`
` US8646056 to Poplett
`
`
`
`DESCRIPTION
`
`ApplicationasFiled
`
`Filing Receipt
`
`2
`
`DATE
`05/17/2007_
`06/07/2007
`
`
`
`
`
`
`Notice to File Missing Parts
`06/07/2007
`
`|4|Declaration 07/05/2007
`Ps UpdatedFiling Receipt
`07/12/2007
`
`
`
`
`
`
`6
`Information Disclosure Statement
`08/17/2007
`
`7
`
`8
`
`9
`
`11
`
`12
`
`13
`
`14
`
`Notice of Publication
`
`Rejection
`
`11/20/2008
`
`08/05/2010
`
`
`Amendment
`11/05/2010
`
`
`10
`Final Rejection
`
`RCE Transmittal
`
`Amendment
`
`Rejection
`
`Amendment
`
`15
`
`Extension of Time
`
`Final Rejection
`
`12/03/2010
`
`03/04/2011
`
`
`03/04/2011
`
`01/17/2012
`
`06/18/2012
`
`06/18/2012
`
`09/07/2012
`
`
`RCE Transmittal
`02/07/2013
`
`
`18
`Amendment
`
`19
`
`Notice of Allowability
`
`
`20
`Interview Summary
`21
`| Notice of Allowance
`
`
`
`Issue Fee
`
`22
`
`23
`
`Issue Notification
`
`01/15/2014
`
`02/07/2013
`
`10/04/2013
`
`10/04/2013
`10/04/2013
`
`01/02/2014
`
`Apple Ex. 1007, p. 1
`Apple Ex. 1007, p. 1
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`
`
`

`

`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Patent Application No. 11/750,263
`
`Applicant: POPLETT, John
`
`Filed: May 17, 2007
`
`TC/AU:. Unassigned
`
`Examiner: Unassigned
`
`Docket No.: 257322
`
`Customer No.: 23460
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`INFORMATION DISCLOSURE STATEMENT
`
`Pursuant to 37 CFR 1.97 and 1.98, the references listed on the enclosed Form PTO-1449 and/or
`Substitute Form PTO-1449 (“Form 1449”) are submitted for consideration by the Examinerin
`the examination of the above-identified patent application.
`
`The full consideration of the references in their entirety by the Examiner is respectfully requested
`and encouraged. Also,it is respectfully requested that the references be entered into the record of
`the present application and that the Examinerinitial the appropriate area on the enclosed Form
`1449,thereby indicating the Examiner’s consideration of each of the references.
`
`The submission of the references listed on the Form 1449 is for the purposeof providing a
`complete record andis not a concession that the referenceslisted thereon are prior art to the
`invention claimed in the patent application. The right is expressly reserved to establish an
`invention date earlier than the above-identified filing date in order to remove any reference
`submitted herewith as prior art should it be deemed appropriate to do so.
`
`Further, the submission ofthe references is not to be taken as a concession that any reference
`representsart that is relevant or analogousto the claimed invention. Accordingly, the right to
`argue that any referenceis not properly within the scopeofprior art relevant to an examination
`of the claims in the above-identified application is also expressly reserved.
`
`
`
`Page 1 of 4
`
`Apple Ex. 1007, p. 2
`Apple Ex. 1007, p. 2
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`In re Appln of John Poplett
`Application No. 11/750,263
`
`The Information Disclosure Statementis beingfiled:
`
`or
`L]_the fee of $180 set forth in 37 CFR 1.17(p) (see “Fees” below).
`
`
`
`
`xX
`
`[]
`
`within any oneofthe following time periods: (a) within three monthsofthefiling date
`of a nationalapplication other than a continued prosecution application under
`37 CFR 1.53(d); (b) within three monthsofthe date of entry of the national stage asset
`forth in 37 CFR 1.491 ofan international application; (c) before the mailing date ofa first
`Office Action on the merits; or (d) before the mailing ofa first Office Action after the
`filing of a request for continued examination under 37 CFR 1.114.
`
`after(a), (b), (c) or (d) above,but before the mailing date of a final action under
`37 CFR 1.113, a Notice of Allowance under 37 CFR 1.311, or an action that otherwise
`closes prosecution in the application, and includes oneof:
`C]
`the Statement under 37 CFR 1.97(e) (see “Statement under 37. CFR 1.97(e)”
`below).
`
`[[]
`
`C]
`
`after the mailing date ofa final action under 37 CFR 1.113 or a Notice of Allowance
`under 37 CFR 1.311, or an action that otherwise closes prosecution in the application,
`and on or before paymentofthe issue fee, and includes the Statement under
`37 CFR 1.97(e) (see “Statement under 37 CFR 1.97(e)” below), and the fee of $180 as set
`forth in 37 CFR 1.17(p) (see “Fees” below).
`
`after the mailing date of a Notice ofAllowance under 37 CFR 1.311, and onor before
`paymentof the issue fee, and within thirty days of receiving each item of information
`contained in the Information Disclosure Statement, and includes the Statement under
`37 CFR 1.704(d) (see “Statement under 37 CFR 1.704(d)” below), and the fee of $180 as
`set forth in 37 CFR 1.17(p) (see “Fees” below). NOTE:Thisis for original applications except
`applications for a design patent, filed on or after May 29, 2000, wherein a paper containing only an
`Information Disclosure Statement in compliance with 37 CFR 1.97 and 1.98 is being filed.
`
`Copies of the References
`
`["]
`
`XX
`
`Copiesofall of the referenceslisted on the enclosed Form 1449 are enclosed herewith.
`
`Copies of U.S. patents and patent applicationsthat are listed on the accompanying Form
`1449are not enclosed herewith. Copies of other references identified on the
`accompanying Form 1449 are enclosed herewith.
`
`L]—For each referencenotin the English language, attached is an Englishtranslation,a
`concise explanation of relevance, an English-language equivalent/patent, an
`English-language abstract, or an English-language version ofthe search report or action
`by a foreign patent office in a counterpart foreign application indicating the degree of
`relevance found bythe foreign office pursuant to 37 CFR 1.98(a)(3).
`
`Page 2 of 4
`
`Apple Ex. 1007, p. 3
`Apple Ex. 1007, p. 3
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`In re Appin of John Poplett
`Application No. 11/750,263
`
`C]
`
`A copyofthe foreign search report is enclosed herewith.
`
`The references listed on the enclosed Form 1449 were previously identified in the parent
`application(s) of the present application, and copies of the references were furnished at
`that time. Accordingly, additional copies of the references are not submitted herewith, so
`as not to burdenthefile with duplicate copies of references, The Examineris respectfully
`requested to carefully review the references in accordance with the requirements set out
`in the Manual of Patent Examining Procedure. In accordance with 37 CFR1.98(d), the
`details ofthe parent application(s) relied upon foran earlierfiling date under 35 USC 120
`-
`in which copiesof the references were previously furnished:are set out below:
`
`
`
`
`
`U.S, APPLICATIONS
`:
`STATUS (check one)
`:
`
`U.S. APPLICATIONS PENDING|ABANDONEDU.S. FILING DATE _ PATENTED
`
`
`
`1.
`
`CO
`
`
`
`
`
`CJ
`
`
`
`
`
`Statement under 37 CFR 1.97(e)
`
`[]
`
`[_]
`
`The undersigned herebystates that each item of information contained in the
`Information Disclosure Statement wasfirst cited in any communication from a foreign
`patent office in a counterpart foreign patent application not more than three monthsprior
`to the filing of the Information Disclosure Statement.
`
`The undersigned herebystates that no item of information containedin the Information
`Disclosure Statement was cited in a communication from a foreign patent office in a
`counterpart foreign patent application, and, to the knowledge of the undersignedafter
`making reasonable inquiry, no item of information contained in the Information
`Disclosure Statement was known to any individual designated in 37 CFR 1.56(c) more
`than three monthsprior to the filing of the Information Disclosure Statement.
`
`Statement under 37 CFR 1.704(d)
`
`The undersigned hereby states that each item of information contained in the
`Information Disclosure Statement was cited in a communication from a foreign patent
`office in a counterpart application and that this communication wasnot received by any
`individual designated in 37 CFR 1.56(c) more than thirty days prior to thefiling of the
`Information Disclosure Statement.
`
`[-]
`
`Fees
`
`x]
`
`Nofee is owed by the applicant(s).
`
`Page 3 of 4
`
`Apple Ex. 1007, p. 4
`Apple Ex. 1007, p. 4
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`In re Appin of John Poplett
`Application No. 11/750,263
`
`[]|Charge Deposit Account No. 12-1216 in the amount of $180.00 (37 CFR 1.17(p)).
`(A duplicate copy of this communication is enclosed for that purpose.)
`
`_ Authorization to Charge Additional Fees
`
`{X]
`
`If any additional fees are owed in connection with this communication, please charge
`Deposit Account No. 12-1216. (A duplicate copy of this communication is enclosed for
`that purpose.)
`
`Instructions as to Overpayment
`
`Lx]
`[]
`
`Credit Account No. 12-1216.
`
`Refund
`
`Phillip M. Pippenger, Reg. No. 46,055
`LEYDIG, VOIT & MAYER, LTD.
`Two Prudential Plaza, Suite 4900
`180 North Stetson Avenue
`Chicago, Illinois 60601-6731
`(312) 616-5600 (telephone)
`(312) 616-5700 (facsimile)
`
`Date: August 17, 2007
`
`IDS(Revised 2006 10 25)
`
`
`
`Page 4 of 4
`
`Apple Ex. 1007, p. 5
`Apple Ex. 1007, p. 5
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`Please type a plus sign (+) inside this box —>
`
`
`
`
`Substitute for form 1449A/B/PTO
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`
` STATEMENT BY APPLICANT—[Groupantnt[SSS |
`
`
`
`
`(Use as many sheels as necessal
`Examiner Name Po]
`
`
`peraTtLot|1|AtorneyDocketNaber|257322
`
`
`
`U.S. PATENT DOCUMENTS
`
`
`||AA|US 7,108,177|B2..|Brookner __ 7 | Sep.19,2000 [|
`
`YTAB[US2007/0066221[A1_|[ShimetaMar22,2007|
`PTAC[us20060111053[Ai|[WuetasdMay25,2006|
`[___|Ab[us200s075079[Ai|[Jeietal=C*dAp7,2008|
`
`
`
`|_|AE[Us2006/0252374_[Ai[Baneta.sssCiNov.93,2006| |
`|_[AF[US2007/008228[Ai|Yamadaetal|an11,2007|
`|AG|Us2006/0208890[Ai[Ehrmanetal|Sep.21,2006[
`
`
`y|AH[Us20060208897[Ai|EhnmanetalssstSep.27,2006|
`[Lai[us2006/0208802[At|Ehmmanetal|Sep.21,2006|
`y|AJ[us20060168310[Ai|Kiatsmanyietalul.20,2006|
`
`
`
` FOREIGN PATENT DOCUMENTS
`
`
` Translation
`Foreign Patent Document
`ZzSoa
`
`ExaminerjDoc. Office Application or Kind Name of Patentee or Applicant Date of Publication Yes
`
`
`
`
`
`Patent Number
`Code
`Initials
`No.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`.
`
`i
`
`i
`
`Initials
`
`. No.
`
`OTHER - NON PATENT LITERATURE DOCUMENTS
`Include nameofthe author(in CAPITAL LETTERS),title ofthe article (when appropriate),title of the item
`(book, magazine,journal, serial, symposium,catalog, etc.), date, page(s), volume-issue number(s), publisher,
`city and/or cauntry where published.
`:
`BA|*eWallet Your Important Info - Secure & Convenientin a Digital Wallet,” obtained from
`the internet at http://www.iliumsoft.com/site/ew/ewallet.htm on April 11, 2007 (No
`specified date, but not later than applicant's filing date) (2 pages)
`“eWallet, eWallet Features,” obtained from the internet at
`http:/Avww.iliumsoft.com/site/ew/ew feats.htm on April 11, 2007 (No specified date, but
`not later than applicant's filing date)
`(2
`the FIDIS consortium-EC Contract No. 507512, “Study on Mobile Identity Management,”
`obtained from the internet at http:/Avww.fidis. net/fileadmin/fidis/deliverables/fidis-wp3-
`dei3.3.study
`on mobile identity managementpdf on. May 18, 2007 (May 9, 2005) (90
`pages)
`FRANKSet al. “HTTP Authentication: Basic and Digest Access Authentication”
`obtained from the internet at http://www.ietf.org/ric/ric2617.txt on March 22, 207 (June
`1999) (32 pages)
`“NFC Forum : Frequently Asked Questions” obtained from the internet at http:/Awww.nic-
`forum.org/resources/fags/ on March 22, 2007 (Copyright 2007)
`(8 pages
`“Nokia Unveils RFID Phone Reader’ RFID Journal obtained from the internetat
`htto:/Awww.rfidjournal, com/article/articleview/834/1/1/ on March 21, 2007 (March 17,
`2004) (3 pages)
`
`* A concise statementof relevance is being submitted in lieu of a translation. 37 CFR 1.98(a)(3).
`+ An English-language equivalent/patent, or an English-language abstract, or an English-language version of the search report or action by a foreign patent
`office in a counterpart foreign application indicating the degree of relevance found by the foreign office is being submitted in lieu of a concise explanation
`of relevance under 37 CFR 1.98(a)(3).
`
`Apple Ex. 1007, p. 6
`Apple Ex. 1007, p. 6
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`Password Managerand digital wallet for Pocket PC, Palm and Smartphone.
`
`Page 1 of 2
`
` HESUES
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`more, in a format that's sscura, easy fo access, centralized and portable wherever you
`want it! Use Hium Software eWallet@ on your:
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`® Keep your data current everywhere! Sync to multiple PDAs, UMPCs, laptops,
`network computers, even remotelocations an the web - there ts no limit.
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`httn://www.iliumsoft.com/site/ew/ewallet.htm
`
`4/11/2007
`Apple Ex. 1007, p. 7
`Apple Ex. 1007, p. 7
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`Password Manageranddigital wallet for Pocket PC, Palm and Smartphone.
`
`Page 2 of 2
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`® Protect your important information with strong 256-bit RC4 encryption,
`8 Organize your info how you want it with nested categories. eWallet lets you have
`categories in other categories,
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`between both for only $29.95.
`Try it free, with no risk, for30days.
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`for US Smart Brivas and MojoPac PCs, Safely access personal
`data, even on a public computer!
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`evcneccesnecedseesierieciiictite,
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`httn://www.iliumsoft.com/site/ew/ewallet.htm
`
`4/11/2007
`Apple Ex. 1007, p. 8
`Apple Ex. 1007, p. 8
` Apple v. Fintiv
`Apple v. Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`
`
`Nlium Software eWallet - More Great Features
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`= Palm Powered Handhelds
`a Pocket PCs
`
`« MS Smartphones
`« Windows PCs
`« U3 Flash Drives
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`(What's My Device?)
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`
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`Card Importer
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`
`
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`With eWallet as your password manager you can:
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`@ Synchronize your wallets quickly with the easy-to-use Sync Setup interface.
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`@ Keep your data current everywhere! Sync to multiple PDAs, UMPCs, lactaps,
`network computers, even remote locations on the wed - there fs no limit.
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`® Protect your important information with strong 256-bit RC4 encryption.
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`[Import your cards easily fram Excel or text files, or from other password managers
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`@ 8e confident that your cata is secure. eWallet is the highest-praised digital wallet
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`Protect yourself from keyboard Inaging in an easy and secure way.
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`@ Recognize your cards at a glance when they look like real cards. With over30
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`it!
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`Bon't trust your important information to anything but the best.
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`httn:/Awww ilinmsoft.cam/site/ew/ew feats.htm
`
`4/11/2007
`Apple Ex. 1007, p. 9
`Apple Ex. 1007, p. 9
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`Hium Software eWallet - More Great Features
`Page 2 of 2
`
`
`
`upgrades, our world-class, toli-free tech support and customer service, anc cur no-
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`Copyright® Uiurn Software, Inc. All rights reserved.
`
`htto://www.iliumsoft.com/site/ew/ew feats.htm
`
`4/11/2007
`
`Apple Ex. 1007, p. 10
`Apple Ex. 1007, p. 10
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`!
`
`|
`
`
`
`
`
`FIDIS
`Future of Identity in the Information Society
`
`Title:
`Author:
`Editors:
`
`Reviewers:
`
`Identifier:
`
`Type:
`Version:
`
`Date:
`
`Status:
`
`“Study on Mobile Identity Management”
`WP3
`Ginter Mitller, Sven Wohlgemuth (Albert-Ludwigs-
`Universitat Freiburg, Germany)
`Jozef Vyskoc (VaF Bratislava, Slovakia)
`Mark Gasson (University of Reading, UK)
`D33
`
`[Deliverable]
`1.0
`
`Monday, 09 May 2005
`
`[Final]
`
`[Final]
`Class:
`File:fidis-wp3-del3 3.study_on_mobile_identity_managementfinal
`Summary
`
`
`
`
`
`. What are the open issues and further steps towards mobile identity
`management?
`
`
`
`
`i]
`Copyright © 2004 by the FIDIS consortium- EC Ca iyact No, 507512
`The FIDIS NoE receives researchfindingfrom the Community's Sixth Framework Programme
`
`Apple Ex. 1007, p. 11
`Apple Ex. 1007, p. 11
` Apple v. Fintiv
`Apple v. Fintiv
`IPR2020-00019
`IPR2020-00019
`
`
` Objective: This study gives a technical survey on mobile identity management.
`
`
`
`
`
`
`
`
`
`It identifies requirements for mobile identity management systemsin particular
`
`on security and privacy of mobile users with mobile devices, e.g. smart phones
`
`or smart cards. A non-technical reader should understand the need and
`requirements
`for mobile identity management
`systems, Approaches
`for
`realising these requirements are described. The study gives answers to the
`following questions:
`1. Whatare the requirements for mobile identity management systems in
`particular on user’s mobility and privacy?
`2. Which approachesforrealising mobile identity management systems do
`exist?
`
`
`
`
`
`

`

`
`
`FIDIS
`Future ofIdentity in the Information Society (No. 507512)
`
`D33
`
`
`
`Copyright Notice:
`
`This document may not be copied, reproduced, or modified in whole or in part for any
`purpose without written permission from the FIDIS Consortium. In addition to such written
`permission to copy,
`reproduce, or modify this document
`in whole or part,
`an
`acknowledgementofthe authors of the documentandall applicable portions of the copyright
`notice must be clearly referenced.
`
`The circulation of this document is restricted to the staff of the FIDIS partner organisations
`and the European Commission. All
`information contained in this document
`is strictly
`confidential and may not be divulged to third parties without the express permission of the
`partners.
`
`All rights reserved.
`
`This document may change without notice.
`
`
`
`[Final], Version: 1.0
`File:fidis-wp3-del3 3.study_on_mobile_identity_managementfinal
`
`Page 2
`
`Apple Ex. 1007, p. 12
`Apple Ex. 1007, p. 12
` Apple v. Fintiv
`Apple v. Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`FIDIS
`Future ofIdentity in the Information Society (No. 507512)
`
`Members of the FIDIS consortium
`
`D33
`
`
`
`
`
`
`
`Belgium
`
`Technische Universitit Dresden
`Albert-Ludwig-University Freiburg
`Masarykova universita v Brne
`
` Germany
`
`Goethe University Frankfurt (JWG)
`
`Spain
`
`Joint Research Centre (JRC)
`
`
`Vrije Universiteit Brussel (VUB)
`
`
`
`Germany
`Unabhangiges Landeszentrumfir Datenschutz (ICPP)
`France
`Institut Europeen D'Administration Des Affaires (INSEAD)
`
`
`
`}6|University ofReading United Kingdom
`Tilburg University (TILT (KUB))
`Netherlands
`
`
`
`
`\e|Katholieke UniversiteitLeuven (KULeuven R&D) Belgium
`Sweden
`o|Karlstads University
`
`
`Germany
`Technische Universitat Berlin
`
`
`Germany
`
`
`Germany
`D2
` 14.|VaF Bratislava
`
`Czech Republic
`
`
`
`Slovakia
`
`
`United Kingdom
`London School ofEconomics and Political Science (LSE)
`
`16.\IBM Research GmbH (IBM) Switzerland
`
`
`
`Hungary
`Budapest University ofTechnology and Economics ISTRD
`
`18.|Institut de recherche criminelle de la Gendarmerie Nationale France
`
`
`
`
`Netherlands Forensic Institute (NFD)
`Netherlands
`Switzerland
`Virtual Identity and Privacy Research Center
`
`
`Germany
`21.|Europdisches Microsoft Innovations Center GmbH
`
`
`22.|Institute of Communication and Computer Systems (CCS) Greece
`
`
`Switzerland
`
`
`AXSionics AG
`
`
`
`
`Germany
`SIRRIXAG Security Technologies
`
`
`
`
`[Final], Version: 1,0
`File:fidis-wp3-del3 3.study_on_mobile_identity_management,final
`
`Page 3
`
`Apple Ex. 1007, p. 13
`Apple Ex. 1007, p. 13
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`
`
`
` ean)
`Date
`IATRimCLD)
`
`91.12.2004|Initial release (Sven Wohlgemuth)
`
`07.01.2005|Introduction ofthis study added (Sven Wohlgeruth)
`
`0
`17.01.2005
`Scenario of ICPP extended by requirements for mobile
`.
`identity management
`systems
`and new version of
`
`categorised survey on traditional and privacy-enhancing
`
`identity management mechanisms (Henry Krasemann,
`
`
`Martin Meints, Christian Krause)
`
`
`
`
`Contribution “Mobile
`Identity and Web Services"
`
`
`(Version 1) added (Joris Claessens, Christian Geuer-
`
`
`
`Pollmann)
`
`
`Structure redefined, introduction for the study revised,
`
`
`initial
`introductions for each chapter, description of
`identity manager iManager added (Sven Wohlgemuth)
`
`
`
`
`Addition of section 2.8 and some general minor
`corrections (Mark Gasson)
`
`
`
`
`Section "Categorised survey on identity management
`25.01.2005
`mechanisms ..." moved after section "Mobile Identity
`Management"; sections revised (Sven Wohlgemuth)
`
`
`
`
`31.01.2005
`‘Added outlook to WP11 (Denis Royer), syntax and usage
`corrected (Mark Gasson); sections revised,
`technical
`
`outlook added, review version (Sven Wohlgemuth)
`
`
`
`
`
`10.02.2005
`28.02.2005
`
`Review comments added (Mark Gasson)
`Contributions revised (all authors), Deliverable version
`(Sven Wohlgemuth)
`
`
`
`
`
`[Final], Version: 1.0
`File:fidis-wp3-del3 3.study_on_mobile_identity_management,final
`
`Page 4
`
`Apple Ex. 1007, p. 14
`Apple Ex. 1007, p. 14
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`
`
`FIDIS
`Future ofIdentity in the Information Society (No. 507512)
`
`D33
`
`
`
`
`
`17.01.2005
`
`18.01.2005
`.
`
`22.01.2005
`
`
`
`Versions
`
`2 3
`
`0.4
`
`0.
`
`5
`
`0
`
`6
`
`0.7
`
`
`
`
`
`

`

`
`
`FIDIS
`Future ofIdentity in the Information Society (No. 507514)
`
`D33
`
`Foreword
`FIDIS partners from various disciplines have contributed as authors to this document. The
`following list names the main contributors for the chapters of this document:
`
`
`
`
`
`T(r
`Contributor(s).
`
`
`
`
`
`
`
`
`
`
`3
`
`
`
`
`
`
`
`
`
`
`1 2
`
`
`
`André Adelsbach, Ammar Alkassar, Roger Cattin, Joris Claessens,
`Stefan Figge, Mark Gasson, Christian Geuer-Pollmann, Marit
`Hansen, Marcel Jacomet, Henry Krasemann, Christian Krause,
`Martin Meints, Lorenz Miiller, Alain Rollier, Denis Royer, Sven
`Wohlgemuth
`Christer Andersson, Simone Fischer-Htibner, Leonardo Martucci,
`
`Sven Wohlgemuth
`-
`Simone Fischer-Hibner, Jenny Nilsson, John Séren Pettersson,
`Sven Wohlgemuth
`
`
`
`André Adeisbach, Ammar Alkassar, Christer Andersson, Roger
`Cattin, Simone Fischer-Hiibner, Marcel
`Jacomet, Leonardo
`
`
`Martucci, Lorenz Miiller, Alain Rollier, Sven Wohlgemuth
`
`
`
`
`Denis Royer, Sven Wohlgemuth
`
`
`Ammar Alkassar, Joris Claessens, Leonardo Martucci, Martin
`Meints, Lorenz Miller,
`Jenny Nilsson, Denis Royer, Sven
`Wohlgemuth
`
`
`[Final], Version: 1.0
`File:fidis-wp3-del3 3.study_on_inobile_identity_managementfinal
`
`Page 5
`
`Apple Ex. 1007, p. 15
`Apple Ex. 1007, p. 15
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`FIDIS
`Future ofIdentity in the Information Society (No. 507512)
`
`D33
`
`Table of Contents
`
`1
`
`3
`
`i
`
`Tntroducctiionqu...sscccesssssececnserseresesenenoveoresesvoussesneneosouonvovesenensacaononesoesssnuseanensursrseesecesevearsee 8
`
`wee
`li
`SCOPE ..esessccseerevesseseensersecesencoessceneenessevecesseseensscnassnsesnanas
`1.2—-Structure and Content... cccssesecssceeenesssssseueersceneesesssancasacnreerssesesesetoemeuavarseasarsvenea sans 8
`2
`The Need for Mobile Identity Management..........csssssesresrersrererenenersrerscecnseseneresaveeners 11
`2.1
`Categorised Survey on traditional and privacy-enhancing Identity Management
`Mechanisms which are relevant for Mobile Identity Management... .csesssssesenseerenees ll
`13
`2.2
`Scenario of the use of Mobile Identity Management Systems....
`
`13
`2.2.1
`Introduction ........00
`Starting Point... ssssssssssesseesseneseesessseseraeenesorensrseescerssassvsenessestaneeneeneeness 14
`2.2.2
`15
`2.2.3
`Scenario 1: Finding a local restaurant for a business lunch...
`
`Scenario 2: Finding a local restaurant for a private lunch..............
`15
`2.2.4
`
`Required mechanisms for Mobile Identity ManagementSystems...
`16
`2.2.5
`
`16
`GSM-based Mobile Identity Management.............escsececsneseteeeeeeteseees
`2.3
`
`wee LT
`Elements of a mobile identity............
`2.3.1
`Profile mamageMent.........sesesseeccsesssnesssesseescersaceeesonseesnssassenseensetarsenersnsreseeees 17
`2.3.2
`
`Exchanging mobile identitios ...........sscssssesssssserseecsoncnsensersestseneseneessentennesersanens 18
`2.3.3
`
`Applications for mobile identities ............-sseseeereceee
`2.3.4
`
`Revenue Models for M-Commerce with Mobile Identity..........
`18
`2.4
`Architecture .......cccecssseseceseseceersesssesesnecseaceennneseneetaranenenanenecans
`we LB
`2.4.1
`
`SUMMMALY oe eeecceeee tees teeeeenee
`weal
`2.4.2
`
`Mobile Identity and Web Services...
`2h
`2.5
`
`
`Mobile Web Services SCCNATIOS .....sesesseeeerersrecsssseneeteccesseresreensneeanatartenrenenes 22
`2.5.1
`
`Privacy objectives related to billing/payment...0:....ssecessrenesessescssnsencennennereees 23
`2.5.2
`
`Privacy objectives related to authentication................
`dd
`2.5.3
`
`Discussion / conclusion: Summary of requirements...
`26
`2.5.4
`
`Scenario ~ Ubiquitous Computing...
`+ 26
`2.6
`
`Ambient Intelligence environment..........secseeeresreseeseseeseennsneens
`we 26
`2.6.1
`2.6.2. Required mechanisms for Mobile Identity Management Systems...
`we 28
`2.7
`Object identification in mobile cOMpUING......... eeeeeeeeseseessaesentenseensrecnnesnaerness 29
`Solutions: An OVervieW ........ccssscsssssasesessscssneesrereeresnenssssnssnsneseeansavessaveneataennes 29
`2.7.1
`
`Outlook...ceccseeececsssecseneaseesesseesenseceseneseneeneent
`weve BL
`2.7.2
`
`Linking a physical person with its digital idemtity ...............ssccssssseneserserenteneenentane 31
`2.8
`
`Authentication within a Mobile Identity Management System.........seece 32
`2.8.1
`
`Schemesfor distributed 3-factor authentication........cccscessecseescenseeesaeseees 33
`2.8.2
`Digital identity proofs using the authentication token .......ccesessseeseenerenee 35
`2.8.3
`Privacy for Mobile Users ...s..ssssssesonsersscsssssssessneccssersectssesnsrerveusvensaarenscensesnataeennecreseenver 36
`3.1
`Freiburg Privacy Diamond........sesssecscesecnsscerecssertessessneeesnnsssessneesseesanennrrsnneenierents 36
`
`Model Assumptions...........--sscssssssssesessasecnsecsnsesnscersecererssssserensecnsecenecenseneaeennaes 37
`3.1.1
`
`Classes of Anonymity Mechanisms .........-:-csssssssssssensnevssnssensesererssenecntsenenns 37
`3.1.2
`
`SUIDIMATY oossesseesseceseeecsessesseeseenes pense snensenenerecarencqussuseseaneseessesnensnesasanneensaseaetnntss 38
`3.1.3
`
`Privacy in mobile ad hoc Networks ........-..ssssssssssssesseesersesrnesneesecesienrsensessenereseeneens 39
`3.2
`
`Background .......csscssscsssssssseenceseesnessessenssessarersesnessecsnsssensnenssanerenncensanenenesssnarensats 39
`3.2.1
`
`Introduction to SCEMALIOS «2.0... -ssessssesseenseneetersrenterereeeeenses cecueeseeeeneceeeneaseveeteets 39
`3.2.2
`[Final], Version: 1.0
`Page 6
`File:fidis-wp3-del3 3.study_on_mobile_identity_managementfinal
`
`
`
`
`
`Apple Ex. 1007, p. 16
`Apple Ex. 1007, p. 16
` Apple v. Fintiv
`Apple v.Fintiv
`IPR2020-00019
`IPR2020-00019
`
`

`

`
`
`FIDIS
`FutureofIdentity in the Information Society (No. 507512)
`
`D33
`
`
`
`Initial usage SCeDATiOS ..........ssssccsccessesseennseentsesnternrscareseerssseesterennsnneernnansacenasety 40
`3.2.3
`Privacy problemsin the scenarios ........---esssssessesseeesssssnesesssessnessnneatentnenneniennens 40
`3.2.4
`
`Privacy-enhanced usage SCONATIOS........-eceesersereseeenrenees
`Al
`3.2.5
`Ensuring location privacy in mobile ad hoc networks ........usessserrneeereerecsens 43
`3.2.6
`Future Work ...cccsccscsccecccsecoccesssscseenensersesrsesesnansonssevenssessensssnssecorsnsagsonsenanenaasastae 43
`3.2.7
`Privacy Risk ofUser Agent Systems in WAP based SYSteMs.....scescerceceerereenees 44
`3.3
`Usability and Security for Mobile Identity Management Systems...............esceseseenees 46
`4.1
`Studies on Usability of P3P for Mobile PhoneS.........-..secosecesseeeeeseenescensesaenasnees 46
`
`46
`4.1.1
`Alerting and Informing in P3P Enabled Browsing ..
`
`Setting privacy preferences .........secsessseeseserenssrensecsessersss
`47
`4.1.2
`
`Vocabulary tests .......cscecveecsssssesecsssscsnsenesssereseesaessinansaneneusasarsnennneresnecorsnsoasenens 48
`4.1.3
`
`+ 48
`4.2.
`Identity Management Mock-ups for Mobile Phones.
`SUMMMIALY ooo ees eescecsesssceseseacerersnnennsancqeacensesensncanessnennapeaeanesnuensegsaganenenrseersetyessesatias 50
`AB
`Approachesfor Mobile Identity Management Systemss............0000+seesononsseeousensosenenens 52
`5.1
`Freiburg Location addressing as anonymity MeChamism ........sscssssseeceseeessnecrseres 52
`wee OS
`5.11
`Architecture ofFreiburg Location Addressing Scheme..
`
`SUMIIALY esa eceeeseecsecsseesesseeeecsescencenseeseenscasecnsessessusnvssaneansesrecaseensnnneazesenecsceasenss 54
`5.1.2
` mcCrowdsfor anonymising WAP surfing.........-sccssssscrssserecneeereentesssenennenencereeness 55
`5.2
`
`55
`5.2.1
`Introduction to Architecture..............
`
`Performa