throbber
PTO/AIA/80 (07-12)
`Approved for use through 11/30/2014. 0MB 0651-0035
`U.S. Patent and Trademark Office; U.S DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`I I hereby revoke all previous powers of attorney given in the application identified in the attached statement
`
`unaer ;j/ vt-K ;:s,r;:i(c).
`I hereby appoint:
`
`~ Practitioners associated with Customer Number: 171562
`I
`OR
`(cid:143) Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
`
`Name
`
`Registration
`Number
`
`Name
`
`Registration
`Number
`
`As attorney(s} or agent(s) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned Q.[!Jy to the undersigned according to the USPTO assignment records or assignments documents
`attached to this form in accordance with 37 CFR 3.73(c).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.73(c) to:
`
`(cid:143) The address associated with Customer Number: I
`
`OR
`I
`
`Firm or
`Individual Name
`
`Address
`
`City
`
`Country
`
`Telephone
`
`I state
`
`I Email
`
`I
`
`I Zip
`
`Assignee Name and Address: Becton Dickinson and Company
`1 Becton Drive, Franklin Lakes, New Jersey
`
`A copy of this form, together with a statement under 37 CFR 3.73(c) (Form PTO/AIA196 or equivalent) Is required to be
`Filed in each application in which this form is used. The statement under 37 CFR 3.73(c} may be completed by one of
`The practitioners appointed in this form, and must identify the application in which this Power of Attorney is to be filed.
`
`Signature
`
`Name
`
`Title
`
`SIGNATURE of Assignee of Record
`The individual whose signature an~ title is supplied below is authorized to act on behalf of the assignee
`1~')0 -L.:
`Date September 18, 2013
`' ~
`Telephone 201-847-5317
`David W. Highet
`Vice President and Chief lntellectual Property Counsel
`This collection of mformauon 1s required by 37 CFR 1.31, i .32 and 1.33. The information JS required to obtam or retain a benefit by the public which IS to file (and
`by the USPTO to process) an appficatlon. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313.1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`BAXTER EXHIBIT 1003
`Page 1 of 484
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`First Named Inventor/Applicant Name:
`
`Minh Quang Hoang
`
`Filer:
`
`Lloyd Craig Metcalf/Kris Haley
`
`Attorney Docket Number:
`
`P-6836Cl
`
`Filed as Large Entity
`
`Utility under 35 USC 111 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Utility application filing
`
`Utility Search Fee
`
`Utility Examination Fee
`
`1011
`
`1111
`
`1311
`
`1
`
`1
`
`1
`
`280
`
`600
`
`720
`
`280
`
`600
`
`720
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`BAXTER EXHIBIT 1003
`Page 2 of 484
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`1600
`
`BAXTER EXHIBIT 1003
`Page 3 of 484
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`17962294
`
`14159959
`
`International Application Number:
`
`Confirmation Number:
`
`1050
`
`Title of Invention:
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`First Named Inventor/Applicant Name:
`
`Minh Quang Hoang
`
`Customer Number:
`
`71562
`
`Filer:
`
`Lloyd Craig Metcalf/Kris Haley
`
`Filer Authorized By:
`
`Lloyd Craig Metcalf
`
`Attorney Docket Number:
`
`P-6836Cl
`
`Receipt Date:
`
`21-JAN-2014
`
`Filing Date:
`
`Time Stamp:
`
`15:44:56
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Credit Card
`
`$1600
`
`2018
`
`500843
`
`METCALF, L CRAIG
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`BAXTER EXHIBIT 1003
`Page 4 of 484
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`840708
`
`1
`
`Application Data Sheet
`
`P _6836Cl _AppDataSheet.pdf
`
`no
`
`7
`
`f33caccd92336e8e 7b7 cb3fd774f8f213aad
`181
`
`Warnings:
`
`Information:
`
`2
`
`Warnings:
`
`Information:
`
`P _6836Cl _AppDrwgs.pdf
`
`yes
`
`24
`
`418383
`
`1f9ae9d37d 1 b7184cd2562415b4a4bf1404
`705cd
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
`
`End
`
`Specification
`
`Claims
`
`Abstract
`
`Drawings-only black and white line drawings
`
`11
`
`16
`
`17
`
`24
`
`1
`
`12
`
`17
`
`18
`
`136690
`
`3
`
`Oath or Declaration filed
`
`P _6836Cl_Declarations.pdf
`
`no
`
`2
`
`2ee6f52c38a9618c78ee3441 a76a42769e0(
`3907
`
`Warnings:
`
`Information:
`
`4
`
`Power of Attorney
`
`16081 - AIA0080_GenPOA_0918
`13.pdf
`
`72586
`
`no
`
`1
`
`8ba 76f1 62ea6fd edceadff2 72a 78b2 7f22afe
`e48
`
`Warnings:
`
`Information:
`
`5
`
`PTO/SB/69-Authorize EPO Access to
`Search Results
`
`P_6836Cl - CertandAuth_sb006
`9.pdf
`
`159288
`
`no
`
`2
`
`da92d618af1 d4bf0855e93c2c7 ecc4bd0f17
`7a85
`
`Warnings:
`
`Information:
`
`BAXTER EXHIBIT 1003
`Page 5 of 484
`
`

`

`6
`
`Fee Worksheet (5B06)
`
`fee-info.pdf
`
`no
`
`2
`
`32956
`
`d9e2b 1 c046a55c78752e1 c4d 178fb983d71
`4923b
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`1660611
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`BAXTER EXHIBIT 1003
`Page 6 of 484
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`17962294
`
`14159959
`
`International Application Number:
`
`Confirmation Number:
`
`1050
`
`Title of Invention:
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`First Named Inventor/Applicant Name:
`
`Minh Quang Hoang
`
`Customer Number:
`
`71562
`
`Filer:
`
`Lloyd Craig Metcalf/Kris Haley
`
`Filer Authorized By:
`
`Lloyd Craig Metcalf
`
`Attorney Docket Number:
`
`P-6836Cl
`
`Receipt Date:
`
`21-JAN-2014
`
`Filing Date:
`
`Time Stamp:
`
`15:44:56
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Credit Card
`
`$1600
`
`2018
`
`500843
`
`METCALF, L CRAIG
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`BAXTER EXHIBIT 1003
`Page 7 of 484
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`840708
`
`1
`
`Application Data Sheet
`
`P _6836Cl _AppDataSheet.pdf
`
`no
`
`7
`
`f33caccd92336e8e 7b7 cb3fd774f8f213aad
`181
`
`Warnings:
`
`Information:
`
`2
`
`Warnings:
`
`Information:
`
`P _6836Cl _AppDrwgs.pdf
`
`yes
`
`24
`
`418383
`
`1f9ae9d37d 1 b7184cd2562415b4a4bf1404
`705cd
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
`
`End
`
`Specification
`
`Claims
`
`Abstract
`
`Drawings-only black and white line drawings
`
`11
`
`16
`
`17
`
`24
`
`1
`
`12
`
`17
`
`18
`
`136690
`
`3
`
`Oath or Declaration filed
`
`P _6836Cl_Declarations.pdf
`
`no
`
`2
`
`2ee6f52c38a9618c78ee3441 a76a42769e0(
`3907
`
`Warnings:
`
`Information:
`
`4
`
`Power of Attorney
`
`16081 - AIA0080_GenPOA_0918
`13.pdf
`
`72586
`
`no
`
`1
`
`8ba 76f1 62ea6fd edceadff2 72a 78b2 7f22afe
`e48
`
`Warnings:
`
`Information:
`
`5
`
`PTO/SB/69-Authorize EPO Access to
`Search Results
`
`P_6836Cl - CertandAuth_sb006
`9.pdf
`
`159288
`
`no
`
`2
`
`da92d618af1 d4bf0855e93c2c7 ecc4bd0f17
`7a85
`
`Warnings:
`
`Information:
`
`BAXTER EXHIBIT 1003
`Page 8 of 484
`
`

`

`6
`
`Fee Worksheet (5B06)
`
`fee-info.pdf
`
`no
`
`2
`
`32956
`
`d9e2b 1 c046a55c78752e1 c4d 178fb983d71
`4923b
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`1660611
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`BAXTER EXHIBIT 1003
`Page 9 of 484
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`P-6836C1
`
`Application Number
`
`Title of Invention
`
`I PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Hoang
`Quang
`Minh
`0 Non US Residency O Active US Military Service
`Residence Information (Select One) (!) US Residency
`I State/Province I UT
`I Country of Residence i I US
`City
`Sandy
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I Sandy
`Postal Code
`
`2
`Inventor
`Legal Name
`
`7954 English Oaks Cove
`
`I 84093
`
`I State/Province
`I us
`I Country i
`
`I UT
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Burkholz
`Karl
`Jonathan
`0 Non US Residency 0 Active US Military Service
`Residence Information (Select One) (!) US Residency
`I State/Province I UT
`I Country of Residence i I US
`City
`Salt Lake City
`
`Mailing Address of Inventor:
`
`3610 Hermes Drive
`
`Address 1
`Address 2
`I State/Province
`City
`I Salt Lake City
`I us
`I Country i
`Postal Code
`I 84124
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`I UT
`
`I
`
`Add I
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`EFS Web 2.2.8
`
`BAXTER EXHIBIT 1003
`Page 10 of 484
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`P-6836C1
`
`Application Number
`
`Title of Invention
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`71562
`
`Email Address
`
`IP docket@bd.com
`
`Application Information:
`
`I I Add Email I
`
`!Remove Emaill
`
`Title of the Invention
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`I Small Entity Status Claimed
`
`Attorney Docket Number P-6836C1
`
`Application Type
`
`Nonprovisional
`
`Subject Matter
`
`(cid:143)
`
`I 7
`
`I Suggested Figure for Publication (if any) I
`
`Total Number of Drawing Sheets (if any)
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`D 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`Customer Number
`
`® Customer Number
`71562
`
`I O US Patent Practitioner 10 Limited Recognition (37 CFR 11.9)
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate
`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`
`Prior Application Status Pending
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`I Remove I
`Filing Date (YYYY-MM-DD)
`
`Continuation of
`
`11281711
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`2005-11-17
`I Add I
`
`EFS Web 2.2.8
`
`BAXTER EXHIBIT 1003
`Page 11 of 484
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`P-6836C1
`
`Application Number
`
`Title of Invention
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55(d). When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (POX) ithe information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(h)(1) and (2). Under the POX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the lime period specified in 37 CFR 1.55(g)(1 ).
`
`Application Number
`
`Country i
`
`Filing Date (YYYY-MM-DD)
`
`Access Codei (if applicable)
`
`I Remove I
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`I
`
`Add
`
`I
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`
`(cid:143) 16, 2013.
`
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`Authorization to Permit Access:
`
`~ Authorization to Permit Access to the Instant Application by the Participating Offices
`
`EFS Web 2.2.8
`
`BAXTER EXHIBIT 1003
`Page 12 of 484
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`P-6836C1
`
`Application Number
`
`Title of Invention
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any other intellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming priority
`to the instant patent application is filed to have access to the instant patent application.
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the instant patent application; and 3) any U.S. application-as-filed from which benefit is
`sought in the instant patent application.
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date offiling this Authorization.
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`Applicant 1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`I Remove I
`
`I Clear I
`lo Joint Inventor
`
`® Assignee
`0 Person to whom the inventor is obligated to assign.
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`lo Legal Representative under 35 U.S.C. 117
`lo
`
`Person who shows sufficient proprietary interest
`
`I
`
`Name of the Deceased or Legally Incapacitated Inventor : I
`
`If the Applicant is an Organization check here.
`
`~
`
`Organization Name
`
`I Becton, Dickinson and Company
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
`
`City
`Country ii us
`
`Phone Number
`
`EFS Web 2.2.8
`
`1 Becton Drive
`
`Franklin Lakes
`
`State/Province
`
`NJ
`
`Postal Code
`
`07417
`
`I 201-84 7 -6800
`
`Fax Number
`
`201-848-9228
`
`BAXTER EXHIBIT 1003
`Page 13 of 484
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`P-6836C1
`
`Application Number
`
`Title of Invention
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`Email Address
`
`IP _docket@bd.com
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Add
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Title 37 of CFR to
`have an assignment recorded by the Office.
`
`Assignee 1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication . An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee is an Organization check here.
`
`(cid:143)
`
`I Remove I
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
`
`City
`Country i
`
`I
`Phone Number
`
`Email Address
`
`I
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`Additional Assignee Data may be generated within this form by selecting the Add button.
`
`I Add
`
`I
`
`Signature:
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications
`
`Remove
`
`Signature
`
`/Craig Metcalf/
`
`Date (YYYY-MM-DD) 2014-01-21
`
`First Name
`
`Craig
`
`I Last Name I Metcalf
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`31398
`Registration Number
`I Add
`I
`
`EFS Web 2.2.8
`
`BAXTER EXHIBIT 1003
`Page 14 of 484
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`P-6836C1
`
`Application Number
`
`Title of Invention
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of lime you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.8
`
`BAXTER EXHIBIT 1003
`Page 15 of 484
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P .L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuan
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency, if the
`USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.2.8
`
`BAXTER EXHIBIT 1003
`Page 16 of 484
`
`

`

`PATENT APPLICATION
`Our File No. 16081.1018
`BD Reference No.: P-6836Cl
`
`UNITED STATES CONTINUATION PATENT APPLICATION
`
`Of
`
`MINH QUANG HOANG
`
`and
`
`JONATHAN KARL BURKHOLZ
`
`For
`
`PATIENT FLUID LINE ACCESS VALVE
`ANTIMICROBIAL CAP/CLEANER
`
`BAXTER EXHIBIT 1003
`Page 17 of 484
`
`

`

`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL
`CAP/CLEANER
`
`RELATED APPLICATIONS
`
`[0001]
`
`This application is a continuation of United States Application No. 11/281,711,
`
`filed November 17, 2005, titled PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL
`
`CAP/CLEANER, which is incorporated herein in its entirety.
`
`BACKGROUND OF THE INVENTION
`
`[0002]
`
`Catheter-related bloodstream infections are caused by bacteria/fungi in patients
`
`with

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket