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`
`PTO/SB/43 (07-09)
`Approvedfor use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`DISCLAIMER IN PATENT UNDER 37 CFR 1.321(a)
`Docket Number (Optional)
`
`Date Patent Issued
`
`Nameof Patentee
`
`Patent Number
`
`Title of Invention
`
`ARQ transmission and reception methods and apparatus
`
`
`| hereby disclaim the following complete claimsin the aboveidentified patent.
`_16 and 19
`
`
`
`
`
` The extent of myinterest in said patentis (if assignee of record, state liber and page, or reel and frame, where
`100% (Reel 042885, frame 0685
` The fee for this disclaimeris set forth in 37 CFR 1.20(d).
`Patentee claims small entity status. See 37 CFR 1.27.
`
`
`Small entity status has already been established in this case, andis still proper.
`
`
`A checkin the amountof the fee is enclosed.
`
`
`Paymentby credit card. Form PTO-2038is attached.
`
`
`The Director is hereby authorized to charge any fees which may be required or credit any
`overpayment to Deposit Account No.__601579
`. WARNING: Information on this form may becomepublic. Credit card information should not
`
`
`
`
`
`Signed at_RedwoodCity
`,.StateohCA stthis_20th_ day of
`
`__November 20.19.
`
`
`
`61,234
`Signature
`Registration Number,if
`applicable
`
`
`
`Eric Scheuerlein
`408-702-8012
`
`
`
`Typed or printed name of patentee/ attorney or agent of record
`Telephone Number
`
` 626 Jefferson Avenue, Suite 7
`Address
`
`
`
`
`Redwood City, CA 94063
`City, State, Zip Code or Foreign Country as applicable
`
`
`
`
`assignmentis recorded):
`
`KIOOOO
`
`be included onthis form. Provide credit card information and authorization on PTO-2038.
`
`This collection of information is required by 37 CFR 1.321. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTOto process) an application. Confidentiality is govemed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon theindividual case.
`Any comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information
`Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`/f you needassistance in completing the form, call 1-800-PTO-9199 and selectoption 2.
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 1
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 1
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furn ish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`'
`
`1 . The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a) . Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is req uired by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal , including disclosures to
`opposing counsel in the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record .
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having need for the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization , pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 21 8(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency's responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151 . Further, a record may be disclosed, subject to the limitations of 37
`CFR 1 .14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the US PTO becomes aware of a violation or potential
`violation of law or regulation.
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 2
`
`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`10222989
`
`Title of Invention:
`
`ARQ TRANSMISSION AND RECEPTION METHODS AND APPARATUS
`
`
`
`Filer: Eric Roy Scheuerlein/Diane Elzingre
`
`Filer Authorized By:
`
`Eric Roy Scheuerlein
`
`37810805
`EFS ID:
`
`
`
`
`
`
`Filing Date: 19-AUG-2002
`
`Time Stamp:
`
`18:28:20
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`Submitted with Payment
`
`37 CFR 1.17 (Patent application and reexamination processing fees) 37 CFR 1.19 (Document supplyfees)
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`E2019AJI37081181
`
`601579
`
`DianeElzingre
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 3
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 3
`
`

`

`37 CFR 1.20 (Post Issuance fees)
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`
`
`File Listing:
`Document
`File Size(Bytes)/
`Number
`DocumentDescription
`File Name
`
`8211361
`
`Message Digest|Part/.zip| (ifappl.)
`
`
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If anew application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`National Stageof an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an internationalfiling date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`nationalsecurity, and the date shown onthis Acknowledgement Receiptwill establish the international filing date of
`
`Information:
`
`Statutory disclaimers per MPEP 1490
`
`20191120_13PA01-033-07_Dis
`claimer_in_Patent-7339949pdf a0b11b1704e731565451271546a1203bffd|
`b25
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`16e4ba569b5450b57de%eds16006e6bS4b
`
`Warnings:
`Information:
`
`Total Files Size (in bytes} 8241401
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 4
`
`IPR2019-01574
`Apple v. INVT
`INVT Exhibit 2001 - Page 4
`
`

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