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`PATENT OR
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`-II‘IIII‘I
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`PATENT OR
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`u
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`'1'
`PATENT OR
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`II ATE INCLUDED
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`In the above—entitled case, the following decision has been rendered or judgment issued:
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`II ECISIONIJUDGMENT
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`may!) DEPUTY CLERK
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`u I
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`APPLICATION NO.
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`ISSUE DATE
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`(momma
`
`PATENT NO.
`
`8416862
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`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`BP4830
`
`6712
`
`5 14?:
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`7’59!)
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`0320:2013
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`APPLICANT(S) (Please see PAIR WEB site http:/lpairuspto gov for additional applicants):
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`Carlos Aldana, San Francisco, CA;
`Joonsuk Kim, San Jose, CA;
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`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`IRlO3 (Rev. 10109)
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Adams: COMMISSIONER FOR PATENTS
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`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`1 0237.341
`
`091288005
`
`Carlos Aldana
`
`BP4880
`
`6712
`
`7590
`51472
`GARLICMMARKISON
`PO. BOX 160727
`AUSTIN, TX 78716-0727
`
`020002013
`
`NEEF, MICHAELR
`PAPER NUMBER
`
`ART UNIT
`
`2631
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`034'0112013
`
`ELECTRONIC
`
`Please find below andfor attached an Office communication concerning this application or proceeding.
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`MM URDOCK© TEXASPATENTSCOM
`gllmptocor@texaspalents.co1n
`smcwhinnie @[exaspate11ls.com
`
`PTOL-QOA [Reva 04M?)
`
`5
`
`
`
`Applicant(s)
`
`
`Response to Rule 312 Communication
`
`
`Application No.
`
`1 1f237,341
`Examiner
`
`ALDANA ET AL.
`Art Unit
`
`MICHAEL NEFF
`
`2631
`
`- The MAiLiNG DA TE of this communication appears on the cover sheet with the correspondence address -
`
`1. E The amendment filed on 07 Februarz 2013 under 37 CFR 1.312 has been considered. and has been:
`
`a) E entered.
`
`b) El entered as directed to matters of form not affecting the scope of the invention.
`
`c) D disapproved because the amendment was filed after the payment of the issue fee.
`
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`(1) El disapproved. See explanation below.
`
`e) El entered in part. See explanation below.
`
`iShuwang Liui
`Supervisory Patent Examiner, Art Unit 2631
`
`Examiner, Art Unit 2631 US. Patent and Trademark Oflice
`
`IMICHAEL R. NEFF!
`
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Fan of Paper No. 20130225
`
`
`
`6
`
`
`
`OK TO ENTER:
`
`fM.N.r"
`
`02.!2522013
`
`Serial No.: 11/237341
`Examiner: Michael R. Neff
`
`IN THE SPECIFICATION
`
`Please amend the Cross References to Related Applications paragraph as follows:
`
`This application is a continuation-in-part of US. Utility Application No. 11/168,793,
`
`filed June 28, 2005 which claims priority to US. Provisional Patent Application Serial No.
`
`60l673,451, filed April 21, 2005, and this application also claims priority to US. Provisional
`
`Patent Application Serial No. 60/698,686, filed July 13, 2005, all of which are incorporated
`
`herein by reference for all purposes.
`
`Page 2
`
`7
`
`
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`PART B - FEE(S) TRANSMITTAL
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`CURRENT CORRESPONDENCEADDREQS (Note: Use Block Horny-change ofaddrcss)
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`(Depositor‘s name.)
`(Signature)
`(Date)
`
`
`
`1U231341
`
`0912812005
`
`Carlos Aldaria
`
`BP4880
`
`6712
`
`TITLE OF INVENTION: Efficient feedback of channel information in a closed loop beamforming wireless communication system
`
`SMALL ENTITY
`ISSUE FEE DUE
`PUBLICATION FEE DUE
`PREV. PAID ISSUE FEE
`TOTAL FEELS) DUE
`DATE DUE
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`NO
`$0
`nonprovisional
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`$300
`$2070
`032312013
`EXAMINER
`ART UNIT
`CLASS-SI_TBCLASS
`
`NEFF, MICHAEL R
`
`2631
`
`375299000
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`1. Change of correspondence address or indication of "Fee Address“ (37
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`Broadcom Corporation
`
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`Authorized Signature
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`{H 0| 5:
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`I Rndnickfl
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`Typed or printed name
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`HOHY L- RUdI‘IICk
`
`
`Date 0212812013
`
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`
`43.065
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`
`Docket BP4880
`
`he Paperwerk Reducti'oh Act of 1935. no per
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`Approved for use mrcugh C"
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`BY:
`.Nickj L. Andrews:r
`Name: Vicki L. Andrews
`signature typed name
`
`
`
`PATENT APPLICATION
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`First Named Inventor: Carlos Aidana
`
`Examiner: Michael R. Neff
`
`Application No: 11/237,341
`Filing Date: 09/28/2005
`Confirmation No. 6712
`
`Art Unit: 2631
`Docket No: BP4880
`
`Title: Efficient feedback of channel information in a closed loop beamforming wireless
`communication system
`
`COMMENT ON STATEMENT OF REASONS FOR ALLOWANCE
`
`Date: February 28, 2013
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, Virginia 22313-1450
`
`Applicant recognizes that in accordance with M.P.E.P. § 1302.14, the Examiner's
`
`reasons for allowance need not set forth all of the details as to why the claims are
`
`allowed. Applicant does not concede that the Examiner‘s stated reasons for allowance are
`
`the only grounds for patentability of the allowed claims or that any element excluded
`
`from the Examiner’s Reasons for Allowance is taught or suggested by the art of
`
`record. Fuither, Applicant does not concede that all of the elements identified by the
`
`Examiner are necessary to distinguish the prior art of record or to satisfy the requirements
`
`of 35 U.S.C. § 112. In addition, the Examiner does not assert, and Applicant would not
`
`concede, that the Examiner's reasons have any bearing on the patentability of claims in
`
`any other applications directed to the disclosed subject matter.
`
`Each dependent claim stands on its own and is allowable on its own merits. In
`
`particular, each dependent claim may be allowable on the basis of a combination of some
`
`of the features recited in the dependent claim and its base claim(_s), which combination of
`
`features may not include all of the elements identified in the Examiner's reasons for
`
`allowance.
`
`10
`
`10
`
`
`
`Application No. 11/237,341
`
`Docket No. BP4880
`
`No additional fees are believed to be due. In the event that additional fees are due
`
`or a credit for an overpayment is due, the Commissioner is hereby authorized to charge
`
`any additional fees or credit any overpayment to Garlick & Markison Deposit Account
`
`No. 50-2126.
`
`RESPECTFULLY SUBMITTED,
`By: IHolly L. Rudnickf Reg. No. 43,065
`Holly L. Rudnick
`Garlick & Markison
`P. O. Box 160727
`Austin, TX 78716-0727
`Phone: (214) 856-5372
`Fax: (888) 332-2640
`email: hrudnick@texaspatents.com
`
`11
`
`11
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`11237341
`
`Filing Date:
`
`28-Sep-2005
`
`Title of Invention:
`
`Efficient feedback of channel information in a closed loop beamforming
`.
`.
`.
`Wireless communication system
`
`1 1
`
`First Named Inventorprplicant Name:
`
`Carlos Aldana
`
`Attorney Docket Number:
`
`BP4830
`
`Filed as Large Entity
`
`Utility under 35 USC 1 1 1 (a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USDlS]
`
`Basic Filing:
`
`Miscella neous—Filing:
`
`Paten t—Appea ls-and-Interference:
`
`Post-AIIowance-a nd-Post-lssuance:
`
`Utility Appl Issue Fee
`
`1501 - 1770
`
`Publ. Fee— early,vo|untary, or normal
`
`1504
`
`300
`
`1770
`
`300
`
`2
`
`12
`
`
`
`.
`
`.
`
`Miscellaneous:
`
`2070
`
`Total in USD (5)
`
`.
`
`Sub-Total in
`
`13
`
`13
`
`
`
`Electronic Acknowledgement Receipt
`
`Title of Invention:
`
`Efficient feedback of channel information in a closed loop beamforming
`‘
`.
`.
`WIl'EIESS communication system
`
`International Application Number: —
`
`
`
`First Named lnventorlApplicant Name:
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`Credit Card
`
`$2070
`13391
`
`502126
`
`ANDREWS, VICKI
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees) Charge any Additional Fees required under 3? C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
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`14
`
`14
`
`
`
`Document
`Number
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`Document Descri
`
`tion
`
`P
`
`File Size(Bytes)f
`Message Digest
`
`Pages
`Multi
`Part !.zip lifappl.)
`
`Issue Fee Payment (PTO-855]
`
`BP4880-lssueF::Transmltta|.
`p
`
`5335
`(I8cafl2910caa264i)064l?593we MSMIB
`
`1
`
`Miscellaneous Incoming Letter
`
`1612863
`BP4880-Fee—Address-Form.pdf 14 306bb24dbbla253ale5(9‘26956IMQSS’
`595l5
`
`Post Allowance Communication -
`.
`Incoming
`
`BP483GCommentpdf
`
`(I Zsaflmlhsifleldmaal cfldJSfimafiDZD}
`e2afli
`
`Fee Worksheet ($306)
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`fee-info.pdf
`
`6(484flc‘k3fk5idflfl lefiieallxflflcilllw
`Slee
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`
`
`Information:
`
`Information:
`
`Information:
`
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
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`Total Files Size (in bytes)
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`New Applications Under 35 U.S.C. 1 11
`Ifa new application is being filed and the application includes the necessary components fora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt [37 CFR 1.54) will be issued in due course and the date shown on this
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`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCTIDOIE01903 indicating acceptance of the application asa
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date [see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date [Form PCTIROI105] will be issued in due course, subject to prescriptions concerning
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`15
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`15
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`
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`Certification Under 37 C.F.R. 1.8
`Date of Mailing or Transmission: Februaryr 7, 2013. I hereby certify that I have caused the document indicated herein on the date
`indicated above to be transmitted via the Office electronic filing system in accordance with 37 CPR. Sec. l.6(a)[4J.
`
`Name: Vicki L. Andrews
`BY: Nicki L. Andrews}
`
`signature typed name
`
`PATENT APPLICATION
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicanfls):
`
`Carlos Aldana
`
`Docket:
`
`BP4880
`
`Serial No.:
`
`11/237,341
`
`Art Unit:
`
`2631
`
`Filed:
`
`Title:
`
`099812005
`
`Examiner: Michael R. Neff
`
`Efficient Feedback of Channel Information in a Closed Loop Beamforming
`Wireless Communication System
`
`AMENDMENT UNDER § 312
`
`February 7, 2013
`
`M/S Issue Fee
`Commissioner for Patents
`P. O. Box 1450
`
`Alexandria, VA 22313-1450
`
`1.312 AMENDMENT
`
`This amendment is being filed to amend the priority paragraph. No new matter is being
`
`added herein.
`
`16
`
`16
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`
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`Serial No.: 11/237341
`Examiner: Michael R. Neff
`
`IN THE SPECIFICATION
`
`Please amend the Cross References to Related Applications paragraph as follows:
`
`This application is a continuation-in-part of US. Utility Application No. 11/168,793,
`
`filed June 28, 2005 which claims priority to US. Provisional Patent Application Serial No.
`
`60l673,451, filed April 21, 2005, and this application also claims priority to US. Provisional
`
`Patent Application Serial No. 60/698,686, filed July 13, 2005, all of which are incorporated
`
`herein by reference for all purposes.
`
`Page 2
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`17
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`17
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`
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`Serial No.: 11/237341
`Examiner: Michael R. Neff
`
`REMARKS
`
`The amendment to the section entitled “Cross Reference to Related Applications” is
`
`made to clarify and more clearly identify the priority claims. No new matter has been added.
`
`The priority claim as amended does not make any priority claim that was not previously made in
`
`the Specification. Applicants provide herewith a Supplemental Application Data Sheet.
`
`Applicants respectfully request an updated Filing Receipt.
`
`No additional fees are believed to be due.
`
`In the event that additional fees are due or a
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`credit for an overpayment
`
`is due,
`
`the Commissioner is hereby authorized to charge any
`
`additional fees or credit any overpayment to Garlick & Markison Deposit Account No. 50-2126.
`
`The Examiner is invited to contact the undersigned by telephone or email if the Examiner
`
`believes that such a communication would advance the prosecution of the present invention.
`
`RESPECTFULLY SUBMITTED,
`By: [Holly L. Rudnick/ Reg. No. 43.065
`Holly L. Rudnick
`Garlick & Markison
`P. O. Box 160727
`Austin. TX 78716-0727
`Phone: (214) 856-5372
`Fax: (888) 332-2640
`email: hrudnick @ texaspatentscom
`
`Page 3
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`18
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`18
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`
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`US. Application Number: 11f237,341
`
`SUPPLEMENTAL APPLICATION DATA SHEET
`
`Kindly amend the domestic benefit claim, as follows:
`
`This application is a continuation-in-part of US. Utility Application No. 11f168,?93,
`
`filed June 28, 2005 which claims priority to US. Provisional Patent Application Serial No.
`
`60f6?3,451, filed April 21, 2005, and this application also claims priority to US. Provisional
`
`Patent Application Serial No. 60f698,686, filed July 13, 2005, all of which are incorporated
`
`herein by reference for all puiposes.
`
`RESPECTFULLY SUBMITTED,
`
`By: fl-Iolly L. Rudnickf Reg. No. 43,065
`Holly L. Rudnick
`Garlick & Markison
`P. O. Box 16072?
`
`Austin, TX 78716-0727
`
`Phone: (214) 856-5322
`Fax: (888) 332-2640
`
`email: hrudnick@texaspatents.com
`
`19
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`19
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`
`
`Electronic Acknowledgement Receipt
`
`International Application Number: —
`
`
`
`Title of Invention:
`
`Efficient feedback of channel information in a closed loop beamforming
`‘
`.
`.
`WIl'EIESS communlcatlon system
`
`First Named lnventorlApplicant Name:
`
`AF'P'iwti‘m TYPE:
`
`Utility under 35 usc 111(a)
`
`Payment information:
`
`Submitted with Payment
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`File Size(By'tes)if
`Message Digest
`
`Multi
`
`Pages
`
`Part f.zip lifappl.) BP488IJ-312-Amendment—bz.
`
`
`MEGHS159152We‘SdeDldgm'ZBSlSSdS
`Idle
`
`20
`
`20
`
`
`
`Multipart DescriptionIPDF files in .zip description
`
`——n
`———
`
`—-—
`
`Information:
`
`
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date [see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date [Form PCTIROI105] will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 1 11
`Ifa new application is being filed and the application includes the necessary components fora filing date (see 37 CFR
`1.53(bI-[d) and MPEP 506),. a Filing Receipt [37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCTIDOIE01903 indicating acceptance of the application asa
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`21
`
`21
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P O Box [450
`Alexandria, Virginia 223 [3-1450
`www.mptogw
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`7590
`51473
`GARLICK & MARKISON
`P.0. BOX 160727
`AUSTImm-om
`
`121283013
`
`EXAMINER
`NEFF.MICHA.EL R
`
`2631
`
`DATE MAILED: 1232812012
`
`1 11237.34 1
`
`0912810005
`
`Carlos Aldarta
`
`BP4880
`
`6712
`
`TITLE OF INVENTION: Efficient feedback of channel information in a closed loop beamforming wireless communication system
`
` APPLN TYPE
`
`nonprovisional
`
`$ 1WD
`
`$300
`
`SMALL ENTITY
`
`ISSUE FEE DIIE
`
`PUBLICATION FEE DUE
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`PREV. PAID ISSITE FEE
`
`TOTAL FEEIS) DIIE
`
`$2070
`
`DATE DUE
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`03117312013
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 3'7 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`W. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
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`HOW TO REPLY TO THIS NOTICE:
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`I. Review the SMALL ENTITY status shown above.
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`A. If the status is the same? pay the TOTAL FEE(S) DUE shown
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`A. Pay TOTAL FEE(S) DUE shown above, or
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`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
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`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
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`IMPORTANT REMINDER: Utility patents issuing an applications filed on or after Dec. 12, 1980 may require payment of
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`
`PTOL-85 (Rev. 02111)
`
`Page 1 of 3
`
`22
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`22
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`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(57 1 )-273-2885
`or La;
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
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`in icated unltfess COFFFC‘CF' below or directed otherwise in Block 1, by (a) specifying a new correspondence address; andtor (b) indicating a separate ”
`E ADDRESS" for
`CURRENT CORRESPONDENCEADDREQS (Note: Use Block lformrchangc ofaddrcss)
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`Certificate of Mailing or Transmission
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`sited with the United
`I hereb certif
`States ostal Service with sul icient postage for firgt cliffs: mail in an envelo
`addressed to the Mail Sto
`ISSUE FEE address above, or being facsimte
`transmitted to the USPTO ( Tl) 273-2385, on the date indicated below.
`
`7590
`51472
`GARLICK & MARKISON
`
`1212812012
`
`P'O‘ BOX 160727
`AUSTIN, TX 78716-0727
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`1 1123134 1
`
`OQIZSJQOOS
`
`Carlos Aldana
`
`BP4880
`
`67 I 2
`
`TITLE OF INVENTION: Efficient feedback of channel information in a closed loop beamforming wireless communication system
`
`SMALL ENTITY
`ISSUE FEE DUE
`PUBLICATION FEE DUE
`PREV. PAID ISSUE FEE
`TOTAL FEELS) DUE
`DATE DUE
`
`NO
`nonprovisional
`$ 1WD
`$300
`$0
`$2070
`032312013
`
`N'EFF. MICHAEL R
`
`2631
`
`375299000
`
`1. Change of correspondence addr