throbber
8004368
`
`June 10, 2019
`
`THIS IS TO CERTIFY THAT ANNEXED IS A TRUE COPY FROM THE
`RECORDS OF THIS OFFICE OF THE FILE WRAPPER AND CONTENTS
`OF:
`
`APPLICATION NUMBER: 14/948,927
`FILING DATE: November 23, 2015
`PATENT NUMBER: 9716853
`ISSUE DATE: July 25, 2017
`
`0001
`
`Roku EX1002
`U.S. Patent No. 9,716,853
`
`

`

`PTOVALA/S0 (O?-12}
`Approved for use through 11/20/2074. OM0851-0035
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`34018
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`i
`
`Practitioner(s) named below (if more than ten patent practitioners are to be named, then a customer number must be used):
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`.
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`1
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`38
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`§ As attomey(s) or agent(s) to representthe undersigned before the United States Patent and Trademark Office (USPTO)in connection with :
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`x Title
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`This collection of infermation (s required by 37 GFR
`734, 1.32 and 1,33.
`:
`ation 18 réquired to obtain or retain a benefit by the pubhs wi
`de (and
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`
`by the USPTO fa process) an application Confidentiality Is gavermed by 35 U.S.C, 122.ané 37 CFR 1,11 and 1,14. This collection is estimated to take 3 minutes
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`lf you need assistance in completing tne farm, call 1-300-P7TO-9199 and select option 2.
`
`0002
`
`0002
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`
`
`First Named Inventor/Applicant Name:
`
`Paul D. Arling
`
`ea ft ees eae
`
`
`
`Attorney Docket Number: 81230.155US9
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Sub-Total in
`Description USD($) Fee Code Quantity Amount
`
`
`
`
`
`
`
`Petition:
`
`
`
`Basic Filing:
`
`600
`|
`600
`|
`]
`|
`
`
`
`UtilityExamination Fee | | | 720
`
`
`
`Utility Search Fee
`
`
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`0003
`
`0003
`
`

`

`Extension-of-Time:
`
`Post-Allowance-and-Post-Issuance:
`
`
`Miscellaneous:
`
`
`Total in USD (5)
`
`1600
`
`
`
`0004
`
`0004
`
`

`

`Electronic AcknowledgementReceipt
`
`
`
`Application Number: 14948927
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`
`
`First Named Inventor/Applicant Name:
`
`Paul D. Arling
`
`34018
`Customer Number:
`
`
`Gary R. Jarosik/Gladys Negron-Munoz
`Filer:
`
`
`Filer Authorized By:
`
`Gary R, Jarosik
`
`
`
`Receipt Date: 23-NOV-2015
`
`Filing Date:
`
`Time Stamp:
`
`15:11:32
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`
`Submitted with Payment
`
`yes
`
`
`
`Payment Type Deposit Account
`
`$1600
`Payment was successfully received in RAM
`
`RAM confirmation Number 1690
`
`502428
`
`Deposit Account
`
`
`
`Authorized User JAROSIK, GARY R
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentasfollows:
`
`
`
`0005
`
`0005
`
`

`

`Document Description
`
`File Name
`
`File Listing:
`
`Document
`Multi
`File Size(Bytes)/
`Pages
`(ifappl.)
`Number
`Part /.zip
`Message Digest
`103748
`
`res
`
`UtilityTransmittal_81230_155U
`ratFah? lac te| FRcSBeIOIGIShail
`S9. pdf
`Unt
`
`
`Transmittal of New Application
`
`Warnings:
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`1064519
`
`Application Data Sheet
`
`ADS_81230_155US9,pdf
`
`1d Fi ee Melb lees090FeaFRA0SS57
`UL
`
`ho
`
`Warnings:
`
`Information:
`
`132201
`
`(2859 HattieGaachaaest249 7d 570aS|
`Gost
`
`
`Spec_81230_155US9.pdf
`
`Multipart Description/POF files in .zip description
`
`Document Description
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`
`Specification
`
`
`Claims
`
`Abstract
`
`Warnings:
`Information:
`
`Drawings-only black and white line
`drawings
`
`Drawings_81230_155US9.pdf
`
`eb 85bOeSObiS 1006098idn didbBeeéel
`Jeu?
`
`Warnings:
`
`Information:
`
`Oath or Declaration filed
`
`317711
`Declaration_81230_155US9.pdfj SEa eatlbWSBONSSertaledoes
`
`Warnings:
`
`Information:
`
`Assignee showing of ownership per 37
`CFR 3.73
`
`Stat73c_81230_155us9,pdf
`
`iYWerthTHB294 rhe [2 f2hes fA1 AS /abese
`
`1665693
`
`0006
`
`0006
`
`

`

`Warnings:
`Information:
`
`Power of Attorney
`
`UElexecutedPOA,pdf
`
`869663
`
`Vatei73 16909 3560alibi73629
`aids
`
`
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`if a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
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`national security, and the date shown on this AcknowledgementReceiptwill establish the international filing date of
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`Fee Worksheet (SB06)
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`fee-info.pdf
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`O07 17 38Needlesol92-9 |fadcheeiieic|
`aati]
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`
`Information:
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`4731019
`Total Files Size (in bytes)
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar toa
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
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`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`0007
`
`0007
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`

`PTOVAIA/15 (07-12)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S, Patent and Trademark Office. US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofinformation unless it displays a valid OMB control number.
`
`UTILITY
`PATENT APPLICATION
`TRANSMITTAL
`
`(Only for new nonprovisional applicalions under 37 CFR 1.53(b))
`
`81230.155US9
`
`Paul D. Arling
`
`Title
`
`SYSTEM ANG METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`1.[-] Fee Transmittal Form.
`(PTO/SB/17 or equivalent)
`2. rr] Applicant claims small entity status.
`See 37 CFR 1.27.
`[Total Pages a4
`3f¥] Specification.
`Both the claims and abstract must stan on anew
`(For Information on the preferred arrangement, see MPEP § 608.01 (a))
`4.7] Drawing(s). (35 U.S.C. 113)
`[Total Sheets _1
`5. Inventor's Oath or Declaration.
`[Total Sheets 5
`(ineluding substitute statements under 37 GFR 71.64 and assignments serving as an
`oath ordeclaration under 37 CFR 1,63(e))
`a, _ Newly executed (original or copy)
`b.
`A copy from a prior application (37 CFR 1,.63(d))
`Application Data Sheet. See Note below.
`See 37 CFR 1.76 (PTO/AIA/14 or equivalent)
`
`35,906
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concemingutility patent application cantents.
`
`ADDRESSTO:
`
`Filed via EFS-Web
`
`Commissionerfor Patents
`P.O. Box 1450
`Alexandria VA 22313-1450
`
`ACCOMPANYING APPLICATION PARTS
`
`9. [} Assignment Papers.
`(cover sheel & document(s))
`e
`‘
`Name ofAssignee. UNIVERSAL ELECTRONICS INC,
`
`
`]
`
`iY] Powerof Attorney.
`
`10. iv] 37 CFR 3.73(c) Statement.
`(When there is an assignee)
`Ay L} English Translation Document.
`(Fapplicable)
`12. [} Information Disclosure Statement.
`(PTO/SB/08 ar PTO-1449)
`L_]copies of citations attached
`13, [] Preliminary Amendment.
`14, F"jReturn Receipt Postcard.
`(MPEP § 503) (Should be specifically itemized)
`
`15, [| Certified Copy of Priority Document(s).
`(if foreign priority is claimed)
`
`16, Cj Nonpublication Request.
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach farm PTO/SB/35 or
`Squivalent.
`17. Cvlother; ELECTRONIC FEE CALCULATION SHEET
`
`
`6.
`
`7.[_]
`
`cd-RoM or CD-R.
`in duplicate, lange table or Computer Program (Appendix)
`
`al Landscape Table on CD
`
`8. Nucleotide and/or Amino Acid Sequence Submission.
`(if applicable, items a.—c. are required)
`a.
`[_] Computer Readable Form (CRF)
`b, cj Specification Sequence Listing on:
`i CI
`cp-rom or cp-r (2 copies); or
`ii, [2]
`Paper
`Tk [J Statements verifying identity of above copies
`
`“Neate:
`
`(1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 mast de included in an Application Data Sheet (ADS)
`(2) For applications fied under 35 U.S.C, 111, the application must contain as ADS specifying the applicant if the applicant is an
`assignes, person to whom the inventoris under an obligation to assign, or person who otherwise shows sufficient proprietary
`interes? in the matter, Sea 37 CFR 146{b).
`
`18. CORRESPONDENCE ADDRESS
`
`v1 The address associated with Customer Number:
`OR = Correspondence address below
`
` |
`
`Zip Code
`Slale
`Email
`Telephone
`
`|Date|November 23, 2015
`iGary R. Jarosiks
`Signature
`Name
`Gary R. Jarosik
`Print/Type
`This collection of information is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public whichisto file (and by the
`USPTO to process) an application, Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case, Any
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`FORMSTO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`ifyou need assistance in completing the form, call 1-800-PTO-9799 and select aption 2.
`
`0008
`
`0008
`
`

`

`PTO/AIA/14 (08-12)
`Appreved for use through 01/31/2014. OMB 0651-0032
`ULS. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`Title of Invention|SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arrangedin a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may beprinted and included in a paper filed application.
`
`
`
`
`
`Secrecy Order 37 CFR 5.2
`Portions or all of the application associated with this Application Data Sheet mayfall under a Secrecy Order pursuantto
`|] 37CFR5.2 (Paperfilers only. Applications that fall under Secrecy Order may not befiled electronically.)
`
`Inventor Information:
`
`
`Inventor
`1
`Legal Name
`
`
`Prefix) Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`
`Residence Information (Select One)
`(@) US Residency
`©) NonUSResidency
`(©) Active US Military Service
`
`
`City|Irvine State/Province|CA Country of Residencei | US
`
`Mailing Addressof Inventor:
`
`
`32 Prairie Grass
`
`Address 1
`
`Address 2
`
`
`
`Postal Code
`
`US
`
`2
`Inventor
`Legal Name
`
`
`Prefix} Given Name
`Ramzi
`
`
`
`
`
`
`
`Middle Name
`
`Family Name
`Ammari
`
`Suffix
`
`() Active US Military Service
`©) NonUS Residency
`(@) US Residency
`Residence Information (Select One)
`
`
`City|Newport Coast State/Province|CA Country of Residence!|US
`
`
`Mailing Addressof Inventor:
`
`
`Address 1
`6 Seyne
`
`Address 2
`
`
`
`City | Newport Coast State/Province CA
`
`
`Postal Code
`| 92657
`| Country |
`| US
`
`
`
`
`
`3
`
`Inventor
`Legal Name
`Suffix
`Family Name
`Prefix}GivenName Middle Name
`Arsham
`Hatambeiki
`
`Residence Information (Select One)
`
`(@) US Residency
`
`©) NonUSResidency
`
`() Active US Military Service
`
`EFS Web 2.23
`
`0009
`
`0009
`
`

`

`PTO/AIA/14 (08-12)
`Appreved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT GF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number|81230.155US9
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`
`Title of Invention|SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`
`
`
`
`City|Irvine State/Province|CA Country of Residence | US
`
`
`
`
`
`
`
`
`Mailing Addressof Inventor:
`
`Address 1
`2429 WaterMarke Place
`
`Address 2
`
`
`
`
`
`
`City | Irvine State/Province CA
`
`
`
`Postal Code | US | 90630 | Country |!
`
`
`
`Inventor
`4
`Legal Name
`
`
`
`Prefix} Given Name
`Graham
`
`Middle Name
`
`Family Name
`Williams
`
`Suffix
`
`Residence Information (Select One)
`(@) US Residency
`(©) NonUS Residency
`(©) Active US Military Service
`
`
`City|Corona Del Mar State/Province|CA|Country of Residencei|US
`
`
`Mailing Address of Inventor:
`
`606 Marguerite Avenue
`
`Address 1
`Address 2
`
`City
`Corona Del Mar
`| State/Province
`| CA
`
`92625 Country |Postal Code US
`
`
`All
`Inventors Must Be Listed - Additional
`Inventor Information blocks may be
`
`generated within this form by selecting the Add button. A
`
`Correspondence Information:
`
`Enter either Customer Number or complete the CorrespondenceInformation section below.
`For further information see 37 CFR 1.33(a).
`
`
`
` An Addressis being provided for the correspondenceInformation of this application.
`
`Customer Number
`34018
`
`
`
`
`Email Address
`
`chiipmail@gtlaw.com
`
`Application Information:
`
`Title of the Invention
`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`
`Attorney Docket Number} 81230.155US9
`Small Entity Status Claimed
`[_]|
`
`
`
`Nonprovisional
`Application Type
`
` Subject Matter
`Utility
`
`
`
`Suggested Class(if any)
`Sub Class (if any)
`
`
`Suggested Technology Center(if any)
`
`Total Number of Drawing Sheets {if any)
`
`13
`
`Suggested Figure for Publication (if any)
`
`EFS Web 2.2.3
`
`0010
`
`0010
`
`

`

`PTO/AIA/14 (08-12)
`Appreved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT GF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number|81230.155US9
`Application Data Sheet 37 CFR 1.76
`—
`Application Number
`
`
`
`
`Title of Invention|SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`Publication Information:
`
`
`
`
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`[]
`
`Request Not to Publish. | hereby requestthat the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not bethe
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months afterfiling.
`
`Representative Information:
`
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Numberwill be used for the Representative Information during processing.
`
`
`
`(e) Customer NumberPlease Select One: © US Patent Practitioner|C) Limited Recognition (37 CFR 11.9)
`
`
`Customer Number
`34018
`
`Domestic Benefit/National Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate
`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
`specific reference required by 35 U.S.C. 119{e} or 120, and 37 CFR 1.78.
`
`Prior Application Status|Pending
`
`Application Number
`Continuity Type
`Prior Application Number
`Filing Date (YYYY-MM-DD}
`
`Continuation of
`13933877
`2013-07-02
`
`Prior Application Status|Pending
`
`Application Number
`Continuity Type
`Prior Application Number
`Filing Date (YYYY-MM-DD}
`
`13933877
`Continuation of
`13657176
`2012-10-22
`
`Prior Application Status|Expired
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD}
`
`13657176
`
`non provisional of
`
`61552857
`
`2011-10-28
`
`
`
`
`
`
`
`
`
`
`
`
`Prior Application Status|Expired Remove
`Application Number
`Continuity Type
`Prior Application Number
`Filing Date (YYYY-MM-DD}
`
`13657176
`
`non provisional of
`
`61680876
`
`2012-08-08
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`Add
`
`Foreign Priority Information:
`
`EFS Web 2.23
`
`0011
`
`0011
`
`

`

`PTO/AIA/14 (08-12)
`Appreved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT GF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`oo Attorney Docket Number|81230.155US9
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`Title of Invention|SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`
`
`
`Application Number
`
`
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim forpriority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`Aad
`
`Priority Claimed
`
`© Yes
`
`(@) No
`
`Authorization to Permit Access:
`
`[_] Authorization to Permit Access to the Instant Application by the Participating Offices
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`the Japan Patent Office (JPO}, the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any otherintellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14{c) and (h). This box should not be checkedif the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or otherintellectual property office in which a foreign application claiming priority
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`
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`PTO/AIA/14 (08-12)
`Appreved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT GF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`oo Attorney Docket Number|81230.155US9
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`Title of Invention|SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`1
`Applicant
`If the applicantis the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be providedin this section is the name and addressof the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventoris under an obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46.If the applicant is an
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`identified in this section.
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`(@) | ©)_Legal Representative under 35 U.S.C. 117 Assignee
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`CO Person who showssufficient proprietary interest Person to whom theinventoris obligated to assign. lo
`
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`
`
`
`Nameof the Deceased or Legally Incapacitated Inventor :
`
`lf the Assignee is an Organization check here.
`
`Organization Name
`
`Universal Electronics Inc.
`
`
`
`
`
`
`Mailing Address Information:
`
`Address 1
`201 East Sandpointe Avenue
`Address 2
`8th Floor
`
`
`City
`Santa Ana
`State/Province
`92707
`
`Country
`
`Phone Number
`
`CA
`
`Fax Number
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`Email Address
`
`
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`
`
`Signature:
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
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`certifications
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`Signature
`
`|/Gary R. Jarosik/
`
`Date (YYYY-MM-DD)|
`
`2015-11-23
`
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`
`Add
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`PTO/AIA/14 (08-12)
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`
`
`
`
`Title of Invention|SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`
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`

`SYSTEM AND METHOD FOR OPTIMIZED APPLIANCE CONTROL
`
`RELATED APPLICATION INFORMATION
`
`This application claims the benefit of and is a continuation of U.S. Application No.
`
`13/933,877,filed on July 2, 2013, which application claims the benefit of and is a
`
`continuation of U.S, Application No. 13/657,176, filed on October 22, 2012, which
`
`application claims the benefit of U.S. Provisional Application No. 61/552,857, filed October
`
`28, 2011, and U.S. Provisional Application No. 61/680,876, filed August 8, 2012, the
`
`disclosures of which are incorporated herein by reference in their entirety.
`
`This application is also related to U.S. Patent Application No. 12/621,277, filed on
`
`November 18, 2009 and entitled “System and Method for Reconfiguration of an
`
`Entertainment System Controlling Device,” which in turn is a continuation-in-part of U.S.
`
`Patent Application No. 12/569,121 (now U.S. Patent 8,243,207), filed on September 29, 2009
`
`and entitled “System and Method for Activity Based Configuration of an Entertainment
`
`System,”the disclosures of which are incorporated herein by referencein their entirety.
`
`This application is also related to U.S. Patent Application No. 13/198,072, filed on
`
`August4, 2011 and entitled “System and Method for Configuring the Remote Control
`
`Functionality of a Portable Device,” the disclosure of which is incorporated herein by
`
`referencein its entirety.
`
`This applicationis also related to U.S. Patent Application No. 13/240.604,filed on
`
`September 22, 2011 and entitled “System and Method for Configuring Controlling Device
`
`Functionality,” the disclosure of which is incorporated herein by reference in its entirety.
`
`0016
`
`0016
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`

`

`BACKGROUND
`
`Controlling devices, for example remote controls, for use in issuing commands to
`
`entertainment and otherappliances, and the features and functionality provided by such
`
`controlling devices are well knownin the art.
`
`In orderto facilitate such functionality, various
`
`communication protocols, command formats, and interface methods have been implemented
`
`by appliance manufacturers to enable operational control of entertainment and other
`
`appliances, also as well knownin the art.
`
`In particular, the recent proliferation of wireless
`
`and wired communication and/or digital interconnection methods such as WiFi, Bluetooth,
`
`HDMI,etc., amongst and between appliances has resulted in a corresponding proliferation of
`
`10
`
`such communication protocols and command formats. While many of these newer methods
`
`may offer improved performance and/orreliability when compared to previous control
`
`protocols, appliance manufacturer adoption of such newer methods remains inconsistent and
`
`fragmented. This, together with the large installed base of prior generation appliances, may
`
`cause confusion, mis-operation, or other problems whena user or manufacturer of a
`
`controlling device, such as a remote control, attempts to take advantage of the enhanced
`
`features and functionalities of these new control methods.
`
`SUMMARY OF THE INVENTION
`
`This invention relates generally to enhanced methods for appliance control via use of
`
`a controlling device, such as a remote control, smart phone, tablet computer, etc., and in
`
`particular to methods for taking advantage of improved appliance contro! communication
`
`methods and/or command formats in a reliable manner whichis largely transparent to a user
`
`and/or seamlessly integrated with legacy appliance control technology,
`22
`
`0017
`
`0017
`
`

`

`To this end, the instant invention comprises a modular hardware and software
`
`solution, hereafter referred to as a Universal Control Engine (UCE), which is adapted to
`
`provide device control across a variety of available control methodologies and
`
`communication media, such as for example various in

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