`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
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`Ericsson Inc. (“Ericsson”),
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`Petitioner,
`v.
`Uniloc 2017 LLC (“Uniloc”),
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`Patent Owner
`
`_______________
`U.S. Patent No. 7,016,676
`_______________
`DECLARATION OF JEFFREY FISCHER,
`UNDER 37 C.F.R. § 1.68 IN SUPPORT OF PETITION
`FOR INTER PARTES REVIEW
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`Declaration of Jeffrey Fischer
`Inter Partes Review of U.S. Patent 7,016,676
`TABLE OF CONTENTS
`INTRODUCTION ................................................................................................................ 3
`I.
`QUALIFICATIONS ............................................................................................................. 4
`II.
`LEVEL OF ORDINARY SKILL IN THE ART .................................................................. 9
`III.
`RELEVANT LEGAL STANDARDS ................................................................................ 11
`IV.
`A. Anticipation......................................................................................................................... 11
`B. Obviousness ........................................................................................................................ 13
`C. Claim Interpretation in Inter Partes Review ...................................................................... 15
`V.
`OVERVIEW OF THE ’676 PATENT ................................................................................ 15
`VI.
`CLAIM CONSTRUCTION ................................................................................................ 18
`VII.
`IDENTIFICATION OF HOW THE CLAIMS ARE UNPATENTABLE ......................... 19
`A. Ground #1: Claims 1 and 2 are unpatentable as obvious over Shellhammer ..................... 19
`1.
`Summary of Shellhammer ............................................................................................ 20
`2.
`Claim 1 ......................................................................................................................... 23
`3.
`Claim 2 ......................................................................................................................... 35
`B. Ground #2: Claim 8 is unpatentable as obvious over the combination of Shellhammer and
`Haartsen ...................................................................................................................................... 37
`1.
`Summary of Haartsen ................................................................................................... 37
`2.
`Reasons to Combine Shellhammer and Haartsen ......................................................... 40
`3.
`Claim 8 ......................................................................................................................... 50
`C. Ground #3: Claim 8 is unpatentable as obvious over the combination of Shellhammer and
`Panasik ........................................................................................................................................ 58
`1.
`Summary of Panasik ..................................................................................................... 58
`2.
`Reasons to Combine Shellhammer and Panasik........................................................... 61
`3.
`Claim 8 ......................................................................................................................... 69
`D. Ground #4: Claims 1-2 are unpatentable obvious over Lansford ....................................... 78
`1.
`Summary of Lansford ................................................................................................... 78
`2.
`Claim 1 ......................................................................................................................... 79
`3.
`Claim 2 ......................................................................................................................... 95
`VIII. DECLARATION .............................................................................................................. 100
`IX.
`APPENDIX A ................................................................................................................... 101
`X.
`APPENDIX B ................................................................................................................... 109
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`I.
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`Declaration of Jeffrey Fischer
`Inter Partes Review of U.S. Patent 7,016,676
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`INTRODUCTION
`1. My name is Jeffrey Fischer, and I have been retained by counsel for
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`Ericsson Inc. (“Petitioner,” “Ericsson”) as a technical expert in connection with the
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`proceeding identified above. I submit this declaration in support of Ericsson’s
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`Petition for Inter Partes Review of U.S. Patent No. 7,016,676 (“the ’676 Patent”).
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`2.
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`I am being compensated for my time in this matter at an hourly rate. I
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`am also being reimbursed for reasonable and customary expenses associated with
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`my work and testimony in this matter. My compensation is not contingent on the
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`outcome of this matter or the specifics of my testimony. I have no personal or
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`financial stake or interest in the outcome of the present proceeding.
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`3.
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`In the preparation of this declaration, I have studied:
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`(1) The ’676 Patent, Ex. 1001;
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`(2) The Prosecution History of the ’676 Patent, Ex. 1002, (“’676
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`Prosecution History”);
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`(3) U.S. Patent No. 6,937,158 to Lansford et al. (“Lansford”), Ex. 1005;
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`(4) U.S. Patent No. 7,039,358 to Shellhammer et al. (“Shellhammer”), Ex.
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`1006;
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`(5) U.S. Patent Provisional Application No. 60/196979 to Shellhammer et
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`al. (“Shellhammer Provisional”), Ex. 1007;
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`(6) U.S. Patent No. 7,280,580 to Haartsen (“Haartsen”), Ex. 1008; and
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`(7) U.S. Patent No. 6,643,278 to Panasik et al. (“Panasik”), Ex. 1009.
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`4.
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`In forming the opinions expressed below, I have considered:
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`(1) The documents listed above, any additional documents discussed
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`below; and
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`(2) My own knowledge and experience based upon my work in the field of
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`communication networks.
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`II. QUALIFICATIONS
`I am an expert in the field of wireless communications. I have studied,
`5.
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`taught, practiced, and researched this field for forty years. The following is a
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`summary of my educational background, work experience, and other relevant
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`qualifications. A true and accurate copy of my curriculum vitae can be found in
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`exhibit Ex. 1004.
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`6.
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`I obtained my Bachelor of Science degree in Electrical Engineering in
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`1979 and a Master of Engineering degree in Electrical Engineering in 1980, both
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`from Cornell University.
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`7.
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`I have been an Electrical engineer working in the wireless
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`communications field for 40 years. I am currently an engineering consultant
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`actively engaged in product design for wireless systems. I also perform expert
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`consulting work in intellectual property cases. My product design work has
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`included the design of digital, analog, and radio frequency (RF) circuits and
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`systems for wireless communication products. I design wireless hardware, software,
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`low-level firmware, algorithms, protocols, and entire wireless system architectures.
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`My work often includes system analysis and system engineering.
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`8.
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`System analysis involves analyzing and comparing the performance of
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`different approaches to wireless system architecture. System engineering involves
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`the design of operational algorithms and specifying the details from input to output
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`to achieve a wireless system that suits a specific set of architectural requirements. I
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`also have done hands-on system integration—which includes working in an
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`engineering laboratory building and debugging wireless hardware and software to
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`put together a final product, including testing the product, making design
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`adjustments to pass regulatory and performance requirements, ensuring
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`interoperability with other products, and assisting in the development of test
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`systems for mass production.
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`9.
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`I was employed at MIT Lincoln Laboratory as a Senior Staff Member
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`in the Analog Device Technology Group for 6 years between 1980 and 1986.
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`Lincoln Laboratory is a federally funded research and development center
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`administered by the Massachusetts Institute of Technology, with specialties in
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`advanced radio communications and radar technology.
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`10. At Lincoln Laboratory, I led a project to build the packet signal
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`processing, air protocol, and control circuits for the Defense Advanced Research
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`Projects Agency (DARPA) Advanced Packet Radio, which was the Packet Radio
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`Network (PRNET) part of the Survivable Radio Network (SURAN) program. This
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`was one of the first “short and medium range” outdoor wireless repeater networks.
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`11.
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`In 1986, Microwave Journal called this work the most advanced radio
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`reported to date. I authored or co-authored six papers on various aspects of this
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`radio. One of these was an invited paper published in the 1987 PROCEEDINGS OF THE
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`IEEE, called the “Special Issue on Packet Radio Networks.” I was inducted as a
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`Senior Member of the IEEE for my contributions to communications engineering.
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`12. As part of my responsibilities at Lincoln Laboratory, I analyzed
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`systems and technologies developed under DARPA and Army contracts with
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`private companies. These projects included examining high-level viewpoints for
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`solving communications problems.
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`13. After leaving MIT Lincoln Laboratory, I worked at MICRILOR, a
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`small company in Wakefield, MA that was spun off of my group at Lincoln
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`Laboratory. MICRILOR aimed to commercialize advanced radio technology. I
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`spent the next 14 years at MICRILOR developing high-performance, low-cost radio
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`modems, air protocols, and networks, as well as high-end technology for
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`communications and radar. In 1994, we built a prototype and received a patent on
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`the first packet radio capable of transmitting 10 Mbps within the FCC direct
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`sequence spread spectrum regulations. The wired backbone interfaced with Ethernet
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`and the radio transmission operated at 2.4 GHz. We engaged in a joint development
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`with a major corporation to create and market wireless networking products based
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`on this technique over the next few years, and the products were in production by
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`1996. In 1997, MICRILOR proposed a technique to the IEEE 802.11 working
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`groups for “Higher Speed PHY Extension” in the 2.4 GHz Band as well as the 5
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`GHz band. The techniques in the MICRILOR proposal evolved into what is today
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`the IEEE 802.11b standard—part of what is commonly referred to as Wi-Fi—and
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`are still incorporated into billions of chips per year.
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`14.
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`In 2000, MICRILOR was purchased by Proxim, Inc. Proxim was a
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`publicly traded wireless communications company that created a broad range of
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`products, including HomeRF, which is a wireless networking technology from the
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`1990s. I continued to work on wireless products at Proxim for the next 3 years until
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`2003. During this period, I worked on a wide range of radio designs, including a
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`multi-standard chip that implemented the protocols of the IEEE 802.11 (Wi-Fi) and
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`IEEE 802.16 (Wi-Max) standards. In this design role, I worked on protocols,
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`interference management, RF circuits, and signal conversion.
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`15. After leaving Proxim, I consulted for several companies, including one
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`of the first Wi-Fi repeater product companies, working on signal processing in the
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`presence of interference.
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`16.
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`In 2004, I started working in radio frequency identification (RFID) and
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`helped start a company, Reva Systems, that quickly became the leader in RFID
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`infrastructure. I was the Chief RF Architect and established interference and signal
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`processing protocols for the products.
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`17. As part of my work at Reva Systems, during 2004-2007, I served as
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`the technical co-chair of the standards body working group that developed a new
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`international standard for RFID, which is still the standard in use today. I also
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`served on committees to get RFID adopted worldwide by working with various
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`standards and regulatory bodies, including ISO (International Standards
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`Organization), IEEE (Institute of Electrical and Electronics Engineers), GS1
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`(Global Standards organization), and ETSI (European Technical Standards
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`Institute), as well as government agencies including the FCC (U.S.), ANATEL
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`(Brazil), and MIC (Japan).
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`18.
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`In recent years, I have been a technical consultant to over a dozen
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`companies. Some examples of this consulting work include developing product
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`design plans for in-home wireless sensor networks, integrating a communications
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`package for networked video from multiple drones, building a frame-based
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`backhaul radio for LTE cellular systems, and developing transmit beamforming for
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`LTE and Wi-Fi systems. LTE refers to “Long Term Evolution,” which is a cellular
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`radio communications standard developed by the 3GPP standards organization.
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`19.
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`I am the inventor or co-inventor of more than 12 patents relating to
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`technologies such as high-speed wireless network communications, radio-frequency
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`identification systems, and underwater communications.
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`20.
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`In light of the foregoing and my curriculum vitae (Ex. 1004), I
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`consider myself to be an expert in the fields of RFID, radio-wave transmission
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`systems, telecommunications/cellular systems, wireless networking, wireless
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`communications systems, and protocol design. Thus, as of the earliest priority date
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`of the ’676 patent, I was at least a person of ordinary skill in the art of the ’676
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`patent (see Section III, infra), and I had direct personal knowledge of the
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`technologies involved in the ’676 patent.
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`III. LEVEL OF ORDINARY SKILL IN THE ART
`I understand that the level of ordinary skill may be reflected by the
`21.
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`prior art of record and that a person of ordinary skill in the art (“POSITA”) to which
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`the claimed subject matter pertains would have the capability of understanding the
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`scientific and engineering principles applicable to the pertinent art.
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`22.
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`I understand there are multiple factors relevant to determining the level
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`of ordinary skill in the pertinent art, including (1) the levels of education and
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`experience of persons working in the field at the time of the invention, (2) the
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`sophistication of the technology, (3) the types of problems encountered in the field,
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`and (4) the prior art solutions to those problems.
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`23.
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`I have been informed by counsel that the priority date of the ’676
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`Patent is August 8, 2001 (the “priority date”), but Patent Owner may allege that the
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`priority date for the ’676 Patent is August 8, 2000 (the “earliest potential alleged
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`priority date”). For the purpose of specifying the level of ordinary skill in the art,
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`one year does not make a substantive difference, and, in either case (2000 or 2001),
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`the level of ordinary skill in the art is as specified herein.
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`24.
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`I am familiar with the wireless communications art pertinent to the
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`’676 Patent. I am also aware of the state of the art at the time of the priority date.
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`Based on the technologies disclosed in the ’676 Patent, I believe that a POSITA
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`would include someone who had a bachelor’s degree in electrical engineering,
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`computer engineering, computer science or similar field, and three years of
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`experience in wireless communications systems and networks, or equivalent.
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`Moreover, I recognize that someone with more technical education, but less
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`experience could have also met this standard. I believe that I possessed and
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`exceeded such experience and knowledge before and at the priority date and that I
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`am qualified to opine on the ’676 Patent.
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`25. For the purposes of this Declaration, in general, and unless otherwise
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`noted, my statements and opinions, such as those regarding my experience and the
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`understanding of a POSITA generally (and specifically related to the references I
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`consulted herein), reflect the knowledge that existed in the field before the earliest
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`potential alleged priority date of the ’676 Patent.
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`IV. RELEVANT LEGAL STANDARDS
`I am not an attorney. In preparing and expressing my opinions and
`26.
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`considering the subject matter of the ’676 Patent, I am relying on certain legal
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`principles that counsel has explained to me.
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`A. Anticipation
`I have been informed by counsel that a patent claim is invalid as
`27.
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`anticipated if each element of that claim is present either explicitly or inherently in
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`a single prior art reference. I have also been informed that for a claim element to be
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`inherently present in a prior art reference, the claim element must be “necessarily
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`present” in the disclosed apparatus, system, product, or method, and not probably or
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`possibly present; in other words, the mere fact that the apparatus, system, product,
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`or method described in the prior art reference might possibly (or sometimes)
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`practice or contain a claimed limitation is insufficient to establish that the reference
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`inherently discloses the limitation. I understand it is acceptable to examine evidence
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`outside the prior art reference (extrinsic evidence) in determining whether a feature,
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`while not expressly discussed in the reference, is necessarily present in it. In
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`determining whether or not every one of the elements of the claimed invention is
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`found in the item of prior art, I understand one should take into account what a
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`person of ordinary skill in the art would have understood from his examination of
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`the particular item of prior art.
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`28.
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`I have been informed that there are several ways in which a patent
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`claim can be invalid under 35 U.S.C. § 102. First, I have been informed that a
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`patent claim is invalid under 35 U.S.C. § 102(a) if the invention defined by the
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`patent claim was known or used by others in the United States, or patented or
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`described in a printed publication, such as a journal, magazine article, or
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`newspaper, anywhere in the world before applicant’s invention date.
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`29. Second, I have been informed that a patent claim is invalid under 35
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`U.S.C. § 102(b) if an invention reflected in a patent claim was patented or described
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`in a printed publication anywhere in the world or was in public use or on sale in the
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`United States more than one year before the effective filing date of the patent claim
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`in the United States.
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`30. Third, I have been informed that the patent claim at issue is invalid
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`under 35 U.S.C. § 102(e) if the invention defined by the claim was disclosed in a
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`patent by another inventor that was filed in the United States before the applicant’s
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`invention date.
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`31.
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`I have been informed that each of the above-described types of 35
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`U.S.C. § 102 prior art can individually be a basis for invalidating a patent as
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`anticipated, or these references can be combined to show a patent is invalid as
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`obvious under 35 U.S.C. § 103.
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`B. Obviousness
`I have been asked to provide my opinions regarding whether claims 1-
`32.
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`2 and 8 (the “Challenged Claims”) of the ’676 Patent would have been obvious to a
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`POSITA at the time of the alleged invention, in light of the prior art.
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`33.
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`I have been informed that a claim preamble may or may not limit the
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`claim scope. For the purposes of this Inter Partes Review, I have been informed to
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`include the preamble in the analysis for obviousness in order to follow a
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`conservative approach.
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`34.
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`I have been informed and understand that a claimed invention is
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`unpatentable under 35 U.S.C. § 103 if the differences between the invention and the
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`prior art are such that the subject matter as a whole would have been obvious to a
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`POSITA at the time the invention was made. I understand that the obviousness
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`analysis takes into account factual inquiries, including the level of ordinary skill in
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`the art, the scope and content of the prior art, the differences between the prior art
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`and the claimed subject matter, and any secondary considerations, to the extent they
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`exist, such as commercial success, long felt but unsolved needs in the prior art that
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`was satisfied by the claimed invention, unexpected results achieved by the
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`invention, and praise of the invention by others skilled in the art. I understand that
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`there must be a relationship between any such secondary considerations/indicia and
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`the claimed invention.
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`35.
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`I have been informed and understand that the Supreme Court has
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`recognized several rationales for combining references or modifying a reference to
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`show obviousness of claimed subject matter. Some of these rationales include the
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`following: (a) combining prior art elements according to known methods to yield
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`predictable results; (b) simple substitution of one known element for another to
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`obtain predictable results; (c) use of a known technique to improve a similar device
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`(method, or product) in the same way; (d) applying a known technique to a known
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`device (method, or product) ready for improvement to yield predictable results; (e)
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`choosing from a finite number of identified, predictable solutions, with a reasonable
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`expectation of success when there is a design need or market pressure to solve a
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`problem; and (f) some teaching, suggestion, or motivation in the prior art that would
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`have led a POSITA to modify the prior art reference or to combine prior art
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`reference teachings to arrive at the claimed invention.
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`36. Also, I have been informed and understand that obviousness does not
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`require physical combination or bodily incorporation but rather consideration of
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`what the combined teachings of prior art references would have suggested to a
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`POSITA at the time of the alleged invention.
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`C. Claim Interpretation in Inter Partes Review
`I understand that one step in determining the validity of a claim is for
`37.
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`the claim to be properly construed.
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`38.
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` It is my understanding that for the purposes of this inter partes review,
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`the claims are to be construed under the so-called Phillips standard, under which
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`claim terms are given their ordinary and customary meaning as would be
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`understood by one of ordinary skill in the art in light of the specification and
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`prosecution history, unless the inventor has set forth a special meaning for a term.
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`In order to construe the claim terms, I have reviewed the entirety of the ’676 Patent,
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`as well as its prosecution history.
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`39. To the extent the claims and specification do not resolve the meaning
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`of a claim term, the prosecution history should be consulted in construing claim
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`terms. Additionally, claim terms are normally not interpreted in such a way that
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`exclude embodiments disclosed in the specification, except in cases of clear
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`disclaimer in the specification or prosecution history.
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`40.
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`I have been further informed that claim terms only need to be
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`construed to the extent necessary to resolve the obviousness inquiry.
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`V. OVERVIEW OF THE ’676 PATENT
`41. The ’676 Patent “relates to a method of alternate control of radio
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`systems of different standards in the same frequency band.” ’676 Patent, 1:5-7.
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`42. According to the ’676 Patent, “[w]ideband LANs in accordance with
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`the HiperLAN/2 and 802.11a standards will operate in the same frequency band in
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`the future.” ’676 Patent, 1:65-67. However, “[t]he Medium Access Control (MAC)
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`of the two systems is totally different” because:
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`ETSI BRAN HiperLAN/2 utilizes a centrally controlled reservation-
`based method in which a radio station takes over the role of a central
`instance co-ordinating the radio resources. … The IEEE802.11a
`standard describes a [] method not based on reservations, [but instead]
`in which all the radio stations listen in on the medium and assume that
`the channel is unused for a minimum duration[.]
`
`Id., 1:34-38, 1:43-47.
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`43. The ’676 Patent proposes a system where devices using first and
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`second radio standards both use the same frequency band, where “a control station
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`is provided that controls the two-way alternate utilization of the frequency band.”
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`’676 Patent, Abstract.
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`44. The ’676 Patent provides the following example of how the control
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`station may effectuate controlling the alternate use of the common frequency band:
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`[I]t is possible to provide certain predefinable time intervals for the use
`of the first and second radio interface standard and allocate the
`frequency band alternately to the first radio interface standard and then
`to the second radio interface standard in a kind of time-division
`multiplex mode.
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`Id., 2:52-57.
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`45.
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`In Fig. 3, the ’676 Patent illustrates devices operating in accordance
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`with different standards. Figure 3 shows devices labeled “A” (10, 12, 14) using a
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`first standard, such as Hiperlan; devices “B” (14, 15, 16) use another standard, such
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`as 802.11; and the control station “S” (13) controls the alternate use of the
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`frequency band. ’676 Patent, 5:20-40.
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`802.11 stations
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`HiperLAN stations
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`Control station
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`’676 Patent, Fig. 3 (annotated in color)
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`46. Representative claim 1 of the ’676 Patent is reproduced below:
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`Declaration of Jeffrey Fischer
`Inter Partes Review of U.S. Patent 7,016,676
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`’676 Patent, Claim 1
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`47. Notably, as I demonstrate below, there is nothing novel about the
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`claims of the ’676 Patent because all of the elements were taught in the prior art and
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`it would have been obvious to combine the relevant teachings.
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`VI. CLAIM CONSTRUCTION
`It is my understanding that in order to properly evaluate the ’676
`48.
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`Patent, the terms of the claims must first be interpreted. It is also my understanding
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`that claim terms are given their ordinary and accustomed meaning as would be
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`understood by one of ordinary skill in the art in the context of the entire disclosure
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`of the patent, unless the inventor has set forth a special meaning for a term. I also
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`understand that the prosecution history should be consulted to the extent the claim
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`language and specification do not resolve the meaning of a claim term.
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`Declaration of Jeffrey Fischer
`Inter Partes Review of U.S. Patent 7,016,676
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`49. As such, for the purposes of my analysis below, I have reviewed the
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`claim language, the specification, and the prosecution history. For the purposes of
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`my analysis below, I do not believe any of the claim terms require a specific
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`construction beyond the plain and ordinary meaning as would be understood by one
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`of ordinary skill in the art.
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`VII. IDENTIFICATION OF HOW THE CLAIMS ARE UNPATENTABLE
`A. Ground #1: Claims 1 and 2 are unpatentable as obvious over
`Shellhammer
`I have been informed by counsel that Patent Owner may argue that the
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`50.
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`earliest potential priority date of the ’676 Patent is August 10, 2000. I have also
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`been informed that, in order for Shellhammer to qualify as prior art to the ’676
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`Patent, assuming a priority date of August 10, 2000, then (i) at least one claim in
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`Shellhammer must be supported by disclosure in Shellhammer’s provisional
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`application, U.S. Provisional Application No. 60/175,262 (“Shellhammer
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`Provisional”), and (ii) the portions of Shellhammer cited to show unpatentability of
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`the ’676 Patent must be supported by disclosure in the Shellhammer Provisional.
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`51.
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`In Appendix A of this declaration, I have mapped claim 1 of
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`Shellhammer to the supporting disclosure in the Shellhammer Provisional, and as
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`shown in Appendix A, the Shellhammer Provisional fully supports claim 1 of
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`Shellhammer. In Appendix B, I have mapped the portions of Shellhammer that are
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`cited to show invalidity to the supporting disclosure in the Shellhammer
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`Provisional, and as shown in Appendix B, the Shellhammer Provisional fully
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`supports the portions of Shellhammer that are cited to show invalidity.
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`52.
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`It is my opinion that claims 1 and 2 are unpatentable obvious over
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`Shellhammer for the reasons given herein.
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`Summary of Shellhammer
`1.
`53. Shellhammer is U.S. Pat. No. 7,039,358 and is directed to a wireless
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`radio network where both 802.11 devices and Bluetooth devices share “the same
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`frequency band at the same time.” Shellhammer, 2:59-62.
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`54. Shellhammer explains that both 802.11 devices and Bluetooth devices
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`use the frequency band located at 2.4 GHz. Shellhammer, 1:21-31, 1:61-64.
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`Shellhammer then teaches an example system that includes the following devices:
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`(1) devices only capable of Bluetooth communications, (2) dual-mode devices
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`capable of both 802.11 and Bluetooth communications, and (3) an 802.11 access
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`point (AP), which coordinates the devices’ access to the 2.4 GHz band. Id., 5:67-
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`6:11, 6:16-18, 6:29-41.
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`55. Shellhammer illustrates these devices in annotated Fig. 1 shown below.
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`In Fig. 1, 802.11 access points are APs 20, 30; the dual-mode devices are the
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`combination of MUs 120, 140 (802.11 devices) and Bluetooth Masters (BTMs)
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`130, 150; and the Bluetooth-only devices are Bluetooth Slaves (BTSs) 160, 170,
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`180, 190, 200, 210.
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`Inter Partes Review of U.S. Patent 7,016,676
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`Shellhammer, Fig. 1 (annotated in color)
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`56. Shellhammer explains that for the AP to coordinate access to the
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`common frequency band, the system uses a “coordination scheme [that] is primarily
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`based on time multiplexing of the 802.11 and BT radios.” Shellhammer, 6:35-36.
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`The time-multiplexing coordination scheme includes having the time period
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`“divided into three time intervals”: the first interval includes only 802.11
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`communications; the second includes only Bluetooth communications (called a
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`NAV period); and the third includes only 802.11 communications. Id., 8:52-9:23.
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`57. Shellhammer illustrates these three periods of its time multiplexing
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`coordination scheme in annotated Fig. 3 provided below.
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`Shellhammer, Fig. 3 (annotated in color)
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`58. To control the timing of the three periods, the AP communicates the
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`end of the first, 802.11-only period by transmitting a “Clear to Send (CTS) signal
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`430 to shut down all the 802.11 communications” of the dual-mode devices.
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`Shellhammer, 9:1-9:13. The CTS signal causes the dual-mode devices to end the
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`802.11 MUs’ communications and start the NAV period, during which the BTMs
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`begin Bluetooth communications