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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`ROKU, INC.,
`
`Petitioner,
`
`V.
`
`UNIVERSAL ELECTRONICS, INC.,
`Patent Owner.
`
`Case IPR2019-Ol615
`
`US. Patent 9,716,853
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`Mail Stop “PA TENT BOARD”
`Patent Trial and Appeal Board
`US. Patent & Trademark Office
`
`PO. BOX 1450
`
`Alexandria, VA 22313-1450
`
`

`

`Petitioner submits this Updated Exhibit List to accompany submission of
`
`Petitioner’ s Reply to Patent Owner’s Preliminary Response.
`
`Case IPR2019-01615
`
`US. Patent 9,716,853
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`Exhibit No.
`Description
`
`1001
`
`(Previously US. Patent No. 9,716,853 to Arling et al. (“’853 patent”)
`
`Filed)
`
`File History of US. Patent No. 9,716,853 (“Prosecution History”)
`
`1002
`(Previously
`
`Filed)
`
`Declaration of Dr. Samuel Russ in Support of Petition for Inter
`1003
`(Previously Partes Review of US. Patent No. 9,716,853
`
`Filed)
`
`1004
`
`Curriculum Vitae of Dr. Samuel Russ
`
`(Previously
`
`Filed)
`
`
`
`
`
`
`
`1005
`
`US. Patent Publication No. 2012/0249890 to Chardon et al.
`
`(Previously
`(“Chardon”)
`
`Filed)
`
`US. Patent Publication No. 2009/0254500 to Stecyk (“Stecyk”)
`
`1006
`(Previously
`
`Filed)
`
`1007
`
`US. Patent Publication No. 2004/0148632 to Park et al. (“Park”)
`
`(Previously
`
`Filed)
`
`1008
`
`Tracy V. Wilson, “How HDMI Works,” archived March 26, 2010
`
`(Previously
`Filed)
`
`(https ://Web.archive.org/web/20100326090548/https ://electronics.ho
`wstuffworks.com/hdmi2.htm)
`
`US. Patent Publication No. 2011/0289113 to Arling et al. (“Arling”)
`
`1009
`(Previously
`
`Filed)
`
`

`

`US. Patent 9,716,853
`
`
`Exhibit No.
`Description
`
`Case lPR2019-01615
`
`High-Definition Multimedia Interface — Specification Version 1.3a
`1010
`(Previously
`(November 10, 2006)
`
`Filed)
`
`User Manual Harmony 900 — Remote Control User Guide, Version
`1011
`(Previously
`1.0, Logitech
`
`Filed)
`
`1012
`
`Intentionally Left Blank
`
`(Previously
`
`Filed)
`
`1013
`
`US. Patent No. 7,944,370 to Harris et al. (“Harris”)
`
`(Previously
`
`Filed)
`
`Intentionally Left Blank
`
`1014
`(Previously
`
`Filed)
`
`Intentionally Left Blank
`
`1015
`(Previously
`
`Filed)
`
`US. Patent No. 7,136,709 to Arling et al. (“Arling 11”).
`
`1016
`(Previously
`
`Filed)
`
`Universal Electronics Inc. v. Roku, Claim Construction Order —
`1017
`(Previously
`8:18-cv-01580 (August 8, 2019)
`
`Filed)
`
`
`
`
`
`
`
`Intentionally Left Blank
`
`1018
`(Previously
`Filed)
`
`(P
`
`BDP-33FD — Pioneer Elite 1080p Streaming Blu-Ray DiscTM
`1019
`Player, Pioneer Electronics Inc., archived December 14, 2010
`1
`10
`(https://Web.archive.org/web/20101214050550/http://WWW.pioneerel
`$56dis y
`ectronics.com:80/ephox/StaticFiles/PUSA/Files/BDP-33FD.pdf)
`
`

`

`US. Patent 9,716,853
`
`
`Exhibit No.
`Description
`
`Case IPR2019-01615
`
`2010 Spring BD-Players, BDP IP & RS-232 Control Version 1. 00.
`‘4
`-
`,,
`00, ( Remote Code Commands List )
`(http://files.remotecentral.com/library/22-1/pi0neer/blu-
`
`ray_disc_player/indeX.html)
`
`1020
`(Previousl
`Filed) y
`
`Intentionally Left Blank
`
`1021
`(Previously
`
`Filed)
`
`2010 Spring BD-Players, BDP IP & RS-232 Control Version 1. 00. 00, Edited 12/8/2010
`1022
`(“Remote Code Commands List”)
`_
`(PICVIOUSly
`(https://www.pi0neerelectr0nics.com]StaticFiles/PUSA/Files/Home%20Cust0m%201nstall/201
`
`Flled)
`0%20Pi0neer%20BDP_330_IP_&_RS-232_C0mmands.pdf)
`
`1023
`
`Intentionally Left Blank
`
`(Previously
`
`Filed)
`
`International CES 2000 Report — Universal Electronics Inc. (2000)
`1024
`(Previously
`(http://www.remotecentral.com/ces2000/uei.htm)
`
`Filed)
`
`
`
`
`
`
`
`“Data Formats for IR Remote Controls”, Vishay Semiconductors,
`1025
`(Previously Document No. 80071, Rev. A2, (August 27, 2003)
`
`Filed)
`
`AT2400 AllTouch Remote Control User’s Guide, Scientific Atlanta
`1026
`(Previously
`Inc., (2002)
`
`Filed)
`
`User Interface — Infrared Learner (Remote Control), A lication
`1027
`PP
`(Previously Note AN2092, Cypress Semiconductor, Document No. 001-41063,
`Filed)
`(November 11, 2002)
`
`
`1028
`
`VCR CommanderTM Service User’ s Guide, Scientific-Atlanta Inc.
`
`(Previously
`Presented)
`
`(2000)
`
`Michael Brown, Product Reviews - Logitech Harmony 900 Review,
`
`P 1029 1
`( r5531? y
`
`User Review 1 (September 14, 2009)
`(https://www.digitaltrends.com/gadget-reviews/logitech-harmony-
`
`900-review/)
`
`

`

`US. Patent 9,716,853
`
`Exhibit No.
`Description
`
`Case IPR2019-01615
`
`Dave Rees, Logitech Harmony 900 Universal Remote Review, The
`
`P 1090 1
`( r1353? y
`
`Gadgeteer, User Review 2
`(https://the-gadgeteer.c0m/2010/01/25/logitech-harmony-900-
`
`
`universal-remote-revieW/)
`
`Explorer 2100 or 3100 Digital Home Communications Terminals -
`1031
`(Previously User’s Installation Guide, Scientific Atlanta Inc. (July 2000)
`
`Filed)
`
`1032
`
`ANSI/CEA Standard, Remote Control Command Pass-through
`
`(Previously Standard for Home Networking, ANSI/CEA-931-C R2012
`Filed)
`(December, 2007)
`
`
`1033
`
`Mark Eyer, “Communication of Remote Control Key Codes in the
`
`(Previously Home Network,” 2003 IEEE International Conference on Consumer
`Filed)
`Electronics, 2003. ICCE., Los Angeles, CA, USA, pp. 94-95 (2003)
`
`
`Intentionally Left Blank
`
`1034
`(Previously
`
`Presented)
`
`1035
`
`Intentionally Left Blank
`
`(Previously
`
`Filed)
`
`Connecting the Explorer 8300HDTM Digital Video Recorder
`1036
`(Previously Manual, Scientific Atlantic Inc. (2005)
`
`Filed)
`
`1037
`
`US. Patent No. 7,554,614 to Satou (“Satou”)
`
`(Previously
`
`Presented)
`
`
`
`
`
`1038
`
`US. Patent No. 7,940,809 to Lee (“Lee”)
`
`(Previously
`Filed)
`
`1039
`
`US. Patent No. 7,945,708 to Ohkita (“Ohkita”)
`
`(Previously
`
`Filed)
`
`
`
`

`

`US. Patent 9,716,853
`
`
`Exhibit No.
`Description
`
`Case IPR2019-01615
`
`1040
`
`US. Patent No. 7,948,290 to Kato (“Kato”)
`
`(Previously
`
`Filed)
`
`1041
`
`US. Patent No. 8,032,911 to Ohkita (“Ohkita II”)
`
`(Previously
`
`Filed)
`
`1042
`
`“HDMI Adopters,” HDMI.0rg, archived March 26, 2010
`
`(https://Web.archive.0rg/web/20100326092325/http://WWW.hdmi.0rg
`(Previously
`Filed)
`/learningcenter/adopters_f0unders.ast)
`
`
`1043
`
`Declaration of Steve Venuti
`
`(Previously
`
`Filed)
`
`“HDMI: About Us,” HDMI.0rg
`1044
`(Previously
`(https ://WWW.hdmi.0rg/ab0ut/index.ast)
`
`Filed)
`
`1045
`
`“Specification,” HDMI.0rg, archived June 21, 2009
`
`(https://Web.archive.0rg/web/20090621022447/http://WWW.hdmi.0rg
`(Previously
`:80/manufacturer/specification.ast)
`Filed)
`
`
`
`
`
`
`
`
`“Press — for Immediate Release,” HDMI.0rg, archived December 19,
`1046
`2009
`'
`:/Www.hdmi.0r /
`( “31ml“ y
`(htt s://web.archive.0r /web/20091219230238/htt
`g
`Filed)
`P
`g
`P
`press/press_release.aspx?prid=102)
`
`
`P
`
`l
`
`1047
`
`Intentionally Left Blank
`
`(Previously
`
`Filed)
`
`1048
`(Previously
`Filed)
`
`First Affidavit of Chris Butler Certifying References from the
`Internet Archive’s Wa back Machine
`3’
`
`Second Affidavit of Chris Butler Certifying References from the
`1049
`Internet Archive’s Wa back Machine
`(Previously
`3’
`
`Filed)
`
`

`

`US. Patent 9,716,853
`
`1050
`US. Patent No. 7,379,778 to Hayes et al. (“Hayes”)
`
`(Newly
`Filed)
`
`Case lPR2019-01615
`
`
`
`
`
`
`1051
`
`US. Patent Publication No. 2007/0165555 to Deng et al. (“Deng”)
`
`(Newly
`Filed)
`
`Respectfully submitted,
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jon E . Wright/
`
`Jon E. Wright, Reg. No. 50,720
`Attorney for Petitioner Roku, Inc.
`
`Date: March 31, 2020
`
`1100 New York Avenue, NW.
`
`Washington, D.C.20005-3934
`(202) 371-2600
`
`

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