throbber
PTO/SB/57 (09-16)
`Approved for use through 09/30/2018 OMB 0651-0064
`U.S. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`(Also referred to as FORM PTO-1465)
`REQUEST FOR EX PARTE REEXAMINATION TRANSMITTAL FORM
`
`Address to:
`Mail Stop Ex Parte Reexam
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Attorney Docket No.:
`
`Date: 05—15—2018
`
`1.
`
`This is a request for ex paite reexamination pursuant to 37 CFR 1.510 of patent number 9104842
`issued 08-11-2015
`. The request is made by:
`
`
`
`El patent owner.
`
`third party requester.
`
`2. .The name and address of the person requesting reexamination is:
`Fisch Sigler LLP
`5301 Wisconsin Avenue, NW, Fourth Floor
`
`Washington, DC 20015
`
`Requester asserts I:Ismall entity status (37 CFR 1.27) or I:I certifies micro entity status (37 CFR 1.29). Only a
`patent owner requester can certify micro entity status. Form PTO/SB/15A or B must be attached to certify micro
`entity status.
`
`is enclosed to cover the reexamination fee, 37 CFR 120(c)(1);
`4. D a. A check in the amount of $
`El b. The Director is hereby authorized to charge the fee as set forth in 37 CFR 120(c)(1)
`to Deposit Account No.
`'
`
`0.
`
`d.
`
`Payment by credit card. Form PTO-2038 is attached; or
`
`Payment made via EFS—Web.
`
`5.
`
`6.
`
`Any refund should be made by .check or |:|credit to Deposit Account No.
`37 CFR 1.26(c).
`If payment is made by credit card, refund must be to credit card account.
`
`A copy of the patent to be reexamined having a double column format on one side of a separate paper is
`enclosed. 37 CFR 1.510(b)(4).
`
`7. El CD—ROM or CD—R in duplicate, Computer Program (Appendix) or large table
`El
`Landscape Table on CD
`
`8. El Nucleotide and/or Amino Acid Sequence Submission
`If applicable, items a. — c. are required.
`
`a. El Computer Readable Form (CRF)
`b. Specification Sequence Listing on:
`
`i. D CD-ROM (2 copies) or CD-R (2 copies); or
`
`ii. El paper
`c. I:I Statements verifying identity of above copies
`
`9. D A copy of any disclaimer, certificate of correction or reexamination certificate issued in the patent is included.
`10.
`Reexamination of claim(s) 11: 12, 13: and 14
`is requested.
`11.
`A copy of every patent or printed publication relied upon is submitted herewith including a listing thereof on
`Form PTO/SB/OB, PTO-1449, or equivalent.
`
`12. El An English language translation of all necessary and pertinent non-English language patents and/or printed
`publications is included.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 1.510. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) a request for reexamination. Confidentiality is governed by 35 0.8.0. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 18 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individuai case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`US Patent and Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 2231371450. DO NOT SEND FEES OR COMPLETED FORMS
`TO THis ADDRESS. SEND TO: Mail Stop Ex Pane Reexam, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO—9199 and select option 2.
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0001
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0001
`
`

`

`PTO/SB/57 (09-16)
`Approved for use through 09/30/2018 OMB 0651-0064
`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`13.
`
`The attached detailed request includes at least the following items:
`
`a. A statement identifying each substantial new question of patentability based on prior patents and printed
`publications. 37 CFR1.510(b)(1).
`
`b. An identification of every claim for which reexamination is requested, and a detailed explanation of the pertinency
`and manner of applying the cited art to every claim forwhich reexamination is requested. 37 CFR 1.510(b)(2).
`
`14. D A proposed amendment is included (only where the patent owner is the requester). 37 CFR 1.510( ).
`15.
`It is certified that the statutory estoppel provisions of 35 U.S.C. 315(e)(1) or 35 U.S.C. 325(e)(1) do not prohibit
`requester from filing this ex parte reexamination request. 37 CFR 1.51 O(b)(6).
`
`16. n a. It is certified that a copy of this request (if filed by other than the patent owner) has been served in its entirety on
`the patent owner as provided in 37 CFR 1.33( ).
`The name and address of the party served and the date of service are:
`Wistaria Trading LTD
`Clarendon House, 2 Church Street, Hamilton HM 11, Bermuda
`
`Date of Service: |V|ay16,2018—; or
`
`Cl b. A duplicate copy is enclosed since service on patent owner was not possible. An explanation of the efforts
`made to serve patent owner is attached. See MPEP 2220.
`
`17. Correspondence Address: Direct all communication about the reexamination to:
`
`CI
`
`0R
`
`
`2'
`
`The address associated with Customer Number: |:|
`
`Firm or
`Individual Name
`
`.
`.
`FISCh Slgler, LLP
`
`
`
`City
`Washington
`Country
`United States
`Telephone
`(202) 362—3524
`
`State
`DC
`
`Zip
`20015
`
`Email
`Joe.EdeII@fischIIp.com
`
`18.
`
`The patent is currently the subject of the following concurrent proceeding(s):
`Copending reissue Application No.
`Copending reexamination Control No.
`Copending Interference No.
`Copending litigation styled:
`Blue Spike, LLC v. Juniper Networks, Inc., 6:17—cv—OOO16—KNM (ED. Tex. 2017)
`
`WARNING: Information on this form may become public. Credit card information should not be
`included on this form. Provide credit card information and authorization on PTO-2038.
`
`/Joseph F. Edell/
`
`Authorized Signature
`
`Joseph F. Edell
`
`Typed/Printed Name
`
`[Page 2 01 2]
`
`05-16-2018
`Date
`
`_
`67,625
`Registration No.
`
`I:I For Patent Owner Requester
`
`ForThird Party Requester
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0002
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0002
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the requirements of
`the Act, please be advised that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2)
`furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is used by the
`US. Patent and Trademark Office is to process and/or examine your submission related to a patent application or
`patent.
`If you do not furnish the requested information, the US. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or abandonment of the
`application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
`be disclosed to the Department of Justice to determine whether disclosure of these records is required by the
`Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal,
`including disclosures to opposing counsel in the course of
`settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from
`the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed. as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to comply
`with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use.
`to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(0)).
`to the Administrator. General
`7. A record from this system of records may be disclosed, as a routine use,
`Services, or his/her designee. during an inspection of records conducted by GSA as part of that agency’s
`responsibility to recommend improvements in records management practices and programs, under authority of
`44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations governing
`inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14. as a routine use, to the public if the record
`was filed in an application which became abandoned or in which the proceedings were terminated and which
`application is referenced by either a published application, an application open to public inspection or an issued
`patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`law
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0003
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0003
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`United States Patent No.: 9,104,842
`Inventors:
`Scott A. Moskowitz
`
`Formerly Application No.: 11/895,388
`Issue Date:
`August 11, 2015
`Filing Date: August 24, 2007
`Former Examiner: Izzuna Okeke
`
`Former Group Art Unit: 2497
`
`For: DATA PROTECTION METHOD AND DEVICE
`
`MAIL STOP EXPARTE REEXAM
`Central Reexamination Unit
`
`Office of Patent Legal Administration
`Commissioner for Patents
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`CERTIFICATE OF SERVICE
`
`It is certified that, pursuant to 37 CPR. § 1.510(b)(5), copies of the following documents
`have been served in their entireties on the patent owner at the correspondence address of record
`
`as provide for in 37 CPR. § l.33(c):
`
`1. Request for Ex Parte Reexamination of US. Patent No. 9,104,842 Transmittal Form,
`PTO/SB/57.
`
`2. Request for Ex Parte Reexamination of US. Patent No. 9,104,842 Pursuant to 35 U.S.C. §
`302 and 37 CPR. § 1.510 and accompanying exhibits:
`
`Exhibit 1
`
`US. Patent No. 9,104,842 (“the “842 patent”)
`
`Exhibit 2
`
`Prior Art
`
`File History ofU.S. Patent No. 9,104,842 (“the ”842 Prosecution History”)
`(other than the prior art of record) (consecutive page numbers added for ease of
`citation)
`
`Exhibit 3
`
`US. Patent No. 5,933,497 (“Beetcher”)
`
`Exhibit 4
`
`JP Patent No. 05-334702 (“Beetcher”)
`
`Exhibit 5
`
`JP Patent No. 05-334702 Translation (“Beetcher Translation”)
`
`Exhibit 6
`
`International Application No. WO9,726,732 (“Cooperman”)
`
`Exhibit 7 US. Patent No. 5,935,243 (“Hasebe”)
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0004
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0004
`
`

`

`Exhibit 8
`
`[INTENTIONALLY LEFT BLANK]
`
`Expert Materials
`
`Exhibit 9
`
`Declaration of Claudio T. Silva In Support of Request for Ex Parle
`Reexamination ofU.S. Patent No. 9,104,842
`
`Exhibit 10 Curriculum Vitae ofClaudio T. Silva
`
`Claim Charts
`
`Exhibit 11 Blue Spike LLC’s Proposed Terms for Construction for US. Patent 9,104,842
`(“the ’842 patent”) Blue Spike, LLC. v. Juniper Networks, Inc., Case No. Case
`No. 6:]7-cv-00016-KNM (EDTX)
`
`3.
`
`Information Disclosure Statement, PTO/SB/O8, listing references cited in the Request for Ex
`Parte Reexamination 0fU.S. Patent No. 9,104,842 pursuant to 35 U.S.C. § 302 and 37
`C.F.R. § 1.510
`
`4. A copy of US. PatentNo. 9,104,842.
`
`5. A copy ofthis Certificate of Service.
`
`The copies have been served on May 16, 2018 by causing the aforementioned documents
`
`to be deposited in the United States Postal Service as first class mail postage pre-paid in an
`envelope addressed to:
`
`Wistaria Trading LTD,
`Calrendon House, 2 Church Street
`Hamilton HM 1]
`
`Bermuda
`
`Blue Spike, LLC
`Garteiser Honea
`
`I 19 W Ferguson
`Tyler, TX 75702
`
`Neifeld IP Law, PC
`5400 Shawnee Road
`Suite 310
`
`Alexandria, VA 223 12-23 00
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0005
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0005
`
`

`

`/Jose h F. Edell/
`
`Joseph F. Edel]
`Attorney for Requester
`Reg. No. 67,625
`
`May 16, 2018
`
`Reg uester:
`Fisch Sigler LLP
`5301 Wisconsin Ave. NW
`Fourth Floor
`
`Washington, DC 200015
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0006
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0006
`
`

`

`
`
`Sub-Total in
`Description U5D($) Quantity
`
`
`
`
`
`Electronic Patent Application Fee Transmittal
`
`——
`
`Title of Invention:
`
`DATA PROTECTION METHOD AND DEVICE
`
`Filed as Large Entity
`
`Filing Fees for ex parte reexam
`
`
`
`
`
`Basic Filing:
`
`EX PARTE REEXAMINATION (1.510(A)) NONaSTREAMLINED
`
`Pages:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-lnterference:
`
`Post-Allowance—and-Post-lssuance:
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0007
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0007
`
`

`

`.
`
`.
`
`.
`
`Sub-Total in
`
`Total in USD (5)
`
`Extension-of—Ti me:
`
`Miscellaneous:
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0008
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0008
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`DATA PROTECTION METHOD AND DEVICE
`
`
`
`Joseph F. Edell
`
`5301 Wisconsin Avenue NW
`
`, W
`
`ashington
`
`Correspondence Address:
`
`
`
`Joseph Edell
`
`Filer Authorized By:
`
`
`
`Receipt Date: 16—MAY 2018
`
`Filing Date:
`
`Application Type:
`
`Reexam (Third Party)
`
`Payment information:
`
`PaymentType
`
` Payment was successfully received in RAM
`
`CARD
`
`$12000
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0009
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0009
`
`

`

`RAM confirmation Number
`
`051718INTEFSW184643OO
`
`Deposit Account
`Authorized User
`
`The Director ofthe USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`
`
`File Listing:
`
`Document
`Number
`
`.
`.
`Document Description
`
`.
`Flle Name
`
`File SizeiBytes)I
`Message Digest
`118072
`
`Part I.zip (if appl.)
`
`Application Data Sheet
`
`WebADSpdf
`
`69095c289f22e2789132eb3563449f2b63f2
`dbc4
`
`
`
`
`
`Information:
`
`Reexam — Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`Requestpdf
`
`00796b0263253e1f765730637f4861511518!
`
`9778204
`
`Warnings:
`Information:
`
`3314824
`
`Reexam — Affidavit/Decl/Exhibit Filed by
`PBBHrHrr§ 11481Pgarhrfi7fifinrfhfil7fiaefi
`Exhibit1.pdf
`3rd Party
`2375
`
`
`Warnings:
`
`The page size in the PDF is too large. The pages should be 8.5 x11 or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Reexam — Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`Exhibit3.pdf
`
`dfd01b’le333’l794f3d85875e166edfeb9c0 -
`
`1821085
`
`Warnings:
`
`The page size in the PDF is too large. The pages should be 8.5 x11 or A4. Ifthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0010
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0010
`
`

`

`Reexam , Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`EthbIt4.pdf
`
`97966c2347399b32d7335:32982feb1Seb-
`L6b22
`
`1848899
`
`The page size in the PDF is too large. The pages should be 8.5 xii or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Reexam — Affldavit/Decl/Exhibit Filed by
`3rd Party
`
`EthbIt5.pdf
`
`d13b232d3r94d14r85d924d291dbbd9€d5w
`226 |
`
`2545083
`
`The page size in the PDF is too large. The pages should be 8.5 xii or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`1599448
`
`15fc0
`
`
`
`Reexam — Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`Exhibit6.pdf
`
`339de141el5471419861731665b7d74911
`8135f
`
`Warnings:
`
`The page size in the PDF is too large. The pages should be 8.5 xii or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Reexam , Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`EthbIt7.pdf
`
`bdbb3dfd5b355e15f8aed1a4762673f1d8e
`45436
`
`1463313
`
`The page size in the PDF is too large. The pages should be 8.5 xii or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Reexam — Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`Exhlblt8.pdf
`
`5Wad6336fealad4234b760c801f799013ca
`6683
`
`The page size in the PDF is too large. The pages should be 8.5 xii or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`4774536
`
`Reexam — Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`Exhibit9.pdf
`
`11547E734b8b136154506c55735(1961511
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0011
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0011
`
`

`

`Information:
`
`4060940
`
`Reexam — Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`EthbItIO.pdf
`
`e537f73b’l5d308718943d19859017dfi‘785
`72e9
`
`Warnings:
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`Reexam — Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`EthbItI 1 .pdf
`
`cef836d11d31d1613891597075b6i61455c
`515e3
`
`7568429
`
`The page size in the PDF is too large. The pages should be 8.5 x11 or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`Information:
`
`Information Disclosure Statement (IDS)
`Form (S808)
`
`330957
`
`h7fi‘.fid‘.4 I ifllafilfl 2d§4814eflar9ifia553
`bed
`
`
`
`Warnings:
`Information:
`
`This is not an USPTO supplied IDS fillable form
`
`The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Transmittal of New Application
`
`318599
`
`dd247ldeb9lL60210Lb71 5d79b04b642689
`743117
`
`The page size in the PDF is too large. The pages should be 8.5 x11 or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`Information:
`121696
`
`
`
`
`
`Reexam — Affidavit/Decl/Exhibit Filed by
`3rd Party
`
`69H ac39btbflceld1db4f03c66650dab1b
`0C3E
`
`Warnings:
`
`The page size in the PDF is too large. The pages should be 8.5 x11 or A4. lfthis PDF is submitted, the pages will be resized upon entry into the
`Image File Wrapper and may affect subsequent processing
`
`Information:
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0012
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0012
`
`

`

`Reexam , Affidavit/DecI/Exhibit Filed by
`3rd Party
`
`EthbIt2P1.pdf
`
`31 d0b1094983e§35c1 a7b0974c3e07d11 ca-
`2d26d
`
`17144565
`
`Information:
`
`12839391
`
`Reexam — Affidavit/DecI/Exhibit Filed by
`3rd Party
`
`EthbIt2P2.pdf
`
`808d7ebdb80539e19£897efl513205441 ec6
`381adf
`
`Warnings:
`Information:
`
`
`
`the application.
`
`Fee Worksheet ($306)
`
`fee—info.pdf
`
`afiadlearm 8§4fia3dirm74a§l PBKPW‘IHIEH
`36c7
`
`Warnings:
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DOIEOI903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/ROI105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0013
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0013
`
`

`

`
` . . Attorney Docket Number
`
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`PTO/AIA/M
`U.S. Patent and Trademark OffiCE; U.S. DEPARTMENT OF COMMERCE
`
`
`
`DATA PROTECTION METHOD AND DEVICE
`Title of Invention
`
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the document
`may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to 37
`El CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`
`Inventor
`1
`
`Legal Name
`
`
`
`
`-———
`
`
`
`Residence Information (Select One) @ U5 Residency
`0 Non US Residency
`0 Active US Military Service
`
`
`Country of Residence
`State/Province
`i
`US
` Sunny Isles Beach
`
`
`
`
`Mailing Address of Inventor:
`Address 1
`16711 Collins Avenue #2505
`
`
`
`Address 2
`
`
`City
`Sunny Isles Beach
`I State/Province
`I DC
`
`Postal Code
`I 20015
`I Country i
`I US
`All Inventors Must Be Listed - Additional Inventor Information blocks may be generated
`within this form by selecting the Add button.
`
`
`
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`
`g An Address is being provided for the correspondence Information of this application.
`Joseph F. Edell
` Name 1
`
`
`Address 1 5301 Wisconsin Avenue NW
`
`
`
`Address 2
`
`
`DC
`
`
`City
`Washington
`State/Province
`Postal Code
`US
`
`
`
`
`
`
`Add Email
`Remove Email
`
`
`
`Phone Number
`
`Email Address
`
`Fax Number
`
`
`
`
`WEB ADS 1.0
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0014
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0014
`
`

`

`PTO/AIA/M (08-15)
`Approved for use through 048072017. OMB 0651 41032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`.
`.
`Application Data Sheet 37 CFR 1.76
`
`
`Attorney Docket Number
`
`Application Number
`
`
`
`
`Title of Invention
`
`DATA PROTECTION METHOD AND DEVICE
`
`Application Information:
`
`Title of the Invention
`DATA PROTECTION METHOD AND DEVICE
`
`
`
`
`Attorney Docket Number
`
`Small Entity Status Claimed
`
`|:|
`
`Application Type
`
`Nonprovisional
`
`Subject Matter
`
`Utility
`
`Total Number of Drawing Sheets (if any)
`
`Suggested Figure for Publication (if any)
`
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., ”Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`For the purposes of a filing date under 37 CFR1.53(b), the description and any drawings of the present application are replaced by this
`
`reference to the previously filed application, subject to conditions and requirements of 37 CFR l.57(a).
`i
`
`Intellectual Property Authority or Country
`Filing date (YYYY—MM—DD)
`Application number of the previously
`filed application
`
`
`
`
`
`Publication Information:
`
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`35 U.S.C.
`Request Not to Publish. I hereby request that the attached application not be published under
`122(b) and certify that the invention disclosed in the attached application has not and will not be the subject of an
`application filed in another country, or under a multilateral international agreement, that requires publication at eighteen
`
`months after filing.
`
`Representative Information:
`
`
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer Number
`will be used for the Representative Information during processing.
`
`
`
`
`
`Please Select One: @ Customer Number
`0 US Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`
`
`
`
`
`Customer Number
`
`
`
`
` Given Name I Middle Name
`
`
`Family Name
`
`
`
`Remove
`
`
`
`Registration Number
`
`WEB ADS 1.0
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0015
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0015
`
`

`

`PTO/AIA/M (08-15)
`Approved for use through 048012017. OMB 0651 41032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`.
`.
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`Attorney Docket Number
`
`Application Number
`
`DATA PROTECTION METHOD AND DEVICE
`Title of Invention
`
`
`
`
`Given Name Family Name Middle Name
`
`Remove
`
`
`
`
`
`
`
`Registration Number
`
`Additional Representative Information blocks may be generated within this form by
`selecting the Add button.
`
`
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Domestic Benefit]National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121 , 365(c), or 386(c) or indicate National
`
`Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes the specific
`
`reference required by 35 U.S.C. 1 19(e) or 120, and 37 CFR 1.78.
`
`When referring to the current application, please leave the "Application Number" field blank.
`
`
`
`Remove
`
`
`_rior_pplicationStatus
`
`
`Fi ing or 371 (c) Date
`
`
`
`
`(YYYY-MM-DD)
`
`
`Additional Domestic Benefit/National Stage Data may be generated within this form by
`
`selecting the Add button.
`
`
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application that is eligible
`for retrieval under the priority document exchange program (PDX) the information vilill be used by the Office to automatically attempt retrieval
`pursuant to 37 CFR 1.55(i)(1) and (2). Under the PBX program, applicant bears the ultimate responsibility for ensuring that a copy of the foreign
`application is received by the Office from the participating foreign intellectual property office, or a certified copy of the foreign priority
`application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`Application Number
`
`Filing Date (YYYY-MM-DD)
`
`Access Codei(ifapplicable)
`
`Additional Foreign Priority Data may be generated within this form by selecting the Add
`button.
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`
`Applications
`
`This application (1) claims priority to or the benefit ofan application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`D 16,2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`WEB ADS 1.0
`
`DISH-Blue Spike 842
`
`Exhibit 1005, Page 0016
`
`DISH-Blue Spike 842
`Exhibit 1005, Page 0016
`
`

`

`PTO/AIA/M (08-15)
`Approved for use through 048012017. OMB 0651 —0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Attorney Docket Number
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`Title of Invention
`
`DATA PROTECTION METHOD AND DEVICE
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written authority to
`permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see paragraph A in
`subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant application (see
`paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out ofthe
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing ofan application.
`After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind authorization for access
`bya foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Officeis)
`
`A. Priority Document Exchange (PDX)— Unless box A in subsection 2 (opt—out ofauthorization) is checked, the undersigned
`hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office (JPO), the Korean
`Intellectual Property Office (KIPO), the State Intellectual Property Office of the People's Republic of China (SIPO), the World
`Intellectual Property Organization (WIPO), and any other foreign intellectual property office participating with the USPTO in a
`bilateral or multilateral priority document exchange agreement in which a foreign application claiming priority to the instant
`patent application is filed, access to: (1) the instant patent application-as-filed and its related bibliographic data, (2) any foreign
`or domestic application to which priority or benefit is claimed by the instant application and its related bibliographic data, and
`(3) the date offiling of this Authorization. See 37 CFR 1.14(h)(1).
`
`B. Search Results from US. Application to EPO — Unless box B in subsection 2 (opt—out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search results from
`the instant patent application when a European patent application claiming priority to the instant patent application is filed. See
`37 CFR1.14(h)(2).
`
`The applicant

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket