`
`12/18/2018
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`EPASID: PAT5288800
`
`NEW ASSIGNMENT
`SUBMISSION TYPE:
`
`
`ASSIGNMENT
`NATURE OF CONVEYANCE:
`
`
`CONVEYING PARTY DATA
`
`STT WEBOS, INC.
`
`RECEIVING PARTY DATA
`
`Execution Date
`
`12/18/2018
`
`
`
`Name:_____[SYAKLOUDTEGHNOLOGESGSS
`
`
`
`PROPERTY NUMBERS Total: 8
`
`Patent Number:
`
`Patent Number:
`
`9219780
`
`9098526
`
`Application Number:
`
`CORRESPONDENCE DATA
`
`Fax Number:
`
`AddressLine 4:
`
`FREMON, CALIFORNIA 94538
`
`
`
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number, if provided;if that is unsuccessful, it will be sent via US Mail.
`Email:
`ted.tsao@sttwebos.com
`Correspondent Name:
`SHENG TAI ("TED") TSAO
`AddressLine 1:
`3906 BORGO COMMON
`
`
`
`
`
`[isdocumentservesasanOaiDecaraion@7OFR16.
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 001
`
`
`
`Total Attachments: 4
`
`source=Patent-Assigment-by-STT#page4.tif
`
`source=Patent-Assigment-by-STT#page1 .tif
`source=Patent-Assigment-by-STT#page2.tif
`source=Patent-Assigment-by-STT#page3.tif
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 002
`
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`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 003
`
`
`
`
`
`
`
`STT WebOS, LLC.
`
`
` Mame:
`Title:
`Date:
`
`Stade of
`
`County of a
`oo —
`—
`\
`
`\
`
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`____s 2018 before me personally appeared
`Onthis dayof
`
`oo_, to me known to he the persan described herein and
`ent, and acknowledged that he executed the same knowingly
`who executed the forsgoing instru
`ein contained,
`and willingly and for the purpases the
`
`
`
`
`Witness my hand and Notarial seal the dawand yearimmediately above written,
`
`
`
`Notary Public
`
`My Commission Expires:
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 004
`
`
`
`| certificate verifies only the identity of the individual
`| who signed the document te which this certificate is
`: atlached, and not the truthfulness, accuracy, or
`
`State of Calfornia
`County of
`_ALAMEDA
`
`On
`
`DEC 17 2018
`
`__ before me, HONG YOU NOTARY PUBLIC
`finsert name and fle of the officer)
`
`personally appeared __SHENG FALTSAGoc__“»-_LLL—ppt:
`
`who proved to ma on the
`basis of satisfactary evidence te be the persen(s) whose name(s) is/are
`subscribed to the within instrument and acknowledge! to me that he/sherthey executed the same in
`hissherdheir authorized capeciy(ies}, and that by his/herftheilr signature(s} an the instrument the
`person(s). or the entity upon behalf of which the person(s} acled, executed the inestument.
`
`Signature
`
`| certify under PENALTY OF PERJURY under the laws af the State of California that the foreguing
`paragraph is true and correct.
`
`WITNESS my hand and offal seal,
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 005
`
`
`
`SCHEDULE A
`
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`
`
`
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 006
`
`
`
`CONVEYING PARTY DATA
`
`TS PATENTS LLC
`
`RECEIVING PARTY DATA
`
`Execution Date
`
`08/02/2018
`
`
`
`Name:_——«dSTTWEBOSING.SOS
`
`PROPERTY NUMBERS Total: 33
`
`[PropertyType[Number
`
`505033302
`
`08/02/2018
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`EPAS ID: PAT5080053
`
`NEW ASSIGNMENT
`SUBMISSION TYPE:
`
`
`ASSIGNMENT
`NATURE OF CONVEYANCE:
`
`
`
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 007
`
`
`
`Patent Number:
`
`Patent Number:
`
`9390094
`
`8341258
`
`CORRESPONDENCE DATA
`
`Fax Number:
`
`Email:
`Correspondent Name:
`AddressLine 1:
`
`ted.tsao@sttwebos.com
`SHENGTAI ("TED") TSAO
`3906 BORGO COMMON
`
`AddressLine 4:
`
`FREMON, CALIFORNIA 94538
`
`
`
`|SS*SisdocumentservesasanOatiDeclarafon@7OFR163).
`
`source=TS_Patents-Assgin-2-STT-WEBOS#page4.tif
`
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number, if provided;if that is unsuccessful, it will be sent via US Mail.
`Phone:
`408-813-0536
`
`
`
`
`
`Total Attachments: 4
`
`source=TS_Patents-Assgin-2-STT-WEBOS#page1 tif
`source=TS_Patents-Assgin-2-STT-WEBOS#pagez2 tif
`source=TS_Patents-Assgin-2-STT-WEBOS#page3.tif
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 008
`
`
`
`PER RET
`
`irae Ys
`
`AR CPE
`
`PATENT ASSIGNMENT AGREEMENT
`
`;
`
`.
`
`y a tain)
`
`This Patent Assignment Agreement (the “Agreement”) is entered into effect on July 18,
`2018 (the “Effective Date”) among Sheng Tai “Ted” Tsao, STT WEBOS, Inc. (““STT”, a
`Delaware corporation), and TS Patents LLC (“TS Patents”, a California limited liability
`company)(collectively the “Parties”), for assignment of the patents listed in Exhibit A (the
`“Patents”) as well as all pending and future patent applications claiming benefits of one or
`more of the Patents (the “Applications”).
`
`Ted is the majority shareholder and President of STT andis a sole owner of TS Patents,
`yet STT does not have any percentage of ownership over the TS Patent, but maintained a good
`business relationship through agreement and contract. Ted is the sole inventor listed in all of the
`Applications and all but one of the Patents. Ted has assigned someof the Patents to STT. By this
`Agreement, Ted hereby assigns to STT the Patents and Applications that have not been assigned
`to STT,as his further investment in STT.
`
`STThasassigned the Patents to TS Patents on January 19, 2017 for good business reasons.
`Now for other good consideration, TS Patents hereby assignsall the Patents and Applications back to
`STT (“Assignee”) except the Patent No. 9,280,547, 8,799,473, 8,713,442, and 8,396,891.
`
`The word “assign” is used in this Agreement to mean assigning 100% ofthe Ted’s and
`TS Patents’ right, title and interest in the Patents and Applications to the Assigneefor the entire
`term of the Patents and any reissues or extensions and for the entire terms of any patents,
`reissues or extensions that may issue from foreign applications, divisions, continuations in whole
`or part or substitute applications filed claiming the benefit of the Patents or Applications. The
`right, title and interest thus assigned is to be held and enjoyed by the Assignee and Assignee's
`successors as fully and exclusively as it would have been held and enjoyed by the Ted had the
`assignment not been made.
`
`The Parties herebyagree that, upon the execution of the Agreement, STT shall have the
`right, title and interest in the Patents and Applications. The Parties hereby authorize the United
`States Patent and Trademark Office to issue any patents resulting from anyof the Applications
`to STT.
`
`[End of Agreement; Signatures on the Next Page]
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 009
`
`
`
`Ted (Sheng Tai “Ted” Tsao):
`aA (Ss
`Sheng Tai “Ted” Tsao
`
`STT WEBOS, Inc.:
`
`TS Patents LLC:
`
`ety(se_ate[Se
`
`Sheng Tai “Ted” Tsao
`Chief Executive Officer
`
`Sheng Tai “Ted” Tsao
`General Manager
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 010
`
`
`
`Exhibition A (Patents List)
`
`1: Multitasking Family:
`
`
`Patent No. Priority Date|Application|Filing DateIssue Date
`
`
`
`No.
`
`1) 13/345,581|01/06/20128,812,682 08/19/2014 8/6/2002
`
`
`
`
`
`2) 13/625,121|09/24/20129,201,961 12/01/2015 8/6/2002
`
`
`
`
`
`3) 12/075,314|03/04/20088,799,473 08/05/2014 8/6/2002
`
`
`
`
`
`4) 13/448,807|04/17/20128,892,742 11/18/2014 8/6/2002
`
`
`
`
`5) 13/154,109|06/06/20119,009,314 04/14/2015 8/6/2002
`
`
`
`
`
`6) 12/079,521|03/27/20089,015,321 8/6/2002
`
`
`
`7) 14/513,695|10/14/20149,307,055 04/05/2016 8/6/2002
`
`
`
`
`
`8) 13/420,954|03/15/20128,745,193 06/03/2014 8/6/2002
`
`
`
`
`9) 12/079,482|03/27/20088,566,463 10/22/2013 8/6/2002
`
`
`
`10)
`7,418,702
`09/26/2008
`8/6/2002
`
`2: Centralized Cloud Operations Family:
`
`
`Patent No. Priority Date|Application|Filing DateIssue Date
`
`
`
`No.
`
`
`1) 14/511,129|10/09/20149,288,266 03/15/2016 08/12/2002
`
`
`
`
`
`2) 13/663,710|10/30/20128,909,976 12/09/2014 08/12/2002
`
`
`
`
`
`3) 14/530,613|10/31/20149,106,677 08/11/2015 08/12/2002
`
`
`
`
`4) 13/916,445|06/12/20138,903,963 12/02/2014 08/12/2002
`
`
`
`
`
`5) 12/009,936|01/23/20088,688,772 04/01/2014 08/12/2002
`
`
`
`
`6) 12/013,813|01/14/20088,639,788 01/28/2014 08/12/2002
`
`
`
`
`7) 12/944,958|11/12/20108,473,596 06/25/2013 08/12/2002
`
`
`
`
`8) 10/713,905|08/12/20027,379,990 05/27/2008 08/12/2002
`
`
`
`
`3: Web Folder Family:
`
`Patent No. Priority Date|Application Filing Date
`
` 10/713,904|08/06/2002
`
`
`
`
`
`
`07/02/2004
`
`
`
`
`
`
`
`No.
`
`1)
`[9,323,757
`1170872013
`
`
`
`
`
`2) 07/02/2004|14/020,5829,317,510 04/19/2016 09/06/2013
`
`
`
`
`3) 07/02/2004|13/914,5159,280,547 03/08/2016 06/10/2013
`
`
`
`
`
`4) 07/02/2004|13/041,3169,146,932 09/29/2015 03/04/2011
`
`
`
`
`
`5) 07/02/2004|14/077,4429,390,094 07/12/2016 11/12/2013
`
`
`
`
`
`6) 07/02/2004|13/434,7678,341,258 12/25/2012 03/29/2012
`
`
`
`
`7) 07/02/2004|13/050,8718,589,527 11/19/2013 03/17/2011
`
`
`
`8) 07/02/2004|12/709,4348,812,640 02/19/2010
`
`9) 07/02/2004|11/374,3027,945,652 05/17/2011
`
`
`
`Patent Assignment Agreement
`
`Exhibit A
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 011
`
`
`
`4: Information Sharing Family:
`
`
`
`
`Patent No. Priority Date|ApplicationIssue Date Filing Date
`
`No.
`1)
`8,713,442
`04/29/2014
`03/3 1/2006
`13/080,007
`04/05/2011
`2)
`8,396,891
`03/12/2013
`03/3 1/2006
`13/326,178
`12/14/2011
`3)
`8,577,839
`11/05/2013
`03/3 1/2006
`12/511,039
`07/28/2009
`4)
`8,977,722
`03/10/2013
`03/3 1/2006
`13/468,716
`05/10/2012
`
`
`
`
`
`
`
`
`
`
`5: Cloud Storage Family:
`
`
`
`
`Patent No. Priority Date|ApplicationIssue Date Filing Date
`
`No.
`1)
`9,219,780
`12/22/2015
`12/04/2003
`14/623,476
`02/16/2015
`
`2)
`9,239,686
`01/19/2016
`12/04/2003
`14/036,744
`09/25/2013
`
`3)
`9,098 526
`08/04/2015
`12/04/2003
`14/150,106
`01/08/2014
`4)
`8,868,690
`10/21/2014
`12/04/2003
`14/079,831
`11/14/2013
`5)
`8,856,195
`10/07/2014
`12/04/2003
`14/153,052
`01/12/2014
`6)
`8,606,880
`12/10/2013
`12/04/2003
`10/726,897
`12/04/2003
`
`Patent Assignment Agreement
`
`Exhibit A
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 012
`
`
`
`504231216
`
`02/16/2017
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`EPASID: PAT4277893
`
`NEW ASSIGNMENT
`SUBMISSION TYPE:
`
`
`ASSIGNMENT
`NATURE OF CONVEYANCE:
`
`
`CONVEYING PARTY DATA
`
`STT WEBOS, INC.
`
`02/16/2017
`
`02/16/2017
`SHENG TAI TSAO
`
`
`
`
`RECEIVING PARTY DATA
`
`(Name: TS PATENTS LLC
`
`PROPERTY NUMBERS Total: 38
`
`[PropertyType|—SCNamber
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 013
`
`
`
`[PropertyType[Number
`
`CORRESPONDENCE DATA
`
`Email:
`Correspondent Name:
`AddressLine1:
`
`ted.tsao@sttwebos.com
`SHENG TAI TSAO
`3906 BORGO COMMON
`
`AddressLine 4:
`
`FREMONT, CALIFORNIA 94538
`
`source=PATENT ASSIGNMENT AGREEMENT(Tsao & STT)#pagez. tif
`
`(510)580-8592
`Fax Number:
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number, if provided;if that is unsuccesstul, it will be sent via US Mail.
`Phone:
`408-813-0536
`
`SHENG TAI TSAO
`NAME OF SUBMITTER:
`
`
`SIGNATURE:
`/shengtai tsao/
`
`
`02/16/2017
`DATE SIGNED:
`
`
`This document serves as an Oath/Declaration (37 CFR 1.63).
`
`
`Total Attachments: 2
`
`source=PATENT ASSIGNMENT AGREEMENT(Tsao & STT)#page1.tif
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 014
`
`
`
`PATENT ASSIGNMENT AGREEMENT
`
`This Patent Assignment Agreement (the “Agreement”) is entered into effect on January 1,
`2017 (the “Effective Date”) among Sheng Tai “Ted” Tsao (“Tsao”), STT WEBOS, Inc. (“STT”,
`a Delaware corporation), and TS Patents LLC (“TS Patents”, a California limited liability
`company) (collectively the “Parties”), for assignmentof the patents listed in Exhibit A (the
`“Patents”) as well as all pending and future patent applications claiming benefits of one or more
`of the Patents (the “Applications”).
`
`WHEREAS, twoof the Patents, U.S. Pat. Nos. 7,945,652 and 8,396,891, and
`Applications claiming priority to the two patents, are owned by STT and shall be referred to in
`this Agreementas the “STT IP”;
`
`WHEREAS, All of the Patents and Applications other than the STT IP are owned by
`Tsao and shall be referred to in this Agreementas the “Tsao IP”;
`
`THEREFORE,the Parties hereby agree:
`
`1. STT assigns the STT IP to TS Patents. In exchange, STT shall be entitled to a share of
`TS Patents’ net profit gencrated from licensing or sale of the STT IP, as the details of such
`sharing plan shall be set forth in a separate memorandum.
`
`2. Tsao assigns the Tsao IP to TS Patents in exchange for the shares of TS Patents.
`
`3. The word “assign”is used in this Agreement to mean assigning 100% ofthe assignor’s
`right, title and interest in the Patents and Applicationsto the assignee for the entire term of the
`Patents and any reissues or extensions andfor the entire terms of any patents, reissues or
`extensions that may issue [rom [foreign applications, divisions, continuations in wholeor part or
`substitute applications filed claiming the benefit of the Patents or Applications. The right, tile
`and interest thus assigned is to be held and enjoyed by the assignee and assignee's successors as
`fully and exclusively as it would have been held and enjoyed by the assignor had the assignment
`not been made.
`
`4. Upon the execution of the Agreement, TS Patents shall have the right, title and interest
`in the Patents and Applications. The Parties hereby authorize the United States Patent and
`Trademark Office to issue any patents resulting from any of the Applications to TS Patents.
`
`[End of Agreement; Signatures on the Next Page]
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 015
`
`
`
`Sheng Tai “Ted” Tsao:
`
`Sheng Tai “Ted” Tsao
`
`STT WEBOS, Inc.:
`. fo
`
`TS Patents LLC:
`a
`
`ety[ses aes[se
`
`By: Sheng Tai “Ted” Tsao
`Chief Executive Officer
`
`By: Sheng Tai “Ted” Tsao
`General Manager
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 016
`
`
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENTNO.
`APPLICATION NO.
`
`: 8,868,690 B2
`: 14/079831
`
`DATED
`INVENTOR(S)
`
`: October 21, 2014
`: Sheng Tai Ted Tsao
`
`Page | of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shownbelow:
`
`A) IN THE SPECIFICATION:
`
`In col. 3, line 25, please delete the “implemented”;
`In col. 3, line 27, please replace “server (3)” with ---server(3) or---;
`
`B) IN THE CLAIMS:
`
`In col. 6, line 51, Claim 10, please replace the “retrieve” with ---or retrieve---.
`
`Signed and Sealed this
`Twenty-seventh Day of January, 2015
`
`Wbstle Fo Lea
`
`Michelle K. Lee
`Deputy Director ofthe United States Patent and Trademark Office
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 017
`
`
`
`Sheng Tai (Ted) Ssao
`
`Application No. 10/726,897
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICANT:
`
`Sheng Tai (Ted) Tsao, etal.
`
`TITLE:
`
`The Use of Wireless Devices’ External Storage
`
`PATENT No.:
`
`8,868,690
`
`ISSUE DATE:
`
`10/21/2014
`
`EXAMINER:
`
`EI Hadji Sall
`
`ART UNIT:
`
`2457
`
`APPLICATION No.: 14/079,83 1
`
`Confirmation No.:
`
`9132
`
`REQUEST FOR CERTIFICATE of Correction Pursuant To 37 C.F.R §1.323
`
`COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`Enclosed, in duplicate, is a Certificate of Correction, Form PTO-SB/44, for United
`
`States Patent Number 8,868,690 issued October 21, 2014.
`
`A) IN THE CLAIMS:
`
`In col. 6, line 51, please replace the “retrieve” with ---orretrieve---;
`
`Applicant submits that the fix to the noted errors do not constitute new matter becauseit
`
`matchesthe use of “retrieving” presented in col. 6 line 5 for samescenario ofthe letter
`
`patent, thus the correction thereof would not require reexamination.
`
`B) IN THE SPECIFICATION:
`
`In col. 3, line 25, please delete the "implemented":;
`
`In col. 3, line, 27, please replace "server (3)" with ----server (3) or----;
`
`1
`
`10/29/2014
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 018
`
`
`
`Sheng Tai (Ted) Ssao
`
`Application No. 10/726,897
`
`Applicant submits that the above corrections restore the original meaning in page3,
`
`lines 34 — 37 for the specification for parent application 10/726,897 filed on 12/04/2003 and
`
`the noted errors do not constitute newmatter, and correction thereof would not require
`
`reexamination.
`
`Pursuant to 37 C.F.R §1.323, Applicant requests that the enclosed Certificate of
`
`Correction be approved.
`
`Since each one of the noted errors is not the fault of the Patent Office, payment is
`
`enclosed of the required fee of $100.00.
`
`The above-identified fees are being paid by credit card via EFS-Web.
`
`Respectively Submitted
`
`Date: 10/29/2014
`
`By: /shengtai tsao/
`
`Sheng Tai (Ted) Tsao
`
`3906 Borgo Common
`Fremont, CA 94538
`408-8 13-0536
`510-580-8592
`
`2
`
`10/29/2014
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 019
`
`
`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection of information unlessit displays a valid OMB control number.
`(Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`- 8,868.690
`
`APPLICATION NO.: 14/079,831
`
`ISSUEDATE
`
`—:-_: 10/21/2014
`
`INVENTOR(S)
`
`= Sheng Tai (Ted) Tsao
`
`----server (3) or----;
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`A) IN THE CLAIMS:
`
`Col. 6, line 51, please replace the “retrieve” with ---or retrieve---;;
`
`B) IN THE SPECIFICATION:
`
`In col. 3, line 25, please delete the "implemented";
`In col. 3, line 27, please replace "server (3)" with
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`3906 Borgo Common,
`Fremont, CA 94538
`
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public whichis to file
`(and by the USPTOto process) an application. Confidentiality is govemed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMSTO THIS ADDRESS. SEND TO:Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 020
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by youin this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractorof the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant(/.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedor in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency,if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 021
`
`
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`14-Nov-2013
`
`Title of Invention:
`
`System And Method For Support Wireless Device Access To External Storage
`
`
`
`First Named Inventor/Applicant Name: Sheng Tai Tsao
`
`Filer:
`
`ShengTai Tsao
`
`Filed as Small Entity
`
`Utility under 35 USC 111(a)Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`
`
`Claims:
`
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 022
`
`
`
`Sub-Total in
`Amount
`Quantity
`Fee Code
`Description
`USD($)
`
`
`Miscellaneous:
`
`Total in USD (S$)
`
`100
`
`
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 023
`
`
`
`Electronic Acknowledgement Receipt
`
`20547023
`
`Confirmation Number:
`
`
`
`
`Title of Invention:
`
`System And Method For Support Wireless Device Access To External Storage
`
`
`
`First Named Inventor/Applicant Name:
`
`Sheng Tai Tsao
`
`a F
`
`iler Authorized By:
`
`Attorney Docket Number:
`
`13:11:37
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`Submitted with Payment
`Payment Type
`
`Payment was successfully received in RAM
`RAM confirmation Number
`
`Deposit Account
`
`
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 024
`
`
`
`Requestfor Certificate of Correction
`
`83 1-certificate-correction.pdf
`
`8a692084ae0f9540bdbbfas75967626d0K,
`
`Information:
`
`4a0db3a3a2ec146b3ba5[2db6710ae77718}
`4fad7
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`andofthe International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`70e7b4d05 192576a12eG44aefecee065fbd
`4b6fd
`
`Warnings:
`Information:
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptanceof the application asa
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 025
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`14/079,831
`
`ISSUE DATE
`
`10/21/2014
`
`PATENT NO.
`
`8868690
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9132
`
`77501
`
`7590
`
`10/01/2014
`
`Sheng ‘lai (led) ‘Tsao
`3906 Borgo Common.
`Fremont, CA 94538
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustmentis 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Sheng ‘lai (led) ‘sao, Fremont, CA, Assignee (with 37 CER 1.172 Interest);
`Sheng Tai Tsao, Fremont, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rey. 10/09)
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 026
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`Sheng Tai (Ted) Tsao
`3906 Borgo Common.
`Fremont, CA 94538
`
`EXAMINER
`
`SALL, EL HADJI MALICK
`
`2457
`
`DATE MAILED: 09/19/2014
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`Sheng Tai Tsao
`11/14/2013
`14/079,831
`TITLE OF INVENTION: System And Method For Support Wireless Device Access To External Storage
`
`9132
`
`
`
`
`
`
`
`
`
`
`
`APPIN. TYPR PUBLICATION FER DUP.|PREV. PAID ISSUE FRRENTITY STATUS ISSTTF FRE DUR TOTAT. FER(S) DUE DATE DUR
`
`
`
`nonprovisional
`
`SMALL
`
`$480
`
`$480
`
`12/19/2014
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCEAS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. TIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGIITS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CER 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THEISSUE FEE NOW
`DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO,verify whether entitlement to that
`entity status sull applies.
`If the ENTITY STATUS is the same as shownabove, pay the TOTAL FEE(S) DUE shownabove.
`If the ENTITY STATUS is changed from that shown above, on PART B - FER(S) TRANSMITTAL, complete section number5 titled
`"Change in Entity Status (fromstatus indicated above)".
`For purposesof this noticc, small entity fecs are 1/2 the amount of undiscountcd fees, and micro entity fees are 1/2 the amountof small cntity
`fees.
`
`I. PART B - FEE(S) TRANSMITTAL,or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATIONFEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur dueto the difficulty in recognizing
`the paperas an equivalent of Part B.
`
`I. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEEunlessadvisedto the contrary.
`
`IMPORTANT REMINDER:Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
`
`Exhibit 1003
`Unified Patents v. Synkloud Technologies
`Page 027
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send