Case 2:18—CV-00456-JRG Document 3 Filed 11/05I18 Page 1 0f 1 PagelD #: 66
`A0 120 ' ev. 08/10
`
`TRADEMARK
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING 0R DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C, § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the us. District Court
`Eastern District of Texas
`on the following
`
`[I Trademarks or
`
`MPatents.
`
`( D the patent action involves 35 U.S‘C. § 292,):
`
`DOCKET NO.
`2:1 B-cv-456
`PLAINTIFF
`
`DATE FILED
`1 1I11201B
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`UNILOC 2017 LLC. UNILOC LICENSING USA LLC. and
`UNILOC USA. INC.
`
`GOOGLE LLC
`
`PATENT OR
`
`DATE OF PATENT
`
`1 8 H407 609
`
`3126i2013
`
`Uniloc 2017 LLC
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`INCLUDED BY
`
`E] Amendment
`
`[I Answer
`
`E] Cross Bill
`
`I] Other Pleading
`
`PATENT OR
`
`DOATE OF PATENT
`TRADEMARK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination ofaction, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Casc file copy
`
`Uniloc Ex. 2001
`Netflix v. Uniloc
`
`
`
`Uniloc Ex. 2001
`Netflix v. Uniloc
`IPR2020-00041
`1
`
`

`

`Case 8:18—cv-Gig3Cs—AG—ADS Document 5 Fired lO/EQ/‘ia Page it of it page it} #:3
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 UlS.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`
`Central District Of California
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`8:18-cv-01930
`PLAINTIFF
`
`DATE FILED
`10/29/2018
`
`U.S. DISTRICT COURT
`Central District of California
`
`DEFENDANT
`
`Uniloc 2017 LLC and Uniloc Licensing USA LLC
`
`American Broadcasting Companies, Inc.
`
`_——
`HOLDER OF PATENT OR TRADEMARK
` CLERK
`
`DATE INCLUDED
`
`entitled case, the following patent(s)/ trademark(s) have been included:
`In the above
`lNCLUDED BY
`
`PATENT OR
`TRADEMARK N0
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`El Answer
`
`B Cross Bill
`
`El Other Pleading
`
`In the above
`DECIS ION/JUDGEMENT
`
`entitled case. the following decision has been rendered or judgement issued:
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`
`
`2
`
`

`

`UNITED STATES DEPARTMFNT OF COMMERCE
`United States Patent and Trademark Office
`A((II'ESS CON
`‘
`‘
`:NER FOR PATENTS
`PO
`A1xxxxxx ‘ugulia 22313-1450
`vwm. splog '
`
` APPLICA’I'ION NUMBER FILING 0R 371(C) DA'I'E EIRS'I NAMED APPLICAN'I A'I"I'Y. DOCKET 1\()./'1'1'I'LE
`
`
`12/545,131
`08/21/2009
`Tod C. Turner
`6072-5B-321456000
`CONFIRMATION NO. 1708
`POWER OF ATTORNEY NOTICE
`
`
`
`27799
`Cozen O'Connor
`277 Park Avenue, 20m floor
`NEW YORK, NY 10172
`
`
`
`|||||||||||||II|||||IIIIIIIIIII||I|||I|||||||||||||||||||I|||I|||||||I||I||||I||||||
`0000000689276 9
`Date Mailed: 06/11/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/02/2014.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`Irmturner lnyles/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888—786-0101
`
`page 1 of 1
`
`——31
`
`3
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`A((lI'ESS CON
`‘
`‘
`:NER FOR PATENTS
`PO
`A1xxxxxx ‘uguria 22313-1450
`vwm. usptog '
`APPLICATION NUMBER
`ELLING 0R 371((1) DATE
`MRS’I NAMED APPLICAN’I
`A’I"I'Y. DOCKE’I’1\0./’l’I’I'LE
`
`12/545,131
`08/21/2009
`Tod C. Turner
`
`
`
`96051
`Uniloc USA Inc.
`Leeeey Teen eeere
`7160 Dallas Parkway
`Suite 380
`Plano, TX 75024
`
`CONFIRMATION NO. 1708
`POA ACCEPTANCE LETTER
`
`lillliiillillliltilillrilrilrtligltlulliiliillilllliil
`
`Date Mailed: 06/11/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/02/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`Irmturner myles/
`
`
`
`Office of Data Management, Application Assistance Unit (571) 272—4000, or (571) 272—4200, or 1-888—786—0101
`
`page 1 of 1
`
`—fi
`
`4
`
`

`

`
`
`
`
`Zip
`City
`
`Country
`
`Telephone
`
`Email
`
`PTO/SB/SO (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`37 CFR 3.73 b .
`
`I hereby appoint:
`
`Practitioners associated with the Customer Number:
`
`96051
`
`OR
`
`l:l Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(b) to:
`
`The address associated with Customer Number:
`
`96051
`
`OR
`I
`I Firm or
`Individual Name
`
`Address
`
`
`
`
`
`Assignee Name and Address:
`
`Uniloc Luxembourg, SA.
`75, Boulevard Grande Duchesse Charlotte
`Luxembourg, LU L-1331
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTO/SBl96 or equivalent) is required to be
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`and must identif
`the application in which this Power of Attorne is to be filed.
`
`SIGNATURE of Assignee of Record
`The individual Whose signature and title is supplied below is authorized to act on behalf of the assignee
`
`/Craig S. Etchegoyen/
`
`Date
`
`June 6, 2014
`
`Craig S. Etchegoyen
`Uniloc Luxembourg, S.A. CEO
`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`US. Patent and Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`TGIEPhone
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`
`
`5
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`
`
`6
`
`

`

`Electronic Acknowledgement Receipt
`
`
`19185488
`EFS ID:
`
`
`Application Number:
`
`12545131
`
`International Application Number:
`
`Confirmation Number:
`
`1708
`
`T'tle °f Inventwm
`
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF
`AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
`
`First Named Inventor/Applicant Name:
`
`Tod C. Turner
`
`Customer Number:
`
`27799
`
`Filer:
`
`Sean Dylan Burdick/Sarah Baker
`
`Filer Authorized By:
`Sean Dylan Burdick
`
`
`Attorney Docket Number:
`6072-53-321456000
`
`
`3
`
`
`
`Receipt Date:
`
`Filing Date:
`
`02-JUN-2014
`
`21-AUG-2009
`
`Time Stamp:
`
`15:29:02
`
`Utility under 35 USC111(a)
`Application Type:
`
`
`Payment information:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`Number
`
`
`Pages
`Document Descri
`tion
`File Size(Bytes)/
`Multi
`
`Message Digest
`Part /.zip (if appl.)
`P
`119914
`
`Assignee showing of ownership per 37
`CFR 3.73.
`
`CC-170_aia0096.pdf
`
`74? €9777Raefier69 | 04 35979h6f7efl4 1(5?
`93221
`
`no
`
`Warnings:
`Information:
`
`
`
`
`
`7
`
`

`

`
`162054
`
`2
`
`Power of Attorney
`
`CC-170_sb0080.pdf
`
`no
`
`2
`
`
`Warnings:
`Information:
`
`
`
`lr74
`
`3(6d79118c8535ch72|5f81d35£20c6b984;‘
`
`Total Files Size (in bytes)l
`
`281968
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C.111
`Ifa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`Ifa timely submission to enter the national stage ofan international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/D0/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`Ifa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`
`
`
`
`8
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 065170031
`US. Patent and Trademark Office,U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons arerequired to respond to a collection of information unless it displays a valid OMB control number.
`
`Applicant/Patent Owner:
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`Uniloc Luxembourg, S.A.
`
`Application No./Patent No.: 12/545,131
`Filed/Issue Date: AUQUST21‘ 2009
`
`Titled'
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF AUDIO AND VISUAL PRESENTATIONS VIA A cOIVIPuTER NETWORK
`
`Uniloc Luxembourg, S.A.
`’ a corporation
`(Name of Assignee)
`(Type of Assignee, e.g. corporation, partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title, and interest.
`
`2. D An assignee of less than the entire right, title, and interest (check applicable box):
`
`%. Additional Statement(s) by the owners
`l_| The extent (by percentage) of its ownership interest is
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`
`l:l There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`
`
`Additional Statement(s )by the owner(s )holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`
`3. D The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest m—ustbe submitted to account for the entire
`
`
`right, title, and interest.
`
`4. l:l The recipient, via a court proceeding or the like (9.9., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A. D An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`B.
`
`A chain of title from the inventor(s). of the patent application/patent identified above. to the current assignee as follows:
`
`1_ From: Tod C. Turner
`To: Linqware, Inc.
`The documentwas recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame 0319
`Reel 023406
`
`2_ From: Linqware, Inc.
`To: Uniloc Luxmbourg, S.A.
`The documentwas recorded in the United States Patent and Trademark Office at
`
`Reel 032854
`
`, Frame 0161
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by37 CFR3.73(b). The information Is reqwred toobtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentialityis governed by35 U.S.C. 122and 37 CFR1.11 and1.14. Thiscollection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submittingthe completed application form to the USPTO.Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent tothe Chief Information Officer, US Patent and Trademark
`Office. US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESSSEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450
`
`Ifyou need assistance in completing theform, call I—800—PTO—9199 and select option 2.
`
`—fi
`
`9
`
`

`

`PTO/'AlA/96 (08-12)
`Approved for use through 01/31/2013. OMB 065170031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73‘61
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame
`Reel
`To:
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame
`Reel
`To:
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`, Frame
`Reel
`To:
`The document was recorded in the United States Patent and Trademark Office at
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`Reel
`
`
`
`l:|
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(c)(‘| )(i). the documentary evidence of the chain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (Le, a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Sean D. Burdick/
`June 2, 2014
`Signature
`Date
`
`Sean D. Burdick
`51513
`Printed or Typed Name
`Title or Registration Number
`
`[Page 2 of 2]
`
`
`
`10
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that yoube given certain informationin connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, pleasebe advised that: (1)
`the general authority forthe collection of thisinformation is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and(3) the principal purpose forwhich the
`information isused by the US. Patent and Trademark Office is to process and/or examine your submission related
`to a patent applicationor patent.
`If you do not furnish the requested information,the U.S. Patent and Trademark
`Office may not be able to process and/or examineyour submission,which may result in termination of proceedings
`or abandonment of the applicationor expiration of the patent.
`
`The informationprovided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the informationin order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an InternationalApplication filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency’s
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, arecord may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`A record from thissystem of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`
`
`11
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www .usptogov
`
`APPLICATION NO.
`ISSUE DATE
`PATENT NO.
`ATTORNEY DOCKET NO.
`CONFIRMATION NO.
`
`12/545,131
`03/26/2013
`8407609
`60727515
`1708
`
`27799
`
`7590
`
`03/06/2013
`
`COLCH O'Connor
`277 Park Avenue, 20th floor
`NEW YORK, NY 10172
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 559 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at
`(571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)—272—4200.
`
`APPLICANT( S) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Tod C. Turner, Kenmore, WA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev, 10/09)
`
`—fi
`
`12
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`. FEE
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISS
`Commissioner for Patents
`P.0. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273—2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used Ior transmitting the ISSUE FEE and PUBLICATION FEE (if required); Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and‘notifieation of maintenance fees will
`e mailed to the current eorres ondence address as
`in ieatcd unless corrected below or directed otherWise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate " EE ADDRESS" for
`
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (NotctUse Block] forany change ofaddreHS)
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fce(s) Transmittal. This ccrti icate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawmg, must
`ave its own certificate of mailing or transmissron.
`
`11/26/2012
`
`7590
`27799
`Cozen O'Connor
`277 Park Avenue, 20th floor
`NEW YORK, NY 10172
`
`Certificate of Mailing or Transmission
`that this Fee 5 Transmittal is being deposited with the United
`I hercb certif
`ervice with suilicicnt postage for first class mail in an envelope
`States ostal
`addressed to the Mail Sto
`ISSUE FEE address above, or being facSimile
`transmitted to the USPTO ( 71) 273-2885, on the date indicated below.
`
`
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`6072-58
`Tod C. Turner
`03/21/2009
`12645.13]
`TITLE OF INVENTION: SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF AUDIO AND VISUAL
`PRESENTATIONS VIA A COMPUTER NETWORK
`
`I708
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`YES
`
`EXAMINER
`
`$885
`
`ART UNIT
`
`$300
`
`‘
`
`so
`
`$1185
`
`02/26/2013
`
`CLASS-SUBCLASS
`
`BAUTISTA, XIOMARA L
`
`2171
`
`1 Cozen O'Connor
`
`715—760000
`
` 2. For printing on the patent front page, list1. Chan e of correspondence address or indication of "Fee Address" (37
`
`CFR I. 63).
`(I) the names of up to 3 registered patent attorneys
`
`or agents 0R, alternatively,
`:1 Chan e of eorres ondence address (or Change of Correspondence
`Address orm PTO/ 8/122) attached.
`(2)4the name ofa single firm (having as a member a 2.___—_..v.—*. . *7
`
`registered attorney or agent) and the names of up to
`3 "Fee Address" indication (or "Fee Address" Indication form
`2 registered patent attorneys or agents. If no name is
`3
`I’I‘O/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`
`
`listed, no name will be printed.
`—#‘
`Number is required.
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assi
`ee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CF 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`LINQware Inc .
`Kenmore, WA
`Please check the appropriate assignee category or categories (will not be printed on the patent) : E] Individual RCorporation or other private group entity D Government
`
`
`
`4a. The following femfs; are submitted:
`4b. Payment oche{s): (Please first reappty any previocsiy paid issue “cc showr- abe'v'c)
`alssue Fee
`[I A check is enclosed.
`E-Publication Fee (No small entity discount permitted)
`uPayment by credit card. Form PTO-2038 is attached.
`/
`D Advance Order — # of Copies
`me Director is hereby authorized to charge thejifitgiiridlfeeés), any deficiency, or credit any
`/
`i
`overpayment, to Deposrt Account Number
`_ enclose an extra copy of this form).
`5. Change in Entity Status (from sta n . 5 indicated abov
`'
`1
`CFR 127.
`D 3. Applicant claims SMALL ,r.
`A ‘ ta 18v
`is no longer claiming SMALL ENTITY status. Sec 37 CFR l,27(g)(2).
`'e:
`El b. A u
`NOTE: The Issue Fee and Wbliwflgfi 11 not be accept- -
`um anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`t and Tra ~ .
`interest as shown b the records . u,
`i
`‘-
`=
`'
`‘-
`. Office.
`
`Authorized Signature _ ..
`
`Typed or printed name
`
`'
`
`/[ll I;_ Date February 26, 2013 W
`
`
`
`
`.
`,- E‘Ql- ; -
`A
`RegistrationNo. 27 s 899
`‘A
`
`
`
`I
`i
`'
`II
`r1. uired by 37 CFR 1.31 l. The information is re uired to obtain or retain a benefit by the public which is to tile (and by the USPTO to process)
`This collection of infomation
`an application. Confidentialityis ovemed by 35 U.S.C. 122 and 37 CFR 1.14.
`is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed applica ion form to the USPTO. Time Will va
`dependin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to
`e C ief Iii ormaticn Officer, US. Patent and Trademark Office, US. Department of Commerce,
`.0.
`Box 1450, Alexan ria, Virginia 22313—1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box 1450,
`Alexandria, Virginia 22313-1450.
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL—85 (Rev. 02/] 1) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`
`
`13
`
`

`

`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`12545131
`
`Filing Date:
`
`21-Aug-2009
`
`T'tIe °f Inventm":
`
`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF
`AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
`
`
`
`First Named Inventor/Applicant Name:
`
`Tod C. Turner
`
`Filer:
`
`Edward M. Weisz/Jennifer Colwell
`
`Attorney Docket Number:
`
`6072-5B
`
`Filed as Small Entity
`
`Utility under 35 USC111(a) Filing Fees
`
`
`
`
`
`Description
`
`
`Fee Code
`Quantity
`
`sung-3:3; in
`
`Basic Filing:
`
`Pages:
`
`
`Claims:
`
`
`Miscellaneous-Filing:
`
`
`Petition:
`
`
`Patent-AppeaIs-and-Interference:
`
`
`Post-AIIowance-and-Post-lssuance:
`
`Utility Appl issue fee
`
`2501
`
`1
`
`885
`
`885
`
`
`
`
`
`
`