to MED component
`
`See Exs-2089, -2113.
`See Exs-2089, -2113.
`
`
`
`
`
`
`
`13
`13
`
`
`
`
`
`Flexible tip portion
`(claims 11—22)
`§ E
`
`July Prototypes
`,luly Prototypes
`
`Reinforced portion
`
`Penman-n
`
`Mn on: no:
`
`
`
`1,1.
`0.53mm M;3!(Eu:
`’
`Cult:MINI}
`l
`thr:3H.Ellie}
`
`
`
`
`
`
`Bored end for connecting to
`Flexible tip portion (claims 1—10)
`SPECTRAlflics component
`
`
`
`
`
`
`Substantially rigid portion defining rail structure
`
`a -
`
`--
`
`A
`
`II
`
`4”“ Machined end for connecting
`to MED component
`
`“en MW.I'.;|.
`
`
`
`0
`
`See Exs-2092, -2114.
`See Exs-2092, -2114.
`
`
`
`
`
`
`
`14
`14
`
`
`
`A. Attachment of Proximal and Distal Sections (Claims 1, 10-11, 22)
`
`Zalesky’s chart disingenuously alleges there is no evidence showing how the
`
`distal and proximal components of the April and July 2005 prototypes were
`
`assembled. E.g. Ex-1755, App’x A cls. 1, 10-11, 22. As detailed above, the
`
`corroborated evidence shows these parts had bored/machined ends specifically to
`
`facilitate their connection. See supra, 8. According to Zalesky, it “doesn’t make a
`
`lot of sense” for VSI to have commissioned these prototype components only to
`
`leave them unassembled. Ex-2237, 208:14-19.
`
`B.
`
`“Flexible Distal Tip Portion” / “Flexible Tip Portion” (Claims 6,
`11)
`
`Zalesky’s chart argues that there is no evidence that the July 2005 prototype
`
`had a flexible distal tip. Ex-1755, App’x A cls. 6, 11. Even if true, it would not
`
`negate RTP by the April prototype. See Ex-2237, 34:17-36:5. And it is not true.
`
`Zalesky admitted that the unreinforced distal tip of the July prototype’s distal
`
`section had merely been shortened from the April distal tip. Id., 178:21-180:4.
`
`This is consistent with Root’s explanation. Ex-2118, ¶44. This July distal design
`
`is almost identical to that of the full GuideLiner drawing at Exhibit 2022:
`
`
`
`15
`
`
`
`
`
`Ex-2022.
`
`C.
`
`“Resisting Axial and Shear Forces” (Claims 2, 12)
`
`Zalesky’s chart states that he is unaware of evidence that the prototypes
`
`would assist in resisting axial and shear forces, i.e., backup support. Ex-1755
`
`¶¶233-237, App’x A cls. 2, 12. But he admitted that the GuideLiner patents “use[]
`
`the same principle as the mother and child as it relates to axial and shear forces,”
`
`and explained how those forces support delivery of a device through a lesion. Ex-
`
`2237, 95:20-23, 183:9-184:6. Moreover, because Petitioner and its experts
`
`contend that this principle is inherently disclosed in Itou, they cannot deny it for
`
`purposes of CRTP. Petition -00126 at 38; Ex-2116, 110:20-113:24; Ex-2241,
`
`86:21-89:5; Pfizer, IPR2017-01488, Paper 87 at 24.
`
`
`
`
`
`
`
`16
`
`
`
`D.
`
`“Proximal Side Opening” in the Tubular Portion (Claims 3, 4)
`
`Zalesky’s chart does not dispute that the cut-down hypotubes had a side
`
`opening, but alleges that the prototypes made with those hypotubes did not meet
`
`claims 3 and 4 because, according to Zalesky, the side opening in the cut-down
`
`hypotubes can only be part of the “substantially rigid portion.” Ex-1755 App’x A
`
`cls. 3, 4; see Ex-2237, 211:11-16, 222:18-22. Zalesky’s argument lacks foundation
`
`because his rebuttal is not based on any understanding of the claim terms. Ex-
`
`2237, 216:8-12, 214:5-8, 218:7-12, 203:17-20, 216:13-24. Further, Petitioner
`
`contends that Itou’s suction catheter, which has a proximal side opening formed
`
`from a cut metal pipe, meets the side opening limitation of claims 3-4 (Petition
`
`00126 at 39, 43). Petitioner cannot have it both ways. In re Stempel, 241 F.2d at
`
`759 (all the patentee need show is “so much of the claimed invention as the
`
`reference happens to show”).
`
`E.
`
`“One French Smaller” (Claims 8, 17)
`
`Zalesky’s chart argues that the July prototype did not meet the “one French
`
`smaller” claim limitation and that there is not corroboration for the April prototype.
`
`Ex-1755 App’x A cls. 8, 17. But VSI purchased 6-French guide catheters in April
`
`2005 for GuideLiner testing and Root detailed how the April distal section was
`
`suitable for a 6-French guide catheter. Ex-2016; Ex-2118, ¶36, App’x A cls. 8, 17.
`
`
`
`
`
`
`
`17
`
`
`
`F.
`
`Standard Guide Catheter Length and Single Hemostatic Valve
`(Claims 10, 14, 22)
`
`Zalesky’s chart argues that there is no corroborated evidence that the
`
`prototypes used a standard guide catheter or a single hemostatic valve. Ex-1755
`
`App’x A cls. 10, 14, 22. But he does not dispute that the prototypes were “for use”
`
`with a standard guide catheter and single hemostatic valve (as recited in the
`
`claims), as those advantages of the GuideLiner design were identified at the outset.
`
`Ex-2002, 8; Ex-2004, 1-2; Ex-2237, 49:8-12, 61:24-62:2, 45:24-46:1, 202:17-
`
`203:5; Ex-2022. And again, that standard 6-French guide catheters were delivered
`
`on April 6, 2005, corroborates that the prototypes were tested in a standard guide
`
`catheter. Ex-2016.
`
`V.
`
`Petitioner’s Procedural Challenge Fails
`
`Petitioner attempts to sandbag Teleflex with belated deployment of a
`
`procedural rule, 37 CFR §42.6(a)(3), to cancel the evidence altogether.
`
`Petitioner’s argument ignores the unique procedural course the Board has charted
`
`for this five-patent, eleven-IPR dispute and would nullify thousands of pages of
`
`briefing and exhibits, at least six depositions, and an extraordinary investment by
`
`both parties to have this issue resolved on the merits by the Board. Petitioner
`
`should have raised the issue three months ago. Research in Motion Corp. v.
`
`Multimedia Ideas LLC, IPR2013-00036, Paper 15 at 7-8 (PTAB Mar. 18, 2013).
`
`Instead, it relied on the Root declaration to argue for—and obtain—more words to
`
`
`
`18
`
`
`
`address CRTP. Ex-1099, 5:14-7:10, 11:22-14:1. Having done so, it cannot now
`
`have the content of that declaration ignored by the Board.
`
`The Board advised that the primary purpose of §42.6(a)(3) is to avoid the
`
`need to scour the evidentiary record to determine what issues are disputed by the
`
`parties. Ex-2233, 18:13-15. Petitioner’s Itou-based CRTP challenge spans seven
`
`IPRs and has led to a departure from the standard briefing rules. First, the Board
`
`indicated its preference that Teleflex submit a unified, 5000-word consolidated
`
`Response on CRTP. Teleflex did so to meet the Board’s preference, not to evade
`
`word limits. Second, the Board allowed two sets of post-institution briefs on this
`
`issue, with Petitioner having the final word in a sur-surreply. Ex-1099, 13:17-14:1.
`
`Given the unique circumstances of this dispute, Teleflex’s single Response
`
`not only argued the primary dispute, which was whether the prototypes were
`
`actually reduced to practice, it additionally briefed where the key claim elements of
`
`the GuideLiner patents, going so far as to annotate drawings to show where those
`
`key elements were found. POR, e.g. 9-11, 14-16. In addition, Teleflex submitted a
`
`detailed declaration with claim charts explaining where each element of the
`
`challenged claims was found in the prototypes. POR, 22; Ex-2118, App’x A-E.
`
`Petitioner did not move to strike. Rather, it replied with responsive evidence,
`
`including rebuttal claim charts appended to its expert’s declaration. Reply, p. 3, n.
`
`2 (incorporating by reference Ex-1755, App’x A-E).
`
`
`
`19
`
`
`
`As discussed supra, Petitioner’s Reply confirms that there is little dispute
`
`that the April and July 2005 prototypes embodied each element of the GuideLiner
`
`patent claims. The focus of the dispute is whether Teleflex has come forward with
`
`sufficient and corroborated evidence that the prototypes were actually made and
`
`shown to work for their intended purpose. E.g. Ex-2237, 252:24-253:24, 214:5-8,
`
`216:8-12. The briefs have crystalized the issues, and Petitioner’s sur-surreply
`
`affords it the final word. Having instituted a trial on CRTP, each party having
`
`invested substantial resources in gathering and presenting documentary and
`
`testimonial evidence and having used the fair opportunity to challenge the other’s
`
`evidence, the Board should decide the issue on the merits.
`
`
`
`Dated: January 26, 2021
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/ J. Derek Vandenburgh /
`
`
`J. Derek Vandenburgh (Lead Counsel)
`Registration No. 32,179
`Carlson, Caspers, Vandenburgh
` & Lindquist, P.A.
`225 South Sixth Street, Suite 4200
`Minneapolis, MN 55402
`Telephone: (612) 436-9600
`Facsimile: (612) 436-9650
`Email:
`DVandenburgh@carlsoncaspers.com
`
`Lead Counsel for Patent Owner
`
`20
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`CERTIFICATE OF WORD COUNT COMPLIANCE
`
`Pursuant to 37 C.F.R. §42.24(d), the undersigned certifies that this Patent
`
`Owner’s Sur-Reply Addressing Conception and Reduction to Practice complies
`
`with (i) the 2,800 word limitation set forth in the Board’s Order Adjusting Word
`
`Counts for Briefing on Conception and Reduction to Practice, and (ii) the 500
`
`word limitation to address Petitioner’s “incorporation by reference argument” set
`
`forth by the Board in its oral order of January 5, 2021 as set forth in Exhibit 2233.
`
`The word count application of the word processing program used to prepare this
`
`Sur-Reply indicates that it contains 3,260 words, excluding the parts exempted by
`
`37 C.F.R. §42.24, with 467 of them being to address Petitioner’s “incorporation by
`
`reference argument.”
`
`
`
`
`
`Dated: January 26, 2021
`
`Respectfully submitted,
`
`
`
`
`
`
`
`
`
`/J. Derek Vandenburgh/
`J. Derek Vandenburgh
`(Lead Counsel for Patent Owner)
`
`
`
`
`
`21
`
`
`
`
`
`
`
`
`
`
`
`CERTIFICATION OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e) and the agreement of the parties, the
`
`undersigned certifies that on January 26, 2021, a true and correct copy of the
`
`foregoing Patent Owner’s Sur-Reply Addressing Conception and Reduction to
`
`Practice, exhibits filed contemporaneously with the foregoing brief, and the Patent
`
`Owner’s Updated Exhibit List were served via electronic mail upon the following:
`
`
`
`
`
`
`
`
`
`
`
`
`
`Cyrus A. Morton (Reg. No. 44,954)
`Sharon Roberg-Perez (Reg. No. 69,600)
`Christopher A. Pinahs (Reg. No. 76,375)
`William E. Manske
`Emily J. Tremblay
`Robins Kaplan LLP
`800 LaSalle Avenue, Suite 2800
`Minneapolis, MN 55401
`Phone: 349-8500
`Fax: 612-339-4181
`Email: Cmorton@robinskaplan.com
`Email: Sroberg-perez@robinskaplan.com
`Email: Cpinahs@robinskaplan.com
`Email: Wmanske@robinskaplan.com
`Email: Etremblay@robinskaplan.com
`
`
`
`
`
`
`
`
`
`
`
`/J. Derek Vandenburgh/
`
`
`J. Derek Vandenburgh (Lead Counsel)
`
`22
`
`