`
`01/11/2019
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`EPASID: PAT5322440
`
`
`SUBMISSION TYPE:
`NEW ASSIGNMENT
`
`
`NATURE OF CONVEYANCE:
`CHANGE OF NAME
`
`CONVEYING PARTY DATA
`
`LUITPOLD PHARMACEUTICALS, INC.
`
`RECEIVING PARTY DATA
`
`Execution Date
`
`01/02/2019
`
`
`
`Name:_____[AMERIGANREGENT.NGS
`
`
`
`
`
`15958930
`
`60757119
`
`PROPERTY NUMBERS Total: 8
`
`Property Type
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`Application Number:
`
`CORRESPONDENCE DATA
`
`(619)595-8135
`Fax Number:
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number, if provided;if that is unsuccessful, it will be sent via US Mail.
`Phone:
`619-595-8010
`Email:
`mlaipsd@dentons.com
`Correspondent Name:
`STEPHANIE SEIDMAN
`AddressLine 1:
`DENTONS US LLP
`
`AddressLine 2:
`AddressLine 4:
`
`4655 EXECUTIVE DRIVE, SUITE 700
`SAN DIEGO, CALIFORNIA 92121
`
`ATTORNEY DOCKET NUMBER:
`
`15730.02039.
`
`NAME OF SUBMITTER:
`
`STEPHANIE SEIDMAN
`
`SIGNATURE:
`
`/Stephanie Seidman/
`
`id
`
`2}
`
`NJ
`
`505275668
`
`REEL: 048067 FRAME: 0271
`IPR2019-01142
`Pharmacosmosv. American Regent
`Petitioner Ex. 1005 - Page 1
`
`IPR2019-01142
`Pharmacosmos v. American Regent
`Petitioner Ex. 1005 - Page 1
`
`
`
`01/11/2019
`DATE SIGNED:
`
`Total Attachments: 4
`
`source=2039_family_Cert_Amendment#page4 tif
`
`source=2039_family_Cert_Amendment#page1 tif
`source=2039familyCert_Amendment#pagez tif
`source=2039_family_Cert_Amendment#page3.tif
`
`PATENT
`REEL: 048067 FRAME: 0272
`
`IPR2019-01142
`Pharmacosmosv. American Regent
`Petitioner Ex. 1005 - Page 2
`
`IPR2019-01142
`Pharmacosmos v. American Regent
`Petitioner Ex. 1005 - Page 2
`
`
`
`STATE OF NEW YORK
`
`DEPARTMENT OF STATE
`
`I hereby certify that the annexed copy has been compared with the
`original document in the custodyof the Secretary of State and that the same —
`is a true copy of said original.
`
`ab FO Few,
`NE
`
`oF
`
`e
`
`eo,
`“nh — na ps,
`
`.ww f
`‘ Wax
`On "s,
`fay
`‘F *
`
`|
`}& 3
`: «|
`}*
`
`oars
`oO
`”
`"ee
`rT OF
`
`*veaenae®
`
`WITNESS myhand and official seal of the
`Departmentof State, at the City of Albany,
`on January 3, 2019,
`‘
`)
`Aut
`
`COLAC
`
`Whitney Clark.
`Deputy Secretary of State
`
`Rev. 06/13
`
`PATENT
`REEL: 048067 FRAME: 0273
`
`IPR2019-01142
`Pharmacosmosv. American Regent
`Petitioner Ex. 1005 - Page 3
`
`IPR2019-01142
`Pharmacosmos v. American Regent
`Petitioner Ex. 1005 - Page 3
`
`€
`
`
`
`
`
`GSC 45
`
`
`
`1MewvorK |Division ofCorporations,
`STATE OF
`
`suc, OPPORTUNITY.
`| Stata Recordsand
`
`| Uniform Commercial Code
`
`New York State
`Departmentof State
`
`bivisi
`
`TeeerOREONS:
`STATE RECORDS AND
`UNIFORM COMMERCIAL CODE
`One Commerce Plaza
`99 Washington Ave,
`Albany, N¥ 12231-0004
`Www.dos, ny.00V
`
`CERTIFICATE OF AMENDMENT
`OF THE
`CERTIFICATE OF INCORPORATION
`OF
`
`Luitpold Pharmaceuticals, inc,
`~ (insert the Current ‘Name ofDamestic Corporation)
`Under Section 805 of the Business Corporation Law
`
`FIRST: The current nameof the corporationis:
`Luitpold Pharmaceuticals, Inc,
`
`Ifthe nameé.of thé:corporation has been previously changed, the name under whichit was
`oriitially fortied ts:
`. T .
`
`Natcon Industries, Inc,
`
`
`.
`
`SECOND: Thedateoffiling ofthe certificate of incorporation with the Departmentof Stateis:
`Apri 2, 1946 anterememetmeptrteaENET
`
`THIRD: The amendmenteffected by this certificate of amendmentis as follows:
`The subject matter and fill text of exch amended paragraph aust be stated.
`FOR EXAMPLE, a cer ificete of amendment changing the name ofthe corperution would reed as follows:
`Parsgmph FIRST ofthe Certificule ofIncorporation relsting to‘themuneofIhecorpamdion|iy otnendee! to read in its entirety as follows:
`EPRST,TheridinieefitheJeorporadinais posenN...
`Paragraph FIRST
`. ofthe Certificate of Incorporation relating to
`
`the name of the Corperation
`
`
`is amended to read in its entirety as follows:
`FIRST: The name of the Corporation is Anerican Regent, Inc,
`
`
`sitettindererntinterterntanettnaneremenmetiedstimstnprereqinanmenninsneraneiri
`
`a
`
`DOS-1654-4 (Rev, 03/17)
`WY00g - S/43017 Wolters Klower Online
`
`190102000460
`
`Page 1 of 3
`
`a
`PATENT
`REEL: 048067 FRAME: 0274
`
`IPR2019-01142
`Pharmacosmosv. American Regent
`Petitioner Ex. 1005 - Page 4
`
`IPR2019-01142
`Pharmacosmos v. American Regent
`Petitioner Ex. 1005 - Page 4
`
`
`
`
`Paragraph |.
`__ofthe Certificate of Incorporation relating to
`
`
`is amended to read in its entirety as follows:
`
`
`
`FOURTH:Thecertificate of amendment was authorized by: (Check the appropriate box)
`t Thevote ofthe board ofdirectors followed by a vote of a majorityofall outstanding
`'
`Shares entitled to vote thereonat a meeting of shareholders.
`The vote of the board ofdirectors followed by the unanimous written consent of the
`holders ofall outstanding shares.
`
`
`
`x_GonephKiKoller!iv IK.Ce TosephKennethKeller
`
`(Slenature)
`
`Wane ofSigner)
`
`Chie!Executive Officer and President
`Cs
`
`(Title ofSigner)
`
`DOS-1564-F (Rev. 03/17)
`NYQ06 - M2067 Walters Kluwer Online
`
`,
`
`Page 2of3
`
`PATENT
`REEL: 048067 FRAME: 0275
`
`IPR2019-01142
`Pharmacosmosv. American Regent
`Petitioner Ex. 1005 - Page 5
`
`IPR2019-01142
`Pharmacosmos v. American Regent
`Petitioner Ex. 1005 - Page 5
`
`
`
`
`
`CSC 45
`
`DRAW DOWN
`
`
`
`CERTIFICATE OF AMENDMENT
`OF THE
`CERTIFICATE OF INCORPORATION
`OF
`
`.
`,
`Luitpold Pharmaceuticals, Inc,
`Unsert CurrentNameofDomiestteCorporation)
`Under Sectlon 805 of the Business Corporation Law
`
`Filer’s Name and Malling Addross:
`
`~
`
`:
`
`,
`
` aun
`
`Cynthia Weiss, Esq,
`
`Name:
`~
`Arent Fox LLP
`Company, ifAppiieable:
`1717 K Street, NW
`Mailing Address;
`
`pec
`EE Wt NEVV YORK
`
`
`ol
`OF STATE
`: mn i iy
`JAN 02 20K
`2
`NOTES:
`Tetetermes
`1. The name of the corporation and its date of Incorporation provided an this cerlificate niust exactly match the records of the
`Department of State, This information should be verified an tha Deparunent of State's websile at
`yrypay
`f
`ia
`SY
`CYR. me
`2. This form waa prapared by the New York State Department of Bate. It does not containall optional provislons under the law,
`‘You are not required to use this form, You may dradl your ewn form ofuse fons uvalluble at legal stationery stores,
`3, The Derdtinient of State recommends that-cll documents be prepared underthe guidance ofan attorney,
`4, The surthfignia must be auiinitted with a 560 filling fee,
`
`
`For Office ifse Onip
`
`
`
`.
`Washington, DC 20006
`OA eR Sealer
`
`.
`
`ee
`
`ctstee
`
`Page 30f3
`
`PATENT
`REEL: 048067 FRAME: 0276
`
`IPR2019-01142
`Pharmacosmosv. American Regent
`Petitioner Ex. 1005 - Page 6
`
`Fete,
`mySree
`&
`
`a
`
`t
`
`DOS-1654-4 (Rev, 03/17)
`NYODE - 4/207 Wolters Kluwer Gating
`
`RECORDED: 01/11/2019
`
`IPR2019-01142
`Pharmacosmos v. American Regent
`Petitioner Ex. 1005 - Page 6
`
`€
`