/'
`
`PTO/AIA/15 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paoerwork Reduction Act o 1995 no oersons are re(cid:143) uired to resnond to a collection of information unless it dlsnlavs a valid 0MB control number
`2855.0050008
`UTILITY
`James J. FALLON
`PATENT APPLICATION
`TRANSMITTAL
`
`Title
`
`See 1 in Addendum
`
`Attorney Docket No.
`
`First Named Inventor
`
`(Only for new nonprovisional applications under 37 CFR 1.53/b))
`
`Express Mail Label No.
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent applicaNon contents.
`
`ADDRESS TO:
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`ACCOMPANYING APPLICATION PAPERS
`10. D Assignment Papers
`(cover sheet & document(s))
`Name of Assignee Realtime Data LLC
`11. D 37 CFR 3. 73(c) Statement
`12. D English Translation Document
`13. D Information Disclosure Statement
`D Copies of citations attached
`14. D Preliminary Amendment
`15. D Return Receipt Postcard
`16. D Certified Copy of Priority 0ocument(s)
`17. D Nonpublication Request
`
`[xJ Power of Attorney
`
`(when there is an assjgnee)
`
`(if applicable)
`
`(PTO/SB/08 or PT0-1449)
`
`1. D Fee Transmittal Form
`2. D Applicant asserts small entity status.
`3.o Applicant certifies micro entity status. See 37 CFR 1.29.
`
`(PTO/SB/17 or equivalent)
`
`See 37 CFR 1.27
`
`Applicant must attach forrn PTO/SB/15A or B or equivalent.
`4. [x) Specification
`[Total Pages ___ 3_5 __ ]
`Both the claims and abstract must start on a new page.
`{See MPEP § 608.01/a) for information on the preferred arrangement)
`5. [xi Drawing(s) (35 U.S.C. 113)
`[Total Sheets ___ 4 __ ~1
`[TotalPages ___ 2~_~1
`6. Inventor's Oath or Declaration
`(including substitute statements under 37 CFR 1.64 and assignments
`serving as on oath or declaration under 37 CFR 1.63/e})
`a. [Kl Newly executed (original or copy)
`b. D A copy from a prior application (37 CFR 1.63(d))
`7. [xi Application Data Sheet
`• See note below.
`See 37 CFR 1.76 (PTO/AIA/14 or equivalent)
`
`8.
`
`CO-ROM or CD-R
`in duplicate, large table, or Computer Program (Appendix)
`
`D Landscape Table on CD
`
`9. Nucleotide and/or Amino Acid Sequence Submission
`(if applicable, items a. - c. ore required)
`
`a. D Computer Readable Form (CRF)
`b. D Specification Sequence Listing on:
`L (cid:143) CD-ROM or CD-R (2 copies); or
`c. n Statements verifying identity of above copies
`
`ii.O Paper
`
`(MPEP § 503) (Should be specifically itemized)
`
`(if foreign priority is claimed)
`
`Under 35 U.S.C. 122(b)(2)(B)(i). Applicant must attach form PTO/SB/35
`or equivalent.
`18. [X] Other: Authorization under 37 CFR 1.136(a)(3)
`See 2 in Addendum
`
`*Note: (1) Benefit claims under 37 CFR 1.78 and foreign priority rlaims under 1.55 must be included in an Application Data Sheet (ADS).
`(2) For applications filed under 35 U.S.C. 111, the application must contain an ADS specifying the applicant if the applicant is an
`assignee, person to whom the inventor is under an obligation to assign, or perwn who otherwise shows sufficient proprietary
`interest in the matter. See 37 CFR 1.46(b).
`19. CORRESPONDENCE ADDRESS
`IX] The address associated with Customer Number: ______ 2_6_1_1j ________ _
`
`OR D Correspondence address below
`
`Name
`
`Address
`
`City
`
`I
`
`State I
`
`I Zip Code
`I
`
`Email
`
`Name
`(Print/Type)
`
`/,.·/.;.(/_>_'' ~>.:'-:/_./_::,_._.··------1
`Date
`Registration No.
`(Attorney/Agent) 37,575
`This collection of information is required by 37 CFR 1.53(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11. and 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount oftime you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, ca/11-800-PTO-9199 and select option 2.
`
`1787690
`
`1
`
`DISH 1007
`
`

`

`Addendum
`
`1.
`SYSTEM AND METHODS FOR VIDEO AND AUDIO DATA DISTRIBUTION
`2. Ce1iification and Request for Prioritized Examination Under 37 C.F.R. 1.102(e)
`
`2
`
`

`

`Doc Code: PA ..
`f A
`·
`D
`D
`OCUment escnption: Power O
`ttorney
`
`PTO/AIA/82A (07-13)
`Approved for use through 11/30/2014. 0MB 0651-0051
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`
`TRANSMITT Al FOR POWER OF ATTORNEY TO ONE OR MORE
`REGISTERED PRACTITIONERS
`
`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIN828) to identify the application to which the
`Power of Attorney is directed, in accordance with 37 CFR 1.5, unless the application number and filing date are identified in the Power of
`Attorney by Applicant form. If neither form PTO/AIN82A nor form PTO/AIA82B identifies the application to which the Power of Attorney is
`directed, the Power of Attorney will not be recognized in the application.
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Title
`
`To Be Assigned
`
`Herewith
`
`James J. FALLON
`
`SYSTEM AND METHODS FOR VIDEO AND AUDIO DATA DISTRIBUTION
`
`Art Unit
`
`To Be Assigned
`
`Examiner Name
`
`To Be Assigned
`Attorney Docket Number 2855.0050008
`SIGNATURE of Ap~icant or Patent Pr~ctitioner
`
`Signature
`
`Name
`
`Michael V. Messinger
`! - - - - - - - - - -+ - - -
`Title (if Applicant is a
`juristic entity)
`
`Applicant Name (if Applicant is a juristic entity)
`
`·---······. ,-:J~?:'. • _ /<:? ~:< ·:"> ,,-_ ----,-D-at_e_(_o_p-ti_o_na_l_)+-----(_:_
`
`..... < ____ --1
`
`Registration
`Number
`
`37,575
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications. If
`more than one applicant, use multiple forms.
`
`W *Total of 1
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 1. 131, 1.32, and 1.33. The information is required to obtain or retain a benefit by
`the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1. 11 and 1. 14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require
`to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, ca/11-800-PTO-9199 and select option 2.
`
`1787683
`
`3
`
`

`

`Doc Code: PA.
`Document Description: Power of Attorney
`
`PTO/AIN82B (07-13)
`Approved for use through 11/30i2014. OMS 0651·0051
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Papeiwork Reduction Act of 1995. no persons are required to respond to a collection of information unless ii displays a valid 0MB control number
`
`~~°'""'~'~'''''~~_. il.O:il.<~.~·
`.. << 11.........._~
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`~ I hereby revoke all previous powers of attorney given in the application identihed in either the attached transmittal letter or ~~
`[ the boxes below.
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`(Note: The boxes above may be left blank if information is provided on form PTO/AIN82A.)
`
`I hereby appoint the Patent Practitioner(s) associated with the following Customer Number as my/our attorney(s) or agent(s), and
`to transact all business in the United States Patent and Trademark Office connected therewith for the application referenced in
`
`Re attached transmittal letter (form PTO/AIN82A) or identified above: I
`· -
`
`1.
`
`26111
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`I hereby appoint Practflioner(s) named in the attached list (form PTO/AIN82C) as my/our attorney(s) or agent(s), and to transact
`all business in the United States Patent and Trademark Office connected therewith for the patent application referenced in the
`l
`.l
`attached transmittal letter (form PTO/AIN82A) or identified above. (Note: Complete form PTO/AIA/82C.)
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`~ letter or the boxes above to:
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`The address associated with the above-mentioned Customer Number
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`I 00 Assignee or Person to Whom the Inventor is Under an Obligation to Assign (provide signer's title if applicant is a juristic entity)
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`........ "'"" .. ······· ........... J
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`SIGNATURE of Applicant for Patent
`]
`The undersigned (~hose title ~ .. auwfpd below) is authorized to act o~ .. ~:_half of the appl.icant (e.g., where t~:.~ .. P.P.!!~!~~ is a juristic entity).
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`• - -~ - - - - - - - ____ __ ._.., ............ · .. ·u· ........... ,._ .. , _____ ___ _ ~,.,.,.,.,.,,,, ~
`,..., IDirector.~ .. R~~ltime Data. LLG ........... --~-----·...-,•,•,•······• .. •" .... ________ ............... _.{
`~~:~~ .......... .-.....
`NOTE: Signature - This form must be signed by the applicant in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements
`i
`~
`l
`and certifications. If more than one applicant, use multiple forms.
`___________
`]
`~I?tal of ,~.J .. ~·: .. =_!~r~~ ~re sue~!l~~~=-~
`
`Inventor or Joint Inventor (title not required below)
`
`Legal Representative of a Deceased or Legally Incapacitated Inventor (title not required below)
`
`"'"""""'=--·····--......... ""'"""""'
`"'" , '"·--~~~~~~~~~~~~~~~~~~~--~-~-"""'""""""'"
`:~1:s collection of information is required b)' ~>°'/ Cf;~ i. ~~~ i, 1.8:? .. ;)n(i •i .3-'.t Th~ i:"!fonnation is required to obtain or retain a benefl-t by fr:{:": pu~1ib w~:k:h ~s t:".I m-=~ {:;):xi bi :he
`USPTO lo process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the US PTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office. U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. 00 NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1 •B00-PTO·9199 and select option 2.
`
`,J
`
`4
`
`

`

`PTO/AIN14 (12-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`2855.0050008
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHODS FOR VIDEO AND AUDIO DATA DISTRIBUTION
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`D Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`FALLON
`J.
`James
`Residence Information (Select One) (!) US Residency 0 Non US Residency 0 Active US Military Service
`I State/Province I NY
`I Country of Residence i I US
`City
`Armonk
`
`Mailing Address of Inventor:
`
`Address 1
`
`11 Wampus Close
`
`Address 2
`City
`I New York
`Postal Code
`
`1 10504
`
`2
`Inventor
`Legal Name
`
`I State/Province
`1 us
`I Country i
`
`I NY
`
`I Remove I
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`MCERLAIN
`J.
`Stephen
`Residence Information (Select One) (!) US Residency 0 Non US Residency 0 Active US Military Service
`I State/Province I NY
`I Country of Residence i I US
`City
`Armonk
`
`Mailing Address of Inventor:
`
`Address 1
`
`11 Wampus Close
`
`Address 2
`I New York
`City
`Postal Code
`
`I State/Province
`I 10504
`I us
`I Country i
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`I NY
`
`I
`
`Add I
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`EFS Web 2.2.10
`
`5
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`2855.0050008
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHODS FOR VIDEO AND AUDIO DATA DISTRIBUTION
`
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`26111
`
`Email Address
`
`Application Information:
`
`I I Add Email I
`
`!Remove Emaill
`
`Title of the Invention
`
`SYSTEM AND METHODS FOR VIDEO AND AUDIO DATA DISTRIBUTION
`
`Attorney Docket Number 2855.0050008
`
`I Small Entity Status Claimed
`
`Application Type
`
`Nonprovisional
`
`Subject Matter
`
`Utility
`
`(cid:143)
`
`Total Number of Drawing Sheets (if any)
`Filing By Reference:
`Only compete this section when filing an application by reference under 35U.S.C.111 (c) and 37 CFR 1 .57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`I Suggested Figure for Publication (if any) I
`
`I 4
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country i-
`
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`D 35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`
`Customer Number
`
`® Customer Number
`26111
`
`I O US Patent Practitioner 10 Limited Recognition (37 CFR 11.9)
`
`EFS Web 2.2.10
`
`6
`
`

`

`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`2855.0050008
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHODS FOR VIDEO AND AUDIO DATA DISTRIBUTION
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required
`by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the application number blank.
`
`Prior Application Status Pending
`
`I Remove I
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`Prior Application Status Patented
`
`Continuation of
`
`14033245
`
`2013-09-20
`
`I Remove I
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`14033245
`
`Continuation of
`
`13154239
`
`2011-06-06
`
`8553759
`
`Prior Application Status Patented
`
`2013-10-08
`
`I Remove I
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`13154239
`
`Continuation of
`
`12123081
`
`2008-05-19
`
`8073047
`
`Prior Application Status Patented
`
`2011-12-06
`
`I Remove I
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`12123081
`
`Continuation of
`
`10076013
`
`2002-02-13
`
`7386046
`
`Prior Application Status Expired
`
`2008-06-10
`
`I Remove I
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD)
`
`10076013
`
`Claims benefit of provisional
`
`60268394
`
`2001-02-13
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
`
`I Add I
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55(d). When priority is claimed to a foreign application
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`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`2855.0050008
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHODS FOR VIDEO AND AUDIO DATA DISTRIBUTION
`
`Statement under 37 CFR 1.55 or 1. 78 for AIA (First Inventor to File) Transition
`Applications
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`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
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`(cid:143) 16, 2013.
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`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
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`Application Data Sheet 37 CFR 1.76
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`Attorney Docket Number
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`2855.0050008
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`Application Number
`
`Title of Invention
`
`SYSTEM AND METHODS FOR VIDEO AND AUDIO DATA DISTRIBUTION
`
`I Remove I
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`Applicant 1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
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`Clear
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`I
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`I
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`lo Legal Representative under 35 U.S.C. 117
`® Assignee
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`I Realtime Data LLC
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`11 Wampus Close
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`New York
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`Address 2
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`Country ii us
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`NY
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`10504
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`PTO/AIN14 (03-13)
`Approved for use through 01/31/2014. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`
`2855.0050008
`
`Application Number
`
`Title of Invention
`
`SYSTEM AND METHODS FOR VIDEO AND AUDIO DATA DISTRIBUTION
`
`Prefix
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`Given Name
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`Middle Name
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`Family Name
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`Suffix
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`Mailing Address Information For Assignee including Non-Applicant Assignee:
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`Address 1
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`Address 2
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`City
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`Country i
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`I
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`I
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`Signature:
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`Remove
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`Signature
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`/Michael Messinger/
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`Date (YYYY-MM-DD) 2013-12-19
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`First Name Michael
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`I Last Name I Messinger
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`37575
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