Substitute for form 1449/PTO
`
`Complete ifKnown
`! 14/134,926
`Application Number
`! December 19, 2013
`INF'ORJVl:ATION .DISCLOSlJRF:
`Filing Date
`.....
`! James J. FALLON
`First Named Inventor
`STAT EI\tlENT BY APPLICANT
`! 2634
`Art Unit
`·· ! BOCURE, Tesfaldet
`(l)se as mat1y sheetsa ._.1· _ne_.c_es_s_ary_._) _ ___ _ .. ..fx ... :.a. miner Na!!.'.~'........
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`..... ! ~\ttomey Docket Number
`j 2855.0050008
`..
`
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`Equivalent o: form PTO/SBI08a ,'07-09)
`
`U,S. PA TENT DOCUMENTS
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`N~rne of Patentee or
`
`Pages, Columns, Lines, Where
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`Geiger et .. aL
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`06-21-2005
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`6,959,359
`11-08-2005 Wu
`6,963,608
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`l~J]'S470 6,993,597
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`7,007,099
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`Liu
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`! Date
`Examiner
`/Tesfaldet Bocurei
`,
`02/19i2014
`j Considered
`---------·--~---"
`Signature
`
`1 1
`
`1
`
`1
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 1 See Kind,;
`Codes of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard
`ST.3). "For JapaneS'iP.atfnt l}Qc,IJ-m~ the,.indic!ll!on ofth~ear of the~~ of the Em11eror mus,1.Precede the serial number ofth~atent document 5 Kind
`f.tmi!nt~bS:hU~ ~l:!ffet:~ ~~~ ~.!!"§ !i1~sW~ &~~t ~ ~N,~D cf¥1 R!@Jl9GH .
`of document by thefti\lhc(ijlrilntisY
`English language Translation is attached.
`
`/T.B./
`
`295
`
`

`

`Substitute for form !449/PTO
`
`Equivalent of Form PTOISBI08a (07-09
`
`___________________ ____,
`! Application Number Com~~~:::;.-;::;;;~--
`~}i!ing Date
`December l 9, _ 20 t 3 ----------------- _ _. ____ _
`i First Named Inventor
`James J. FALLON
`i Art unit ------
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`Pages. Columns. Lines, \.Vhere
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`i Attorney Docket Number
`29
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`U.S. PATENT llOCUMENTS
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`US485
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`7,330,912
`02-12-2008
`Fox et al.
`
`-----+-----+----------*,,,,,,,n,,,,,,,,,,.--4...----------------------------<
`04-01-2008
`Fallon
`7,352,300
`US488
`04-15-2008
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`7,358.867
`US489
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`7,376,772
`05-20-2008
`Fallon
`US490
`------+--~---+---------------1,,,,,,,,,,,,,,,,,,,,,,,,, ____________________ ......,
`7,378,992
`05-27-2008
`Fallon
`US49l
`7,386,046
`06-10-2008
`Fallon et aL
`US492
`, ........................................ ,,. ............ , ......
`7,395,345
`07-01-2008
`Fallon
`US493
`07-15-2008
`Fallon et aL
`7,400,274
`US494
`+---------------------1------------...... __ , __ .
`7,415,530
`08-19-2008
`Fallon
`US495
`Fallon et al.
`08-26-2008
`~ 7,417,568
`US496
`7,552,069
`06-23-2009
`Kepecs
`US497
`Romanik et al.
`07-21-2009
`7,565,441
`US498
`05-04-20 JO Wise et al.
`[ US499
`7,711,938
`05-1 i-2010
`Fallon
`7,714,747
`US500
`-----------------------------------------------------------------
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`1 ................................................................... , .... __ .. , __ .. FOREIGN PATENT DOCUMENTS
`
`- - - - - -+ - - - , - -+ - - - - - - - - - - ,~~~~~~ , , , , , , , , , , , , , , , , , , , , , , , , , . .,....... ________________________ _
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`Examiner
`Signature
`
`iTesfaldet Bocure/
`
`l Date
`! Considered
`
`02/19/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered_. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional)_ ' See Kinds
`Codes of USPTO Patent Documents at www.uspto_gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard
`ST.3). • For Japanese patent documenµ,. the indication ofth~ear of the rei~,ll..O,f!he Emperor must,.Precede the serial number ofthe,J2.atent document. 5 Kind
`of document by the Adr.cki-i~ nifitl!.!l>F.rlfuiNGbi&u@N®J~t.Yffl:'t:i]!lnltir)(~M_ ft,lpfssWH,ti~t ktNim;O c i f e~R~ H.
`English language Translation is attached_
`
`/T.B./
`
`296
`
`

`

`Substitute for form 1449/PTO
`
`IN:FORJ\-1ATION DISCLOSURE
`STA TE1VIENT BY APPLICANT
`--Sheet········ ............ T 26
`({Jse as many sheets as necessa.iy)
`i of i
`29 ........... "" ___ _
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`,, ......... , .. ,, ... , .... ---------------••••••••••"'"'"'n"''''"'"'
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`Equivalent of Forni PTO/SB/08a (07~09)
`Complete if Known
`! 14/134,926
`•• Application Number
`................... ~-~--•
`T December 19, 2013
`......................... ..
`__ Filing_Date.......
`! James J. FALLON
`First Named Inventor
`-------
`i 2634
`Art Unit
`.... .
`! BOCURE, Tesfoldet
`Examiner Name
`···
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`....... Art;~,ey Docket Numb~~:· .. ·r2is5.0050008 ···············-------<
`
`.............. '-'-'-'-""""""•••.•.••---
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`Reznik
`08-23-2011
`Fallon et al.
`11-08-2011
`US503
`8,054,879
`Fallon et al.
`12-06-2011
`US504
`8,073,047
`Fallon et al.
`0l-03-2012
`U S505
`8,090,936
`' ··········· ........ ------+----------...,.,;-
`usso6
`Fallon et al.
`02-07-2012
`8,112,619
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`09-25-2012
`Fallon
`US507
`8,275,897
`:----+-l-JS-' 5_0_s_l~(·5~-02--,-7-0_7 ______ 0_8 ___ 0_6_-2_0_]_3 ---F_a_ll_o_n ____ ~
`US509 [ 8,504,710
`08-06-2013
`Fallon
`·---------------
`US5l0 I 8.553,759
`Fallon et al.
`10-08-2013
`'--------+----;\., .. ,',,,,. ______________ _
`5,103,306
`04-07-1992 Weiman
`US5l l
`:------+-----+ · - - - - - - - - - - - - - - - - · - - - - - - -
`US512
`5,764,774
`06-09-199&
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`Laney
`US513
`5,673,370
`09-30-1997
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`USS 14
`6,505,239
`01-07-2003
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`US515
`5,982,937
`11-09-1999
`Accad
`US516
`5,079,630
`01-07-1992
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`6,198,850
`... _,...03-06-2001
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`09-06-2001
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`_FOREIGN PATENT DOCUMENTS
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`
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`Pages, Coh;.1nns~ Lines~ \Vhere
`Exmnmer
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`
`Examiner
`Signature
`
`;T esfaldet Bocu re/
`
`l Date
`l Considered
`
`02i19/2014
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant I Applicant's umque citation designation number (optional). 2 See Kinds
`Codes of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard
`ST.3). "For Japanese p~t~nt <io.,c!Jll1FDt.s. tb,.e,.ilJl}i<r~0.!1.q(th~~ of~e rei~o.f.J:he Emperor musµ,recede the serial number ofthe,.11atent document. 5 Kind
`of document by the ~Jh.dwi~ wtmi1.!l>hti lin<ll\l~bhU~Wb!:iJiWtt.::Yl'ift!ttlnftir)(~ In ~~ssWPUm~t k lN~O cife~ R~ H .
`English language Translation is attach,~d.
`
`/T.B./
`
`297
`
`

`

`Substitute for form 1449/PTO
`
`IN_FORl\'1ATION DISCLOSURE
`STATElVIENT BY APPLICANT
`(llse as many sheets as necessar;U
`! of
`--i;,-i;eci···················r:z1
`29
`
`E;g~ivaler.t of Forni PTO/S8/08a (07 09)
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`.. FiJing Date .................
`First Named Inventor
`Art Unit
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`/ 14/134,926
`i December 19,.2013.....
`! James J. FALLON
`·--·r2·634
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`Publication Date
`Exa••i111er
`initiaJs:o:
`MM.DD-YYYY
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`10-18-2001
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`11-29-2001
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`
`U.S. PATENT DOCUMENTS
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Coiunms, Lin-:.s, \Vhere
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`Kepecs
`Fallon
`Fallon et al.
`_u~s_s_2~_, _2_.0_0_1._,,o_o_s2_0_3_8_A_t __ + 12-13-2001
`Alvarez,lletaL
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`12-20-2001
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`12-19-2002
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`;.,.,.,.,.. __ 4-l-JS-5-34-il-2003/0034905 Al
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`-----+-------i----~------+--------
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`US536
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`05-15-2003
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`·1------+-----·~------+-------------......... ;
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant. 1 Appllcant's unique citation designation number (optional). 2 See Kinds
`Codes of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard
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`STATEivlEN'l' BY APPLICANT
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds
`Codes of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. ' Enter Office that issued the document, by the two-letter code (WIPO Standard
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`STATElVllLNT BY APPLICANT
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`1nitir1ls-"
`
`CiteNo. 1
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`lV[M-DD· YYYY
`
`Name of Patrntee or
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`
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`
`Date
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`02/19/2014
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`>.......,. __ __ __ _,_ ____ ________ __ , .......... , .... , _~ _____ _,_ _____ _,_ ___ ___ __ _
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds
`Codes of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard
`ST.3). • For Japanes5.r.atfnt docum~ the indication ofthJt.,.)'.ear of the ~~~t~ Emgeror mus,1..Precede the serial number ofth~atent document. 5 Kind
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`of document by thefe\>br~riQ~
`English language Translation is attached.
`
`/T.B./
`
`300
`
`

`

`Substitute for forrn 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`--~-~--.·-----"'-- , .... --------.. --........ -------····--· ..........
`' 1
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`Equivalent of Form PTO/SB/08b (7-09/
`Complete if Known
`, ··Appi'i~~tion_ Number .. _· ....... f · · i 4/ 135,926
`........ , .. --............... _ ..
`i Filing Date
`! December 19, 2013
`L First Named_lnventor..
`f FALLON e! .. ~!.: .... -............... :::::::::: ..... ::~
`! Art Unit
`i 2634
`f- ........................ _____ ... + ............. -................................ - - - - ·
`i Examiner Name
`l BOCURE, Tesfaldet
`\ Attorney Docket Number 2855.0050008
`
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`m ta s
`i Realtime's Response in Opposition to the Defendants' Joint Objections to Report and
`j Recommendation of Magistrate Regarding Motion for Partial Summary Judgment of
`j Invalidity for Indefiniteness, in Realtime Data, LLC d/b/a/IXO v. Packeteer, Inc. et al.,
`: Civil Action No. 6:08-cv-00144-LED; U.S. District Court for the Eastern District of
`...... ___ <-! - - - · - - ( Texas,_dated_Ju~ 27,.2009, 15 pages .................................................... ·---~·--·--·--.... -.............. ,___
`l Reply to Realtime's Response to Blue Coat Defendants' Objections to Report and
`' Recommendation of United States Magistrate Judge Regarding Motion for Partial
`Summary Judgment of Invalidity for Indefiniteness Entered June 23, 2009, in Realtime
`Data, LLC dfb/a/IXO v. Packeteer, Inc. et al., Civil Action No. 6:08-cv-00144-LED;
`
`............ ._,_ ... ._._._._._.,•.•.•.••••••••••••••••••••••••• .. ••nn
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`IT esfaldet Bocure/
`02/19/2014
`[ ES1x.ganmatiun.~re~r ____ _.__ _______ ~ - - - - - - - - - - - - · Date"""
`Coi:si~d_er_e_d_-"---------
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`conformance and not considered. Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /T.B./
`
`l
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`: U.S. District c.~~~__f~~-~~~ .. §~-~-~~9-?:.!?t~!!"}ct ofTexas,J~!r.I_l_,_2009, 3 p_g_~ ............. - - - - - - - i - " " " ' " ' i
`! Realtime Data's Sur-Reply in Opposition to the Defendants' Joint Objections to Report
`/ and Recommendation of Magistrate Regarding Motion for Partial Summary Judgment
`j oflnvalidity for Indefiniteness, in Realtime Data, LLC d/b/a/IXO v. Packeteer, Inc. et
`j al., Civil Action No. 6:08-cv-00144-LED; U.S. District Court for the Eastern District of
` .................. ~ _Texas,_dated.August 3, 2009, 3 pages ................................... - - - - - -..... __ ......