`
`PTO/SENS (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U 8. Patent and Trademark Office; U S DEPARTMENT OF COMMERCE
`Under the Pacerwork Reduction Act of 1995, no -ersons are reuirad to res-0nd to a collection of information unless it disla s a valid OMB control number.
`
`
`
`
`Name of Patentee
`INVT SPE LLC
`Patent Number
`
`Title of Invention
`
`DISCLAIMER IN PATENT UNDER 37 CFR1.321(a)
`Docket Number (Optional)
`
`Date Patent Issued
`
`
`
`
`
`
`
`I hereby disclaim the following complete claims in the above identified patent;
`16 and 19
`
`ARQ transmission and reception methods and apparatus
`
`HEDGE
`
`
` The extent of my interest in said patent is (if assignee of record, state liber and page, or real and frame, where
`assignment is recorded):
`100% Reel 042885, frame 0685
`
`The fee for this disclaimer is set forth in 37 CFR 1.20(d).
`
`Patentee claims small entity status. See 37 CFR 1.27.
`
`Small entity status has already been established in this case, and is still proper.
`
`A check in the amount of the fee is enclosed.
`
`
`Payment by credit card. Form PTO—2038 is attached.
`
`
`The Director is hereby authorized to charge any fees which may be required or credit any
`
`
`overpayment to Deposit Account No.
`601579
`
` WARNING: Information on this form may become public. Credit card information should not
`
`
`be included on this form. Provide credit card lnfonnation and authorization on PTO-2038.
`
`
`Signed at Redwood City
`, State OLGA—_,
`this 33E. day ofm 20L.
`; i a
`61,234
`
`
`Registration Number, if
`applicable
`
`
`
`En'c Scheuerlein
`408102-801 2
`
`
`Telephone Number Typed or printed name of patentee/ attorney or agent of record
`
`
`
` 626 Jefferson Avenue, Suite 7
`
`Address
`
`
`Redwood City, CA 94063
`
`
`City, State, Zip Code or Foreign Country as applicable
`
`
`
`This collection of information is required by 37 CFR 1.321. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case.
`Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information
`Officer, U.S. Patent and Trademark Office, US. Department of Commerce. PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS To THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box 1450, Alexandria, VA 223134450.
`
`Signature
`
`If you need assistance in completing the form, call 1-800-PTO—9199 and select option 2.
`
`lPR2019-01574
`
`Apple v. INVT
`INVT Exhibit 2001 - Page 1
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 1
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furn ish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`'
`
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a) . Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is req uired by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record .
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 21 8(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151 . Further, a record may be disclosed, subject to the limitations of 37
`CFR 1 .14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the US PTO becomes aware of a violation or potential
`violation of law or regulation.
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 2
`
`
`
`Electronic Acknowledgement Receipt
`
`37810805
`EFS ID:
`
`
`Application Number:
`
`10222939
`
`Title of Invention:
`
`ARQ TRANSMISSION AND RECEPTION METHODS AND APPARATUS
`
`
`
`
`
`Filer: Eric Roy Scheuerlein/Diane Elzingre
`
`Filer Authorized By:
`
`Eric Roy Scheuerlein
`
`
`
`Filing Date: 19-AUG-2002
`
`Time Stamp:
`
`18:28:20
`
`Application Type:
`
`Utility under 35 USC 11 1(a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`DA
`
`$160
`E2019AJ|37081131
`
`601579
`
`Diane Elzing re
`
`37 CFR 1.1 7 (Patent application and reexamination processing fees] 37 CFR 1.19 (Document supply fees)
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`lPR2019-01574
`
`Apple v. INVT
`INVT Exhibit 2001 - Page 3
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 3
`
`
`
`3? CFR 1.20 (Post Issuance fees)
`
`3? CFR 1.21 (Miscellaneousfees and charges)
`
`
`
`File Listing:
`Document
`Number
`
`Document Descnptlon
`
`File Name
`
`File Size(Bytes}!
`Message Digest
`821 1361
`
`Part !.zip (if appl.)
`
`the application.
`
`
`
`Information:
`
`Statutory disclaimers per MPEP 1490
`
`20191 120_13PA01-033-{37_Di5
`claimer_i n_Patent77339949p:1 win 'Ib'l 704973 I 56545I27fls46l1303b‘fd
`(I325
`
`Fee Worksheet (S 306)
`
`fee—info.pdf
`
`nmwmbsmusvmsrmbs -
`556921
`
`Warnings:
`Information:
`Total Files Size (in byteslzi 8241401
`
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 1 1 1
`If a new application is being filed and the application includes the necessary components for a filing date [see 37 CFR
`1.53(b)—ldl and MPEP 5061. a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOISOB indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date Isee PCI' Article 11 and MPEP 181 O}, a Notification of the International Application Number
`and of the International Filing Date (Form PCTIROH 05) will be issued in due course, subject to prescriptions concerning
`national secu rity, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`lPR2019-01574
`
`Apple v. INVT
`INVT Exhibit 2001 - Page 4
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 4
`
`