`
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`___________________
`
`ROKU, INC.,
`Petitioner,
`
`v.
`
`UNIVERSAL ELECTRONICS, INC.,
`Patent Owner.
`
`Case IPR2019-01615
`U.S. Patent 9,716,853
`_____________________
`
`PETITIONER ROKU, INC.’S UPDATED EXHIBIT LIST
`
`Mail Stop “PATENT BOARD”
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`Case IPR2019-01615
`U.S. Patent No. 9,716,853
`Petitioner Roku, Inc., submits this Updated Exhibit List to accompany
`
`submission of Exhibit 1055, Petitioner’s Demonstratives for Oral Argument,
`
`in accordance with the Board’s Order of January 12, 2021 (Paper 28).
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`Description
`U.S. Patent No. 9,716,853 to Arling et al. (“’853 patent”)
`File History of U.S. Patent No. 9,716,853 (“Prosecution History”)
`Declaration of Dr. Samuel Russ in Support of Petition for Inter
`Partes Review of U.S. Patent No. 9,716,853
`Curriculum Vitae of Dr. Samuel Russ
` U.S. Patent Publication No. 2012/0249890 to Chardon et al.
`(“Chardon”)
`U.S. Patent Publication No. 2009/0254500 to Stecyk (“Stecyk”)
`U.S. Patent Publication No. 2004/0148632 to Park et al. (“Park”)
`Tracy V. Wilson, “How HDMI Works,” archived March 26, 2010
`(https://web.archive.org/web/20100326090548/https://electronics.ho
`wstuffworks.com/hdmi2.htm)
`U.S. Patent Publication No. 2011/0289113 to Arling et al. (“Arling”)
`High-Definition Multimedia Interface – Specification Version 1.3a
`(November 10, 2006)
`User Manual Harmony 900 – Remote Control User Guide, Version
`1.0, Logitech
`Intentionally Left Blank
`U.S. Patent No. 7,944,370 to Harris et al. (“Harris”)
`Intentionally Left Blank
`
`Exhibit No.
`1001
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`1012
`1013
`1014
`
`- 1 -
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`
`
`Exhibit No.
`1015
`1016
`
`1017
`
`1018
`
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`
`1027
`
`1028
`
`Case IPR2019-01615
`U.S. Patent No. 9,716,853
`
`Description
`
`Intentionally Left Blank
`U.S. Patent No. 7,136,709 to Arling et al. (“Arling II”).
`Universal Electronics Inc. v. Roku, Claim Construction Order –
`8:18-cv-01580 (August 8, 2019)
` Intentionally Left Blank
`BDP-33FD – Pioneer Elite 1080p Streaming Blu-Ray DiscTM
`Player, Pioneer Electronics Inc., archived December 14, 2010
`(https://web.archive.org/web/20101214050550/http://www.pioneerel
`ectronics.com:80/ephox/StaticFiles/PUSA/Files/BDP-33FD.pdf)
`2010 Spring BD-Players, BDP IP & RS-232 Control Version 1. 00.
`00, (“Remote Code Commands List”)
`(http://files.remotecentral.com/library/22-1/pioneer/blu-
`ray_disc_player/index.html)
`Intentionally Left Blank
`2010 Spring BD-Players, BDP IP & RS-232 Control Version 1. 00.
`00, Edited 12/8/2010 (“Remote Code Commands List”)
`(https://www.pioneerelectronics.com/StaticFiles/PUSA/Files/Home
`%20Custom%20Install/2010%20Pioneer%20BDP_330_IP_&_RS-
`232_Commands.pdf)
`Intentionally Left Blank
`International CES 2000 Report – Universal Electronics Inc. (2000)
`(http://www.remotecentral.com/ces2000/uei.htm)
` “Data Formats for IR Remote Controls”, Vishay Semiconductors,
`Document No. 80071, Rev. A2, (August 27, 2003)
`AT2400 AllTouch Remote Control User’s Guide, Scientific Atlanta
`Inc., (2002)
`User Interface – Infrared Learner (Remote Control), Application
`Note AN2092, Cypress Semiconductor, Document No. 001-41063,
`(November 11, 2002)
`VCR CommanderTM Service User’s Guide, Scientific-Atlanta Inc.
`(2000)
`
`- 2 -
`
`
`
`Exhibit No.
`
`1029
`
`1030
`
`1031
`
`1032
`
`1033
`
`1034
`1035
`
`1036
`
`1037
`1038
`1039
`1040
`1041
`
`1042
`
`Case IPR2019-01615
`U.S. Patent No. 9,716,853
`
`Description
`Michael Brown, Product Reviews - Logitech Harmony 900 Review,
`User Review 1 (September 14, 2009)
`(https://www.digitaltrends.com/gadget-reviews/logitech-harmony-
`900-review/)
`Dave Rees, Logitech Harmony 900 Universal Remote Review, The
`Gadgeteer, User Review 2
`(https://the-gadgeteer.com/2010/01/25/logitech-harmony-900-
`universal-remote-review/)
`Explorer 2100 or 3100 Digital Home Communications Terminals -
`User’s Installation Guide, Scientific Atlanta Inc. (July 2000)
`ANSI/CEA Standard, Remote Control Command Pass-through
`Standard for Home Networking, ANSI/CEA-931-C R2012
`(December, 2007)
`Mark Eyer, “Communication of Remote Control Key Codes in the
`Home Network,” 2003 IEEE International Conference on Consumer
`Electronics, 2003. ICCE., Los Angeles, CA, USA, pp. 94-95 (2003)
`Intentionally Left Blank
`Intentionally Left Blank
`Connecting the Explorer 8300HDTM Digital Video Recorder
`Manual, Scientific Atlantic Inc. (2005)
`U.S. Patent No. 7,554,614 to Satou (“Satou”)
`U.S. Patent No. 7,940,809 to Lee (“Lee”)
`U.S. Patent No. 7,945,708 to Ohkita (“Ohkita”)
`U.S. Patent No. 7,948,290 to Kato (“Kato”)
`U.S. Patent No. 8,032,911 to Ohkita (“Ohkita II”)
`“HDMI Adopters,” HDMI.org, archived March 26, 2010
`(https://web.archive.org/web/20100326092325/http://www.hdmi.org
`/learningcenter/adopters_founders.aspx)
`
`- 3 -
`
`
`
`Case IPR2019-01615
`U.S. Patent No. 9,716,853
`
`Description
`Declaration of Steve Venuti
`“HDMI: About Us,” HDMI.org
`(https://www.hdmi.org/about/index.aspx)
`“Specification,” HDMI.org, archived June 21, 2009
` (https://web.archive.org/web/20090621022447/http://www.hdmi.org
`:80/manufacturer/specification.aspx)
`“Press – for Immediate Release,” HDMI.org, archived December 19,
`2009
`(https://web.archive.org/web/20091219230238/http:/www.hdmi.org/
`press/press_release.aspx?prid=102)
`Intentionally Left Blank
`First Affidavit of Chris Butler Certifying References from the
`Internet Archive’s Wayback Machine
`Second Affidavit of Chris Butler Certifying References from the
`Internet Archive’s Wayback Machine
`U.S. Patent No. 7,379,778 to Hayes et al. (“Hayes”)
`
`U.S. Patent Publication No. 2007/0165555 to Deng et al. (“Deng”)
`
`Transcript of Telephone Conference, Roku, Inc. v. Universal
`Electronics, Inc., June 26, 2020
`Transcript of the September 30, 2020 deposition of Dr. Turnbull
`U.S. Provisional Application No. 61/680,876 to Barnett et al.
`Petitioner’s Demonstratives for Oral Argument
`
`Exhibit No.
`1043
`
`1044
`
`1045
`
`1046
`
`1047
`
`1048
`
`1049
`
`1050
`
`1051
`
`1052
`
`1053
`1054
`1055
`
`- 4 -
`
`
`
`Case IPR2019-01615
`U.S. Patent No. 9,716,853
`
`Respectfully submitted,
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jon E. Wright/
`Jon E. Wright, Reg. No. 50,720
`Attorney for Petitioner Roku, Inc.
`
`Date: January 22, 2021
`
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`- 5 -
`
`
`
`Case IPR2019-01615
`U.S. Patent No. 9,716,853
`CERTIFICATION OF SERVICE (37 C.F.R. § 42.6(e))
`
`The undersigned hereby certifies that on January 22, 2021, true and correct
`
`copies of the foregoing PETITIONER ROKU, INC.’S UPDATED EXHIBIT
`
`LIST and Exhibit 1055 were served electronically via e-mail in their entireties on
`
`the following counsel for Patent Owner:
`
`Benjamin S. Pleune (Lead Counsel)
`Ryan W. Koppelman (Back-up Counsel)
`Thomas W. Davison (Back-up Counsel)
`James H. Abe (Back-up Counsel)
`Caleb J. Bean (Back-up Counsel)
`Derek S. Neilson (Back-up Counsel)
`Nicholas T. Tsui (Back-up Counsel)
`Gary Jarosik (Back-up Counsel)
`James J. Lukas, Jr. (Back-up Counsel)
`Benjamin P. Gilford (Back-up Counsel)
`
`ben.pleune@alston.com
`ryan.koppelman@alston.com
`tom.davison@alston.com
`james.abe@alston.com
`caleb.bean@alston.com
`derek.neilson@alston.com
`nick.tsui@alston.com
`jarosikg@gtlaw.com
`lukasj@gtlaw.com
`gilfordb@gtlaw.com
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`
`/Jon E. Wright/
`Jon E. Wright, Reg. No. 50,720
`Attorney for Petitioner Roku, Inc.
`
`Date: January 22, 2021
`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
`
`16175255_1.docx
`
`