throbber
Square Exhibit 1013
`Square, Inc. v. 4361423 Canada Inc.
`IPR2019-01629
`Page 00001
`
`

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`IPR2019-01629 Page 00002
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`IPR2019-01629 Page 00002
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`

`Computer Science
`and Technology
`
`
`NIST Special Publication 500-157
`
`Smart Card Technology:
`New Methods for Computer
`Access Control
`
`Martha E. Haykin and Robert B. J. Warnar
`
`Security Technology Group
`Institute for Computer Sciences and Technology
`National institute of Standards and Technology
`Gaithersburg, MD 20899
`
`September 1988
`
`Competitiveness Act.
`
`NOTE: As of 23 August 1988, the National Bureau of
`Standards (NBS) became the National institute of
`Standards and Technology (NIST) when President
`Reagan signed into law the Omnibus Trade and
`
`US. DEPARTMENT OF COMMERCE
`
`G. William Verity, Secretary
`
`National Institute of Standards and Technology
`
`(formerly National Bureau of Standards)
`Ernest Ambler, Director
`
`IPR2019-01629 Page 00003
`
`IPR2019-01629 Page 00003
`
`

`

`Reports on Computer Science and Technology
`
`The National Institute of Standards and Technology has a special responsibility within the Federal
`Government for computer science and technology activities. The programs of the NIST Institute for
`Computer Sciences and Technology are designed to provide ADP standards, guidelines, and technical
`advisory services to improve the effectiveness of computer utilization, and to perform appropriate re-
`search and development efforts'as foundation for such activities and programs. This publication series will
`report these NIST efforts to the Federal computer community as well as to interested specialists in the
`governmental, academic, and private sectors. Those wishing to receive notices of publications in this
`series should complete and return the form at the end of this publication.
`
`Library of Congress Catalog Card Number: 88-60057?
`National Institute of Standards and Technology
`Special Publication 500-157, 52 pages (Sept. 1988)
`CODEN: XNBSAV
`
`U.S. GOVERNMENT PRINTING OFFICE
`WASHINGTON: 1988
`
`For sale by the Superintendent of Documents, U.S. Government Printing Office, Washington, DC 20402
`
`IPR2019-01629 Page 00004
`
`IPR2019-01629 Page 00004
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`

`

`CONTENTS
`
`ABSTRACT......................... ...... 1
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`page
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`1.0
`
`INTRODUCTION
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`1.1 Overview and Scope of this Document
`1.2 The Definition of a Smart Card
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`...... 1
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`...... 1
`...... 2
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`1.3 Smart Cards and the International Organization
`for Standardization
`.
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`. .............. 2
`1.4 Security in a Generalized Smart Card
`...... 4
`
`2.0 SMART CARD INTEGRATED CIRCUIT TECHNOLOGIES
`
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`Integrated Circuits (ICs) .
`2.1
`2.2 Limitations of IC Technology
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`5
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`6
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`3.0 THE SMART CARD MICROCOMPUTER .
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`....... 6
`3.1 Single-chip Versus Multiple—chip Smart Card Microcomputers .
`7
`3.2 The Smart Card Microprocessor
`.
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`3.3 Smart Card Memories
`. ..... .
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`8
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`3.4 Smart Card Input/Output (I/O)
`3.4.1 Contact and Non—contact Smart Card Interfaces
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`3.4.2 The Smart Card Reader/Writer Device ...... .
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`4.0 OTHER CARD TECHNOLOGIES AND THE
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`CURRENT ROLE OF THE SMART CARD . ........... 13
`
`4.1 Storage Card Technologies—Machine- and Human- Readable
`
`. 13
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`. 14
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`4.2 Storage Card Technologies—Machine-Readable Only
`
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`4.2.1 Early Approaches
`
`. ........ . ........... 14
`
`4. 2. 2 The Magnetic Stripe Card
`
`.
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`.
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`..... .
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`4. 2. 3 The Laser—Written Optical Memory Card ..... .
`4. 2.4 The Integrated Circuit (1C) Storage Card ..... .
`4.3 Current Constraints on the Role of the Smart Card .
`
`4.3.1 Factors in the Placement of the Smart Card lC Chip(s)
`4.3.2 Cost Factors of the Smart Card
`.
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`. ...... .
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`5.0 ACCESS CONTROL AND THE SMART CARD .
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`5.1 Basic Access Control Concepts
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`. ....... .
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`5.1.1 Cryptographic Techniques:
`Encryption and Message Authentication ...... .
`5.1. 2 User Authentication ..... .
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`. ....... .
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`5.1. 3 Device Authentication
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`5.2 The Smart Card and Authentication
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`iii
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`IPR2019-01629 Page 00005
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`IPR2019-01629 Page 00005
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`

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`5.3 Smart Card Encryption Capabilities .
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`5.4 Secure Storage: Smart Card Memory Zones
`5.5 Smart Card Life Cycle
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`. ....... .
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`6.0 NBS ACCESS CONTROL RESEARCH .
`
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`......... 28
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`. 28
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`6.1 NBS Plastic Memory Key Access Control Systems
`6.1.1 Access Control System for “Dumb” Terminals ......... 29
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`6.1.2 Access Control System for Cryptographic Workstations
`
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`. 31
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`6.2 The NBS Biometric Smart Card Access Control System .
`6.3 Future NBS Investigations in Access Control ......... 31
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`7.0 FUTURE SMART CARD FORECAST .
`
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`. ...... 33
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`7.1 Future Smart Card Costs
`.
`. ..............-
`7. 2 Future Changesin Smart Card Integrated Circuitry .
`.
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`7.2.1 The Role of EPROM1n Future Smart Cards
`.
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`. 34
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`. 35
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`7.2.2 The Role of EEPROM in Future Smart Cards
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`. ...... 35
`
`7.3 Expected Changes in the Appearance and Construction
`of the Smart Card .
`. ......
`.
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`. ...... 36
`7.4 Expected Changesin Smart Card Operations
`and Applications
`.
`. ........... .
`7.5 The Role of Standardsin the Future of smart Cards
`.
`.
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`. 37
`. 40
`
`APPENDIX: STANDARDS ACTIVITIES
`
`FOR INTEGRATED CIRCUIT CARDS .
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`REFERENCES....... ...... 43
`
`iv
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`IPR2019-01629 Page 00006
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`IPR2019-01629 Page 00006
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`

`

`IPR2019-01629 Page 00007
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`IPR2019-01629 Page 00007
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`

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