`
`Case 2:18-cv-00456-JRG-RSP Document 10 Filed 11/21/18 Page 1 of 1 PagelD #: 79
`
`
`
`AO 120 (Rev. 08/10)
`
`REPORT ON THE
`
`Mail Stop 8
`TO:
`
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`Alexandria, VA 22313-1450
`
`
`
`FILING OR DETERMINATION OF AN
`
`TRADEMARK
`
`
`
`
`
`
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`
`on the following
`
`
`filed in the U.S. District Court Eastern District of Texas
`
`
`
`
`
`292.): 35 U.S.C. § involves action D Trademarks or �Patents. ( D the patent
`
`
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`
`2:18-cv-456 11/1/2018
`
`PLAINTIFF
`DEFENDANT
`
`Eastern District of Texas
`
`GOOGLE LLC
`UNILOC 2017 LLC, UNILOC LICENSING USA LLC, and
`UNILOC USA, INC.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 8,407,609
`
`3/26/2013 Uniloc 2017 LLC
`
`2
`
`3
`
`4
`
`5
`
`
`
`
`DATE INCLUDED INCLUDED BY
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`
`
`
`
`PATENT OR
`TRADEMARK NO.
`
`D Amendment D Answer D Cross Bill D Other Pleading
`DATE OF PATENT
`
`HOLDER OF PATENT OR TRADEMARK
`OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`
`
`DECISION/JUDGEMENT
`
`
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`
`
`Google LLC in this matter are DISMISSED WITHOUT PREJUDICE
`
`CLERK
`�� A. 0 \ i cs�_Q__-
`
`
`
`ch CLERK(BY) DEPUT
`
`DATE
`
`11/21/18
`
`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`
`
`
`
`
`
`
`IPR2020-00041
`
`
`
`
`
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`EX2001
`Netflix v. Uniloc
`
`
`
`Patent Trial and Appeal Board
`
`
`
`A petition has been filed in Patent Number 8,407,609, Application Number 12/545, 131 on 10/31/2019.
`
`
`
`
`
`
`
`The AIA Review Number is IPR2020-00115.
`
`
`
`To view the documents filed in this petition, go to https://ptab.uspto.gov and Search for the AIA Review
`
`
`
`
`Number.
`
`• Enter your search criteria
`on the "Search PTAB" page
`
`• Type in the AIA Review Number or Patent Number
`• You will need to answer the CAPTCHA to prove that you are not a robot.
`
`• Click on the "Search" button
`
`
`
`• The search results will appear identifying the AIA Review Number
`
`• Click on the "View Documents" button
`• A pop up window will appear with a list of documents
`
`
`
`• Click on the "Download" button to download the document.
`
`Questions regarding this notice should be directed to the Patent Trial and Appeal Board at
`
`
`
`
`571-272-7822.
`
`
`
`Trials@uspto.gov
`571-272-7822
`
`Paper No. 3
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PA TENT TRIAL AND APPEAL BOARD
`
`GOOGLELLC,
`Petitioner,
`
`V.
`
`UNILOC 2017 LLC,
`
`Patent Owner.
`
`Case IPR2020-00115
`
`
`Patent 8,407,609
`
`
`
`
`
`Mailed: November 8, 2019
`
`Before STEVEN M. AMITRANI, Trial Paralegal
`
`NOTICE OF FILING DATE ACCORDED TO PETITION
`AND
`
`
`TIME FOR FILING PATENT OWNER PRELIMINARY RESPONSE
`
`
`
`The petition for inter partes review· in the above proceeding has been
`
`
`
`
`
`
`
`accorded the filing date of October 31, 2019.
`
`
`
`
`
`IPR2020-00115
`
`Patent 8,407,609
`
`
`
`
`
`
`
`Patent Owner may file a preliminary response to the petition no later
`
`
`
`
`
`
`
`
`
`than three months from the date of this notice. The preliminary response is
`
`
`
`limited to setting forth the reasons why the requested review should not be
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`instituted. Patent Owner may also file an election to waive the preliminary
`
`
`
`
`
`
`
`
`
`
`
`response to expedite the proceeding. For more information, please consult
`
`
`
`
`
`
`
`
`
`the Office Patent Trial Practice Guide, 77 Fed. Reg. 48756 (Aug. 14, 2012),
`
`
`
`which is available on the Board Web site at http://www.uspto.gov/PTAB.
`
`
`
`
`
`
`
`
`
`Patent Owner is advised of the requirement to submit mandatory
`
`
`
`
`
`
`
`
`
`
`
`notice information under 37 C.F.R. § 42.8(a)(2) within 21 days of service of
`
`
`
`the petition.
`
`
`
`
`
`The parties are encouraged to use the heading on the first page of this
`
`
`
`Notice for all future filings in the proceeding.
`
`
`
`
`
`
`
`The parties are advised that under 37 C.F.R. § 42.l0(c), recognition of
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`counsel pro hac vice requires a showing of good cause. The parties are
`
`
`
`authorized to file motions for pro hac vice admission under 37 C.F.R.
`
`
`
`
`
`
`
`
`§42.10(
`
`
`
`
`
`c ). Such motions shall be filed in accordance with the "Order -
`
`
`
`Authorizing Motion/or Pro Hae Vice Admission" in Case IPR2013-00639,
`
`
`
`
`
`
`
`Paper 7, a copy of which is available on the Board Web site under
`
`
`
`
`
`
`
`"Representative Orders, Decisions, and Notices."
`
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`
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`The parties are reminded that unless otherwise permitted by 37 C.F.R.
`
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`
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`
`
`§42.6(b )(2), all filings in this proceeding must be made electronically in
`
`
`
`
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`
`
`
`
`
`
`Patent Trial and Appeal Board End to End (PTAB E2E), accessible from the
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`
`
`
`Board Web site at http://www.uspto.gov/PTAB. To file documents, users
`
`
`
`
`
`
`
`
`
`must register with PT AB E2E. Information regarding how to register with
`
`
`
`and use PTAB E2E is available at the Board Web site.
`
`2
`
`
`
`IPR2020-00115
`
`Patent 8,407,609
`
`
`
`If there are any questions pertaining to this notice, please contact
`
`
`
`
`
`
`
`
`
`Steven Amitrani at 469-295-9294 or the Patent Trial and Appeal Board at
`
`
`
`
`
`
`
`571-272-7822.
`
`PETITIONER:
`
`Erika Amer
`
`Joshua Goldberg
`A Grace Mills
`FINNEGAN, HENDERSON, FARABOW,
`
`
`GARRETT, & DUNNER LLP
`erika.amer@finnegan.com
`
`joshua.goldberg@finnegan.com
`gracie.mills@finnegan.com
`
`PATENT OWNER:
`
`UNILOC USA INC.
`102 N. COLLEGE AVENUE
`SUITE 303
`TYLER, TX 75702
`
`3
`
`
`
`IPR2020-00115
`
`Patent 8,407,609
`
`NOTICE CONCERNING ALTERNATIVE DISPUTE RESOLUTION
`
`{ADR}.
`The Patent Trial and Appeal Board (PTAB) strongly encourages
`
`
`
`
`
`
`
`parties who are considering settlement to consider alternative dispute
`
`
`
`
`resolution as a means of settling the issues that may be raised in an AIA trial
`
`
`
`
`proceeding. Many AIA trials are settled prior to a Final Written Decision.
`
`
`
`
`Those considering settlement may wish to consider alternative dispute
`
`
`
`
`
`resolution techniques early in a proceeding to produce a quicker, mutually
`
`
`
`
`agreeable resolution of a dispute or to at least narrow the scope of matters in
`
`
`
`
`
`
`dispute. Alternative dispute resolution has the potential to save parties time
`and money.
`Many non-profit organizations, both inside and outside the intellectual
`
`
`
`
`
`
`
`
`
`
`property field, offer alternative dispute resolution services. Listed below are
`
`
`
`
`the names and addresses of several such organizations. The listings are
`
`
`
`
`provided for the convenience of parties involved in cases before the PTAB;
`
`
`
`the PTAB does not sponsor or endorse any particular organization's
`
`
`
`
`alternative dispute resolution services. In addition, consideration may be
`
`
`
`given to utilizing independent alternative dispute resolution firms. Such
`
`
`
`
`
`firms may be located through a standard keyword Internet search.
`
`CPR
`AMERICAN AMERICAN
`AMERICAN
`
`INSTITUTE INTELLECTUAL WORLD BAR
`ARBITRATIO
`FOR DISPUTE PROPERTY N
`INTELLECTUA ASSOCIATION
`LAW
`RESOLUTION
`ASSOCIATIO
`L PROPERTY (ABA)
`ASSOCIATION
`N (AAA) ORGANIZATI
`(AIPLA)
`ON (WIPO)
`Telephone: Telephone: Telephone: Telephone: Telephone:
`
`(212)949-6490(703)415-0780(212)484-326641 22 338 9111 (202)662-1000
`Fax: (212) 949-8859 Fax: (703) 415-0786 Fax: (212) 307-4387
`Fax: 41 22 733 5428 N/A
`
`24118th Street, South, 140 West
`51st 34, chem in des
`1050 Connecticut Ave,
`
`575 Lexington Ave Suite 700
`Street Colombettes NW
`New York, NY 10022 Arlington,
`VA 22202 New York, NY CH-1211
`
`Geneva 20, Washington D.C. 20036
`10020
`
`Switzerland
`www.cpradr.org www.aipla.org
`www.adr.org www.wipo.int www.americanbar.org
`
`If parties to an AIA trial proceeding consider using alternative dispute
`
`
`
`
`
`
`
`
`resolution, the PTAB would like to know whether the parties ultimately
`
`
`
`decided to engage in alternative dispute resolution and the reasons why or
`
`
`
`
`
`
`why not. If the parties actually engage in alternative dispute resolution, the
`
`
`( e.g., arbitration, PT AB would be interested to learn what mechanism
`
`Such a statement from the
`
`
`
`mediation, etc.) was used and the general result.
`
`4
`
`
`
`.
`
`.
`
`IPR2020-00115
`
`Patent 8,407,609
`parties is not required but would be helpful to the PT AB in assessing the
`
`
`
`
`
`
`
`
`value of alternative dispute resolution to parties involved in AJA trial
`
`
`
`
`proceedings. To report an experience with ADR, please forward a summary
`
`
`of the particulars to the following email address:
`PT AB_ ADR _ Comments@uspto.gov
`
`5
`
`
`
`
`
`Page 1 of 1 PagelD #: 66 Case 2:18-cv-00456-JRG-RSP Document 3 Filed 11/05/18
`
`
`
`AO 120 (Rev. 08/10)
`
`Mail Stop 8
`TO:
`
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`
`
`
`FILING OR DETERMINATION OF AN
`
`TRADEMARK
`
`
`
`
`
`
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`
`on the following
`
`
`filed in the U.S. District Court Eastern District of Texas
`
`
`
`
`
`
`
`
`
`292.): 35 U.S.C. § involves action D Trademarks or �Patents. ( D the patent
`
`
`
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`
`2:18-cv-456 11/1/2018
`
`PLAINTIFF
`DEFENDANT
`
`Eastern District of Texas
`
`UNILOC 2017 LLC, UNILOC LICENSING USA LLC, and GOOGLE LLC
`UNILOC USA, INC.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 8,407,609
`
`3/26/2013 Uniloc 2017 LLC
`
`2
`
`3
`
`4
`
`5
`
`
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`
`
`
`
`
`
`
`
`DATE INCLUDED INCLUDED BY
`
`D Amendment D Answer D Cross Bill D Other Pleading
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`PATENT OR
`TRADEMARK NO.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`
`
`
`
`
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`
`
`DECISION/JUDGEMENT
`
`
`
`I (BY) DEPUTY CLERK
`
`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`
`
`
`
`
`
`
`
`
`
`
`
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`
`
`
`
`Case 2:18-cv-00501-JRG-RSP Document 5 Filed 01/28/19 Page 1 of 1 PagelD #: 62
`
`
`
`
`
`
`
`
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Director of the U.S. Patent and Trademark Office
`
`Mail Stop 8
`
`
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`
`
`
`FILL'iG OR DETERMINATION OF AN
`
`ACTION REGARDING A PATENT OR
`
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`
`
`
`
`
`
`on the follo·wing
`
`
`Eastern District of Texas
`
`filed in the U.S. District Court
`
`
`
`
`
`D Trademarks or Qr Patents. ( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKEfNO.
`U.S. rnSTRJCT COURT
`DATE FILED
`2:18-cv-501 11/17/2018
`
`Eastern District of Texas
`PLAINTIFF
`DEFENDANT
`
`UNILOC 2017 LLC and UNILOC USA, INC.
`
`GOOGLELLC
`
`PATENTOR
`DATE OF PATENT
`TRADEMARK NO. OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK.
`
`l 6,452,515
`
`9/17/2002 Uniloc 2017 LLC
`
`2
`
`3
`
`4
`
`5
`
`
`
`
`
`
`
`
`
`rn the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED INCLUDED BY
`
`PATENTOR
`TRADEMARK NO.
`
`D Amendment D Answer D Cross Bill D Other Pleading
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PA TENT OR TRADEMARK
`
`I
`
`2
`
`3
`
`4
`
`5
`
`
`
`
`
`
`
`
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`
`
`DECISION/JUDGEMENT
`
`I (BY) DEPlITY CLERK
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`
`
`
`
`
`
`
`
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Casc file copy
`
`
`
`Case 2:18-cv-00502-JRG-RSP
`
`
`
`Document 5 Filed 01/28/19 Page 1 of 1 PagelD #: 69
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Director of the U.S. Patent and Trademark Office
`
`Mail Stop8
`
`
`
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`
`
`
`FILING OR DETERMINATION OF AN
`
`ACTION REGARDING A PATENT OR
`
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`
`
`
`
`
`
`
`
`Eastern District of Texas
`on the following
`
`
`filed in the U.S. District Court
`
`
`
`
`
`
`
`
`
`D Trademarks or � Patents. ( D the patent action involves 35 U.S.C. § 292.):
`
`U.S. DISTRICT COURT
`DATE FILED
`DOCKET NO.
`2:18-cv-502 11/17/2018
`
`Eastern District of Texas
`DEFENDANT
`PLAINTIFF
`
`UNILOC 2017 LLC and UNILOC USA, INC.
`
`GOOGLELLC
`
`PATENTOR D ATE OF PATENT
`OR TRADEMARK
`TRADEMARK NO.
`
`
`
`HOLDEROFPATENTORTRADEMARK.
`
`l 8,407,609
`
`
`
`3/26/2013 Uniloc 2017 LLC
`
`2
`
`3
`
`4
`
`5
`
`
`
`In the above-----entitled case, the following patent(s}/ trademark(s) have been included:
`
`
`
`
`
`
`DA TE INCLUDED INCLUDED BY
`D Amendment D Answer D Cross Bill D Other Pleading
`PATENTOR DATE OF PATE1'-ff
`HOLDER OF PA TENT OR TRADEMARK
`OR TRADEMARK
`TRADEMARK NO.
`
`I 2
`3 4
`
`5
`
`
`
`
`
`
`
`
`
`
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`l(BY) DEPIJTY CLERK
`
`Copy 1-Upon initiation of action, mail this eopy to Director Copy 3-Upon termination of action. mail this copy to Director
`
`
`
`
`
`
`
`
`
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`
`
`
`
`
`
`
`
`
`
`Case 2:18-cv-00456-JRG Document 3 Filed 11/05/18 Page 1 of 1 Pagel D #: 66
`
`AO 120 (Rev. 08/10)
`TO:
`
`Director of the U.S. Patent and Trademark Office
`
`Mail Stop 8
`
`
`
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`
`
`
`FILING OR DETERMINATION OF AN
`
`
`
`ACTION REGARDING A PATENT OR
`
`TRADEMARK
`
`PLAINTIFF
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`
`
`
`
`
`
`
`Eastern District of Texas
`
`filed in the U.S. District Court
`on the following
`
`
`
`
`
`
`D Trademarks or [iif Patents. ( D the patent action involves 35 U.S.C. § 292.):
`U.S. DISTRICT COURT
`DATE FILED
`DOCKETNO.
`2:18-cv-456 11/1/2018
`
`
`Eastern District of Texas
`DEFENDANT
`
`UNILOC 2017 LLC, UNlLOC LICENSING USA LLC, and GOOGLE LLC
`UNILOC USA, INC.
`PATENTOR DATE OF PATENT
`HOLDER OF PA TENT OR TRADEMARK
`OR TRADEMARK
`
`TRADEMARK NO.
`1 8,407,609
`3/26/2013 Uniloc 2017 LLC
`2 3
`4 5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`
`
`
`
`DA TE INCLUDED INCLUDED BY D Amendment D Answer D Cross Bill D Other Pleading
`PATENTOR DATE OF PATENT
`HOLDER OF PA TENT OR TRADEMARK
`OR TRADEMARK
`TRADEMARK NO.
`2 3
`
`1
`
`4
`
`5
`
`
`
`DECISION/JUDGEMENT
`
`
`
`
`
`
`
`In the above--entitled case, the following decision has been rendered or judgement issued:
`
`I (BY) DEPUTY CLERK
`
`
`
`
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action,
`
`
`adding patent(s), mail this copy to Director
`
`Copy 2-Upon filing document
`
`mail this copy to Director
`Copy 4-Case file copy
`
`
`
`
`
`Case 8:18~cv-01930~AG~ADS Document 5 Filed 10/29/18 Page 1 of 1 Page ID #:84
`
`
`
`
`
`AO 120 (Rev. 08/10)
`
`REPORT ON THE
`
`Mail Stop 8
`TO:
`
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`Alexandria, VA 22313-1450
`
`
`
`FILING OR DETERMINATION OF AN
`
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`
`
`
`
`
`
`
`
`filed in the U.S. District Court Central District of California
`
`on the following
`
`
`
`
`
`
`
`
`
`292.): 35 U.S.C. § involves action D Trademarks or �Patents. ( D the patent
`
`
`
`DOCKET NO.
`DATE FILED
`U.S. DISTRICT COURT
`
`8:18-cv-01930 10/29/2018
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`PLAINTIFF
`DEFENDANT
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`Central District of California
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`Uniloc 2017 LLC and Uniloc Licensing USA LLC
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`American Broadcasting Companies, Inc.
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`PATENT OR
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`DATE OF PATENT
`OR TRADEMARK
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`HOLDER OF PATENT OR TRADEMARK
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`1 6,519,005
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`2/11/2003 Uniloc 2017 LLC
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`2 6,895,118
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`5/17/2005 Uniloc 2017 LLC
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`3 8,407,609
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`3/26/2013 Uniloc 2017 LLC
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`4
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`5
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`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
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`DATE INCLUDED INCLUDED BY
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`D Amendment D Answer D Cross Bill D Other Pleading
`DATE OF PATENT
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`HOLDER OF PATENT OR TRADEMARK
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`PATENT OR
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`1
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`2
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`5
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`In the above-entitled case, the following decision has been rendered or judgement issued:
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`DECISION/JUDGEMENT
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`I (BY) DEPUTY CLERK
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`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
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`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
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`United States Patent and Trademark Office
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`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
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`APPLICATION NUMBER
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`FILING OR 3 71 (C) DATE
`FIRST NAMED APPLICANT ATTY. DOCKET NO./TITLE
`12/545,131
`Tod C. Turner 6072-5B-321456.000
`08/21/2009
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`CONFIRMATION NO. 1708
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`POWER OF ATTORNEY NOTICE
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`27799
`Cozen O'Connor
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`277 Park Avenue, 20th floor
`NEW YORK, NY 10172
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`1111111111111111111111 ll]�!l]!�11111 IIII IIIIl!�l!�HUl�!I��] 1111111111
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`Date Mailed: 06/11/2014
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`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
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`This is in response to the Power of Attorney filed 06/02/2014.
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`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
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`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
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`/rmturner myles/
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`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
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`page 1 of 1
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`APPLICATION NUMBER
`12/545,131
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`FILING OR 3 71 (C) DATE
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`08/21/2009
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`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
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`United States Patent and Trademark Office
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`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
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`FIRST NAMED APPLICANT ATTY. DOCKET NO./TITLE
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`Tod C. Turner
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`CONFIRMATION NO. 1708
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`POA ACCEPTANCE LETTER
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`1111111111111 ll]�!l]!�l!�l!�HUl�!H]
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`111111111111111111111111 IIII IIII
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`Date Mailed: 06/11/2014
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`96051
`Uniloc USA Inc.
`Legacy Town Center
`7160 Dallas Parkway
`Suite 380
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`Plano, TX 75024
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`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
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`This is in response to the Power of Attorney filed 06/02/2014.
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`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
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`above address as provided by 37 CFR 1.33.
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`/rmturner myles/
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`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
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`page 1 of 1
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`PTO/SB/80 (11-08)
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`Approved for use through 11/30/2011. 0MB 0651-0035
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
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`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
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`I hereby revoke all previous powers of attorney given in the application identified in the attached statement under
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`37 CFR 3.73(b).
`I hereby appoint:
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`0 Practitioners associated with the Customer
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`Number: I 96051 I
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`OR
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`Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
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`Name
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`as attorney(s) or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
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`any and all patent applications assigned Q!JJy to the undersigned according to the USPTO assignment records or assignment documents
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`attached to this form in accordance with 37 CFR 3.73(b).
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`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(b) to:
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`Number:I 96051 I
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`OR
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`[Z] The address associated with Customer
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`LJ Firm or
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`Individual Name
`Address
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`Telephone
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`I State
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`I Email
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`I Zip
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`Assignee Name and Address:
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`Uniloc Luxembourg, S.A.
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`75, Boulevard Grande Duchesse Charlotte
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`Luxembourg, LU L-1331
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`A copy of this form, together with a statement under 37 CFR 3. 73(b) (Form PTO/SB/96 or equivalent) is required to be
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`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
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`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
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`and must identify the application in which this Power of Attorney is to be filed.
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`SIGNATURE of Assignee of Record
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`to act on behalf of the assignee below is authorized is supplied The individual whose sign ature and title
`Date June 6, 2014
`Telephone
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`/Craig S. Etchegoyen/
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`Craig S. Etchegoyen
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`Signature
`Name
`Title
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`Uniloc Luxembourg, S.A. CEO
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`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and
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`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
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`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
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`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
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`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
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`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
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`If you need assistance in completing the form, ca/11-800-PTO-9199 and select option
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`2.
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`Privacy Act Statement
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`in connection requires that you be given certain information The Privacy Act of 1974 (P.L. 93-579)
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`with your submission of the attached form related to a patent application or patent. Accordingly,
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`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
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`The information provided by you in this form will be subject to the following routine uses:
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`1. The information on this form will be treated confidentially to the extent allowed under the
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`6. A record in this system of records may be disclosed, as a routine use, to another federal
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`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
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`pursuant to 35 U .S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
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`CFR 1.14, as a routine use, to the public if the record was filed in an application which
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`became abandoned or in which the proceedings were terminated and which application is
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`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
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`or local law enforcement agency, if the US PTO becomes aware of a violation or potential
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`violation of law or regulation.
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`Electronic Acknowledgement Receipt
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`EFSID:
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`19185488
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`Application Number: 12545131
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`International Application Number:
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`Confirmation Number:
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`1708
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`Title of Invention:
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`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF
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`AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
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`First Named Inventor/Applicant Name: Tod C. Turner
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`Customer Number:
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`27799
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`Filer:
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`Sean Dylan Burdick/Sarah Baker
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`Filer A uthorized By:
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`Sean Dylan Burdick
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`Attorney Docket Number:
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`6072-5B-321456.000
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`Receipt Date:
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`02-JUN-2014
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`Filing Date:
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`21-AUG-2009
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`Time Stamp:
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`15:29:02
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`Application Type:
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`Utility under 35 USC 111 (a)
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`Payment information:
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`Submitted with Payment
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`File Listing:
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`I no
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`Document Description File Name
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`Multi Pages
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`Message Digest Part /.zip (if appl.)
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`1
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`Assignee showing of ownership per 37
`CFR 3.73.
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`119914
`CC-170_aia0096.pdf
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`no
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`3
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`74e3e2278ae8ec691 0435929b6f7 e041 cSe
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`Warnings:
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`Information:
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`9a221
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`2
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`Power of Attorney
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`162054
`CC-170_sb0080.pdf
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`no
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`3c6d791f8c85351 cb7215f81 d3560c6b984
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`1c24
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`Warnings:
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`Information:
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
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`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
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`Post Card, as described in MPEP 503.
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`Total Files Size (in bytes)
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`281968
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`New A��lications Under 35 U.S.C. 111
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`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
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`Acknowledgement Receipt will establish the filing date of the application.
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`National Stage of an International A��lication under 35 U.S.C. 371
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`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
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`New International A��lication Filed with the USPTO as a Receiving Office
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`If a new international application is being filed and the international application includes the necessary components for
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`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
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`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
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`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
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`PTO/AIA/96 (08-12)
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`Approved for use through 01/31/2013. 0MB 0651-0031
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`U.S. Patent and Trademark Office;U.S. DEPARTMENT OF COMMERCE
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`Under the Paperwork Reduction Act of1995, no persons arerequired to respond to a collection of information unless it displays a valid 0MB control number.
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`STATEMENT UNDER 37 CFR 3.73(c)
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`owner: Uniloc Luxembourg, S.A.
`t/Patent
`Applican
`sue Date: AuguSt 21, 2009
`No.: _1_2_!5_4_5_,_1 3_1 _ _ _ _ _ _ _ _ _ Filed/Is
`No./Patent
`Application
`Titled:
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`Uniloc Luxembourg, S.A.
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`SYSTEM AND METHOD FOR PROVIDING AND TRACKING THE PROVISION OF AUDIO AND VISUAL PRESENTATIONS VIA A COMPUTER NETWORK
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`, a corporation
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`-----------------
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`- --
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`(Name of Assignee)
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`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.)
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`states that, for the patent application/patent identified above, it is (choose .Q!!g of options 1, 2, 3 or 4 below):
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`title, and interest.1.0 The assignee of the entire right,
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`box):(check applicable entire right, title, and interest 2.D An assignee of less than the
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`by the owners interest is _ _ _ _ __ %. Additional Statement(s) LJ The extent (by percentage) of its ownership
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`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
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`who together own the entire including inventors, The other parties, D There are unspecified percentages of ownership.
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`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
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`right, title, and interest.
`from one of the joint inventors was made).assignment (a complete entirety interest in the 3.D The assignee of an undivided
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`The other parties, including inventors, who together own the entire right, title, and interest are:
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`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
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`right, title, and interest.
`(ainterest in the entirety probate), of an undivided (e.g., bankruptcy, 4.D The recipient, via a court proceeding or the like
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`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
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`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose .Q!!g of options A or B below):
`identified above. The assignment was recorded inof the patent application/patent A.D An assignment from the inventor(s)
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`the United States Patent and Trademark Office at Reel _ _ _ _ __ , Frame _ _ _ _ __ , or for which a copy
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`thereof is attached.
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`1 _ From: Tod C. Turner
`To: Linqware, Inc.
`The document was recorded in the United States Patent and Trademark Office at
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`Reel 023406 , Frame 031 9
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`, or for which a copy thereof is attached.
`2_ From: Linqware, Inc.
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`To: Uniloc Luxmbourg, S.A.
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`The document was recorded in the United States Patent and Trademark Office at
`Reel 032854 , Frame 01 61 , or for
`which a copy thereof is attached.
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`[Page 1 of 2]
`This collection of information is required by37 CFR3.7