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`
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`L0v280u Old's'n04920i
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`Attomey Docket No,_|80391.0003CONT2
`UTILITY
`First inventor
`Scott MOSKOWITZ
`PATENT APPLICATION
`cae rancca wal aac
`TRANSMITTAL
`{Only for new nonprovisionalapplications under 37 CFR 1.53(b))
`
`U.S. PTO
`11/895388
`08/24/2007
`
`PTO/SB/05 (07-07)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office.ULSs. DEPARTMENT OF COMMERCE
`
`
` eowssmattarene|
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`Divisional
`of prior application No.: cecceeeesnereennesseneneneeiell
`| Continuation
`O Continuation-in-part (CIP)
`Art Unit:
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`Examiner Laurel LASHLEY
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`APPLICATION ELEMENTS
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`CL)TheaddressassociatedwithCustomer Number.[ OR
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`Correspondenceaddressbelow
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`Scott MOSKOWITZ
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`Address
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`16711 Collins Avenue, #2505
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`[Sate[ee]
`Cay
`usa__] epeeansie
`Signature
`|Soe
`Name
`Scott M@SKOWITZ
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`Attorney/Agent
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`tfyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
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`DISH-Blue Spike-602
`Exhibit 1006, Page 0001
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`DISH-Blue Spike-602
`Exhibit 1006, Page 0001
`
`

`

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`2)Arpicantcams smal ettystatue, Seo 37 CFRI27 Twa
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`FEE CALCULATION
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`1. BASIC FILING, SEARCH, AND EXAMINATION FEES
`EXAMINATION FEES
`FILINGFEES ‘i
`SEARCH FEES
`
`
`Smail Entity
`mall Entity
`Smaij Entity
`
`
`
`
`ApplicationTypeFee($)Fee($)Eee($) eo (8) Fee($)Fee(8)FeesPaid($)
`
`
`Utility
`300
`150
`500
`250
`200
`100
`$500
`Design
`200
`100
`100
`50
`130
`65
`Plant
`200
`100
`300
`150
`160
`80
`
`
`
`
`Reissue
`300
`150
`500
`250
`600
`300
`
`
`Provisional
`200
`100
`0
`0
`0
`0
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`
`2. EXCESS CLAIM FEESSmailEntity
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`Each claim over 20 (including Reissues)
`50
`25
`Each independentclaim over 3 (including Reissues)
`200
`100
`Multiple dependent claims
`360
`180
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`TotalClaims Fees anPaid($)MultipleDependentClaimsExtraClaims
`
`
`
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`Fee Paid ($)
`= 245 :
`- 20 or HP=
`> {
`,
`HP = highest numberoftotal claims paid for,if greater than 20.
`
`
`
`HP=highestnumberofindepenGamesdaimspaidfor,if greaterthanizes”
`4 {FS
`oro nr
`Indep, Claims
`—" Claims To=
`ca
`5
`-3orHP =
`=_————ee
`3. APPLICATION SIZE FEE _
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`If the specification and drawings exceed [00 sheets of paper (excluding electronically filed sequence or computer
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`
`‘otal SheetExtrafractionthereotFee($)FeePaid($)Sheets Numberof each additionalstor
`
`
`
`
`- 100=
`#50 =
`(round up to a whole number)
`x
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`Registration No.
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`Saratwe|alectareenbeey—|iiraingen|#RMON® sagassoe)
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`Name PrnType)|
`Saw KmosKownrz ZA «(ate Auge 20072
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`This collection of information is required by 37 CFR 1.136. The information is required to obtain or retain a benefit by the public whichisto file (and by tha
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`DISH-Blue Spike-602
`Exhibit 1006, Page 0002
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`DISH-Blue Spike-602
`Exhibit 1006, Page 0002
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`DATA PROTECTION METHOD AND DEVICE
`
`CROSS-REFERENCE TO RELATED APPLICATIONS
`
`[0001] This application is a divisional of U.S. Patent Application Serial No. 10/602,777, which
`
`is a continuation application of U.S. Patent Application Serial No. 09/046,627 (which
`
`issued July 22, 2003, as U.S. Patent No. 6,598,162), which is a continuation-in-part of
`
`U.S. Patent Application Serial No. 08/587,943, filed Jan. 17, 1996, (which issued April
`
`28, 1998, as U.S. Patent No. 5,745,943). The entire disclosure of U.S. Patent Application
`
`No. 09/046,627 (which issued July 22, 2003, as U.S. Patent No. 6,598,162) and U.S.
`
`Patent Application Serial No. 08/587,943, filed Jan. 17, 1996, (which issued April 28,
`
`1998, as U.S. Patent No. 5,745,943) are hereby incorporated by reference in their
`
`entireties.
`
`FIELD OF THE INVENTION
`
`|
`
`[0002] The invention relates to the protection of digital information. Moreparticularly, the
`invention relates to a method and device for data protection.
`
`[0003] With the advent of computer networks and digital multimedia, protection of intellectual
`
`property has become a prime concern for creators and publishers of digitized copies of
`
`copyrightable works, such as musical recordings, movies, video games, and computer.
`software. One method of protecting copyrights in the digital domain is to use "digital
`
`watermarks. "
`
`includes copy protection systems attempted at many stages in- the
`[0004] The prior art
`development of the software industry. These may be various methods by which a
`
`software engineer can write the software in a clever mannerto determineif it has been
`
`copied, and if so to deactivate itself. Also included are undocumented changes to the
`storage format of the content. Copy protection was generally abandoned by the software
`
`industry, since pirates were generally just as clever as the software engineers and figured
`
`out ways to modify the software and deactivate the protection. The cost of developing
`
`such protection was not justified considering the level of piracy which occurred despite
`
`the copy protection.
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`(0005] Other methods for protection of computer software include the requirement of entering
`
`certain numbers or facts that may be included in a packaged software's manual, when
`
`prompted at start-up. These may be overcomeif copies of the manual are distributed to
`
`unintended users, or by patching the code to bypass these measures. Other methods
`
`include requiring a user to contact the software vendor and to receive "keys" for
`
`unlocking software after registration attached to some payment scheme, such as credit
`
`card authorization. Further methods include network-based searches of a user's hard drive
`
`and comparisons between whatis registered to that user and what is actually installed on
`
`the user's general computing device. Other proposals, by such parties as AT&T's Bell
`
`Laboratories, use “kerning" or actual distance in pixels,
`
`in the rendering of text
`
`documents, rather than a varied number of ASCII characters. However, this approach can
`
`often be defeated by graphics processing analogous to sound processing, which
`
`randomizes that information. All of these methods require outside determination and
`
`verification of the validity of the software license.
`
`[0006] Digital watermarks can be used to mark each individual copy of a digitized work with
`information identifying the title, copyright holder, and even the licensed owner of a
`
`particular copy. When marked with licensing and ownership information, responsibility is
`
`created for individual copies where before there was none. Computer application
`
`programs can be watermarked by watermarking digital content resources used in
`
`conjunction with images or audio data. Digital watermarks can be encoded with random
`
`or pseudo random keys, which act as secret maps for locating the watermarks. These keys
`
`make it impossible for a party to find the watermark without having the key. In addition,
`
`the encoding method can be enhanced to force a party to cause damage to a watermarked
`
`data stream whentrying to erase a random-key watermark. Other information is disclosed
`
`in "Technology: Digital Commerce", Denise Caruso, New York Times, Aug. 7, 1995;
`and "Copyrighting in the Information Age", Harley Ungar, ONLINE MARKETPLACE,
`September 1995, Jupiter Communications.
`
`[0007] Additionally, other methods for hiding information signals in content signals, are
`
`disclosed in U.S. Pat. No. 5,319,735--Preuss et al. and U.S. Pat. No. 5,379,345--
`
`Greenberg.
`
`[0008] It is desirable to use a "stega-cipher" or watermarking process to hide the necessary parts
`
`DISH-Blue Spike-602
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`or resources of the executable object code in the digitized sample resources. It is also
`
`desirable to further modify the underlying structure of an executable computer
`
`application such that it is more resistant to attempts at patching and analysis by memory
`
`capture. A computer application seeks to provide a user with certain utilities or tools, that
`
`is, users interact with a computer or similar device to accomplish various tasks and
`
`applications provide the relevant interface. Thus, a level of authentication can also be
`
`introduced into software, or "digital products," that include digital content, such as audio,
`
`video, pictures or multimedia, with digital watermarks. Security is maximized because
`
`erasing this code watermark without a key results in the destruction of one or more
`
`essential parts of the underlying application, rendering the "program" useless to the
`
`unintended user who lacks the appropriate key. Further, if the key is linked to a license
`
`code by means of a mathematical function, a mechanism for identifying the licensed
`
`ownerof an application is created.
`
`[0009] It is also desirable to randomly reorganize program memory structure intermittently
`
`during program run time, to prevent attempts at memory capture or object code analysis
`
`aimed at eliminating licensing or ownership information, or otherwise modifying, in an
`
`unintended manner, the functioning of the application.
`
`[0010} In this way, attempts to capture memory to determine underlying functionality or provide
`
`a "patch" to facilitate unauthorized use of the "application," or computer program,
`
`without destroying the functionality and thus usefulness of a copyrightable computer
`
`program can be madedifficult or impossible.
`
`[0011} It is thus the goal of the present invention to provide a higher level of copyright security
`
`to object code on par with methods described in digital watermarking systems for
`
`digitized media content such as pictures, audio, video and multimedia content in its
`
`multifarious forms, as described in previous disclosures, "Steganographic Method and
`
`Device" Ser. No. 08/489,172, filed Jun. 7, 1995, now U.S. Pat. No. 5,613,004, and
`
`"Human Assisted Random Key Generation and Application for Digital Watermark
`
`System", Ser. No. 08/587,944, filed on Jan. 17, 1996, the disclosure of which is hereby
`
`incorporated by reference.
`
`[0012] It is a further goal of the present invention to establish methods of copyright protection
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`that can be combined with such schemes as software metering, network distribution of
`
`code and specialized protection of software that is designed to work over a network, such
`
`as that proposed by Sun Microsystems in their HotJava browser and Java programming
`
`language, and manipulation of application code in proposed distribution of documents
`
`that can be exchanged with resources or the look and feel of the document being
`
`preserved over a network. Such systems are currently being offered by companies
`
`including Adobe, with their Acrobat software. This latter goal is accomplished primarily
`
`by meansof the watermarking of font, or typeface, resources included in applications or
`
`documents, which determine how a bitmap representation of the documentis ultimately
`
`drawn on a presentation device.
`
`[0013] The present invention includes an application of the technology of "digital watermarks."
`
`As described in previous disclosures, "Steganographic Method and Device" and "Human
`
`Assisted Random Key Generation and Application for Digital Watermark System,"
`
`watermarks are particularly suitable to the identification, metering, distributing and
`authenticating digitized content such as pictures, audio, video and derivatives thereof
`
`under the description of "multimedia content." Methods have been described for
`
`combining both cryptographic methods, and steganography, or hiding something in plain
`
`view. Discussions of these technologies can be found in Applied Cryptography by Bruce
`
`Schneier and The Code Breakers by David Kahn. For more information on prior art
`public-key cryptosystems see U.S. Pat. No. 4,200,770 Diffie-Hellman, U.S. Pat. No.
`4,218,582 Hellman, U.S. Pat. No. 4,405,829 RSA, U.S. Pat. No. 4,424,414 Hellman
`Pohlig. Computer code, or machine language instructions, which are not digitized and
`
`have zero tolerance for error, must be protected by derivative or alternative methods,
`
`such as those disclosed in this invention, which focuses on watermarking with "keys"
`
`derived from license codes or other ownership identification information, and using the
`
`watermarks encoded with such keys to hide an essential subset of the application code
`resources.
`
`BACKGROUND OF THE INVENTION
`
`[0014] Increasingly, commercially valuable information is being created and stored in "digital"
`
`form. For example, music, photographs and video can all be stored and transmitted as a
`
`series of numbers, such as 1's and 0's. Digital techniques let the original information be
`
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`recreated in a very accurate manner. Unfortunately, digital
`
`techniques also let
`
`the
`
`information be easily copied without the information owner's permission.
`
`[0015] Because unauthorized copying is clearly a disincentive to the digital distribution of
`
`valuable information, it is important to establish responsibility for copies and derivative
`copies of such works. For example, if each authorized digital copy of a popular song is
`identified with a unique number, any unauthorized copy of the song would also contain
`
`the number. This would allow the owner of the information, such as a song publisher, to
`
`investigate who made the unauthorized copy. Unfortunately, it is possible that the unique
`
`number could be erased oraltered if it is simply tacked on at the beginning or end of the
`
`digital information.
`
`{0016] As will be described, known digital "watermark" techniques give creators and publishers
`
`of digitized multimedia content localized, secured identification and authentication of
`
`that content. In considering the various forms of multimedia content, such as "master,"
`
`stereo, National Television Standards Committee (NTSC) video, audio tape or compact
`
`disc, tolerance of quality will vary with individuals and affect the underlying commercial
`
`and aesthetic value of the content. For example, if a.digital version of a popular song
`
`sounds distorted, it will be less valuable to users. It is therefore desirable to embed
`
`copyright, ownership or purchaser information, or some combination of these and related
`
`data, into the content in a way that will damage the content if the watermark is removed
`
`without authorization.
`
`[0017] To achieve these goals, digital watermark systems insert ownership information in a way
`
`that causes little or no noticeable effects, or "artifacts," in the underlying content signal.
`
`For example, if a digital watermark is inserted into a digital version of a song,it is °
`important that a listener not be bothered by the slight changes introduced by the
`watermark. It is also important for the watermark technique to maximize the encoding
`
`level and "location sensitivity" in the signal to force damage to the content signal when
`
`removal is attempted. Digital watermarks address many of these concerns, and research
`
`in the field has provided extremely robust and secure implementations.
`
`[0018] What has been overlooked in many applications described in the art, however, are
`systems which closely mimic distribution of content as it occurs in the real world. For
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`instance, many watermarking systems require the original un-watermarked content signal
`
`to enable detection or decode operations. These include highly publicized efforts by
`
`NEC,Digimare and others. Such techniques are problematic because, in the real world,
`
`original master copies reside in a rights holders vaults and are not readily available to the
`
`public.
`
`[0019] With much activity overly focused on watermark survivability, the security of a digital
`
`watermark is suspect. Any simple linear operation for encoding information into a signal
`may be used to erase the embeddedsignal by inverting the process. This is not a difficult
`
`task, especially when detection software is a plug-in freely available to the public, such as
`
`with Digimarc. In general, these systems seek to embed cryptographic information, not
`
`cryptographically embed information into targetmedia content.
`
`[0020] Other methods embed ownership information that is plainly visible in the media signal,
`
`such as the method described in U.S. Pat. No. 5,530,739 to Braudaway et al. The system
`
`described in Braudawayprotects a digitized image by encoding a visible watermark to
`
`deter piracy. Such an implementation creates an immediate weakness in securing the
`
`embedded information because the watermark is plainly visible. Thus, no search for the
`
`embedded signal is necessary and the watermark can be more easily removed oraltered.
`
`For example, while certainly useful to some rights owners, simply placing the symbol
`
`“©" in the digital
`
`information would only provide limited protection. Removal by
`
`adjusting the brightness of the pixels forming the "©" would not be difficult with respect
`
`to the computational resources required.
`
`[0021] Other relevant prior art includes U.S. Pat. No. 4,979,210 and 5,073,925 to Nagataet al.,
`
`which encodes information by modulating an audio signal in the amplitude/time domain.
`
`The modulations introduced in the Nagata process carry a “copy/don't copy" message,
`
`which is easily found and circumvented by one skilled in the art. The granularity of
`
`encoding is fixed by the amplitude and frequency modulation limits required to maintain
`
`inaudibility. These limits are relatively low, making it
`
`impractical to encode more
`
`information using the Nagata process,
`
`[0022] Although U.S. Pat. No. 5,661,018 to Leighton describes a means to prevent collusion
`
`attacks in digital watermarks, the disclosed method may not actually provide the security
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`described. For-example,
`
`in cases where the watermarking technique is linear,
`
`the
`
`"insertion envelope" or "watermarking space” is well-defined and thus susceptible to
`
`attacks less sophisticated than collusion by unauthorized parties. Over-encoding at the
`
`watermarking encoding level is but one simple attack in such linear implementations.
`
`Another consideration not made by Leighton is that commercially-valuable content may
`
`already exist in a un-watermarked form somewhere, easily accessible to potential pirates,
`
`gutting the need for any type of collusive activity. Digitally signing the embeddedsignal
`
`with preprocessing of watermark data is more likely to prevent successful collusion.
`
`Furthermore, a “baseline" watermark as disclosed is quite subjective. It
`
`is simply
`
`described elsewhere in the art as the "perceptually significant" regions of a signal.
`
`Making a watermarking function less linear or inverting the insertion of watermarks
`
`would seem to provide the same benefit without the additional work required to create a
`
`"baseline" watermark. Indeed, watermarking algorithms should already be capable of
`
`defining a target insertion envelope or region without additional steps. What is evident is
`
`the Leighton patent does not allow for initial prevention of attacks on an embedded
`
`watermark as the content is visibly or audibly unchanged.
`
`[0023] It is also important that any method for providing security also function with broadcasting
`
`media over networks such as the Internet, which is also referred to as "streaming."
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`Commercial
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`"plug-in" products
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`such as RealAudio and RealVideo, as well as
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`applications by vendors VDONet and Xtreme, are common in such network
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`environments. Most digital watermark implementations focus on common file base
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`signals and fail to anticipate the security of streamed signals. It is desirable that any
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`protection scheme be able to function with a plug-in player without advanced knowledge
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`of the encoded media stream.
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`[0024] Other technologies focus solely on file-based security. These technologies illustrate the
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`varying applications for security that must be evaluated for different media and
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`distribution environments. Use of cryptolopes or cryptographic containers, as proposed
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`by IBM in its Cryptolope product, and InterTrust, as described in U.S. Pat. Nos.
`
`4,827,508, 4,977,594, 5,050,213 and 5,410,598, may discourage certain forms of piracy.
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`Cryptographic containers, however, require a user to subscribe to particular decryption
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`software to decrypt data. IBM's InfoMarket and InterTrust's DigiBox, among other
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`implementations, provide a generalized model and need proprietary architecture to
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`function. Every user must have a subscription or registration with the party which
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`encrypts the data. Again, as a form of general encryption, the data is scrambled or
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`encrypted without regard to the media andits formatting. Finally, control over copyrights
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`or other neighboring rights is left with the implementing party,
`InterTrustor a similar provider.
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`in this case, IBM,
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`[0025] Methods similar to these "trusted systems" exist, and Cerberus Central Limited and
`Liquid Audio, among a number of companies, offer systems which may functionally be
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`thought of as subsets of IBM andInterTrust's more generalized security offerings. Both
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`Cerberus and Liquid Audio propose proprietary player software which is registered to the
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`user and "locked" in a mannerparallel to the locking of content that is distributed via a
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`cryptographic container. The economic trade-off in this model is that users are required to
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`use each respective companies' proprietary player to play or otherwise manipulate content
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`that is downloaded.If, as is the case presently, most music or other mediais not available
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`via these proprietary players and more companies propose non-compatible player
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`formats, the proliferation of players will continue. Cerberus and Liquid Audio also by
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`way of extension of their architectures provide for "near-CD quality" but proprietary
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`compression. This requirement stems from the necessity not to allow content that has
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`near-identical data make-up to an existing consumerelectronic standard, in Cerberus and
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`Liquid Audio's case the so-called Red Book audio CD standard of 16 bit 44.1 kHz, so
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`that comparisons with the proprietary file may not yield how the player is secured.
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`Knowledge of the player's file format renders its security ineffective as a file may be
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`replicated and played on any commonplayer, not the intended proprietary player of the
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`provider of previously secured and uniquely formatted content. This is the parallel
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`weakness to public key crypto-systems which have gutted security if enough plain text
`and cipher text comparisonsenable a pirate to determine the user's private key.
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`[0026] Many approachesto digital watermarking leave detection and decoding control with the
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`implementing party of the digital watermark, not the creator of the work to be protected.
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`A set of secure digital watermark implementations address this fundamental control issue
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`forming the basis of key-based approaches. These are covered by the following patents
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`and pending applications, the entire disclosures of which are hereby incorporated by
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`reference: U.S. Pat. No. 5,613, 004 entitled "Steganographic Method and Device"andits
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`derivative U.S. patent application Ser. No. 08/775,216 (which issued November 11, 1997,
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`as U.S. Patent No. 5,687,236), U.S. patent application Ser. No. 08/587,944 entitled
`
`“Human Assisted Random Key Generation and Application for Digital Watermark
`
`System"(which issued October 13, 1998, as U.S. Patent No. 5,822,432), U.S. patent
`
`application Ser. No. 08/587,943 entitled "Method for Stega-Cipher Protection of
`
`Computer Code"(which issued April 28, 1998, as U.S. Patent No. 5,748,569), U.S.
`
`patent application Ser. No. 08/677,435 entitled "Optimization Methods for the Insertion,
`
`Protection, and Detection of Digital Watermarks in Digitized Data"(which issued March
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`30, 1999, as U.S. Patent No. 5,889,868) and U.S. patent application Ser. No. 08/772,222
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`entitled "Z-Transform Implementation of Digital Watermarks"(which issued June 20,
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`2000, as U.S. Patent No. 6,078,664). Public key crypto-systems are described in U.S. Pat.
`
`No. 4,200,770, 4,218,582, 4,405,829 and 4,424,414, the entire disclosures of which are
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`also hereby incorporated by reference.
`
`{0027] In particular, an improved protection scheme is described in "Method for Stega-Cipher
`
`Protection of Computer Code," U.S. patent application Ser. No. 08/587,943 (which issued
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`April 28, 1998, as U.S. Patent No. 5,748,569). This technique uses the key-based
`
`insertion of binary executable computer code within a content signal that is subsequently,
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`and necessarily, used to play or otherwise manipulate the signal in which it is encoded.
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`With this system, however, certain computational requirements, such as one digital player
`
`per digital copy of content, may be necessitated. For instance, a consumer may download
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`many copies of watermarked content. With this technique,
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`the user would also be
`
`downloading as many copies of the digital player program. While this form of security
`
`may be desirable for some applications,it is not appropriate in many circumstances.
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`[0028] Finally, even when digital informationis distributed in encoded form, it may be desirable
`
`to allow unauthorized users to play the information with a digital player, perhaps with a
`
`reduced level of quality. For example, a popular song may be encoded and freely
`
`distributed in encoded form to the public. The public, perhaps using commonly available
`
`plug-in digital players, could play the encoded content and hear the music in some
`
`degraded form. The music may-sound choppy, or fuzzy or be degraded in some other
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`way. This lets the public decide, based on the available lower quality version of the song,
`
`if they want to purchase a key from the publisher to decode, or "clean-up," the content.
`Similar approaches could be used to distribute blurry pictures or low quality video. Or
`even "degraded" text, in the sense that only authenticated portions of the text can be
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`determined with the predetermined key or a validated digital signature for the intended
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`message.
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`[0029} In view of the foregoing, it can be appreciated that a substantial need exists for a method
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`allowing encoded content to be played, with degraded quality, by a plug-in digital player,
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`and solving the other problems discussed above.
`
`SUMMARYOF THE INVENTION
`
`(0030) The disadvantages of the art are alleviated to a great extent by a method for combining
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`transfer
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`functions with predetermined key creation.
`
`In one embodiment, digital
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`information,
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`including a digital
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`sample and format
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`information,
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`is protected by
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`identifying and encoding a portion of the format
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`information. Encoded digital
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`information,
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`including the digital sample and the encoded format
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`information,
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`is
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`generated to protect the original digital information.
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`[0031] In another embodiment, a digital signal, including digital samples in a file format having
`
`an inherent granularity, is protected by creating a predetermined key. The predetermined
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`key is comprised of a transfer function-based mask set to manipulate data at the inherent
`granularity ofthe file format of the underlying digitiz