Case 2:18-cv-00295 Document 2 Filed 07/18/18 Page 1 of 1 PagelD #: 185
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`• TRADEMARK
`
`JR I 9 2019
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Eastern District of Texas, Marshall Division
`on the following
`filed in the U.S. District Court
`Rf Patents. (❑ the patent action involves 35 U.S.C. § 292.):
`
`Trademarks or
`
`DOCKET NO.
`TBD
`PLAINTIFF
`SAS Institute Inc.
`
`DATE FILED
`7/18/2018
`
`DATE OF PATENT
`OR TRADEMARK
`
`1/30/2007
`
`11/4/2008
`
`7/30/2013
`
`PATENT OR
`TRADEMARK NO.
`1 7,170,519
`
`2 7,447,686
`
`3 8,498,996
`
`4
`
`5
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`World Programming Limited, MineQuest Business
`Analytics, LLC, MineQuest LLC, Angoss Software Corp.,
`Luminex Software, Inc., Yum! Brands, Inc., Shaw
`Industries Group, Inc., and Hitachi Vantara Corp.
`
`HOLDER OF PATENT OR TRADEMARK
`
`SAS Institute Inc.
`
`SAS Institute Inc.
`
`SAS Institute Inc.
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`INCLUDED BY
`
`■ Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`■ Answer
`
`. ■ Cross Bill
`
`q Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following decision has beers rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to Director
`,Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`World Programming Limited EXHIBIT 1004; Page 1 of 310
`
`

`

`Case 2:18-cv-00290-JRG Document 3 Filed 07/13/18 Page 1 of 1 PagelD #: 40
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Eastern District of Texas
`on the following
`filed in the U.S. District Court
`the patent action involves 35 U.S.C. § 292.):
`1=1 Trademarks or
`Il Patents.
`
`( 0
`
`DATE FILED
`7/13/2018
`
`DOCKET NO.
`2:18-cv-00290
`PLAINTIFF
`Uniloc USA, Inc.; Uniloc Luxembourg S.A. and Uniloc
`2017, LLC
`
`U.S. DISTRICT COURT
`Eastern District of Texas
`
`DEFENDANT
`Amazon.com, Inc.; Amazon Web Services, Inc.; Amazon
`Digital Services, LLC.; Amazon Digital Services, Inc.; and
`Amazon Fulfillment Services, Inc.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 8,724,622
`
`5/13/2014
`
`Uniloc Luxembourg S.A.
`
`2
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`M Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`0 Answer
`
`M Cross Bill
`
`• Other Pleading
`
`IIOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case Tile copy
`
`World Programming Limited EXHIBIT 1004; Page 2 of 310
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`DATED
`INVENTOR(S)
`
`: 7,447,686 B2
`: 10/303106
`: November 4, 2008
`: Levine
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is
`hereby corrected as shown below:
`
`In column 10, line 43, delete "textualization:" and insert -- textualization;
`
`Signed and Sealed this
`
`Twenty-fourth Day of February, 2009
`
`JOHN DOLL
`Acting Director of the United States Patent and Trademark Office
`
`World Programming Limited EXHIBIT 1004; Page 3 of 310
`
`

`

`PATENT
`Attorney Docket No.: 343355600054
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Inventor(s): Levine
`
`Serial No.: 10/303,106
`
`Patent No.: 7,447,686
`
`Filed:
`
`For:
`
`November 22, 2002
`
`Issued:
`
`November 4, 2008
`
`Computer-Implemented System And Method For Handling Database
`Statements
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`NOTIFICATION OF ERROR IN PRINTING PATENT
`CERTIFICATE OF CORRECTION REQUESTED
`UNDER 37 CFR § 1.323
`
`In proofreading the above-referenced patent, it has been noted that the
`
`following error occurred in the printing thereof. A Certificate of Correction is therefore
`
`requested. (See enclosed Certificate of Correction)
`
`CLI-1683140v1
`
`Page 1 of 2
`
`World Programming Limited EXHIBIT 1004; Page 4 of 310
`
`

`

`No fees are deemed to be due in connection with the issuance of the
`
`Certificate of Correction as all errors are printing errors of the United States Patent and
`
`Trademark Office. In the event, however, that fees are due, please charge any fees
`
`required by this request to Jones Day's Deposit Account No. 501432, reference
`
`343355600054.
`
`Respectfully submitted,
`
`John
`iernacki
`Registr. ion No. 40,511
`Jones
`y
`North P int
`901 Lakeside Avenue
`Cleveland, OH 44114
`(216) 586-7747
`
`Date:
`
`Oo 1
`
`CLI-1683140v1
`
`Page 2 of 2
`
`World Programming Limited EXHIBIT 1004; Page 5 of 310
`
`

`

`PTO/SB/44 (09-07)
`Approved for use through 08/31/2010. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also Form PTO-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7,447,686
`
`APPLICATION NO.: 10/303,106
`
`ISSUE DATE
`
`November 4, 2008
`
`INVENTOR(S)
`
`Levine
`
`Page 1
`
` of 1
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`In column 10, line 43, delete "textualization:" and insert -- textualization;
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`John V-. Biernacki
`Jones Day
`North Point
`901 Lakeside Avenue
`Cleveland, Ohio 44114
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`World Programming Limited EXHIBIT 1004; Page 6 of 310
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`4612518
`
`10303106
`
`International Application Number:
`
`Confirmation Number:
`
`2037
`
`Title of Invention:
`
`COMPUTER-IMPLEMENTED SYSTEM AND METHOD FOR HANDLING
`DATABASE STATEMENTS
`
`First Named Inventor/Applicant Name:
`
`FrederickJ. Levine
`
`John V. Biernacki
`
`Jones, Day, Reavis & Pogue
`
`North Point
`
`Correspondence Address:
`
`901 Lakeside Avenue
`
`Cleveland
`
`OH
`
`44114
`
`US
`
`2165863939
`
`Filer:
`
`Stephen D. Scanlon/John V. Biernacki
`
`Filer Authorized By:
`
`Stephen D. Scanlon
`
`Attorney Docket Number:
`
`343355600054
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`14-JAN-2009
`
`22-NOV-2002
`
`15:48:55
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`no
`
`World Programming Limited EXHIBIT 1004; Page 7 of 310
`
`

`

`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`69847
`
`1
`
`Request for Certificate of Correction
`
`DOC254.pdf
`
`no
`
`3
`
`5bcd125937db6f1c1801668881763749baa
`89611
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes):
`
`69847
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`World Programming Limited EXHIBIT 1004; Page 8 of 310
`
`

`

`UNITED STA 1ES PA1ENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`10/303,106
`
`ISSUE DATE
`
`11/04/2008
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`7447686
`
`343355600054
`
`2037
`
`10/15/2008
`
`7590
`John V. Biernacki
`Jones, Day, Reavis & Pogue
`North Point
`901 Lakeside Avenue
`Cleveland, OH 44114
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 921 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Customer Service Center of the Office of Patent Publication at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Frederick J. Levine, Durham, NC;
`
`IR103 (Rev. 11/05)
`
`World Programming Limited EXHIBIT 1004; Page 9 of 310
`
`

`

`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`06/30/2008
`
`7590
`John V. Biernacki
`Jones, Day, Reavis & Pogue
`North Point
`901 Lakeside Avenue
`Cleveland, OH 44114
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`10/303,106
`11/22/2002
`Frederick J. Levine
`343355600054
`TITLE OF INVENTION: COMPUTER-IMPLEMENTED SYSTEM AND METHOD FOR HANDLING DATABASE STATEMENTS
`
`2037
`
`APPLN. TYPE
`
`nonprovisional
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`NO
`
`$1440
`
`$300
`
`$0
`
`$1740
`
`DATE DUE
`
`09/30/2008
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`BETIT, JACOB F
`2164
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`CI Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`707-100000
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2
`
`3
`
`Jones Day
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`SAS Institute Inc.
`
`Cary, North Carolina
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0
`
`Individual Ei Corporation or other private group entity D Government
`
`4a. The following fee(s) are submitted:
`0 Issue Fee
`Publication Fee (No small entity discount permitted)
`q Advance Order - # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PTO-2038 is attached.
`a The Director is hereby authorized to charge the,rez6recl fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Numbeido U 1
`
` (enclose an extra copy of this form).
`
`Z
`
`5. Change in Entity Status (from status indicated above)
`0 a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`0 b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`NOTE: The Issue Fee and Publication
`(if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of
`United States PatoRt and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name John
`
`V. Biernacki
`
`Date September 30, 2008
`Registration No. 40,511
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the qOmpleted application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
`this form and/6r suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction, Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`World Programming Limited EXHIBIT 1004; Page 10 of 310
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`10303106
`
`22-Nov-2002
`
`Title of Invention:
`
`COMPUTER-IMPLEMENTED SYSTEM AND METHOD FOR HANDLING
`DATABASE STATEMENTS
`
`First Named Inventor/Applicant Name:
`
`FrederickJ. Levine
`
`Filer:
`
`Stephen D. Scanlon/John V. Biernacki
`
`Attorney Docket Number:
`
`343355600054
`
`Filed as Large Entity
`
`Utility under 35 USC 111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl issue fee
`
`Publ. Fee- early, voluntary, or normal
`
`1501
`
`1504
`
`1
`
`1
`
`1440
`
`300
`
`1440
`
`300
`
`World Programming Limited EXHIBIT 1004; Page 11 of 310
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`1740
`
`World Programming Limited EXHIBIT 1004; Page 12 of 310
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`4029831
`
`10303106
`
`International Application Number:
`
`Confirmation Number:
`
`2037
`
`Title of Invention:
`
`COMPUTER-IMPLEMENTED SYSTEM AND METHOD FOR HANDLING
`DATABASE STATEMENTS
`
`First Named Inventor/Applicant Name:
`
`FrederickJ. Levine
`
`John V. Biernacki
`
`Jones, Day, Reavis & Pogue
`
`North Point
`
`Correspondence Address:
`
`901 Lakeside Avenue
`
`Cleveland
`
`OH
`
`44114
`
`US
`
`2165863939
`
`Filer:
`
`Stephen D. Scanlon/John V. Biernacki
`
`Filer Authorized By:
`
`Stephen D. Scanlon
`
`Attorney Docket Number:
`
`343355600054
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`30-SEP-2008
`
`22-NOV-2002
`
`11:07:22
`
`Application Type:
`
`Utility under 35 USC 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`yes
`
`Deposit Account
`
`Payment was successfully received in RAM
`
`$1740
`
`World Programming Limited EXHIBIT 1004; Page 13 of 310
`
`

`

`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`629
`
`501432
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`96246
`
`1
`
`Issue Fee Payment (PTO-85B)
`
`D00084.pdf
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`56328135b1ac1a3e543156986d451c3e26d1
`3815
`
`31959
`
`2
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`no
`
`2
`
`f2cf5d5fe359612eb4ebfd80519c97f6b0810
`e15
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes):
`
`128205
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`
`
`
`characterized by the applicant, and including page counts, where applicable.
`It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`includes the necessary components If a new application is being filed and the application for a filing date (see 37 CFR
`
`
`
`1.54) will be issued in due 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR course and the date shown on this
`
`
`date of the application. Acknowledgement Receipt will establish the filing
`
`35 U.S.C. 371 National Stage of an International Application under
`
`
`is compliant with the conditions of 35 If a timely submission to enter the national stage of an international application
`
`acceptance of the application as a U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating
`
`Filing Receipt, in due course. national stage submission under 35 U.S.C. 371 will be issued in addition to the
`
`New International Application Filed with the USPTO as a Receiving Office
`includes the necessary components for If a new international application is being filed and the international application
`
`
`of the International Application Number an international filing date (see PCT Article 11 and MPEP 1810), a Notification
`subject to prescriptions concerning and of the International Filing Date (Form PCT/RO/105) will be issued in due course,
`
`
`establish the international filing date of national security, and the date shown on this Acknowledgement Receipt will
`the application.
`
`World Programming Limited EXHIBIT 1004; Page 14 of 310
`
`

`

`UNITED STATES PATENT AND MADEMARK OFFICE
`
`1111
`
`
`1111 11111 111111011
`
`1111101 111111111111111111
`
`II
`Bib Data Sheet
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.usptos0V
`
`CONFIRMATION NO. 2037
`
`CLASS
`707
`
`GROUP ART UNIT
`2164
`
`ATTORNEY
`DOCKET NO.
`343355600054
`
`SERIAL NUMBER
`10/303,106
`
`FILING OR 371(c)
`DATE
`11/22/2002
`RULE
`
`APPLICANTS
`Frederick J. Levine, Durham, NC;
`
`** CONTINUING DATA ***********"*"*"******
`
`** FOREIGN APPLICATIONS ********************
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`** 01/08/2003
`CI yesX
`Foreign Priority claimed
`35 USC 119 (a d) conditions 0 yes
`no ❑Met after
`met
`Allowa ce
`Verified and
`Acknowledged
`ADDRESS
`John V. Biernacki
`Jones, Day, Reavis & Pogue
`North Point
`901 Lakeside Avenue
`Cleveland, OH44114
`
`Examiner's Signature
`
`Initials
`
`STATE OR
`COUNTRY
`NC
`
`SHEETS
`DRAWING
`19
`
`TOTAL
`CLAIMS
`62
`
`INDEPENDENT
`CLAIMS
`7
`
`TITLE
`
`COMPUTER-IMPLEMENTED SYSTEM AND METHOD FOR HANDLING DATABASE STATEMENTS
`
`FILING FEE
`RECEIVED
`2232
`
`FEES: Authority has been given in Paper
`to charge/credit DEPOSIT ACCOUNT
`No.
`for following:
`No.
`
`0 All Fees
`LI 1.16 Fees ( Filing )
`1:1 1.17 Fees ( Processing Ext. of
`time )
`0 1.18 Fees ( Issue )
`LI Other
`Li Credit
`
`World Programming Limited EXHIBIT 1004; Page 15 of 310
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`14
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`AP.I0ex..Bodx 16.,5Ovirg
`inia 22313-1450
`www.usplo.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`06/30/2008
`
`7590
`John V. Biernacki
`Jones, Day, Reavis & Pogue
`North Point
`901 Lakeside Avenue
`Cleveland, OH 44114
`
`EXAMINER
`
`BETIT, JACOB F
`
`ART UNIT
`
`PAPER NUMBER
`
`2164
`DATE MAILED: 06/30/2008
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`343355600054
`Frederick J. Levine
`11/22/2002
`10/303,106
`TITLE OF INVENTION: COMPUTER-IMPLEMENTED SYSTEM AND METHOD FOR HANDLING DATABASE STATEMENTS
`
`2037
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`NO
`
`$1440
`
`$300
`
`$0
`
`$1740
`
`DATE DUE
`
`09/30/2008
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above, or
`
`If the SMALL ENTITY is shown as NO:
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`Page 1 of 3
`
`World Programming Limited EXHIBIT 1004; Page 16 of 310
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block l for any change of address)
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`06/30/2008
`
`7590
`John V. Biernacki
`Jones, Day, Reavis & Pogue
`North Point
`901 Lakeside Avenue
`Cleveland, OH 44114
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address aboVe, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`343355600054
`Frederick J. Levine
`11/22/2002
`10/303,106
`TITLE OF INVENTION: COMPUTER-IMPLEMENTED SYSTEM AND METHOD FOR HANDLING DATABASE STATEMENTS
`
`2037
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREY. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`NO
`
`$1440
`
`$300
`
`$0
`
`$1740
`
`DATE DUE
`
`09/30/2008
`
`EXAMINER
`
`BETIT, JACOB F
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`2164
`
`707-100000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`q Change of correspondence address (or Change of Correspondence
`Address form PTO/$13/122) attached.
`q "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(I) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`(A) NAME OF ASSIGNEE
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`q Individual
`
`q Corporation or other private group entity q Government
`
`4a. The following fee(s) are submitted:
`q Issue Fee
`q Publication Fee (No small entity discount permitted)
`q Advance Order - # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`q A check is enclosed.
`q Payment by credit card. Form PTO-2038 is attached.
`D The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`(enclose an extra copy of this form).
`overpayment, to Deposit Account Number
`
`5. Change in Entity Status (from status indicated above)
`q b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`q a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`
`
`
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, prepanng, and
`submitting the completed application form