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`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
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`1 Becton Drive, Franklin Lakes, New Jersey
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`A copy of this form, together with a statement under 37 CFR 3.73(c) (Form PTO/AIA196 or equivalent) Is required to be
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`SIGNATURE of Assignee of Record
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`1~')0 -L.:
`Date September 18, 2013
`' ~
`Telephone 201-847-5317
`David W. Highet
`Vice President and Chief lntellectual Property Counsel
`This collection of mformauon 1s required by 37 CFR 1.31, i .32 and 1.33. The information JS required to obtam or retain a benefit by the public which IS to file (and
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`BAXTER EXHIBIT 1003
`Page 1 of 484
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`
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`Electronic Patent Application Fee Transmittal
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`Application Number:
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`Filing Date:
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`Title of Invention:
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`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
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`First Named Inventor/Applicant Name:
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`Minh Quang Hoang
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`Filer:
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`Lloyd Craig Metcalf/Kris Haley
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`P-6836Cl
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`Utility under 35 USC 111 (a) Filing Fees
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`USO($)
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`Utility application filing
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`Utility Search Fee
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`Utility Examination Fee
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`1011
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`1111
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`1311
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`1
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`1
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`1
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`280
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`600
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`720
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`280
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`720
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`Claims:
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`Miscellaneous-Filing:
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`Petition:
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`Patent-Appeals-and-Interference:
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`BAXTER EXHIBIT 1003
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`Description
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`USO($)
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`1600
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`BAXTER EXHIBIT 1003
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`Electronic Acknowledgement Receipt
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`EFSID:
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`17962294
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`14159959
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`International Application Number:
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`Confirmation Number:
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`1050
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`Title of Invention:
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`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
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`First Named Inventor/Applicant Name:
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`Minh Quang Hoang
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`Customer Number:
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`71562
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`Filer:
`
`Lloyd Craig Metcalf/Kris Haley
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`Filer Authorized By:
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`Lloyd Craig Metcalf
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`Attorney Docket Number:
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`P-6836Cl
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`Receipt Date:
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`21-JAN-2014
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`Filing Date:
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`15:44:56
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`Application Type:
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`Utility under 35 USC 111 (a)
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`2018
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`500843
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`METCALF, L CRAIG
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
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`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
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`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
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`(if appl.)
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`PTO/SB/69-Authorize EPO Access to
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`BAXTER EXHIBIT 1003
`Page 5 of 484
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`
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`6
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`Fee Worksheet (5B06)
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`fee-info.pdf
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`no
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`2
`
`32956
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`Total Files Size (in bytes)
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`1660611
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
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`BAXTER EXHIBIT 1003
`Page 6 of 484
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`Electronic Acknowledgement Receipt
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`EFSID:
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`Application Number:
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`17962294
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`14159959
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`International Application Number:
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`Confirmation Number:
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`1050
`
`Title of Invention:
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`First Named Inventor/Applicant Name:
`
`Minh Quang Hoang
`
`Customer Number:
`
`71562
`
`Filer:
`
`Lloyd Craig Metcalf/Kris Haley
`
`Filer Authorized By:
`
`Lloyd Craig Metcalf
`
`Attorney Docket Number:
`
`P-6836Cl
`
`Receipt Date:
`
`21-JAN-2014
`
`Filing Date:
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`Time Stamp:
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`15:44:56
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`Application Type:
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`Utility under 35 USC 111 (a)
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`Payment information:
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`Submitted with Payment
`
`Payment Type
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`Payment was successfully received in RAM
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`RAM confirmation Number
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`Deposit Account
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`Authorized User
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`yes
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`Credit Card
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`$1600
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`2018
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`500843
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`METCALF, L CRAIG
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
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`BAXTER EXHIBIT 1003
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`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
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`File Listing:
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`Document
`Number
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`Document Description
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`File Name
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`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`840708
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`1
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`Application Data Sheet
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`P _6836Cl _AppDataSheet.pdf
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`no
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`7
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`f33caccd92336e8e 7b7 cb3fd774f8f213aad
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`2
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`P _6836Cl _AppDrwgs.pdf
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`yes
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`24
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`418383
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`1f9ae9d37d 1 b7184cd2562415b4a4bf1404
`705cd
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`Multipart Description/PDF files in .zip description
`
`Document Description
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`Start
`
`End
`
`Specification
`
`Claims
`
`Abstract
`
`Drawings-only black and white line drawings
`
`11
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`16
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`17
`
`24
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`1
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`12
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`17
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`18
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`3
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`Oath or Declaration filed
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`P _6836Cl_Declarations.pdf
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`no
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`2
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`2ee6f52c38a9618c78ee3441 a76a42769e0(
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`16081 - AIA0080_GenPOA_0918
`13.pdf
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`72586
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`no
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`1
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`8ba 76f1 62ea6fd edceadff2 72a 78b2 7f22afe
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`Information:
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`5
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`PTO/SB/69-Authorize EPO Access to
`Search Results
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`P_6836Cl - CertandAuth_sb006
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`no
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`da92d618af1 d4bf0855e93c2c7 ecc4bd0f17
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`BAXTER EXHIBIT 1003
`Page 8 of 484
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`6
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`Fee Worksheet (5B06)
`
`fee-info.pdf
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`no
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`2
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`32956
`
`d9e2b 1 c046a55c78752e1 c4d 178fb983d71
`4923b
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`Warnings:
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`Information:
`
`Total Files Size (in bytes)
`
`1660611
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
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`BAXTER EXHIBIT 1003
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`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
`
`P-6836C1
`
`Application Number
`
`Title of Invention
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`I PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
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`Secrecy Order 37 CFR 5.2
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
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`Inventor Information:
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`1
`Inventor
`Legal Name
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`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
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`Suffix
`
`Hoang
`Quang
`Minh
`0 Non US Residency O Active US Military Service
`Residence Information (Select One) (!) US Residency
`I State/Province I UT
`I Country of Residence i I US
`City
`Sandy
`
`Mailing Address of Inventor:
`
`Address 1
`Address 2
`City
`I Sandy
`Postal Code
`
`2
`Inventor
`Legal Name
`
`7954 English Oaks Cove
`
`I 84093
`
`I State/Province
`I us
`I Country i
`
`I UT
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Burkholz
`Karl
`Jonathan
`0 Non US Residency 0 Active US Military Service
`Residence Information (Select One) (!) US Residency
`I State/Province I UT
`I Country of Residence i I US
`City
`Salt Lake City
`
`Mailing Address of Inventor:
`
`3610 Hermes Drive
`
`Address 1
`Address 2
`I State/Province
`City
`I Salt Lake City
`I us
`I Country i
`Postal Code
`I 84124
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`I UT
`
`I
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`Add I
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`Correspondence Information:
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`For further information see 37 CFR 1.33(a).
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`EFS Web 2.2.8
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`PTO/AIN14 (03-13)
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`P-6836C1
`
`Application Number
`
`Title of Invention
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`71562
`
`Email Address
`
`IP docket@bd.com
`
`Application Information:
`
`I I Add Email I
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`!Remove Emaill
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`Title of the Invention
`
`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
`I Small Entity Status Claimed
`
`Attorney Docket Number P-6836C1
`
`Application Type
`
`Nonprovisional
`
`Subject Matter
`
`(cid:143)
`
`I 7
`
`I Suggested Figure for Publication (if any) I
`
`Total Number of Drawing Sheets (if any)
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`D 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
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`Representative Information:
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`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
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`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`Customer Number
`
`® Customer Number
`71562
`
`I O US Patent Practitioner 10 Limited Recognition (37 CFR 11.9)
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate
`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`
`Prior Application Status Pending
`
`Application Number
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`Continuity Type
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`Prior Application Number
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`Filing Date (YYYY-MM-DD)
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`Continuation of
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`11281711
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`Additional Domestic Benefit/National Stage Data may be generated within this form
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`2005-11-17
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`EFS Web 2.2.8
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`BAXTER EXHIBIT 1003
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
`
`P-6836C1
`
`Application Number
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`Title of Invention
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`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
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`Foreign Priority Information:
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`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55(d). When priority is claimed to a foreign application
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`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the lime period specified in 37 CFR 1.55(g)(1 ).
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
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`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`
`(cid:143) 16, 2013.
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`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
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`Authorization to Permit Access:
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`~ Authorization to Permit Access to the Instant Application by the Participating Offices
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`BAXTER EXHIBIT 1003
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`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`P-6836C1
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`Application Number
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`Title of Invention
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`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
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`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
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`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
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`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date offiling this Authorization.
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`Applicant Information:
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`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
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`Applicant 1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
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`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
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`I Remove I
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`I Clear I
`lo Joint Inventor
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`® Assignee
`0 Person to whom the inventor is obligated to assign.
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
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`lo Legal Representative under 35 U.S.C. 117
`lo
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`Person who shows sufficient proprietary interest
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`I
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`Name of the Deceased or Legally Incapacitated Inventor : I
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`If the Applicant is an Organization check here.
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`~
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`Organization Name
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`I Becton, Dickinson and Company
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`Mailing Address Information:
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`Address 1
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`Address 2
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`City
`Country ii us
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`Phone Number
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`EFS Web 2.2.8
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`1 Becton Drive
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`Franklin Lakes
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`State/Province
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`NJ
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`Postal Code
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`07417
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`I 201-84 7 -6800
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`Fax Number
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`201-848-9228
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`PTO/AIN14 (03-13)
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`P-6836C1
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`Application Number
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`Title of Invention
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`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
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`IP _docket@bd.com
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`Add
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`Assignee Information including Non-Applicant Assignee Information:
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`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Title 37 of CFR to
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`Assignee 1
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`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
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`If the Assignee is an Organization check here.
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`(cid:143)
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`Prefix
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`Given Name
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`Mailing Address Information:
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`Address 1
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`Address 2
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`City
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`Fax Number
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`Additional Assignee Data may be generated within this form by selecting the Add button.
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`Signature:
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`Signature
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`/Craig Metcalf/
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`Date (YYYY-MM-DD) 2014-01-21
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`Craig
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`I Last Name I Metcalf
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`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`P-6836C1
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`Application Number
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`Title of Invention
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`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL CAP/CLEANER
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`PATENT APPLICATION
`Our File No. 16081.1018
`BD Reference No.: P-6836Cl
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`UNITED STATES CONTINUATION PATENT APPLICATION
`
`Of
`
`MINH QUANG HOANG
`
`and
`
`JONATHAN KARL BURKHOLZ
`
`For
`
`PATIENT FLUID LINE ACCESS VALVE
`ANTIMICROBIAL CAP/CLEANER
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`BAXTER EXHIBIT 1003
`Page 17 of 484
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`PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL
`CAP/CLEANER
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`RELATED APPLICATIONS
`
`[0001]
`
`This application is a continuation of United States Application No. 11/281,711,
`
`filed November 17, 2005, titled PATIENT FLUID LINE ACCESS VALVE ANTIMICROBIAL
`
`CAP/CLEANER, which is incorporated herein in its entirety.
`
`BACKGROUND OF THE INVENTION
`
`[0002]
`
`Catheter-related bloodstream infections are caused by bacteria/fungi in patients
`
`with