UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`AMP PLUS, INC. dba ELCO LIGHTING
`
`Petitioner
`
`v.
`
`DMF, INC.,
`
`Patent Owner
`
`Case No.: IPR2019-01500
`U.S. Patent No. 9,964,266
`Title: Unified Driver and Light Source Assembly for Recessed Lighting
`
`CERTIFICATE OF SERVICE
`
`Mail Stop Patent Board
`Patent Trial and Appeal Board
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`AMP PLUS, INC. dba ELCO LIGHTING
`
`Petitioner
`
`v.
`
`DMF, INC.,
`
`Patent Owner
`
`Case No.: IPR2019-01500
`U.S. Patent No. 9,964,266
`Title: Unified Driver and Light Source Assembly for Recessed Lighting
`
`CERTIFICATE OF SERVICE
`
`Mail Stop Patent Board
`Patent Trial and Appeal Board
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`IPR2019-01500
`IPR Petition of U.S. Patent No. 9,964,266
`
`Exhibit
`No.
`1001
`1002
`1003
`1004
`1005
`1006
`1007
`1008
`1009
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`EXHIBIT LIST
`
`Description
`
`U.S. Patent No. 9,964,266 (“the ‘266 Patent”)
`Declaration of Eric Bretschneider, Ph.D. (“Bretschneider”)
`Curriculum Vitae of Dr. Bretschneider
`Excerpts from the File History of U.S. Patent No. 9,964,266
`U.S. Patent No. 9,222,661 (“Kim”)
`U.S. Patent No. 9,366,418 (“Gifford”)
`U.S. No. Patent 8,454,204 (“Chang”)
`U.S. Patent No. 7,102,172 (“Lynch”)
`U.S. Patent Application Publication No. 2013/0010476 (“Pickard”)
`Illuminating Engineering Society, ANSI RP-16-10, Nomenclature
`and Definitions for Illuminating Engineering (approved as an
`American National Standard July 15, 2005, approved by the IES
`Board of Directors Oct. 15, 2005) (“RP-16”)
`Underwriters Laboratories Inc. Standard for Safety, Standard UL-
`8750, entitled Light Emitting Diode (LED) Equipment for Use in
`Lighting (1st ed. 2009)
`Celanese CoolPoly® D5502 Thermally Conductive Liquid
`Crystalline Polymer Specification (“CoolPoly”)
`Illuminating Engineering Society of North America, IES Lighting
`Handbook (John E. Kaufman and Howard Haynes eds., Application
`Volume 1981) (“Lighting Handbook”)
`California Energy Commission, PIER Lighting Research Program:
`Project 2.3 Low-profile LED Luminaires FINAL REPORT (Prepared
`by Lighting Research Center, January 2005) (“PIER LRP”)
`Jim Sinopoli, Using DC Power to Save Energy and End the War on
`Currents, GreenBiz (Nov. 15, 2012),
`https://www.greenbiz.com/news/2012/11/15/using-dc-power-save-
`energy-end-war-currents (“Sinopoli”)
`
`ii
`
`
`
`IPR2019-01500
`IPR Petition of U.S. Patent No. 9,964,266
`
`Exhibit
`No.
`1016
`
`1017
`
`1018
`
`1019
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`1026
`
`1027
`
`Description
`
`Robert W. Johnson, “Thought Leadership White Paper: AC Versus
`DC Power Distribution” (November 2012) (“Johnson”)
`Lumileds, LUXEON Rebel General Purpose Product Datasheet,
`Specification DS64 (2016) (“Luxeon Rebel”)
`U.S. Department of Energy, CALiPER Benchmark Report:
`Performance of Incandescent A-Type and Decorative Lamps and
`LED Replacements (prepared by Pacific National Laboratory,
`November 2008) (“CALiPER 2008”)
`U.S. Patent No. 3,836,766 (“Auerbach”)
`U.S. Department of Energy, CALiPER Application Summary Report
`16: LED BR30 and R30 Lamps (prepared by Pacific Northwest
`National Laboratory, July 2012) (“CALiPER 2012”)
`Sandia National Laboratories, Sandia Report: “The Case for a
`National Research Program on Semiconductor Lighting” (July 2000)
`(“Haitz”)
`U.S. Department of Energy, Solid-State Lighting Research and
`Development Portfolio: Multi-Year Program Plan FY’07-FY’12
`(prepared by Navigant Consulting, Inc., March 2006) (“DOE 2006”)
`U.S. Department of Energy, Solid-State Lighting Research and
`Development: Multi-Year Program Plan (April 2013) (“DOE 2013”)
`Underwriters Laboratories Inc. Standard for Safety, Standard UL
`1598, entitled “Luminaires” (3d ed. Jan. 11, 2010) (“UL 1598”)
`U.S. Patent No. 2,179,161 to Rambusch (“Rambusch”)
`DMF, Inc. v. AMP Plus, Inc., d/b/a/ ELCO Lighting and Elco
`Lighting, Inc., Case No. 2:18-cv-07090-CAS-GJS, Claim
`Construction Order (C.D. Cal. Aug. 2, 2019) (ECF No. 266)
`DMF, Inc. v. AMP Plus, Inc., d/b/a/ ELCO Lighting and Elco
`Lighting, Inc., Case No. 2:18-cv-07090-CAS-GJS , Defendants’
`Supplemental Claim Construction Brief (C.D. Cal. July 22, 2019)
`(ECF No. 255)
`
`iii
`
`
`
`IPR2019-01500
`IPR Petition of U.S. Patent No. 9,964,266
`
`BRYAN CAVE
`LEIGHTON PAISNER LLP
`1700 Lincoln Street
`Suite 4100
`Denver, CO 80203-4541
`Tel: (303) 866-0422
`Fax: (303) 335-3722
`erin.kelly@bclplaw.com
`
`Attorneys for Petitioner Amp Plus, Inc.
`dba ELCO Lighting
`
`600683650.1
`
`2
`
`
`
`IPR2019-01500
`IPR Petition of U.S. Patent No. 9,964,266
`
`CERTIFICATE OF SERVICE (37 C.F.R. §42.6(e), 42.205(a))
`
`The undersigned hereby certifies that substitute Exhibit No. 1002 was
`
`served, in its entirety, on August 15, 2019, upon the following parties via USPS
`
`Priority Mail Express:
`
`Attorney of Record for U.S. Patent No. 9,964,266
`
`Smith Baluch LLP
`376 Boylston St.
`Suite 401
`Boston, MA 02116
`
`The Petition has also been served via email and USPS Priority Mail Express
`
`to litigation counsel for Patent Owner at the following address:
`
`Ben M. Davidson
`ben@dlgla.com
`Davidson Law Group
`4500 Park Granada Blvd, Suite 202
`Calabasas, California 91302
`
`David W. Long
`longdw@ergoniq.com
`Ergoniq LLC
`8200 Greensboro Dr. Suite 900
`McLean, VA 22102
`
`Dated: August 14, 2019
`
`Respectfully Submitted,
`
`
`By: /Robert E. Boone/
`Robert E. Boone III, Reg. No. 49,023
`BRYAN CAVE
`LEIGHTON PAISNER LLP
`120 Broadway
`Suite 300
`
`600683650.1
`
`3
`
`
`
`IPR2019-01500
`IPR Petition of U.S. Patent No. 9,964,266
`
`Santa Monica, CA 90401-2386
`Tel: (310) 576-2385
`Fax: (310) 576-2200
`reboone@bclplaw.com
`
`Daniel A. Crowe, Reg. No. 39,644
`BRYAN CAVE
`LEIGHTON PAISNER LLP
`One Metropolitan Square
`Suite 3600
`St. Louis, MO 63102-2750
`Tel: (314) 259-2619
`Fax: (314) 259-2020
`dan.crowe@bclplaw.com
`
`Erin A. Kelly, Reg. No. 62,288
`BRYAN CAVE
`LEIGHTON PAISNER LLP
`1700 Lincoln Street
`Suite 4100
`Denver, CO 80203-4541
`Tel: (303) 866-0422
`Fax: (303) 335-3722
`erin.kelly@bclplaw.com
`
`Attorneys for Petitioner Amp Plus, Inc.
`dba ELCO Lighting
`
`600683650.1
`
`4
`
`
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