Case 3:18-cv-01784-CAB-BLM Document2 Filed GR/OZ/1B PageiD.136 Page 1 of 1
`
`REPORT ON THE
`Mail Stop 8
`FILING OR DETERMINATION OF AN
`Director of the U.S. Patent and Trademark Office
`ACTION REGARDING A PATENT OR
`P.O. Box 1450
`
`
`
`R
`—1450
`Alexandria,
`VA
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has
`beenfiled in the U.S. District Court Southern District of California on the following: _X_ Patents or ___
`Trademarks:
`
`PATENT OR
`RADEMARK NO
`
`4
`
`
`
`er Pleading
`PATENT OR
`RADEMARK NO
`
`Wt—“s;i‘“CS*s:CCCCC~*dCY
`
`i
`
`In the above-entitled case, the following decision has been rendered or judgment issued:
`
`IDECISION/JUDGMENT
`
`CLERK
`
`ohn Morri
`
`(BY) DEPUTY CLERK
`
`ZTE, Exhibit 1002-0001
`
`ZTE, Exhibit 1002-0001
`
`

`

`Case 3:18-cv-G1785-BMS-BLM Docurent2 Filed O8/O1/18 PagelD.i30 Page 1 of 1
`
`ACTION REGARDING APATENT OR
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`In Compliance with35 US.C. § 200 and/or 15 trS.C. § 1116 you are hereby advised that a court action has
`
`beenfiled in the U.S. District Court Southern District of California on the following: _X_ Patents or ___
`Trademarks:
`
`
`
`
`Other Pleading
`PATENT OR
`MARK NO
`
`In the above-entitled case, the following decision has been rendered or judgment issued:
`
`IDECISION/JUDGMENT
`
`CLERK
`
`ohn Morri
`
`(BY) DEPUTY CLERK
`
`ZTE, Exhibit 1002-0002
`
`ZTE, Exhibit 1002-0002
`
`

`

`Case 3:18-cv-01786-CAB-BLM Document2 Filed GR/OZ/18 PageiD.13i Page 1 of 1
`
`ACTION REGARDING APATENT OR
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.0. Box 1450
`In Compliance with35 US.C. § 200 and/or 15 trS.C. § 1116 you are hereby advised that a court action has
`
`beenfiled in the U.S. District Court Southern District of California on the following: _X_ Patents or ___
`Trademarks:
`
`
`
`ZTE Corporation,et a
`
`PATENT OR
`PATENT OR
`RADEMARK NO
`RAD
`
`
`
`her Pleading
`PATENT OR
`ADEMARK NO
`
`In the above-entitled case, the following decision has been rendered or judgment issued:
`
`IDECISION/JUDGMENT
`
`CLERK
`
`ohn Morri
`
`(BY) DEPUTY CLERK
`
`ZTE, Exhibit 1002-0003
`
`ZTE, Exhibit 1002-0003
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`11/237,341
`
`ISSUE DATE
`
`04/09/2013
`
`PATENT NO.
`
`8416862
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`BP4880
`
`6712
`
`31472
`
`7590
`
`03/20/2013
`
`GARLICK & MARKISON
`P.O. BOX 160727
`AUSTIN, TX 78716-0727
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 2247 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Carlos Aldana, San Francisco, CA;
`Joonsuk Kim, San Jose, CA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rey. 10/09)
`
`ZTE, Exhibit 1002-0004
`
`ZTE, Exhibit 1002-0004
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O, Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto. gov
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
` FIRST NAMED INVENTOR
`
`
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`11/237,341
`
`09/28/2005
`
`Carlos Aldana
`
`BP4880
`
`6712
`
`7590
`51472
`GARLICK & MARKISON
`P.O. BOX 160727
`AUSTIN, 'TX 78716-0727
`
`03/01/2013
`
`NEFF, MICHAEL R
`PAPER NUMBER
`
`ART UNIT
`
`tyHR63 ay
`
`NOTIVICATION DATE
`
`DELIVERY MODE
`
`03/01/2013
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date” to the
`following e-mail address(es):
`MMURDOCK@ TEXASPATENTS.COM
`ghmptocor @ texaspatents.com
`smewhinnie @texaspatents.com
`
`PTOL-90A (Rev. 04/07)
`
`ZTE, Exhibit 1002-0005
`
`ZTE, Exhibit 1002-0005
`
`

`

`Responseto Rule 312 Communication
`
`11/237,341
`Examiner
`
` Application No.
`
`ALDANAETAL.
`
`Art Unit
`
` Applicant(s)
`
`
`
`
`
`2631
`MICHAEL NEFF
`
`-- The MAILING DATEofthis communication appears on the cover sheetwith the correspondence address —
`
`1. KJ The amendment filed on 07 February 2013 under 37 CFR 1.312 has been considered, and has been:
`
`a) KJ entered.
`
`b)(_ entered as directed to matters of form not affecting the scope of the invention.
`
`c)[ disapproved because the amendmentwasfiled after the payment of the issue fee.
`Any amendmentfiled after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`d)(1] disapproved. See explanation below.
`
`e)( entered in part. See explanation below.
`
`/Shuwang Liu/
`Supervisory Patent Examiner, Art Unit 2631
`
` U.S. Patent and Trademark Office
`
`/MICHAEL R. NEFF/
`Examiner, Art Unit 2631
`
`PTOL-271 (Rev. 04-01)
`
`Reponseto Rule 312 Communication
`
`Part of Paper No. 20130225
`
`ZTE, Exhibit 1002-0006
`
`ZTE, Exhibit 1002-0006
`
`

`

`OK TO ENTER:
`
`/M.N./
`
`Jei25/2013
`
`Serial No.: 11/237,341
`Examiner: Michael R. Neff
`
`IN THE SPECIFICATION
`
`Please amend the Cross References to Related Applications paragraph as follows:
`
`This application is a continuation-in-part of U.S. Utility Application No. 11/168,793,
`
`filed June 28, 2005 which claims priority to U.S. Provisional Patent Application Serial No.
`
`60/673,451, filed April 21, 2005, and this application also claims priority to U.S. Provisional
`
`Patent Application Serial No. 60/698,686, filed July 13, 2005, all of which are incorporated
`
`herein by reference for all purposes.
`
`Page 2
`
`ZTE, Exhibit 1002-0007
`
`ZTE, Exhibit 1002-0007
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`through 5 should be completed where
`‘This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`INSTRUCTIONS:
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenancefee notifications.
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any change of address)
`
`7590
`51472
`GARLICK & MARKISON
`P.O. BOX 160727
`AUSTIN, TX 78716-0727
`
`12/28/2012
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`i.
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Kee(s) ‘lransmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(epositor's name)
`(Signature)
`(Date)
`
`
`
`11/237,341
`
`09/28/2005
`
`Carlos Aldana
`
`BP4880
`
`6712
`
`TITLE OF INVENTION:Efficient feedback of channel informationin a closed loop beamforming wireless communication system
`
` APPIN. TYPR
`
`
`
`SMATI.RNTITY PUBLICATION FER DUP.|PREV. PAID ISSUE FRRISSTTF FRE DUR TOTAT. FRF(S) DUR DATE DUR
`
`NO
`$0
`nonprovisional
`$1770
`$300
`$2070
`03/28/2013
`
`NEFF, MICHAEL R
`
`2631
`
`375-299000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`.
`.
`2. For printing on the patentfront page,list
`CFR 1.363).
`
`
`(1) the names of up to 3 registered patent attorneys Garlick&Markison____
`or agents OR,alternatively,
`I change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`(2) the nameofa single firm (having as a member a
`2 Holly L. Rudnick
`registered attorney or agent) and the names of up to
`| "Fee Address" indication (or "Kee Address" Indication form
`2 registered patent allorneys or agents. If no nameis
`4
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no namewill be printed.
`~
`Numberis required.
`
`
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as sct forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`
`
`Broadcom Corporation
`
`Irvine, CA
`
`Please check the appropriate assignee categoryor categories (will not be printed on the patent) : I individual Kl Corporation or other private group entity (J Government
`
`
`
`4a. The following fee(s) are submitted:
`Rl issue Fee
`KJ Publication Fee (No small entity discount permitted)
`LY Advance Order - # ofCopies
`5. Change in Entity Status (from status indicated above)
`LIb. Applicantis no longer claiming SMALL ENTITYstatus. See 37 CFR 1.27(g)(2).
`(da. Applicant claims SMALL ENTITYstatus. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorncy or agent; or the assignee or other partyin
`interest as shown by the records of the United States Patent and Trademark Office.
`
`
`Ab. Paymentof Fee(s): (Pleasefirst reapply any previously paid issue fee shown above)
`LL) A checkis enclosed.
`kl Paymentby credit card. Rorm-PT-O-2038-is-attached.
`klThe Director is hereby authorized to charge the Os Feels). any deficiency, or credit any
`overpayment, to Deposit Account Number
`-
`(enclose an extra copy of this form).
`
`
`
`Authorized Signature__/HollyL.Rudnick/ Date 02/28/2013
`
`Typedor printed name Holly L. Rudnick
`Registration No.
`43,065
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount oftime you require to complete
`this form and/or suggestions for reducing this burden, should be sent to
`the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofinformation unlessit displays a valid OMB control number.
`
`PTOT.-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 0651-0033
`
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCT:
`
`ZTE, Exhibit 1002-0008
`
`ZTE, Exhibit 1002-0008
`
`

`

`Docket BP4880
`
`work Reduction Act of 1995, 11
`
`
`
`
`“FEE ADDRESS” INDICATION FORM
`
`PTO/SB/4T (03-09)
`12, OMB 0851-0016
`OF COMMERCE
`IS contro! number.
`
`| Address to:
`| Mail Stop M Correspondence
`| Commissioner for Patents
`| P.O. Box 1480
`| Alexandria, VA 22313-1450
`
`:
`871-273-6506
`
`| For the following listed application(s), please recognize as the “Fee Address” underthe provisions of 37 CFR
`| 1.363 the address associated with:
`
`|
`
`Customer Number:
`
`OR
`
`PATENT NUMBER
`af known}
`
`ti
`
`APPLICATION NUMBER
`
`In addition,
`INSTRUCTIONS: The issue fee must have been paid for application(s) listed on this form.
`only an address reoresented by a Custamer Number can he established as the fee address for maintenance
`fee purposes (hereafter, fee address}. Afee address should be established when corresoondence related fo
`maintenance fees should oe mailed to a differant address than the correspondenceacdress for the application.
`When to check the first box below: If you have a Customer Number to represent the fee address. When
`o check the second box below: If you have no Customer Number representing the desired fee adeiress,
`n which case a completed Request for Customer Number (PTO/SB/125) must be attached fo this form. For
`more information on Customer Numbers, see the Manual of Patent Examining Procedure (MPEP) § 403.
`
`
`
`itiitii C
`
`ompleted by (check one}:
`| [| Applicant/Inventor
`
`11/237,341
`
`_/Holly L. Rudnick/
`
`Aftorneyor Agent of record
`
`[ Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTQ/SB/26}
`
`Typed or printed name
`(214) 856-5372
`Requester’s telephone number
`
`7
`
`.
`Assignee recorded at Reel
`
`Frame
`
`February 28, 2013
`
`>
`pi
`Thiscolle ction is estimated to take 5 minutesto complete,
`422 and 37 CFR 1.11 and 4.44.
`var
`ication form io the USPTO. Timexwill
`ending
`upon
`Any comments on
`j require to compete this farm ar
`fi
`of
`the arnourt
`iggestionsfor rect cing 4
`i
`&
`Deoar tment
`of
`Trademark Offic
`NC
`i,
`2
`:
`c
`Be
`SEND TO: Mail Stop M Correspondance, Commissioner for Patents, PO.Box 1480, Renandria, Va 22313-4480.
`if you need assistance in completing the form, call 1-800-PTO-8199 and select option 2.
`
`7
`
`ZTE, Exhibit 1002-0009
`
`ZTE, Exhibit 1002-0009
`
`

`

`
`Certification Under 37 C.F.R. 1.8
`
`[ herebycertifythat I have caused the documentindicated herein on the
`Date of Mailing or Transmission: February 28, 2013.
`date indicated aboveto be transmitted via the Office electronic filing system in accordance with 37 C.F.R. Sec. 1.6(a)(4).
`BY:
`/Vicki L. Andrews/
`Name: Vicki L. Andrews
`
`signature
`typed name
`
`PATENT APPLICATION
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`First Named Inventor: Carlos Aldana
`Application No: 11/237,341
`Filing Date: 09/28/2005
`Confirmation No. 6712
`Title: Efficient feedback of channel information in a closed loop beamforming wireless
`communication system
`
`Examiner: Michael R. Neff
`Art Unit: 2631
`Docket No: BP4880
`
`COMMENT ON STATEMENT OF REASONS FOR ALLOWANCE
`
`
`Date: February 28, 2013
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`Applicant recognizes that in accordance with M.P.E.P. § 1302.14, the Examiner's
`
`reasons for allowance need not set forth all of the details as to why the claims are
`
`allowed. Applicant does not concede that the Examiner's stated reasons for allowance are
`
`the only grounds for patentability of the allowed claims or that any element excluded
`
`from the Examiner’s Reasons for Allowance is taught or suggested by the art of
`
`record. Further, Applicant does not concede that all of the elements identified by the
`
`Examinerare necessary to distinguish the priorart of record or to satisfy the requirements
`
`of 35 U.S.C. § 112. In addition, the Examiner does not assert, and Applicant would not
`
`concede, that the Examiner's reasons have any bearing on the patentability of claims in
`
`any other applications directed to the disclosed subject matter.
`
`Each dependent claim stands on its own and is allowable on its own merits. In
`
`particular, each dependent claim may be allowable on the basis of a combination of some
`
`of the features recited in the dependent claim andits base claim(s), which combination of
`
`features may not include all of the elements identified in the Examiner's reasons for
`
`allowance.
`
`ZTE, Exhibit 1002-0010
`
`ZTE, Exhibit 1002-0010
`
`

`

`Application No. 11/237,341
`
`Docket No. BP4880
`
`No additional fees are believed to be due. In the event that additional fees are due
`
`or a credit for an overpayment is due, the Commissioneris hereby authorized to charge
`
`any additional fees or credit any overpayment to Garlick & Markison Deposit Account
`
`No. 50-2126.
`
`RESPECTFULLY SUBMITTED,
`By: /Holly L. Rudnick/ Reg. No. 43,065
`Holly L. Rudnick
`Garlick & Markison
`P. O. Box 160727
`Austin, TX 78716-0727
`Phone: (214) 856-5372
`Fax: (888) 332-2640
`email: hrudnick@ texaspatents.com
`
`ZTE, Exhibit 1002-0011
`
`ZTE, Exhibit 1002-0011
`
`

`

`
`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`28-Sep-2005
`
`Title of Invention:
`
`Efficient feedback of channel information in a closed loop beamforming
`.
`og
`wireless communication system
`
`1504
`
`Claims:
`
`
`
`
`First Named Inventor/Applicant Name: Carlos Aldana
`
`Filer:
`
`Holly L. Rudnick/Vicki Andrews
`
`Filed as Large Entity
`
`Utility under 35 USC 111(a)Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl Issue Fee
`
`1501
`
`Publ. Fee- early, voluntary, or normal
`
`|
`
`1
`
`|
`
`1770
`
`300
`
`1770
`
`300
`
`ZTE, Exhibit 1002-0012
`
`ZTE, Exhibit 1002-0012
`
`

`

`
`
`
`
`
`
`
`
`Sub-Total in
`Fee Code Quantity AmountDescription USD(S)
`
`Total in USD ($) Miscellaneous:
`
`Extension-of-Time:
`
`ZTE, Exhibit 1002-0013
`
`ZTE, Exhibit 1002-0013
`
`

`

`Electronic Acknowledgement Receipt
`
`15075456
`
`Confirmation Number:
`
`
`
`
`Title of Invention:
`
`Efficient feedback of channel information in a closed loop beamforming
`.
`eae
`wireless communication system
`
`
`
`First Named Inventor/Applicant Name:
`
`Carlos Aldana
`
`Customer Number:
`
`51472
`
`
`
`Filer Authorized By: Holly L. Rudnick
`
`Attorney Docket Number:
`
`BP4880
`
`Filing Date:
`
`28-SEP-2005
`
`11:38:03
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`Submitted with Payment
`Payment Type Credit Card
`
`
`
`Payment was successfully received in RAM
`
`$2070
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees) Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`Deposit Account
`
`Authorized User
`
`502126
`
`ANDREWS, VICKI
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`ZTE, Exhibit 1002-0014
`
`ZTE, Exhibit 1002-0014
`
`

`

`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`98311
`
`Issue Fee Payment (PTO-85B)
`
`BP4880-IssueFeeTransmittal.
`pdf
`
`d8ca02910caa264b0649593a0e1 a95cbSts|
`Saa5f
`
`
`
`
`Warnings:
`Information:
`
`Information:
`
`
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`Miscellaneous Incoming Letter
`
`1612868
`BP4880-Fee-Address-Form.pdf 1430eb624d6618253af655<926936b4988)|
`59515
`
`Post Allowance Communication -
`Incoming
`
`BP4880-Comment.pdf
`
`28a0702b40e2c3098al cOcO5177da69293
`e2afA
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`604844e4c3f5cSfd4fcl e87eedbc04c30d79
`btfee
`
`Information:
`
`Total Files Size (in bytes} 1753730
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`ZTE, Exhibit 1002-0015
`
`ZTE, Exhibit 1002-0015
`
`

`

`
`Certification Under 37 C.F.R. 1.8
`Date of Mailing or Transmission: February 7, 2013, I herebycertify that I have caused the documentindicated herein on the date
`indicated aboveto he transmitted via the Office electronicfiling system in accordance with 37 C.T.R. Sec. 1.6(a)(4).
`
`
`
`BY:
`
`/Vicki L. Andrews /
`signature
`
`Name: Vicki L. Andrews
`(yped name
`
`PATENT APPLICATION
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`Applicant(s):=Carlos Aldana Docket: BP4880
`
`
`
`Serial No.:
`
`11/237,341
`
`Art Unit:
`
`2631
`
`Filed:
`
`Title:
`
`09/28/2005
`
`Examiner: Michael R. Neff
`
`Efficient Feedback of Channel Information in a Closed Loop Beamforming
`Wireless Communication System
`
`AMENDMENT UNDER§ 312
`
`February 7, 2013
`
`MSS Issue Fee
`Commissioner for Patents
`P. O. Box 1450
`Alexandria, VA 22313-1450
`
`1.312 AMENDMENT
`
`This amendmentis being filed to amendthe priority paragraph. No new matter is being
`
`added herein.
`
`ZTE, Exhibit 1002-0016
`
`ZTE, Exhibit 1002-0016
`
`

`

`Serial No.: 11/237,341
`Examiner: Michael R. Neff
`
`IN THE SPECIFICATION
`
`Please amend the Cross References to Related Applications paragraph as follows:
`
`This application is a continuation-in-part of U.S. Utility Application No. 11/168,793,
`
`filed June 28, 2005 which claims priority to U.S. Provisional Patent Application Serial No.
`
`60/673,451, filed April 21, 2005, and this application also claims priority to U.S. Provisional
`
`Patent Application Serial No. 60/698,686, filed July 13, 2005, all of which are incorporated
`
`herein by reference for all purposes.
`
`Page 2
`
`ZTE, Exhibit 1002-0017
`
`ZTE, Exhibit 1002-0017
`
`

`

`Serial No.: 11/237,341
`Examiner: Michael R. Neff
`
`REMARKS
`
`The amendment to the section entitled “Cross Reference to Related Applications” is
`
`made to clarify and more clearly identify the priority claims. No new matter has been added.
`
`The priority claim as amended does not make any priority claim that was not previously made in
`
`the Specification. Applicants provide herewith a Supplemental Application Data Sheet.
`
`Applicants respectfully request an updated Filing Receipt.
`
`No additional fees are believed to be due.
`
`In the event that additional fees are due or a
`
`credit for an overpayment
`
`is due,
`
`the Commissioner is hereby authorized to charge any
`
`additional fees or credit any overpayment to Garlick & Markison Deposit Account No. 50-2126.
`
`The Examineris invited to contact the undersigned by telephone or email if the Examiner
`
`believes that such a communication would advancethe prosecution of the present invention.
`
`RESPECTFULLY SUBMITTED,
`By: /Holly L. Rudnick/ Reg. No. 43,065
`Holly L. Rudnick
`Garlick & Markison
`P. O. Box 160727
`Austin, VX 78716-0727
`Phone: (214) 856-5372
`Fax: (888) 332-2640
`email: hrudnick @texaspatents.com
`
`Page 3
`
`ZTE, Exhibit 1002-0018
`
`ZTE, Exhibit 1002-0018
`
`

`

`U.S. Application Number: 11/237,341
`
`SUPPLEMENTAL APPLICATION DATA SHEET
`
`Kindly amend the domestic benefit claim, as follows:
`
`This application is a continuation-in-part of U.S. Utility Application No. 11/168,793,
`
`filed June 28, 2005 which claims priority to U.S. Provisional Patent Application Serial No.
`
`60/673,451, filed April 21, 2005, and this application also claims priority to U.S. Provisional
`
`Patent Application Serial No. 60/698,686, filed July 13, 2005, all of which are incorporated
`
`herein by reference for all purposes.
`
`RESPECTFULLY SUBMITTED,
`By: /IIolly L. Rudnick/ Reg. No. 43,065
`Holly L. Rudnick
`Garlick & Markison
`P. O. Box 160727
`
`Austin, TX 78716-0727
`Phone: (214) 856-5372
`Fax: (888) 332-2640
`email: hrudnick @texaspatents.com
`
`ZTE, Exhibit 1002-0019
`
`ZTE, Exhibit 1002-0019
`
`

`

`Electronic Acknowledgement Receipt
`
`14904853
`
`Confirmation Number:
`
`
`
`
`Title of Invention:
`
`Efficient feedback of channel information in a closed loop beamforming
`.
`eae
`wireless communication system
`
`
`
`First Named Inventor/Applicant Name:
`
`Carlos Aldana
`
`Customer Number:
`
`51472
`
`
`
`Filer Authorized By: Jessica Smith
`
`Attorney Docket Number:
`
`BP4880
`
`Filing Date:
`
`28-SEP-2005
`
`16:06:19
`Time Stamp:
`
`
`
`
`Application Type: Utility under 35 USC 111(a)
`
`Paymentinformation:
`
`7ce
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`BP4880-312-Amendment-bz.
`pdf
`
`618d1f5 1591621 7e9df591d9caa2{38258d5|
`
`ZTE, Exhibit 1002-0020
`
`ZTE, Exhibit 1002-0020
`
`

`

`
`
`Multipart Description/PDF files in .zip description
`
`DocumentDescription
`
`Amendmentafter Notice of Allowance (Rule 312)
`
`Specification
`
`Applicant Arguments/Remarks Made in an Amendment
`
`
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`andofthe International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`the application.
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfor a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`ZTE, Exhibit 1002-0021
`
`ZTE, Exhibit 1002-0021
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`7590
`51472
`GARLICK & MARKISON
`P.O. BOX 160727
`AUSTIN, TX 78716-0727
`
`12/28/2012
`
`EXAMINER
`
`NEFF, MICHAEL R
`
`ART UNIT
`
`2631
`
`PAPER NUMBER
`
`DATE MAILED: 12/28/2012
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`11/237,341
`
`09/28/2005
`
`Carlos Aldana
`
`BP4880
`
`6712
`
`TITLE OF INVENTION:Efficient feedback of channel informationin a closed loop beamforming wireless communication system
`
`
`
`
`
`APPIN. TYPR PUBLICATION FER DUP.|PREV. PAID ISSUE FRRSMATI.RNTITY ISSTTF FRE DUR TOTAT. FER(S) DUE
`
`DATE DUR
`
`
`
`
`
`nonprovisional
`
`$2070
`
`03/28/2013
`
`$1770
`
`$300
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCEAS A PATENT.
`PROSECUTION ON TIE MERITS IS CLOSED,
`TUTIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENTRIGIITS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWALFROMISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITYstatus shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITYstatus:
`
`If the SMALL ENTITYis shown as NO:
`
`A. If the status is the same, pay the TOTAL PEL(S) DUE shown
`above.
`
`A. Pay TOTAL FEL(S) DUE shownabove, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and twice the amount of the ISSUE FEE shown above,or
`
`B. If applicant claimed SMALL ENTITYstatus before, or is now
`claiming SMALL ENTITYstatus, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shownabove.
`
`Il. PART B - FEE(S) TRANSMITTAL,or its equivalent, must be completed and returned to the United States Patent and TrademarkOffice
`(USPTO) with your ISSUE FEE and PUBLICATIONFEE(if required). If you are charging the fec(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occurdueto the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`UI. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEEunless advisedto the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
`
`ZTE, Exhibit 1002-0022
`
`ZTE, Exhibit 1002-0022
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`through 5 should be completed where
`‘This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`INSTRUCTIONS:
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenancefee notifications.
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any change of address)
`
`7590
`51472
`GARLICK & MARKISON
`P.O. BOX 160727
`AUSTIN, TX 78716-0727
`
`12/28/2012
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`i.
`papers. Each additional paper, such a