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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
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`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`ZTE (USA), INC. AND
`SAMSUNG ELECTRONICS CO., LTD.,
`Petitioners
`
`v.
`
`BELL NORTHERN RESEARCH, LLC,
`Patent Owner
`
`
`
`Case: IPR2019-01365
`U.S. Patent No. 7,039,435
`
`
`
`PETITIONER’S UPDATED EXHIIBIT LIST
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Exhibit Description
`
`LIST OF EXHIBITS
`
`1001
`
`1002
`1003
`1004
`
`1005
`1006
`
`1007
`
`1008
`1009
`
`1010
`
`1011
`
`1012
`
`1013
`
`1014
`
`1015
`
`1016
`1017
`
`U.S. Pat. No. 7,039,435 to McDowell et al. (“the ’435
`patent”)
`File History of the ’435 Patent
`Declaration of Dr. Jonathan Wells
`Certified English Translation of European Patent
`Publication EP 1091498 by Baiker (“Baiker”)
`U.S. Patent No. 6,456,856 to Werling (“Werling”)
`PCT Patent Publication WO 2002/05443 by Irvin
`(“Irvin”)
`U.S. Patent No. 6,018,646 to Myllymäki
`(“Myllymäki”)
`U.S. Pat. No. 5,390,338 to Bodin (“Bodin”)
`Joint Claim Construction Chart, Worksheet, and
`Hearing Statement in Bell Northern Research, LLC, v.
`ZTE Corporation, ZTE (USA) Inc., and ZTE (TX),
`Inc. (Case No. 3:18-cv-1786) (S.D. Cal.)
`U.S. Provisional Patent Application No. 09/612,034
`by Irvin (“Irvin Provisional”)
`Michael Barr, Programming Embedded Systems in C
`and C++
`(O’Reilly & Associates, 1999)
`Rudolf F. Graf, Modern Dictionary of Electronics
`(Butter- worth-Heinemann, 1999)
`Harry Newton, Newton’s Telecom Dictionary (Miller
`Freeman, Inc., 1999)
`Webster’s II New College Dictionary (Houghton
`Mifflin Co, 1999)
`Martin H. Weik, Fiber Optics Standard Dictionary
`(Chapman & Hall, 1997)
`European Patent Publication EP 1091498 (“Baiker”)
`Webster’s New World College Dictionary (Simon &
`Schuster, 1997)
`
`1
`
`
`Case: IPR2019-01365
`U.S. Patent No. 7,039,435
`
`Previously
`Submitted
`X
`
`X
`X
`X
`
`X
`X
`
`X
`
`X
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`X
`
`
`
`
`
`Exhibit Description
`
`Case: IPR2019-01365
`U.S. Patent No. 7,039,435
`
`Previously
`Submitted
`X
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`X
`
`1018
`1019
`
`1020
`
`1021
`
`1022
`
`1023
`
`1024
`
`1025
`
`1026
`
`U.S. Patent No. 6,029,074 to Irvin (“Irvin ’074”)
`Defendants’ Joint Opening Claim Construction Brief
`in Bell Northern Research, LLC, v. ZTE Corporation,
`ZTE (USA) Inc., and ZTE (TX), Inc. (Case No. 3:18-
`cv-1786) (S.D. Cal.)
`Plaintiff’s Opening Claim Construction Brief in Bell
`Northern Research, LLC, v. ZTE Corporation, ZTE
`(USA) Inc., and ZTE (TX), Inc. (Case No. 3:18-cv-
`1786) (S.D. Cal.)
`Supplemental Joint Claim Construction Hearing
`Statement Pursuant to P.L.R. 4.2 in Bell Northern
`Research, LLC, v. ZTE Corporation, ZTE (USA) Inc.,
`and ZTE (TX), Inc. (Case No. 3:18-cv-1786) (S.D.
`Cal.)
`Defendants’ Joint Responsive Claim Construction
`Brief in Bell Northern Research, LLC v. ZTE
`Corporation, ZTE (USA) Inc., and ZTE (TX), Inc.
`(Case No. 3:18-cv-1786) (S.D. Cal.)
`Plaintiff’s Responsive Claim Construction Brief in
`Bell Northern Research, LLC v. ZTE Corporation,
`ZTE (USA) Inc., and ZTE (TX), Inc. (Case No. 3:18-
`cv-1786) (S.D. Cal.)
`Redline Comparison of this Petition and Petition filed
`in IPR2019-01365 (“ZTE IPR”)
`Claim Construction Order and Order on Motions for
`Summary Judgment in Bell Northern Research, LLC,
`v. ZTE Corporation, ZTE (USA) Inc., and ZTE (TX),
`Inc. (Case No. 3:18-cv-1786) (S.D. Cal.)
`Transcript of June 20, 2019 Hearing in Bell Northern
`Research, LLC, v. ZTE Corporation, ZTE (USA) Inc.,
`and ZTE (TX), Inc. (Case No. 3:18-cv-1786) (S.D.
`Cal.)
`
`2
`
`
`
`
`Case: IPR2019-01365
`U.S. Patent No. 7,039,435
`
`Exhibit Description
`
`1027
`
`1028
`
`1029
`
`1030
`1031
`
`1032
`
`1033
`
`Order on Request for Pre-Institution Stay of the
`Litigation (August 12, 2019) in Bell Northern
`Research, LLC, v. ZTE Corporation, ZTE (USA) Inc.,
`and ZTE (TX), Inc. (Case No. 3:18-cv-1786) (S.D.
`Cal.)
`Order on Confirming Settlement and Setting Deadline
`to File Joint Motion for Dismissal (October 24, 2019)
`in Bell Northern Research, LLC, v. Bell Northern
`Research, LLC, v. Huawei Technologies Co., Ltd. et
`al. (Case No. 3:18-cv-1784) (S.D. Cal.)
`Settlement Agreement Between ZTE and BNR
`BUSINESS CONFIDENTIAL INFORMATION –
`BOARD ONLY
`Rebuttal Declaration of Dr. Jonathan Wells
`Cross Examination Testimony of Dr. Mark Horenstein
`(excerpted transcript of the January 8, 2020 deposition
`transcript in Bell Northern Research, LLC v. Coolpad
`Technologies, Inc., et al., No. 3:18-cv-01783-
`CAB(BLM) and Bell Northern Research, LLC v. ZTE
`Corp., et al., No. 3:18-cv-01786-CAB(BLM))
`Excerpts from Opening Expert Report of Jonathan
`Wells, Ph.D., M.B.A., October 25, 2019, Southern
`District of California, Case No. 3:18-cv-01783-CAB-
`BLM [Lead Case]
`License Agreement between Bell Northern Research,
`LLC and Samsung Electronics Co., Ltd.
`BUSINESS CONFIDENTIAL INFORMATION –
`BOARD ONLY
`
`Previously
`Submitted
`X
`
`X
`
`X
`
`X
`X
`
`X
`
`
`
`
`
`
`
`
`Dated: October 19, 2020
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`By: /Naveen Modi/
` Naveen Modi (Reg. No. 46,224)
`
` Counsel for Petitioner
` Samsung Electronics Co., Ltd.
`3
`
`
`
`
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`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), I certify that I caused to be served on the
`
`counsel for Petitioner a true and correct copy of the foregoing Petitioner’s Updated
`
`Exhibit List by electronic means at the following address of record:
`
`Steven W. Hartsell
`Alexander E. Gasser
`Paul J. Skiermont
`Sadaf R. Abdullah
`Mieke K. Malmberg
`BNR_SDTeam@skiermontderby.com
`
`
`Dated: October 19, 2020
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`By: /Naveen Modi/
` Naveen Modi (Reg. No. 46,224)
`
` Counsel for Petitioner
` Samsung Electronics Co., Ltd.
`
`
`
`
`
`
`
`
`
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