`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1149
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`DEFY MEDIA, LLC
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above%ntitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`ORDERED, ADJUDGED AND DECREED that all claims asserted in this suit between Plaintiff Guada Technologies
`LLC and Defendant Defy Media, LLC, are hereby DISMISSED WITH PREJUDICE.
`
`(BY) DEPUTY CLERK
`
`Ch
`
`DATE
`
`2/3/ 17
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BloomReach, Inc. EX1002 Page 1
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 1
`
`
`
`Case 2:16-cv-01157-RWS-RSP Document 14 Filed 01/19/17 Page 1 of 1 PagelD #: 55
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`
`FILING OR DETERMINATION OF AN
`
`ACTION REGARDING A PATENT OR
`
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`D Trademarks or �Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1157
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`SLACKER, INC.
`
`PATENT OR
`TRADEMARK NO.
`1 7,231,379
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`ORDERED, ADJUDGED AND DECREED that all claims asserted in this suit by Plaintiff Guada Technologies LLC are
`hereby DISMISSED WITH PREJUDICE
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`c·19--�� A. 0' i rs-c-Z.L
`
`ch
`
`DATE
`
`1/19/17
`
`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 2
`
`
`
`Case 2:16-cv-01148-RWS-RSP Document 12 Filed 12/15/16 Page 1 of 1 PagelD #: 51
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1148
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`BATANGA, INC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above%ntitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECISIO /JUDGEMENT
`It1s t erefore ORDERED, ADIUDGED AND DECREED that all claims asserted1n this suit between Pla1nt1f '
`
`Guada Technologies LLC and Defendant Batanga, Inc., are hereby DISMISSED WITH PREIUDICE.
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Nakisha Love
`
`12/15/16
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BIoomReach, Inc. EX1002 Page 3
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 3
`
`
`
`Case 2:16—cv—01159—RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0120 Rev 08/10)
`
`
`
` TO' Mail Stop 8
`
`
`'
`Director of the U.S. Patent and Trademark Office
`
`
`
`
`P.O. Box 1450
`TRADEMARK
`Alexandria, VA 22313-1450
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division on the following
`filed in the U.S. District Court
`[j Trademarks or M Patents.
`ljrthefipatent actionrinvolves 35 U.S.C. § 292.);
`7(
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`L1
`
`DOCKET NO.
`2:16-cv—1159
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`SPOTIFY USA INC.
`
`ULJLLLLUJiiiiiiiii
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`-—
`_—
`——
`I
`
`In the above—entitled case. the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`[3 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[3 Answer
`
`1:] Cross Bill
`
`[3 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1n the above—entitled case. the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BloomReach, Inc. EX1002 Page 4
`
`|PR2019~01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 4
`
`
`
`Case 2:16-cv-01158-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 Page“) #2 34
`AO I20 Rev. 08/10
`
`
`REPORT ON THE
`
`
`Mail Stop 8
`TO:
`
`
`
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`
`
`Alexandria, VA 22313-1450
`
`
`L1
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or [5 U.S.C. § lllo you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division on the fiollowing
`filed in the US. District Court
`I] Trademarks or M Patents. A( I] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16—cv-1158
`PLAINTIFF
`
`
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
` GUADA TECHNOLOGIES LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`SMULE, INC.
`
`‘
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`LJHILLUJIIIIIIIII
`
`In the above#entitled case. the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`I] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I] Answer
`
`[I Cross Bill
`
`C! Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case. the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`
`
`
`(BY) DEPUTY CLERK
`
`
`Copy I—Upon initiation of action, mail this copy to Director Copy 3—Ilpon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BloomReach, Inc. EX1002 Page 5
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 5
`
`
`
`Case 2:16—cv-01157-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelID #2 34
`
`A0 120 (Rev. 08/10)
`
`
`
`REPORT ON THE
`
`Mail Stop 8
`TO:
`
`FILING OR DETERMINATION ‘OF AN
`Director of the US. Patent and Trademark Office
`
`
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`
`
`'
`TRADEMARK
`Alexandria, VA 22313-1450
`
`
` LI
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 I 16 you are hereby advised that a court action has been
`filed In the US. District Court
`Eastern District of Texas, Marshall Division
`on the following
`[:| Trademarks or M Patents.
`the patent action involves 35 U.S.C. § 292.):
`
`( 1:]
`
`DOCKET NO.
`2:16—cv-1157
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`GUADA TECHNOLOGIES LLC
`
`SLACKER, INC.
`
`
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`IIIIIILU
`
`
`TRADEE/INATROKRNO.
`
`HOLDER OF PATENT OR TRADEMARK
`GUADA TECHNOLOGIES LLC
`
`-—
`--
`——
`—_
`
`DATE INCLUDED
`
`In the above*entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`[:I Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`El Answer
`
`El Cross Bill
`
`1:] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`4_
`
`—
`_—
`
`In the aboveAentitIed case. the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`U
`(BY) DEPUTY CLERK
`
`Copy I—Upon initiation ofaction, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BloomReach, Inc. EX1002 Page 6
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 6
`
`
`
`Case 2:16-cv-01156—RWS—RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10)
`
`
`REPORT ON THE
`
`Mail Stop 8
`TO:
`
`FILING OR DETERMINATION OF AN
`Director of the US. Patent and Trademark Office
`
`
`PO. Box 1450
`ACTION REGARDING A PATENT OR
`
`
`TRADEMARK
`Alexandria, VA 22313-1450
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`Eastern District of Texas, Marshall Division
`on the following
`El Trademarks or
`III Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`11
`
`DOCKET NO.
`2:16-cv-1156
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RHAPSODY INTERNATIONAL INC.
`
`
`
` 11Ll11111U1Hlllllll
`
`
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`GUADA TECHNOLOGIES LLC
`
`—_
`—_
`——
`—_
`
`1n the above—entitled case. the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`[3 Amendment
`
`[3 Answer
`
`B Cross Bill
`
`[:1 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK,
`
`_-
`_—
`__
`——
`_-
`
`1n the above—entitled case, the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation ofaction, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`,
`
`|PR2019—01304
`
`BloomReach, Inc. EX1002 Page 7
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 7
`
`
`
`Case 2:16-cv-01155—RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10
`
`REPORT ON THE
`
`
`Mail Stop 8
`TO:
`
`
`FILING OR DETERMINATION OF AN
`Director of the US. Patent and Trademark Office
`
`
`PO. Box 1450
`ACTION REGARDING A PATENT OR
`TRADEMARK
`Alexandria, VA 22313—1450
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`Eastern District of Texas, Marshall Division
`on thefollowing
`E] Trademarks or M Patents.
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16—cv—1 155
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`
`
`GUADA TECHNOLOGIES LLC
`
`RELIANCE MAJESTIC HOLDINGS, LLC
`
`
`PATENT OR
`DATE OF PATENT
`TRADEMARK NOI
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`In the above—entitled case. the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`E] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[3 Answer
`
`[3 Cross Bill
`
`C] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered orjudgemcnt issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy I—Upon initiation ofaction, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—-—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BloomReach, Inc. EX1002 Page 8
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 8
`
`
`
`Case 2:16-cv-01154-RWS—RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`AO 120(Rev. 08/10)
`
`To;
`
`Mail Stop 8
`Director of the us. Patent and Trademark Office
`Po. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION or AN
`ACTION REGARDING A PATENT 0R
`TRADEMARK
`
`DOCKET NO.
`2:16—Cv-1154
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US, District Court
`Eastern District of Texas, Marshall Division
`on the following
`[3 Trademarks or M Patents.
`( [j the patent action involves 35 U.§.C. § 292.):
`
`U.SI DISTRICT COURT
`
`
`
`
`Eastern District of Texas, Marshall Division
`
`DEFENDANT
`PANDORA MEDIA, INC.
`
`GUADA TECHNOLOGIES LLC
`
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`PATENT OR
`TRADEMARK NO.
`
`—_
`
`1 7,231,379
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`[3 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[3 Answer
`
`E] Cross Bill
`
`[3 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK.
`
`In the above—entitled case. the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation ofaction, mail this copy to Director Copy 3—Up0n termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy-4—Case file copy
`
`BIoomReach, Inc. EX1002 Page 9
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 9
`
`
`
`Case 2:16-cv-01152—RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PageID #: 34
`
`AO l20 Revl 08/IO
`
`
`REPORT ON THE
`
`Mail Stop 8
`TO:
`
`FILING OR DETERMINATION OF AN
`Director of the US. Patent and Trademark Office
`
`
`PO. Box 1450
`ACTION REGARDING A PATENT OR
`
`
`TRADEMARK
`Alexandria, VA 22313-1450
`
`
`In Compliance with 35 U.S.C. §290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`[I Trademarks or M Patents.
`
`( [I the patent action involves 33 U.S.C. § 292.):
`
`DOCKET NO.
`2:16—cv-1152
`PLAINTIFF
`
`DATE FlLED
`10/14/2016
`
`U.S. DlSTRlCT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`MLB ADVANCED MEDIA, L.P.
`
`PATENT OR
`
`DATE OF PATENT
`
`.
`
`,
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`__
`_—
`__
`-_
`
`DATE INCLUDED
`
`In the above%ntitled case. the following patent(s)/ trademark(s) have been included:
`lNCLUDED BY
`
`
`
`
`
`
`(BY) DEPUTYCLERK
`
`
`
`
`D Answer
`B Cross Bill
`[I Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`PATENT OR
`TRADEMARK NO.
`
`[I Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`—-
`——
`
`4
`
`In the above—entitled case. the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation ofaction, mail this copy to Director Copy 3—-Upon termination of action, mail this copy to Director
`Copy 2—llpon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BloomReach, Inc. EX1002 Page 10
`
`|PR2019—01304
`
`'
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 10
`
`
`
`Case 2:16-cv—01150-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0120 Rev. 08/]0
`
`
`REPORT ON THE
`
`Mail Stop 8
`TO:
`
`
`FILING OR DETERMINATION OF AN
`Director of the U.S. Patent and Trademark Office
`
`
`
`PO. Box 1450
`ACTION REGARDING A PATENT OR
`TRADEMARK
`Alexandria, VA 22313-1450
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § ”16 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`E] Trademarks or
`
`M Patents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1150
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`EMUSICCOM INC.
`
`
`
`
`
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`PATENT OR
`TRADEMARK NO.
`
`—— 2 3
`
`1 7,231,379
`
`DATE INCLUDED
`
`In the above—entitled case. the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`E] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`[1 Cross Bill
`
`E] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the abovegentitled case, the following decision has been rendered orjudgement issued:
`
`
`'
`DECISION/JUDGEMENT
`
`
`(BY) DEPUTY CLERK
`
`Copy I—Upon initiation ofaction, mail this copy to Director Copy 3—-—Upon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BloomReach, Inc. EX1002 Page 11
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 11
`
`
`
`Case 2:16-cv-01151—RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 Page”) #: 34
`
`A0 120 (Rev. 08/10)
`
`
`REPORT ON THE
`
`Mail Stop 8
`TO:
`FILING OR DETERMINATION OF AN
`Director of the U.S. Patent and Trademark Office
`
`
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`
`
`TRADEMARK
`Alexandria, VA 22313-1450
`
`
`In Compliance with 35 USC. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`I] Trademarks or
`
`[1 Patents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16—cv-1 151
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`
`
`GUADA TECHNOLOGIES LLC
`
`lHEARTMEDlA, lNC.
`
`
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`
`1
`HOLDER OF PATENT OR TRADEMARK,
`
`l 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`——
`——
`—_
`__
`
`1n the above#entit|ed case. the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`
`E Amendment
`
`
`E Answer
`
`B Cross Bill
`
`I] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`_—
`—_
`—_
`__
`—_
`
`1n the above#entitled case. the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
` (BY) DEPUTY CLERK
`
`Copy I——Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director
`Copy 4—Case file copy
`
`BloomReach, Inc. EX1002 Page 12
`
`lPR2019—01304
`
`
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 12
`
`
`
`Case 2:16-cv-01156-RWS-RSP Document 12 Filed 11/21/16 Page 1 of 1 PagelD #: 51
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1156
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RHAPSODY INTERNATIONAL INC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above%ntitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`It is therefore ORDERED, ADIUDGED AND DECREED that all claims asserted in this suit between Plaintif'
`
`Guada Technologies LLC and Defendant Rhapsody International Inc. are hereby DISMISSED WITHOUT
`PREIUDICE.
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BIoomReach, Inc. EX1002 Page 13
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 13
`
`
`
`Case 2:16-cv-01154-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1154
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`PANDORA MEDIA, INC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above%ntitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
` CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BIoomReach, Inc. EX1002 Page 14
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 14
`
`
`
`Case 2:16-cv-01155-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1155
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RELIANCE MAJESTIC HOLDINGS, LLC
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above%ntitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
` CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BIoomReach, Inc. EX1002 Page 15
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 15
`
`
`
`Case 2:16-cv-01156-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1156
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RHAPSODY INTERNATIONAL INC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above%ntitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
` CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`BIoomReach, Inc. EX1002 Page 16
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 16
`
`
`
`50404661 5
`
`1 0/1 2/201 6
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`
`Stylesheet Version v1.2
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`NATURE OF CONVEYANCE:
`
`ASSIGNMENT
`
`EPAS ID: PAT4093276
`
`CONVEYING PARTY DATA
`
`NOEMA, INC.
`
`09/19/2016
`
`RECEIVING PARTY DATA
`
`m GUADA TECHNOLOGIES LLC
`
`
`
`PROPERTY NUMBERS Total: 4
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`7231379
`
`7257574
`
`7260567
`
`7370056
`
`CORRESPONDENCE DATA
`
`Fax Number:
`
`Correspondence will be sent to the e-mail address first; if that is unsuccessful, it will be sent
`using a fax number, if provided; if that is unsuccessful, it will be sent Via US Mail.
`
`Email:
`
`thalfon@gmail.com
`
`Correspondent Name:
`
`GUADA TECHNOLOGIES LLC
`
`Address Line 1:
`
`Address Line 4:
`
`2591 DALLAS PARKWAY, STE 300,PMB #846
`
`FRISCO, TEXAS 75034
`
`NAME OF SUBMITTER:
`
`TIFFANY HALFON
`
`SIGNATURE:
`
`DATE SIGNED:
`
`/Tiffany Halfon/
`
`10/12/2016
`
`This document serves as an Oath/Declaration (37 CFR 1.63).
`
`Total Attachments: 3
`
`source=Exhibit A - Fully executed#page1.tif
`
`source=Exhibit A - Fully executed#page2.tif
`
`source=Exhibit A - Fully executed#page3.tif
`
`BloomReach, Inc. EX1002 Page 17
`
`lPR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 17
`
`
`
`Exhibit A
`
`FAE‘EEE'E" RSSEGNMSNT
`
`$03 337376: and 'Vaiuabie Fansideratifln, the reassign 03’ which is hereby FCkFleedged,
`Noema, Eng, 33 E33333: York CFFFFE'FEEFF heated at 26% 5133-33 693%: Street #2333, New Ym'k, NY
`3,0021 {"Assfgmr’fig, dams hereby assign transfer 3333'; same}: 3333337 (made. Technoiogies
`LIE: aTans iimited Eiabiiit}? 3103347333333, FavEFg an address 333 2553}. BadE233 Parkway Suite
`331333, PMB #845, Erism__.3‘8an 75834, {“dsfigflee”1033733 designeesg“33right, tide, and
`interest that exist today and may exist in the futurd 3'33 and to any and ad {3? the fsliowing
`{coEectiveiy,t§3e “P33337333 Rigms”):
`
`{a}
`"E’FEEE‘EETHEE
`
`EFF E33337: apgiicatians and patents Eisted 333 the 323E723? belsw {the “PFEFFFE” or
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`3
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`........... EEE'FE Mame-d 33333meE
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`all patents and pa3ent apFu'catiens {3} FE which the Patent di ready or
`{‘37}
`EFdErecdy 333333333 priFE'ity, {E33‘3333' which the Patent (E:323731)! 0.3." 3Fd33'ec'dyrFF733335 a basis F3
`priority;Fad{3711333 that we35 cavawned aggfiicai‘iuns that directiy 333' indiremy
`33333933993333: E73: 3233333233933, 373' were incorporated E733 raference 3333;}, the P3333333;
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`ad reissues, rewaminatimsextensions, CFFtiFFatiGFs, FFFFFFaF93323 in part,
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`adminuing FEFSFFFEEFF appiicatiom, requests for mn‘dnumg exammatians, divisier,
`registratidns {33’ any item En any of the faregoing caiegoriefi {a} and {b};
`
`BloomReach, Inc. EX1002 Page 18
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 18
`
`
`
`aEE invent”Ems inwentiandisciasures andé‘;grio‘areries tiesE-Ehedm an} item in
`{d}
`any ofthe foregaing categoriea {a} through {c} anti aEi ather‘ 1fights arisimg out sf such
`inventima invaE-Em disciosures, and disceveries;
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`3E1 rights it) swig? in 3:13: or 33% countries 0f the WBE‘EEIE far patents, certifimtes
`{e}
`of Enventian, uEiEiEy modeEsE inEEusEriaE design garmecEEQ-EESE design gamut pmtectiansE or
`other gavemmenml grants m: Essaances GE" any type :‘e‘a’atgd Et’} any item En. any ei’the
`faregoing categories {a} through {d}, inciud‘ing without limitaticn, uncier the Paris
`Convention :5!“ We Protectim‘: {3E industrial Fraperty, the Entema‘cmnai Patent Ceeparaflon
`Treaty, or any ether conventiam treaty, agreement 0: undersEaEE-dmg;
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`218causes sf actjan {whether knuwn 0‘; unimnwn GT WEEeEEEeE‘ currenfiy
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`Sanding, filad,:‘i‘ otherwise) and ether enforcemant rights under, or an account Bf, the
`Patents andfm‘ any item in an3 Of the fareguing categcries [b1 thmughe'EE. Enciuding.
`withoutEiimitaticm 31E causes m" agtien and Other enfaz‘cement Eights Em“
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`past. yresent, and future: damages,
`{2'
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`infiunctEv-e 1122135, and
`{ii}
`{m} any Esther remedies 0f any kind far past, present, and ffitm‘e infringement;
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`aEE rights to CGE‘EeCE: myaEEEes and Either paymeni‘s under 33‘ m: accnunt ofthe
`{g}
`Patent andfor any item in any of the. Emegaing categsries {a} thmugh {E}.
`
`35:33:1ng Ecpresemis, warrants and covenans that:
`
`Assignur has $35 fui‘E: pmwr and autEmri‘er 32161 has obiainsfi 5:}3E Eh:Erd part}
`{E}
`emszmts, appmvais mdmr 01116: authurizatians Ecanred E0 ems? Eats EEK: Latte: Agreement and
`E0 can}; nut its obiigafiimas Ramada, inciuding the assignmem affix: Patent Rights to Assignee;
`and
`'
`'
`
`EEssigEEGE owns, and by this {Eocumem assigns to Assignees, alE right, Me, and
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`Enters {Ea Elm Patent Rig-Em; Ensiuding, withuu‘: Eimi‘EaEEEm,33} right EitEe anti Emma‘s: E0 51:: fer
`EnErnivigil:man‘; at" the Patent Rignts. Assigno-E has abtained amE properly recorded previousiy
`sxacuuEeEE assignments fox that?ataxia: Rights as mecessary EE: fully pa.1“meits righEa and EEEEe therein
`in award-(mm WLEE‘E gm‘eming Em; and raguiaiiem in each E‘esgssctive jurisdiction The Fatcnt
`Rights at: free anti char of 331 liens, ciaims, mortgagcsE segurity iEEEeEests ormhe: encumbrancea,
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`agrem‘figents, options Lommimlems pmpasais, bids,affezts, m Eights w:EE}, to, 01'. in any person Ea
`acquiac my of EEK: Patant Rights.
`
`Assignm hereby anthmizes the resp-Ettive patent affice m“ governmentai agency EE1
`eash Eurisd‘iction E0 issue any and aEE patents, certificates 3f Enve‘ntimm EEEEEEEy madeis or
`Other governmemai grants or issuances that may be granted upen any GE the Patent REgE‘EEs
`in the name 3E Assigmea as time assignae to Ehe entire interest therein.
`
`BloomReach, Inc. EX1002 Page 19
`
`|PR2019—01304
`
`IPR2019-01304
`BloomReach, Inc. EX1002 Page 19
`
`
`
`Exhibit A
`
`The tarms and confiitims afthis Asxigmmmt {:16 Patent. Righfiis wili