`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addless. COMMISSIONER FOR PATENTS
`PO Box 1450
`Alexandria, Viigmia 22313-1450
`wwwusptogov
`
`APPLICATION
`NUMBER
`
`FILING or
`371(0) DATE
`
`GRP ART
`UNIT
`
`
`
`
`
`F
`
`61/375,096
`
`08/19/2010
`
`FEE REC'D
`
`110
`
`Michael Karmatz
`
`7 Plneridge St
`Melville. NY 11747
`
`ATTY.DOCKET.NO
`
`TOT CLAHVIS IND CLAIMS
`
`CONFIRMATION NO. 7918
`
`FILING RECEIPT
`
`lllllllllllllllllllllllllllllllllllllllllllllllllllllllllllll llllllllllllllllllllllll
`00000004326 028
`
`Date Mailed: 09/01/2010
`
`It will not be examined for patentability and will
`Receipt is acknowledged of this provisional patent application.
`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
`must include the following identification information: the US. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please submit
`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Applicant(s)
`
`Michael Shayne Karmatz, Melville, NY;
`Power of Attorney: None
`
`If Required, Foreign Filing License Granted: 08/27/2010
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 61/375,096
`
`Projected Publication Date: None, application is not eligible for pre-grant publication
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`Holding method or apparatus for a hand held device (ie. PDA, Smart phone, cell phone, tablet)
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a US. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
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`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a US. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the US. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the US. Government hotline at 1-866-999-HALT (1-866-999-4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase "IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 U.S.C. 184,
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
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`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`page 3 of 3
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`Quest EX. 1009
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`PHONE Phone: 516-316-2123
`
`INVENTION Holding Device for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`
`A holding method or apparatus that allows the user of a hand-held device HHD (ie. cell
`
`phone, pda, smart phone, tablet or any other hand held device) the ability to hold and
`
`use the HHD in one hand securely freeing up the user's thumb. for a greater range of
`
`motion, to operate the front of the HHD.
`
`Most users do not have the ability to hold an HHD with one hand and use their thumb (of
`
`that same hand) to navigate all parts of the front screen due to size of their hand and/or
`
`size of the HHD. This is more common today, with the emergence of larger HHDs
`
`(Smartphones like lphone, Evo 49, Samsung Galaxy S which are big screen PDAs).
`
`This holding device allows the user to navigate the entire HHD with one hand more
`
`easily than before, which allows for added productivity and multitasking.
`
`This holding method or apparatus can be produced using various types of materials
`
`including but not limited to metal, rubber, plastic and/or synthetic materials. The holding
`
`method or apparatus can be attached to the HHD by a variety of fasteners or can be
`
`built into the back of the HHD, back cover of HHD, skin, sleeve, bumper or clip to the
`
`HHD.
`
`Once the apparatus is in place, the user's finger(s) (excluding the thumb) will provide the
`
`support and grip for the HHD to rest comfortably and securely in the palm of the hand
`
`while the thumb of that hand has the freedom to navigate the entire front screen of the
`
`HHD.
`
`QuestEX.1009
`
`INVENTION Holding Method/Apparatus for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`PHONE Phone: 516-316-2123
`
`Quest Ex. 1009
`
`
`
`PHONE Phone: 516-316-2123
`
`INVENTION Holding Device for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
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`not limited to
`1 . A rod/bar
`
`2. Flat piece
`3. Flat piece with concave cutouts for
`shape of top of finger
`4. A circle/disc (for vertical & horizontal
`grip)
`5. A ring for one finger
`
`(b) Stem
`can be produced out of the following but
`not limited to
`
`1. Rod or threaded rod to adjust for
`height of fingers and placement of top
`piece and be able to swivel 90 degrees to
`accommodate horizontal holding ff HHD
`2. Flat piece/rectangle extrusion
`3. Spring loaded to pop up or pop down
`
`(0) base
`1.Can have a latch and release
`
`2. Spring to close and open
`3. Or spring to just keep closed and user
`can flip it up with tension on their fingers
`
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`Quest EX. 1009
`
`INVENTION Holding Method/Apparatus for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`PHONE Phone: 516-316-2123
`
`Quest Ex. 1009
`
`
`
`PHONE Phone: 516-316-2123
`
`INVENTION Holding Device for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
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`(b) Stem
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`following but not limited to
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`2. Spring (conical) to allow for
`deep compression (can be plastic
`or metal)
`3. torsion spring
`
`(c) base
`1.Will have a latch, lock, or
`button to release.
`
`2. Spring to close and open
`will have an adhesive to attach to
`-
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`into back cover of HHD or can be
`
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`INVENTION Holding Method/Apparatus for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`PHONE Phone: 516-316-2123
`
`Quest Ex. 1009
`
`
`
`INVENTION Holding Device for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`
`PHONE Phone: 516-316-2123
`
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`but not limited to
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`
`(b) Stem Can be made out of but
`not limited to
`
`1. Rubber/silicon/plastic
`
`
`
`
`.~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
`
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`..............................................................................(b) Stem Can be made out of but
`not limited to
`
`(c) base
`1. Can be made out of but not
`
`limited to plastic, metal or rubber.
`
`,,,,,,,,.,.(a) Top piece can be:
`1. rubber/silion/plastic
`
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`
`1. Rubber/siliconlplastic
`
`(0) base
`1. Can be made out of but not
`
`limited to plastic, metal or rubber.
`or molding into the back cover or
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`
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`
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`
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`(b) Stem Can be made out of but
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`
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`1. Can be made out of but not
`
`limited to plastic, metal or rubber.
`or molding into the back cover or
`
`QuestEX.1009
`
`INVENTION Holding Method/Apparatus for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`PHONE Phone: 516-316-2123
`
`Quest Ex. 1009
`
`
`
`
`
`INVENTION Holding Device for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`PHONE Phone: 516-316-2123
`
`Sketches of Disc/Button Method
`
`
`
`INVENTION Holding Method/Apparatus for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`PHONE Phone: 516-316-2123
`
`Quest Ex_ 1009
`
`Quest Ex. 1009
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`
`
`PHONE Phone: 516-316-2123
`
`INVENTION Holding Device for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`
`Sketches of Fligfibar method
`
`Front View - Fingers are not needed to
`
`
`physically grip around the device
`Quest Ex_ 1009
`
`INVENTION Holding Method/Apparatus for a Hand Held Device (ie. PDA, Smartphone, Cell Phone, Tablet PC)
`INVENTOR NAME Michael Shayne Karmatz
`ADDRESS 7 Pineridge St, Melville, NY 11747
`PHONE Phone: 516-316-2123
`
`Quest Ex. 1009
`
`
`
`Doc Code: TR.PROV
`
`Document Description: Provisional Cover Sheet (5816)
`
`PTOISBI16 (11—08)
`Approved for use through 091'30/2010 OMB 0551 —0032
`US. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`Provisional Application for Patent Cover Sheet
`This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c)
`
`lnventor(s)
`
`Inventor I
`
`
`
`Middle Name Family NameGiven Name City
`
`
`
`
`
`
`
`
`
`Shayne Karmatzmichael Melville
`
`
`
`
`
`Add
`All Inventors Must Be Listed — Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`Title of Invention
`
`Holding method or apparatus for a hand held device (ie. PDA, Smart phone, cell
`phone, tablet)
`
`Attorney Docket Number (if applicable)
`
`Correspondence Address
`
`Direct all correspondence to (select one):
`
`
`
`O The address corresponding to Customer Number 6) Firm or Individual Name
`
`Firm or Individual Name 1
`
`Michael Karmatz
`
`Mailing Address of Applicant:
`
`
`
`Address 1 7 Plneridge St
`
`Address 2
`
`
`
`
`City State/Province
`
`Postal Code
`
`Country i
`
`The invention was made by an agency of the United States Government or under a contract with an agency of the United
`States Government.
`
`6) No.
`
`0 Yes, the name of the US Government agency and the Government contract number are:
`
`EFS — Web 1.0.1
`
`Quest EX. 1009
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`Quest Ex. 1009
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`
`
`Doc Code: TR.PROV
`
`Document Description: Provisional Cover Sheet (5816)
`
`PTOISBI16 (11—08)
`Approved for use through 091'30/2010 OMB 0551 —0032
`US. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`Entity Status
`Applicant claims small entity status under 37 CFR 1.27
`
`(9 Yes, applicant qualifies for small entity status under 37 CFR 1.27
`
`O No
`
`
`
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card
`numbers (other than a check or credit card authorization form PTO—2038 submitted for payment purposes) is never required
`by the USPTO to support a petition or an application.
`If this type of personal information is included in documents submitted
`to the USPTO, petitioners/applicants should consider redacting such personal information from the documents before
`submitting them to USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public
`after publication of the application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the
`application) or issuance of a patent. Furthermore, the record from an abandoned application may also be available to the
`public if the application is referenced in a published application or an issued patent (see 37 CFR1.14). Checks and credit
`card authorization forms PTO-2038 submitted for payment purposes are not retained in the application file and therefore are
`not publicly available.
`
`Signature
`
`Please see 37 CFR 1.4(d) for the form of the signature.
`
`{Michael Karmatz/
`
`Date (YYYY-MM-DD)
`
`2010-08-19
`
`First Name
`
`Michael
`
`Last Name
`
`Karmatz
`
`Registration Number
`(If appropriate)
`
`This collection of information is required by 37 CFR 1.51. The information is required to obtain or retain a benefit by the public which is to
`file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection
`is estimated to take 8 hours to complete, including gathering, preparing, and submitting the completed application form to the USPTO.
`Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/0r
`suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, US. Department
`of Commerce, PO. Box 1450, Alexandria, VA 22313—1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. This
`form can only be used when in conjunction with EFS-Web. If this form is mailed to the USPTO, it may cause delays in handling
`the provisional application.
`
`
`
`EFS — Web 1.0.1
`
`Quest EX. 1009
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`Quest Ex. 1009
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of
`the attached form related to a patent application or paten. Accordingly, pursuant to the requirements of the Act, please be
`advised that :
`(1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the
`information solicited is voluntary; and (3) the principal purpose for which the information is used by the US. Patent and
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`If you do not
`furnish the requested information, the US. Patent and Trademark Office may not be able to process and/or examine your
`submission, which may result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
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`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information
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`
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`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
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`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`Quest EX. 1009
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`Quest Ex. 1009
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`Electronic Patent Application Fee Transmittal
`
`——
`
`Filing Date:
`
`TItle of Inventlon:
`
`Holding method or apparatus for a hand held device (ie. PDA, Smart phone,
`cell phone, tablet)
`
`_—
`——
`
`ProVISIonal FIIing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD($)
`
`
`
`Basic Filing:
`
`Miscellaneous Filing:
`
`Patent Appeals and-Interference:
`
`Post-Al|owance-and-Post-lssuance:
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`Extension-of—Time:
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`Quest EX. 1009
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`Quest Ex. 1009
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`Miscellaneous:
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`Total in USD (5)
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`Quest EX. 1009
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`Quest Ex. 1009
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`Electronic Acknowledgement Receipt
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`“—
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`TItle of Inventlon:
`
`Holding method or apparatus for a hand held device (ie. PDA, Smart phone,
`cell phone, tablet)
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`
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`First Named Inventor/Applicant Name:
`
`Michael Shayne Karmatz
`
`Correspondence Address:
`
`michael karmatz
`
`7 pineridge st
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`-
`
`US
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`5163162123
`
`mikenicee@aol.com
`
`“—
`——
`——
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`——
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`Payment information:
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`Credit Card
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`. . .
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`$110
`Payment was successfully received in RAM
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`Quest Ex. 1009
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`RAM confirmation Number
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`Deposit Account
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`Authorized User
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`File Listing:
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`Document
`Number
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`Document Descri
`
`tion
`
`p
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`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`patent-Holding-
`method_for_HandHeld_device.
`
`4382008
`
`ide9
`ad0f8e7889daclac154dd92al7399ff1f588
`
`Multipart Description/PDF files in .zip description
`
`
`
`Drawings-onlyblackandwhite linedrawings -_
`
`Provisional Cover Sheet (SB16)
`
`ProvisionalSB.pdf
`
`1059679
`
`998b29aecf5c429efc9fi 9e56ded7b806207
`4780
`
`Fee Worksheet (PTO-875)
`
`fee-info.pdf
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`0e3e578cbbe224b1 8a427724329774e2a8-
`dfa53
`
`Information:
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`Information:
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`Information:
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
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`Quest EX. 1009
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`Quest Ex. 1009
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