throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
` CASE IPR2020-00031
`
`GUARDIAN ALLIANCE
`TECHNOLOGIES, INC.,
` Petitioner,
`vs.
`TYLER MILLER,
` Patent Owner.
`
` Telephonic proceedings taken on
`Thursday, February 6, 2020, at Advanced
`Depositions, LLC, 1600 Market Street, Suite 1700,
`Philadelphia, Pennsylvania, commencing at
`approximately 3:32 p.m., before Joanne Rose, a
`Registered Professional Reporter, Registered Merit
`Reporter, Certified Realtime Reporter and Notary
`Public, pursuant to notice.
`
`BEFORE:
` DAVID C. McKONE
` Administrative Patent Judge
` SALLY C. MEDLEY
` Administrative Patent Judge
` JOHN R. KENNY
` Administrative Patent Judge
`
`

`

`Hearing Held, 2/6/2020
`
`2
`
`APPEARANCES:
`DUNLAP CODDING P.C.
`JORDAN A. SIGALE, ESQUIRE
`jsigale@dunlapcodding.com
`EVAN TALLEY, ESQUIRE
`etalley@dunlapcodding.com
`225 West Washington Street
`Suite 2200
`Chicago, IL 60606
`312-651-6744
` Counsel for Petitioner
`Mc LEOD LAW LLC
`RICHARD D. Mc LEOD, ESQUIRE
`law@rickmcleod.com
`P.O. Box 99
`Woodland, WA 98674
`360-841-5654
` Lead Counsel for Patent Owner
`RYLANDER & ASSOCIATES, PC
`KURT M. RYLANDER, ESQUIRE
`406 West 12th Street
`Vancouver, WA 98660
`360-750-9931
` Back-up Counsel for Patent Owner
`
`1
`2
`3
`4
`5
`6
`
`78
`
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`3
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` JUDGE McKONE: So my
`understanding is that there are
`several issues here between the
`parties that we're going to discuss
`today. I'll start trying to go
`through them in order.
` The first issue, I
`understand the Petitioner is
`requesting a five-page motion and is
`willing to allow a five-page response
`from Patent Owner regarding what it
`characterizes as a clerical error.
`And Petitioner wants to substitute a
`different exhibit for Exhibit 1002.
` And I understand that
`that's related to Patent Owner
`requesting to file a Motion To
`Terminate for failure to comply with
`Section 312(a)(5) for the same
`reason, the exhibit that was 1002 was
`not the correct exhibit.
` Do I understand that
`correctly?
` MR. SIGALE: Yes, you do,
`
`

`

`Hearing Held, 2/6/2020
`
`4
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`your Honor. This is Jordan Sigale.
` JUDGE McKONE: Okay. So,
`Petitioner, why don't you go ahead
`and go first and just give a very
`brief background of what happened
`here.
` And then we'll let Patent
`Owner respond and then we'll try to
`figure out the most efficient way to
`divvy the issue up and brief it.
` MR. SIGALE: Thank you,
`your Honor. There is pending
`District Court litigation, just to
`kind of set the stage, involving
`Patent Owner and its exclusive
`licensee against one of the customers
`of Petitioner, Guardian Alliance
`Technologies.
` In this petition -- I'm
`trying to decide where to start.
`Let's start here. When we received
`the Patent Owner's response about a
`little bit more than a week ago, the
`Patent Owner's response dealt
`
`

`

`5
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`extensively with the fact that
`Exhibit 102 was not prior art.
` The Patent Owner includes
`in their Patent Owner's response a
`screenshot from Exhibit 102, which is
`a video, and indicates that right on
`the video itself there is a copyright
`date that is after the critical date
`with respect to the patent and notes
`that the video of Exhibit 102 doesn't
`match the screen excerpts that
`Petitioner provided to the Board in
`Exhibit 1022 for the convenience of
`the Board in case the Board members
`did not have a video player handy
`when they were looking at the
`petition.
` What Patent Owner's
`response doesn't note is that in the
`petition itself Petitioner included
`the same exact screenshots that
`appear in Exhibit 1022.
` And there are quite a
`number of screenshots that were taken
`
`

`

`Hearing Held, 2/6/2020
`
`6
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`from what Petitioner had intended to
`file as Exhibit 1002, which is a
`video that bears the date of at least
`November 2009, which would be prior
`art to the patent in suit by a number
`of years.
` And the petition explains
`that that's what Exhibit 102 is
`supposed to be. And in the claim
`charts for the first round of the
`petition there are quite a number of
`screenshots that appear between page
`33 and page 49 of the petition. And
`these screenshots were taken from
`what Petitioner had intended to
`submit as Exhibit 102.
` Unfortunately, immediately
`prior to filing we uploaded Exhibit
`102 and Exhibit 102 is one of two
`videos that were provided by a third
`party company, Background Solutions,
`LLC, pursuant to a subpoena in the
`related District Court litigation.
` And the way we maintain our
`
`

`

`7
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`files, your Honor, is that everything
`we receive from third-party subpoena
`recipients is maintained in a single
`file. And in response to that
`subpoena Background Solutions, LLC
`provided us with two videos.
` These two videos were
`provided to Patent Owner and its
`exclusive licensee, the plaintiffs in
`the related District Court matter, on
`August 8th of 2019, immediately prior
`to the defendant in that case
`providing the invalidity contentions
`in that case.
` Patent Owner has had access
`to the video that Petitioner intended
`to file as Exhibit 1002.
`Unfortunately, in the exigencies of
`filing the petition, which was filed
`immediately before the statutory bar
`date, the wrong video was grabbed out
`of the third party discovery. And we
`didn't notice the error until Patent
`Owner's response brought it up.
`
`

`

`Hearing Held, 2/6/2020
`
`8
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` And so we brought it to the
`Board's attention after we held a
`meet-and-confer with Patent Owner's
`counsel and we seek to correct this
`clerical error at this time.
` JUDGE McKONE: Now, in this
`matter, in this proceeding, which
`video did you serve on Patent Owner?
` MR. SIGALE: The Patent
`Owner was served with exactly what
`was provided to the Board through
`E2E.
` JUDGE McKONE: So Patent
`Owner was served with the wrong
`version of the video?
` MR. SIGALE: In the IPR
`proceeding, your Honor, but in the
`District Court proceeding they
`received both videos. And we only
`referenced the correct prior art
`video and the invalidity contentions
`in the District Court proceeding.
` The other thing that I
`would note is, as Patent Owner says
`
`

`

`9
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`in its Patent Owner's response at
`page 11 and page 20, things don't
`match up. So they cite to Exhibit
`1022, which is the same as what is
`included in the petition at pages 32
`to 49.
` And the video that was
`uploaded as Exhibit 1002 plainly
`doesn't match the screenshots that
`appear in the petition. They're
`quite different. The coloring is
`different. There's a whole different
`vibe to it.
` And so it would be pretty
`clear from looking at the petition,
`in the claim charts that were
`included within the petition itself,
`that the video that was uploaded,
`Exhibit 1002, is not the correct
`video.
` JUDGE McKONE: All right.
`Anything else before I move to Patent
`Owner on this issue?
` MR. SIGALE: Not unless you
`
`

`

`Hearing Held, 2/6/2020
`
`10
`have questions, your Honor.
` JUDGE McKONE: One
`question. Were the invalidity
`contentions filed under seal in the
`District Court?
` MR. SIGALE: I don't
`believe so.
` MR. TALLEY: This is Evan
`Talley on behalf of the Petitioner.
`The answer is no.
` JUDGE McKONE: Okay.
` MR. Mc LEOD: Your Honor,
`this is --
` JUDGE McKONE: Does
`Petitioner have anything else before
`I move on to Patent Owner?
` MR. SIGALE: Nothing
`further at this point, your Honor.
`Thank you.
` JUDGE McKONE: Mr. Mc Leod?
` MR. Mc LEOD: Your Honor,
`at the outset I'd like to state it's
`my understanding that the invalidity
`contentions weren't filed at all with
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`11
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`the District Court.
` JUDGE McKONE: They were
`served?
` MR. Mc LEOD: Purely
`served.
` JUDGE McKONE: Okay. Were
`they served pursuant to a Protective
`Order?
` MR. Mc LEOD: I would have
`to rely on Mr. Rylander for that
`information, your Honor.
` MR. RYLANDER: Your Honor,
`this is Mr. Rylander and I'm the
`back-up counsel and I'm also the lead
`counsel in the Oklahoma City case.
` Oklahoma City, not
`Guardian, served the invalidity
`contentions on August 8th, which
`included a bunch of videos. I do not
`believe that they were -- that the
`particular videos served were under
`the Protective Order.
` JUDGE McKONE: Okay. Thank
`you. Go ahead and continue then,
`
`

`

`Hearing Held, 2/6/2020
`
`12
`Mr. Mc Leod.
` MR. Mc LEOD: Okay, your
`Honor. So in the first instance we
`believe that this case corresponds
`most closely to the Avantis case, IPR
`2018-01180.
` What we do have here is the
`Petitioner is claiming or attempting
`to claim service of a document by a
`third party months before the IPR was
`filed. That just doesn't correspond
`to service under any rubric which
`I've encountered.
` A service failure close to
`the bar date implicates Section
`315(b) as well and, therefore, the
`ability to provide any sort of relief
`from that or that statutory
`requirement is no longer permitted
`under cases Cuozzo and Click-To-Call.
` While the Petitioner tries
`to point to certain aspects of the
`Patent Owner's response to say that
`we noted that there was a
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`13
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`discrepancy, if you look at our
`opening arguments, we were trying to
`figure out exactly what they were
`trying to allege.
` And I listed three
`possibilities. Either they had
`provided a non-prior art reference
`and were attempting to establish it
`as a prior art reference or either
`they were trying to rely on the
`existence of some earlier product,
`system or piece of software which
`they could not provide to us and
`trying to prove that that was prior
`art by reference to the features of
`this video.
` It was not at all clear to
`us that there was any problem. In
`fact, if you look at the initial
`description and how they characterize
`Exhibit 1002, they say, which is a
`video demonstration which
`demonstrates the Background Solutions
`system.
`
`

`

`Hearing Held, 2/6/2020
`
`14
` These were the theories
`that we addressed. And if you look
`at Exhibit 1002, the first screen, in
`fact, says, "Background Assistant."
`It leads one to believe that that's
`what they're relying upon.
` When they refer to the
`invalidity contentions -- I've looked
`at those now -- it does not identify
`any video as prior art. It says that
`the Background Solutions system is
`prior art.
` It then goes on to describe
`aspects of the system and then
`somewhere further down the page it
`says examples of this being prior art
`include a Bates number. It doesn't
`say it's a video.
` My basic point is a third
`party -- the District can't rely upon
`a document provided by a third party
`or the fact that something is in
`someone's possession from another
`source.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`15
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` In fact, I could point you
`to --
` JUDGE McKONE: Is this
`something we could probably better
`deal with in briefing?
` MR. Mc LEOD: Sure. But
`my --
` JUDGE McKONE: It sounds
`like the point you're trying to make
`is that you don't -- you weren't
`aware for sure that the upload of the
`video was a mistake.
` Is that what you're trying
`to say?
` MR. Mc LEOD: I'm sorry,
`your Honor. I had no idea that there
`was a mistake in the video.
` And I believe that the
`appropriate solution after doing some
`research is for Petitioner to file a
`brief asking for correction and also
`demonstrating why they're entitled to
`the filing date that they received.
` JUDGE McKONE: Okay. And I
`
`

`

`Hearing Held, 2/6/2020
`
`16
`think in the email request you were
`requesting a Motion To Terminate. Is
`this different from what you're
`asking for now?
` You're proposing the
`Petitioner open with a Motion To
`Correct and then you respond as to
`why they should not be able to
`correct?
` MR. Mc LEOD: I believe --
`it ends up being a combined motion as
`recently occurred in the Varian case.
` Those two issues are
`intertwined and ultimately it ends up
`being a Motion To Terminate or
`because the bar date is involved, if
`they aren't entitled to that filing
`date, the ultimate relief is
`termination.
` There's a second way in
`which we reached the same result and
`that is because the document that was
`actually filed is not prior art.
`This falls under another case,
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`17
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`Wavetamer, in which the Board
`similarly directed the Petitioner to
`file a Motion To Terminate its own
`proceeding because it had relied on a
`non-prior art reference.
` JUDGE McKONE: My
`understanding was that because
`Petitioner in that case wanted an
`opportunity to refile. So I think
`the facts are a little bit different
`than what we've got here.
` MR. Mc LEOD: I agree with
`you.
` JUDGE McKONE: And I think
`we would also be interested in if --
`in the case that we didn't let
`Petitioner refile and keep its filing
`date, it sounds like the remedy you
`want is termination.
` But is that the appropriate
`remedy or would it be to just
`consider the petition as it is with
`the wrong exhibit?
` MR. Mc LEOD: I believe the
`
`

`

`Hearing Held, 2/6/2020
`
`18
`appropriate remedy is termination and
`then that is in part driven by
`315(b).
` JUDGE McKONE: Okay. I
`think this is something that we would
`want to see briefing on.
` Is this something -- and
`I'll give Petitioner an opportunity
`in a minute to chime in.
` Is this something that
`could be briefed, these two issues
`briefed together in a single set of
`briefing, or do we have to break
`these issues out, the first brief or
`one set of briefs to brief the can we
`correct and the second set of briefs
`to deal with a Motion To Terminate?
` MR. Mc LEOD: Are you
`asking the Patent Owner, your Honor?
` JUDGE McKONE: Yes, I'm
`asking Patent Owner what you think is
`the most efficient way to proceed on
`this. Then we'll get some input from
`Petitioner as well.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`19
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` MR. Mc LEOD: I think the
`most efficient way is to proceed with
`a single brief on these combined
`issues as happened in IPR 2020-00075,
`the Varian case, which is currently
`pending.
` The briefing has been
`completed in that case and a decision
`is being awaited. It seems to raise
`the identical issue.
` JUDGE McKONE: Is this
`another case between the same
`parties?
` MR. Mc LEOD: No, your
`Honor, it is not. This is Varian vs.
`Best Materials, I believe.
` JUDGE McKONE: What was the
`briefing set-up in that case? Was it
`each party briefed opening briefs
`and then each party did a response
`brief?
` MR. Mc LEOD: It was a
`single ten-page brief by the
`Petitioner which combined a motion to
`
`

`

`Hearing Held, 2/6/2020
`
`20
`correct its filing and to show that
`it was entitled to its filing date
`and an opposition brief from the
`Patent Owner, ten pages each.
` JUDGE McKONE: All right.
`Petitioner, what are your thoughts on
`what the best way to brief these two
`issues is?
` MR. TALLEY: Hey, Jordan.
`Before you jump into it, this is Evan
`Talley on behalf of Petitioner. The
`docket call is happening so I'm going
`to drop off the call right now.
`Thanks.
` MR. SIGALE: Thank you,
`your Honor.
` So I'm not familiar with
`the briefing in Varian. It wasn't
`brought to our attention by the
`Patent Owner before the call so I
`haven't had a chance to take a look
`at it.
` I'm a little perplexed by
`how I'm going to respond to an
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`21
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`argument that Patent Owner wants to
`raise before they've raised it. I'm
`happy to try to figure out how to do
`it.
` If the Varian case is
`instructive in that regard, I'm happy
`to look at that and figure out how to
`do it that way, if it's easier for
`the Board.
` But it seems to me to be
`folly for me to try to guess what
`Mr. Mc Leod is going to be arguing in
`his Motion To Terminate and that it's
`a recipe for, you know, us arguing
`two different things that won't be
`very useful for the Board.
` JUDGE McKONE: Would the
`problem be solved by a reply brief?
` MR. SIGALE: It probably
`would be. I mean, I'm just concerned
`that I spend five pages arguing
`something that Mr. Mc Leod is not
`planning on raising in the first
`place, so it's wasted space for the
`
`

`

`Hearing Held, 2/6/2020
`
`22
`Board to read.
` And, you know, I can
`probably correct it via some type of
`opposition or a reply, however we
`characterize it, in whatever timing
`the Board wants.
` I just am not sure that my
`initial filing would address the
`arguments that Mr. Mc Leod appears to
`be making now. I hadn't heard of the
`Varian case before this call.
` And we also were talking
`about the Wavetamer case in our calls
`and he cited to a different case
`earlier on this phone call that I'll
`have to look at.
` JUDGE McKONE: Do you have
`a counterproposal?
` MR. SIGALE: I do, that
`both of us file five-page motions
`simultaneously and that both of us
`file an opposition to the other's
`five-page motion.
` JUDGE McKONE: Okay. So
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`23
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`you think you can get your motion
`briefed in five pages.
` Patent Owner, does that
`sound reasonable to you as well?
` MR. Mc LEOD: Regarding one
`issue, your Honor, since we're
`asserting that this video, Exhibit
`1002, is not demonstrable and not
`prior art, Mr. Talley sent in his
`initial email to me and described it
`as the 2012 video.
` I asked him if he was
`admitting that it was not prior art
`and he said he would -- he wasn't
`admitting one way or another what it
`was.
` I think it may require an
`additional page to demonstrate that
`it's not prior art unless the Board
`were to take judicial notice of the
`meta data in the file, which has been
`uploaded to E2E, which states that
`the video was created on the 20th of
`December, 2012 at 7:00 p.m.
`
`

`

`Hearing Held, 2/6/2020
`
`24
` If that were the case, then
`I think I could do it in five pages.
` JUDGE McKONE: Petitioner,
`are you relying on what you actually
`uploaded for Exhibit 1002 in this
`case for any reason?
` MR. SIGALE: We're not,
`your Honor. It doesn't correspond
`with what we've put in the petition.
` We've taken excerpts of the
`video that we intended to upload as
`Exhibit 1002 and that's what we have
`compared to the patent claims. And
`so the exhibit just is out of step
`with the rest of the petition anyway.
` Whether it's prior art or
`not, we didn't explain the grounds
`for invalidity based on that video.
`We explained grounds for invalidity
`with the video that we had intended
`to upload.
` And, you know, just for
`sake of clarification, and I
`apologize for misspeaking, the
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`25
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`invalidity contentions were served,
`not filed.
` JUDGE McKONE: I understand
`that.
` MR. SIGALE: But they do
`state right up top that one of the
`bases for the invalidity contention
`is the video.
` There's four bullet points
`on the cover page of the invalidity
`contentions related to Background
`Solutions and it indicates that one
`of the evidence of public
`availability is the video.
` JUDGE McKONE: I think
`that's probably something that you
`can put in your brief.
` Patent Owner, did
`Petitioner's representation take care
`of your concern about the prior art
`status of what was actually uploaded
`for Exhibit 1002 or whether that even
`matters in this proceeding?
` MR. Mc LEOD: It does not,
`
`

`

`Hearing Held, 2/6/2020
`
`26
`your Honor, because what we find is
`similar things in earlier cases. And
`in those cases the representation,
`I'm sorry, the replacements were
`denied as not being a clerical error.
` In one case the fact --
`actually, in at least a couple of
`cases the fact that the change was
`being made from a non-prior art
`reference to a prior art reference
`was deemed to be a substantive
`change, even though identical
`material was being cited from both.
` So I respectfully have to
`disagree with opposing counsel on
`that.
` JUDGE McKONE: Maybe I
`don't understand your concern.
` MR. SIGALE: Your Honor, if
`it helps the Board, Petitioner will
`file something that acknowledges that
`Exhibit 1002 was not the exhibit that
`we relied upon.
` It's not what's cited in
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`27
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`the petition itself. It's not what's
`quoted. The second you listen to
`what we uploaded as Exhibit 1002 you
`can tell that it doesn't match the
`transcript that we have put into the
`petition itself.
` And you can see from the
`screenshots that were included in the
`petition that the video is not the
`same video. I believe the case law
`that's being referred to is case law
`where somebody inadvertently cited to
`the issued patent as opposed to the
`printed publication of the patent.
` And, you know, it's a whole
`different circumstance. What
`matters, as the Board has pointed out
`a number of times, is what does
`Petitioner actually use in the
`petition to claim that the claimed
`invention is invalid under 102 or
`103?
` JUDGE McKONE: So,
`effectively, if we deny your request
`
`

`

`Hearing Held, 2/6/2020
`
`28
`to refile Exhibit 1002, the effect is
`that you don't have an Exhibit 1002?
` MR. SIGALE: That's
`correct. But there's still
`discussion of what that exhibit
`should have been in the petition.
` There is a declaration from
`Background Solutions explaining that
`there was a video that was prior art.
`We have Exhibit 1022 that is
`additional -- that's other copies of
`excerpts from the video that we had
`intended to upload as Exhibit 1002.
`So this probably goes to the weight
`of what to do with 1002.
` But the fact that the video
`has been -- and that the video that
`was intended to be submitted as 1002
`is in various other ways already of
`record in this case.
` JUDGE McKONE: All right.
`So, Patent Owner, if we give you six
`pages to brief your issue and,
`Petitioner, six pages to respond,
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`29
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`does that take care of your concern,
`Patent Owner?
` MR. Mc LEOD: I'm sorry.
`If you give the Petitioner six pages
`and us six pages?
` Yes, it does, your Honor.
` JUDGE McKONE: For your
`issue, for the issue of a Motion To
`Terminate.
` MR. Mc LEOD: Oh. Yes.
` JUDGE McKONE: Okay.
`Petitioner, how long do you need to
`brief your motion?
` MR. SIGALE: Your Honor, we
`can have that briefing done within a
`week.
` JUDGE McKONE: Patent
`Owner, would you also be able to
`complete your motion in a week?
` MR. Mc LEOD: Yes, your
`Honor.
` JUDGE McKONE: As far as
`Patent Owner's response to
`Petitioner's motion, one additional
`
`

`

`Hearing Held, 2/6/2020
`
`30
`week, is that something that will
`work for you?
` MR. Mc LEOD: I'm concerned
`with what might be the content of the
`declarations attempting to explain
`the clerical error and whether it
`might be necessary to depose one or
`more witnesses on that.
` I mean, if the Board is
`basically going to disallow that,
`then I think we can respond in a
`week.
` JUDGE McKONE: We are on a
`statutory clock, as you're aware.
` MR. Mc LEOD: Yes, sir.
` JUDGE McKONE: Petitioner,
`do you anticipate declarations as
`part of your process?
` MR. SIGALE: Your Honor,
`there will be a short declaration.
`And I've already stated on this call
`what that declaration is going to
`state as to how the clerical error
`happened. It will not be anything
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`31
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`more than that.
` JUDGE McKONE: Okay.
`Patent Owner, with that expectation,
`how long do you think you'll need to
`respond to Petitioner's motion?
` MR. Mc LEOD: If it's a
`short declaration, I can respond in a
`week, your Honor.
` JUDGE McKONE: All right.
`So if we say, just to complete the
`circle here, Petitioner, how long
`would you need to respond to Patent
`Owner's motion?
` MR. SIGALE: A week. Your
`Honor, if you need it quicker, we
`could certainly do it quicker, but I
`would think a week should be more
`than sufficient.
` JUDGE McKONE: Okay. So
`what we would look at is opening
`briefs on each of these issues by the
`13th of February, response briefs by
`the 20th of February.
` If it turns out that the
`
`

`

`Hearing Held, 2/6/2020
`
`32
`declaration is a lot more than has
`been represented on this call, you
`can contact the Board and we can see
`about extending the response time.
` So we would have the
`five-page brief filed by Petitioner
`requesting to correct what it
`characterizes as a clerical mistake,
`and that would be due on February
`13th.
` Patent Owner would then
`respond with a five-page brief due
`February 20th. Patent Owner will
`file a Motion To Terminate of six
`pages by February 13th. And
`Petitioner would respond to that
`motion with a six-page brief due
`February 20th.
` Petitioner, did I
`characterize everything correctly
`there?
` MR. SIGALE: Yes, your
`Honor.
` JUDGE McKONE: Patent
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`33
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`Owner, any concerns with how I've
`phrased it?
` MR. Mc LEOD: No, sir.
` JUDGE McKONE: Okay.
`Anything else from Petitioner on that
`issue?
` MR. SIGALE: No, your
`Honor.
` JUDGE McKONE: Anything
`else from Patent Owner on that issue?
` MR. Mc LEOD: No, your
`Honor.
` JUDGE McKONE: My
`understanding is we have a couple of
`other issues that hopefully will be
`much more simple than the first.
` So I understand that Patent
`Owner requests a motion for us to
`cede exclusive jurisdiction so that
`they can file a motion to correct a
`priority claim in the 188 patent.
` Is that correct?
` MR. Mc LEOD: Yes, your
`Honor.
`
`

`

`Hearing Held, 2/6/2020
`
`34
` JUDGE McKONE: And
`Petitioner does not oppose Patent
`Owner filing such a motion. Is that
`correct?
` MR. SIGALE: Your Honor --
` JUDGE McKONE:
`Understanding that you will be
`permitted to oppose the motion
`itself.
` MR. SIGALE: Correct. We
`would like to oppose the motion
`itself. We brought this problem in
`the chain of title to their attention
`long before the IPR was filed.
` JUDGE McKONE: So is it my
`understanding that the parties agree
`that Patent Owner would file a
`five-page motion on this issue and
`Petitioner would file a five-page
`response?
` Patent Owner, is that your
`understanding?
` MR. Mc LEOD: If, in fact,
`a motion is required, I understand
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`35
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`that at least since the Honeywell vs.
`Artima case last October, I've seen a
`case in which the decision to cede
`jurisdiction was actually made during
`a conference call and there was no
`briefing on the issue because
`Honeywell established that the
`minimal thing that needs to be shown
`is a possibility that the director
`will make the correction and there's
`no greater evidentiary burden to be
`in front of the Board.
` And I believe we've done
`that in Exhibit 2011, which is the
`PTO form to actually correct the
`priority date.
` JUDGE McKONE: I think we,
`as a panel, at least need to make
`sure that you establish that. So I
`think rather than try to establish
`that on this call, we would prefer a
`short motion. And that would also
`give Petitioner an opportunity to
`respond to it.
`
`

`

`Hearing Held, 2/6/2020
`
`36
` Is five pages enough to
`deal with this issue?
` MR. Mc LEOD: Oh, yes, your
`Honor.
` MR. SIGALE: Yes, your
`Honor.
` JUDGE McKONE: All right.
`How long do you need, Patent Owner,
`to file this motion?
` MR. Mc LEOD: I believe I
`can file that by Wednesday of next
`week. I just need to review the
`paperwork, make sure there's been no
`intervening case law changes since we
`initially looked at this issue about
`three months ago.
` JUDGE McKONE: How about
`this? Is there any reason to have a
`different schedule for this motion
`than the other two motions that we
`just discussed?
` MR. Mc LEOD: I'm not aware
`of one, your Honor.
` JUDGE McKONE: Petitioner?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`

`

`37
`
`Hearing Held, 2/6/2020
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
` MR. SIGALE: No reason
`here, your Honor. That schedule is
`fine.
` JUDGE McKONE: Okay. So we
`will do that. We will authorize a
`five-page motion from Patent Owner
`due on February 13th addressing the
`issue of whether we, the Board,
`should cede exclusive jurisdiction so
`that Patent Owner can file a Motion
`To Correct a priority claim. And
`Petitioner will respond with five
`pages on February 20th.
` Is this acceptable to
`Patent Owner?
` MR. Mc LEOD: Yes, your
`Honor.
` JUDGE McKONE: Petitioner?
` MR. SIGALE: Yes, your
`Honor.
` JUDGE McKONE: Great.
`Anything else on this issue, Patent
`Owner?
` MR. Mc LEOD: I don't
`
`

`

`Hearing Held, 2/6/2020
`
`38
`believe so.
` JUDGE McKONE: Petitioner?
` MR. SIGALE: No, not on
`this issue.
` JUDGE McKONE: Okay. Then
`the last issue should be very easy.
` Petitioner is requesting to
`file a pro hoc motion?
` MR. SIGALE: Yes, we are,
`your Honor.
` JUDGE McKONE: There is no
`problem with that. You're authorized
`to file a pro hoc motion.
` Patent Owner, do you plan
`to oppose the pro hoc motion?
` MR. Mc LEOD: I am
`considering it, your Honor. When
`this issue was initially raised
`months ago, I was under the
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket